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RESEARCH
T
he rubber dam has been
used in dental care for
AB STRACT A D
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J
decades. It is considered the ✷ ✷
reference standard in root Background. The Dental Practice-Based
®
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CON
canal treatment (RCT) because of
IO
Research Network (DPBRN) provided a means to
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the advantages that it offers with
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N
investigate whether certain procedures were per-
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quality of care in dental practices.21-26 It com- still practicing at that address). We collected
prised practitioner-investigators (P-Is) and staff data from December 2010 through May 2011.
members in outpatient dental practices mainly This study was approved by the human partici-
from five regions: Alabama/Mississippi (AL/MS); pants institutional review board at the Univer-
Florida/Georgia; Minnesota, encompassing den- sity of Alabama at Birmingham and all of The
tists employed by HealthPartners Dental Group DPBRN’s regional institutional review boards.
(HPDG), Minneapolis, or in private practice; All participants who participated in this study
Permanente Dental Associates (PDA), in cooper- provided informed consent after we fully
ation with Kaiser Permanente’s Center for explained the nature of the procedures.
Health Research, Portland, Ore.; and the Scan- Main questionnaire content. Questions
dinavian countries Denmark, Norway and about rubber dam use were included in a ques-
Sweden. Additional P-Is also were recruited in tionnaire designed to provide updated informa-
other U.S. states. The DPBRN provided a tion about certain infrastructure capabilities of
means to investigate whether certain dental DPBRN. The questionnaire is publicly avail-
procedures were performed routinely in able.29 The main questions of interest for our
everyday clinical practice. The results of a 2010 study were as follows: the first was “Do you per-
DPBRN study about restorative dentistry sonally do any root canal procedures?”; those
showed that 63 percent of P-Is did not use a rub- who responded in the affirmative were asked,
ber dam for any dental restorations.27 As part of “On what percent of these root canals do you
an overall effort to quantify the DPBRN’s infra- estimate that you use a rubber dam?” and “Do
structure capabilities, DPBRN had an opportu- you use any other type of isolation?” and if yes,
nity to include in a questionnaire items about “please specify.”
the use of a rubber dam during RCT. DPBRN enrollment questionnaire. Since
We conducted this study to quantify—among 2005, as part of enrollment in DPBRN, P-Is
general dentists who reported providing at least completed a 101-item enrollment questionnaire
some RCT—the percentage of DPBRN P-Is who about their practice characteristics and them-
indicated that they used a rubber dam during selves. The distribution of these characteristics
RCT, to quantify the percentage who reported for DPBRN dentists has been reported previ-
using some other form of isolation during RCT ously.24,25 Among other items, this questionnaire
and to test the hypothesis that certain dentist included practice location, type of practice (solo
or practice characteristics were associated with private practice; group private practice, not
use of a rubber dam during RCT. HPDG or PDA; HPDG or PDA; public health
practice, community health center or publicly
METHODS funded clinic; or other type), whether the den-
DPBRN recruitment process. We recruited tist was a generalist or specialist, year of gradu-
P-Is into The DPBRN at continuing education ation from dental school, and the dentist’s sex,
courses and through mass mailings to licensed race and ethnicity.
dentists from the participating regions. The Data collection process. Before full imple-
DPBRN completed a total of 22 studies, which mentation of the survey, 34 practitioners and
included a broad range of study designs, topic DPBRN staff members pretested the question-
areas and enrollment sizes.23,28 Although most naire to assess the feasibility and comprehen-
DPBRN studies involved data collection from sion of each questionnaire item, as well as its
dental patients, some studies used only online administration. The DPBRN central
questionnaires. office staff members sent by means of postal
The data for this study were collected and the mail preprinted invitation letters to eligible
original manuscript was prepared under the practitioners, inviting them to participate and
auspices of The DPBRN. That organization to provide them with a unique identification
evolved into The National Dental Practice- number and log-in code to complete the online
Based Research Network, under the aegis of survey.
which we prepared the final version of this P-Is were asked to complete the question-
article. naire within three weeks. DPBRN staff mem-
Study design. This was a cross-sectional
study, consisting of a single administration of ABBREVIATION KEY. AL/MS: Alabama/Mississippi.
the Infrastructure Update Survey to all DPBRN DPBRN: Dental Practice-Based Research Network.
