Professional Documents
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AWWA Standard
Heat-Shrinkable Cross-Linked
Polyolefin Coatings for the
Exterior of Special Sections,
Connections, and Fittings for
Steel Water Pipelines
SM
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CAUTION NOTICE: The American National Standards Institute (ANSI) approval date on the front cover of this standard
indicates completion of the ANSI approval process. This American National Standard may be revised or withdrawn at any
time. ANSI procedures require that action be taken to reaffirm, revise, or withdraw this standard no later than five years
from the date of publication. Purchasers of American National Standards may receive current information on all standards
by calling or writing the American National Standards Institute, 25 West 43rd Street, Fourth Floor, New York, NY 10036;
(212) 642-4900.
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All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic
or mechanical, including photocopy, recording, or any information or retrieval system, except in the form of brief excerpts
or quotations for review purposes, without the written permission of the publisher.
ii
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Committee Personnel
The AWWA Standards Committee on Steel Pipe, which reviewed and approved this
standard, had the following personnel at the time of approval:
* Alternate
iii
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Producer Members
S.A. Arnaout, Hanson Pipe & Products Inc., Dallas, Texas (AWWA)
H.H. Bardakjian, Ameron International, Rancho Cucamonga, Calif. (AWWA)
M. Bauer, Tnemec Company Inc., North Kansas City, Mo. (AWWA)
R.J. Card, Victaulic Depend-O-Lok Inc., Atlanta, Ga. (AWWA)
R.R. Carpenter, American Cast Iron Pipe Company, Birmingham, Ala. (MSS)
D. Dechant, Northwest Pipe Company, Denver, Colo. (AWWA)
B.D. Keil, Continental Pipe Manufacturing Company, Pleasant Grove, Utah (SPFA)
J.L. Luka,† American SpiralWeld Pipe Company, Columbia, S.C. (AWWA)
B.F. Vanderploeg,* Northwest Pipe Company, Portland, Ore. (AWWA)
J.A. Wise, Canus International Sales Inc., Langley, B.C. (AWWA)
* Alternate
† Liaison, nonvoting
iv
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User Members
G.A. Andersen, New York City Bureau of Water Supply, Little Neck, N.Y. (AWWA)
J.H. Bambei Jr., Denver Water Department, Denver, Colo. (AWWA)
D.W. Coppes, Massachusetts Water Resources Authority,
Southborough, Mass. (NEWWA)
R.V. Frisz, US Bureau of Reclamation, Denver, Colo. (USBR)
G. George, Tacoma Water, Tacoma, Wash. (AWWA)
T.J. Jordan, Metropolitan Water District of Southern California,
La Verne, Calif. (AWWA)
G. Oljaca, Greater Vancouver Regional District, Burnaby, B.C. (AWWA)
V.B. Soto, Los Angeles Department of Water & Power, Los Angeles, Calif. (AWWA)
M. McReynolds,* Metropolitan Water District of Southern California,
La Mirada, Calif. (AWWA)
G.P. Stine, San Diego County Water Authority, Escondido, Calif. (AWWA)
J.V. Young, City of Richmond, Burnaby, B.C. (AWWA)
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* Alternate
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Copyright American Water Works Association
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All AWWA standards follow the general format indicated subsequently. Some variations from this format
may be found in a particular standard.
SEC. PAGE SEC. PAGE
Foreword 4.2 Quality............................................... 4
I Introduction...................................... ix 4.3 Coating System.................................. 4
I.A Background....................................... ix 4.4 Field and Shop Coating Application.. 5
I.B History.............................................. ix 4.5 Field Procedures................................. 8
II Special Issues..................................... ix 5 Verification
II.A General ............................................. ix 5.1 Inspection by the Purchaser ............... 9
II.B Weld-After-Backfill ........................... ix 5.2 Acceptance Testing .......................... 10
III Use of This Standard ........................ ix 5.3 Material and Coating-Systems
III.A Purchaser Options and Tests ............................................. 10
Alternatives ......................................ix 5.4 Electrical Inspection for
III.B Modification to Standard................... x Continuity ......................................12
IV Major Revisions ................................. x 5.5 Nonconformance ............................. 13
V Comments ........................................ xi 6 Delivery
6.1 Packaging......................................... 14
Standard
6.2 Marking ........................................... 14
1 General 6.3 Shipping, Handling, and Storing..... 14
1.1 Scope ................................................. 1 6.4 Affidavit of Compliance................... 14
1.2 Purpose .............................................. 2
1.3 Application ........................................ 2 Tables
2 References......................................... 2 1 Physical and Performance Requirements
3 Definitions ....................................... 3 for Heat-Shrinkable Coatings ....... 6
4 Requirements
4.1 Permeation......................................... 4
vii
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This foreword is for information only and is not a part of ANSI/AWWA C216.
I. Introduction.
I.A. Background. Heat-shrinkable cross-linked polyolefin coatings for exter-
nal use on special sections, connections, and fittings for underground steel water
pipelines have been used since 1960. This standard establishes required performance
standards for heat-shrinkable cross-linked polyolefin coatings.
I.B. History. The first edition of this standard was approved by the AWWA
Board of Directors on Jan. 29, 1989, and had an effective date of July 1, 1989. The
second edition was approved on June 19, 1994, with an effective date of Aug. 1,
1995. The third edition was approved on Jan. 23, 2000. This edition was approved
on Jan. 21, 2007.
II. Special Issues.
II.A. General. ANSI/AWWA C216 is intended to govern the exterior coating
of special sections, connections, and fittings for steel water pipelines for underground
or underwater installation under normal conditions. ANSI/AWWA C216 is based on
the best-known experience, but it is not intended for unqualified use under all
conditions. The advisability of its use for any installation must be reviewed by the
purchaser.
II.B. Weld-After-Backfill. Weld-After-Backfill is the sequence of assembling a
welded joint, welding the outside joint (if required), applying the exterior coating(s),
backfilling the pipe, and then welding the inside joint at a later time (where internal
welding is safe and practical). Weld-After-Backfill is an acceptable practice provided
that the requirements of all applicable AWWA standards are followed. Consult with
the manufacturers and all other responsible parties regarding recommended products,
installation and backfill procedures required for the Weld-After-Backfield sequence.
At the request of the purchaser, the coating manufacturer shall provide testing or
historical information to verify that the exterior joint coating will retain minimum
performance requirements in accordance with the applicable standard throughout the
heat-affected area.
III. Use of This Standard.
III.A. Purchaser Options and Alternatives. The following items should be
included by the purchaser:
ix
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1. Standard used—that is, ANSI/AWWA C216, Heat-Shrinkable
Cross-Linked Polyolefin Coatings for the Exterior of Special Sections, Connections,
and Fittings for Steel Water Pipelines, of latest revision.
2. Whether compliance with NSF/ANSI 61, Drinking Water System Compo-
nents—Health Effects, is required, in addition to the requirements of the Safe
Drinking Water Act.
3. Any exceptions to the standard that may be required.
4. Description and number of each type of special sections, connections, and
fittings for type of exterior protection.
5. Underground or underwater conditions.
6. Severe conditions (Sec. 1.1.1).
7. Maximum operating potable water temperature of the pipeline (Sec. 1.1.2).
8. Configuration of coating (Sec. 4.3.1.1).
9. Coating dimensions (Sec. 4.3.1.3).
10. Thickness (Sec. 4.3.1.4).
11. Surface preparation (Sec. 4.4.2).
12. Repair (Sec. 4.4.4).
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x
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3. Eliminated the reference to DIN 30672 in Section 2.
4. Added a new section (Sec. 4.1) on permeation.
5. Added provisions for repair patches in Sec. 4.2 (now Sec. 4.3).
6. Added requirements for lap shear and upgraded the requirements for adhesion
in Table 1.
7. Added a description of filler materials for bell-and-spigot and mechanical joint
step-downs in Sec. 4.4.3.
8. Added requirements for lap shear in Sec. 5.3.
V. Comments. If you have any comments or questions about this standard,
please call the AWWA Volunteer & Technical Support Group at 303.794.7711, FAX
303.795.7603, write to the group at 6666 West Quincy Avenue, Denver, CO 80235-
3098, or e-mail standards@awwa.org.