P-Is who had participated in one or more HPDG: HealthPartners Dental Group. PDA: Perma-
DPBRN studies of any type and who were in nente Dental Associates. P-Is: Practitioner-
practice with an active practice address (that is, investigators. RCT: Root canal treatment.
RESEARCH
bers sent a reminder letter after the fourth prove model fit, and we excluded them from
week to P-Is who had not completed the ques- subsequent analyses. The multivariable regres-
tionnaire. After an additional four weeks, a final sion became a regression with only one explana-
reminder was sent, and this time a printed ver- tory covariate (type of practice).
sion of the questionnaire was included and prac-
titioners were offered the option of completing RESULTS
the online or paper version of the questionnaire Characteristics of dentists who reported
(87 [12 percent] of 729 practitioners completed providing RCTs. Of 1,007 P-Is invited to par-
the paper version instead of the online version). ticipate, we determined that 16 were ineligible
Data collection was closed after a final three- (13 retired or sold their practice, two no longer
week waiting period. Practitioners or their busi- had an active practice address, and one was
ness entities received remuneration in the deceased). Of the remaining 991 P-Is, 74 per-
amount of $50 for completing the questionnaire cent (n = 729) completed the questionnaire or
at the end of the survey if they requested it. almost all of it. Differences in characteristics
Statistical methods. All analyses were done between respondents (n = 729) and nonrespon-
using statistical software (SAS/STAT Version dents (n = 262) were not statistically significant
9.2, SAS Publishing, Cary, N.C.). Statistical sig- with regard to the dentist’s sex or year of gradu-
nificance was assumed for P < .05. In addition ation from dental school. P-Is in the AL/MS
to quantifying frequency distributions, we con- region had a significantly lower response rate
ducted bivariate cross-tabulations to examine (67 percent; P < .01, χ2 test) than did those in
the associations between rubber dam use and the other regions combined (79 percent).
certain dentist and practice characteristics, Of the 729 P-Is who completed the question-
using χ2 and Mantel-Haenszel χ2 trend tests for naire, 554 (76 percent) responded “Yes” to the
statistical significance or Fisher exact test question about whether they perform any RCTs,
extension for contingency tables in case of small and 553 also reported the percentage of RCT
cell sizes. We conducted analyses by using mul- procedures in which they use a rubber dam. Of
tiple logistic regression to examine simultane- these 553 dentists, 14 were endodontists and 15
ously the effect of explanatory variables (for reported that they were another type of spe-
example, practice type, year of graduation) on cialist. All of the endodontists reported that
the outcome (use of a rubber dam during RCT) they use a rubber dam for 100 percent of the
after adjusting for the effect of other explana- root canal procedures that they performed. Of
tory variables. Because data regarding use of a the 15 other specialists, one (7 percent) said
rubber dam was coded by using a four-point that a rubber dam was used none of the time,
ordinal scale (none, 1-50 percent, 51-99 percent, three (20 percent) said a rubber dam was used 1
100 percent), we conducted a preliminary to 50 percent of the time, four (27 percent) said
ordinal logistic regression by using that scale. a rubber dam was used 51 to 99 percent of the
However, the proportional odds assumption time, and seven (47 percent) said a rubber dam
required for ordinal logistic regression was vio- was used 100 percent of the time. The re-
lated, so we coded the outcome by using a three- maining 524 dentists, all of whom were general
point scale (none, 1-99 percent, 100 percent). By dentists, were the focus of the remainder of our
using this three-point ordinal outcome, the pro- study. Their characteristics are shown in Table 1.
portional odds assumption was no longer vio- Use of a rubber dam and dentist and
lated. Because type of practice and DPBRN practice characteristics. A total of 229 P-Is
region were redundant for some regions, we did (44 percent) reported that they use a rubber
not include both variables in a single regression dam for all RCTs they provide (Table 2, page
owing to multicollinearity. There were five types 183), and 80 (15 percent) reported that they do
of practice in our study. The results of prelimi- not use a rubber dam for any of the RCTs that
nary logistic regressions showed that one prac- they provide.
tice type (HPDG or PDA) had a substantially Table 2 also shows rubber dam according to
different effect magnitude than did the other certain dentist and practice characteristics. We
practice types. Consequently, we thereafter found a statistically significant association
coded type of practice dichotomously as “HPDG/ between the DPBRN region and rubber dam
PDA” or “not HPDG/PDA.” We adjusted prelimi- use, with the highest use occurring in PDA or
nary regressions for the following variables: other West region practices (“other West region
dentist’s year of graduation, sex, race and eth- practices” are those in western states that are
nicity. We found that none of these variables not PDA practices), and the lowest use occurred
were statistically significant nor did they im- in the AL/MS region. We also observed signifi-
RESEARCH
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RESEARCH
Scandinavian dentists, 70 (15 percent) P-Is within the groups of practitioners who were
reported never using a rubber dam, 77 (16 per- younger than 40 years. These findings are in
cent) P-Is used it from 1 to 50 percent of the contrast with those of another study that
time, 110 (24 percent) P-Is used it from 51 to 99 showed a trend of older practitioners’ using
percent of the time, and 211 (45 percent) P-Is rubber dams more than did their younger
used it all the time. These findings are similar counterparts.9
to the overall percentage distribution shown in It is possible that many of the general den-
Table 2. tists in our study performed RCTs only on ante-
The literature provides little guidance about rior teeth and referred patients to endodontists
the possible role of practice type on rubber dam for all RCTs in posterior teeth. Perhaps these
use. The results of a National Health Insurance general dentists would have used rubber dams
System study conducted in Taiwan indicated on posterior teeth if they provided that type of
that rubber dam usage was significantly higher treatment. Another possible explanation for low
in hospital settings than in private dental rubber dam use is that the general dentists in
clinics.17 Practitioners in group practices used a this sample used rotary endodontic instruments
rubber dam more than did those in solo prac- when providing RCTs. With rotary instrumenta-
tices.15,30 However, a higher use of rubber dams tion, files are attached to a handpiece. Although
in private practices was reported when com- this circumstance would decrease the likelihood
pared with that in mixed practices (mix of pri- of a patient’s aspirating or ingesting a file, the
vate and public patients) and National Health other reasons for using a rubber dam—namely,
Services practices (68 percent, 55 percent, 45 infection control and treatment effectiveness—
percent), respectively.5 are not obviated. In addition, rotary instrumen-
We observed that rubber dam use was uni- tation is supplemented with hand files.
versal among the 14 endodontists in The Other forms of isolation. In our study,
DPBRN, which was much higher than that other than using a rubber dam, the most
among general dentists and other specialists. common method used for isolation was cotton
Although investigators in few studies have rolls or gauze squares. This finding is consistent
studied this topic, the investigators of a U.S. with that of a study conducted in 2009 that indi-
national study conducted in 1994 observed that cated that 37 percent of respondents used a
92 percent of endodontists always used a rubber rubber dam in some patients, 29 percent used
dam compared with 59 percent of general den- cotton rolls alone or with some other form of iso-
tists.13 We did not have information from our lation, and 3 percent did not use any form of
respondents regarding whether they had isolation.10
advanced training, such as that from a general A total of 25 general dentist practitioners
practice residency or advanced education in gen- reported using Isolite, a device that simultane-
eral dentistry program, and, therefore, we could ously provides light, suction, retraction and
not determine if advanced training among the aspiration prevention. We are not aware of any
general dentists was associated with higher studies in which investigators compared the
rates of rubber dam use. Attendance at contin- safety, comfort and effectiveness of this device
uing education courses about this topic also with those of a rubber dam, although one
could influence rubber dam use, but we did not opinion piece has been published.31
measure that. It also is possible that rubber Our study had certain limitations, and con-
dam use is higher among general dentists who clusions made from it should take them into
have their dental assistants place the rubber account. The main limitation is that the study
dam for RCT and other procedures. design relied on information from the question-
Dentists in The DPBRN who graduated since naire rather than information based on direct
2000 were significantly more likely to have observation of procedures. In addition, although
reported rubber dam use than were those who the response rate was good, it is possible that
graduated earlier, although its use among den- nonrespondents would have reported different
tists who graduated in 2000 or later still was behavior. Furthermore, although DPBRN P-Is
only 54 percent. Graduation year was not statis- have much in common with dentists at large,24,25
tically significant in multivariable regressions it is possible that their RCT procedures might
that included the type-of-practice variable. not be representative of dentists at large.
Other investigators observed higher use of Although we measured rubber dam use by using
rubber dams among recent graduates in studies a four-point ordinal scale (none, 1-50 percent,
published in 20008 and 2002.15 Investigators in a 51-99 percent, 100 percent), we had to conduct a
U.K.5 and an Irish19 study found similar findings multivariable regression analyses by means of a
RESEARCH
three-point scale (none, 1-99 percent, 100 per- dentaldamstatement.pdf. Accessed March 27, 2012. Accessed Nov. 30,
2012.
cent), which could have affected these results. 5. Soldani F, Foley J. An assessment of rubber dam usage amongst
Rubber dam use reduces the potential for specialists in paediatric dentistry practising within the UK. Int J
patients’ swallowing or inhaling materials or Paediatr Dent 2007;17(1):50-56.
6. Marshall K, Page J. The use of rubber dam in the UK: a survey.
objects used during RCT, as well as pieces of Br Dent J 1990;169(9):286-291.
tooth structure, restorative material or necrotic 7. Hill EE, Rubel BS. Do dental educators need to improve their
approach to teaching rubber dam use? J Dent Educ 2008;72(10):
tissue dislodged during access preparation.32-36 1177-1181.
In addition to patient safety and occupational 8. Whitworth JM, Seccombe GV, Shoker K, Steele JG. Use of
safety benefits, better infection control and rubber dam and irrigant selection in UK general dental practice. Int
Endod J 2000;33(5):435-441.
treatment effectiveness have been reported.1-3 9. Jenkins SM, Hayes SJ, Dummer PM. A study of endodontic
For these reasons, use of a rubber dam during treatment carried out in dental practice within the UK. Int Endod J
RCT is considered the reference standard. 2001;34(1):16-22.
10. Palmer NO, Ahmed M, Grieveson B. An investigation of current
endodontic practice and training needs in primary care in the north
CONCLUSION west of England. Br Dent J 2009;206(11):E22. doi:10.1038/sj.bdj.
2009.1135.
Although they have much in common with den- 11. Hommez GM, Braem M, De Moor RJ. Root canal treatment per-
tists at large, DPBRN P-Is may be more attuned formed by Flemish dentists, part 1: cleaning and shaping. Int Endod
to the role scientific evidence plays in everyday J 2003;36(3):166-173.
12. Slaus G, Bottenberg P. A survey of endodontic practice amongst
clinical practice and be more open to incorpo- Flemish dentists. Int Endod J 2002;35(9):759-767.
rating it.21,23,37,38 However, even among these 13. Whitten BH, Gardiner DL, Jeansonne BG, Lemon RR. Current
practitioners, the use of a rubber dam during trends in endodontic treatment: report of a national survey. JADA
1996;127(9):1333-1341.
RCT is not universal. Our finding of high levels 14. Wilson NH, Christensen GJ, Cheung SW, Burke FJ, Brunton
of rubber dam use among certain subgroups was PA. Contemporary dental practice in the UK: aspects of direct resto-
rations, endodontics and bleaching. Br Dent J 2004;197(12):753-756.
encouraging. The results of previous research 15. Koshy S, Chandler NP. Use of rubber dam and its association
from DPBRN suggest that dentists who are per- with other endodontic procedures in New Zealand. N Z Dent J 2002;
forming procedures in a manner consistent with 98(431):12-16.
16. Al-Omari WM. Survey of attitudes, materials and methods
the latest scientific evidence can act as change employed in endodontic treatment by general dental practitioners in
agents to encourage adoption by their col- North Jordan. BMC Oral Health 2004;4(1):1.
leagues38; this circumstance may provide guid- 17. Lin HC, Pai SF, Hsu YY, Chen CS, Kuo ML, Yang SF. Use of
rubber dams during root canal treatment in Taiwan. J Formos Med
ance as to how to improve rubber dam usage Assoc 2011;110(6):397-400.
among the group at large. ■ 18. Saunders WP, Chestnutt IG, Saunders EM. Factors influencing
the diagnosis and management of teeth with pulpal and periradic-
Disclosure. None of the authors reported any disclosures. ular disease by general dental practitioners, part 2. Br Dent J 1999;
187(10):548-554.
This investigation was supported by grants U01-DE-16746, 19. Lynch CD, McConnell RJ Attitudes and use of rubber dam by
U01-DE-16747 and U19-DE-22516 from the National Institute of Irish general dental practitioners. Int Endod J 2007;40(6):427-432.
Dental and Craniofacial Research, National Institutes of Health, 20. Hagge MS, Pierson WP, Mayhew RB, Cowan RD, Duke ES. Use
Bethesda, Md. of rubber dam among general dentists in the United States Air Force
dental service. Oper Dent 1984;9(4):122-129.
The authors are grateful for the data analysis by Dr. Abu Faisal 21. Gilbert GH, Williams OD, Rindal DB, Pihlstrom DJ, Benjamin
Hasme and for input from Dr. Paul Eleazer at the University of Ala- PL, Wallace MC; DPBRN Collaborative Group. The creation and
bama at Birmingham. development of The Dental Practice-Based Research Network. JADA
2008;139(1):74-81.
Opinions and assertions contained herein are those of the authors 22. Gilbert GH, Qvist V, Moore SD, et al; DPBRN Collaborative
and are not to be construed as necessarily representing the views of Group. Institutional review board and regulatory solutions in the
the respective organizations or the National Institutes of Health. dental PBRN. J Public Health Dent 2010;70(1):19-27.
23. Gilbert GH, Richman JS, Gordan VV, et al; DPBRN Collabora-
The National Dental Practice-Based Research Network Collabora- tive Group. Lessons learned during the conduct of clinical studies in
tive Group comprises practitioner-investigators and faculty and staff the dental PBRN. J Dent Educ 2011;75(4):453-465.
investigators who contributed to this DPBRN activity. Lists of these 24. Makhija SK, Gilbert GH, DB Rindal, Benjamin PL, Richman
people are available at http://nationaldentalpbrn.org/tyfoon/site/ JS, Pihlstrom DJ; DPBRN Collaborative Group. Dentists in practice-
fckeditor/file/Infrastructure%20Update%20Survey.pdf and http:// based research networks have much in common with dentists at
nationaldentalpbrn.org/tyfoon/site/fckeditor/file/IUS-faculty% large: evidence from the Dental Practice Based Research Network.
20and%20staff(1).pdf, respectively. Gen Dent 2009;57(3):270-275.
25. Makhija SK, Gilbert GH, Rindal DB, et al; DPBRN Collabora-
1. Ahmad IA. A Rubber dam usage for endodontic treatment: tive Group. Practices participating in a dental PBRN have substan-
a review. Int Endod J 2009;42(11):963-972. tial and advantageous diversity even though as a group they have
2. European Society of Endodontology. Quality guidelines for much in common with dentists at large. BMC Oral Health 2009;9:26.
endodontic treatment: consensus report of European Society of 26. Dental Practice-Based Research Network. www.dentalpbrn.org.
Endodontology. Int Endo J 2006;39(12):921-930. Accessed Nov. 30, 2012.
3. Johnson WT, Williamson AE. Chapter 14: Isolation, endodontic 27. Gilbert GH, Litaker MS, Pihlstrom DJ, Amundson CW, Gordan
access, and length determination. In: Torabinejad M, Walton RE. VV; DPBRN Collaborative Group. Rubber dam use during routine
Endodontics: Principles and Practice. 4th ed. St. Louis: Saunders/ operative dentistry procedures: findings from the dental PBRN. Oper
Elsevier; 2009:230-256. Dent 2010;35(5):491-499.
4. American Association of Endodontists. AAE position statement: 28. Dental Practice-Based Research Network. Research studies.
dental dams. www.aae.org/Publications/Content.aspx?id= www.dentalpbrn/research/protocols/research_protocols/default.asp.
474&terms=dental%20dams. http://www.aae.org/uploadedFiles/ Accessed Nov. 30, 2012.
Publications_and_Research/Guidelines_and_Position_Statements/ 29. Dental Practice-Based Research Network. Questionnaire.
RESEARCH