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xi
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AWWA Standard
SECTION 1: GENERAL
1
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2 AWWA C216-07
1.1.1 Conditions not discussed in this standard. This standard does not discuss
the additional materials and procedures that may be required for severe conditions,
such as those encountered during construction of some underwater lines, casing pipe,
river crossings, and lines in exceptionally rocky areas. Also, applications such as
extensive shop or field coating of steel pipe can exist that indicate a possible
modification to the standard material may need to be considered. Under these
conditions, the manufacturer should be consulted for specific recommendations for
use of heat-shrinkable coatings in these specialized applications.
1.1.2 Maximum temperature. AWWA pipe coating standards are intended to
apply to potable water service. The maximum service temperature of this coating
system is based on the maximum service temperature of potable water. The purchaser
shall consult the heat-shrinkable coating manufacturer for conditions and limitations.
SECTION 2: REFERENCES
This standard references the following documents. In their latest editions, they
form a part of this standard to the extent specified. In any case of conflict, the
requirements of this standard shall prevail.
ANSI/AWWA C203—Coal-Tar Protective Coatings and Linings for Steel Water
Pipelines—Enamel and Tape—Hot-Applied.
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SECTION 3: DEFINITIONS
The following definitions shall apply in this standard:
1. Constructor: The party that furnishes the work and materials for
placement or installation.
2. Manufacturer: The party that manufactures, fabricates, or produces
materials or products.
3. Purchaser: The person, company, or organization that purchases any
materials or work to be performed.
SECTION 4: REQUIREMENTS
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diameters to fit the steel pipe. Type II coatings are supplied in individually precut
sizes or in roll form. Type III coatings are provided in roll form. Type IV coatings are
provided as precut patches or in roll form.
4.3.1.3 Dimensions. The manufacturer shall provide precut heat-shrinkable
coatings in standard widths. Unless the purchaser specifies otherwise, the manufac-
turer’s recommendations for overlap and coverage should be followed.
4.3.1.4 Thickness. Type I and type II heat-shrinkable coatings shall have a
minimum thickness of 60 mil (1.5 mm) as supplied. Type III coatings shall have a
minimum thickness of 45 mil (1.1 mm) as supplied. Type IV heat-applied coating
repair patches shall have a minimum thickness of 45 mil (1.1 mm) as supplied. The
purchaser shall specify coating type.
4.3.2 Coating physical and performance requirements. Table 1 defines the
physical and performance requirements for heat-shrinkable coatings.
manner to avoid distortion. The constructor shall inspect the field joint surface for
visible dents, scabs, slivers, and other damage. Defects shall be corrected.
4.4.2.2 Cleaning. Bonding surfaces shall be cleaned to achieve a surface
preparation as specified by the heat-shrinkable coating manufacturer’s installation
recommendations unless otherwise specified by the purchaser.
4.4.2.3 Abrasive blast cleaning. If required by the purchaser or heat-
shrinkable coating manufacturer, bare steel surfaces shall be abrasive blast cleaned
with mineral abrasives, slag abrasives, steel shot, or steel grit (reference SSPC Abrasive
Specifications SSPC-AB 1 and SSPC-AB 3) in accordance with SSPC-SP 6/NACE
No. 3. The blast anchor pattern or profile depth shall be a minimum of 2 mils
(50 µm) measured in accordance with ASTM D4417.
4.4.2.4 Visual comparative standards. If required by the purchaser, before
abrasive blast cleaning is started, the applicator shall prepare a representative area of
the abrasive-blast-cleaned surfaces on the actual work surface as well as visual
standards on panels that are a minimum of 6 in. × 6 in. × 0.25 in. (150 mm ×
150 mm × 6.4 mm). On agreement between the purchaser and constructor that the
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visual standard meet the requirements of Sec. 4.4.2.4, the panels shall be wrapped in
4 mil to 6 mil (100 µm to 150 µm) plastic, sealed with tape, or otherwise protected
from surface contamination and corrosion, and maintained as a visual reference
standard throughout the coating operation. Alternatively, other industry-accepted
visual comparative standards, such as those provided by NACE or SSPC and agreed
on by the purchaser and constructor, may be used.
4.4.2.5 Abrasive working mix. When blasting equipment is employed using
recycled abrasive blast media, the abrasive working mix shall be maintained free of
contaminants.
4.4.2.6 Protection from moisture. Cleaned surfaces shall be protected from
conditions of high humidity, rainfall, or surface moisture and shall not be allowed to
flash rust before the heat-shrinkable coating is applied.
If corrosion products form, the surface must be prepared again by cleaning in
accordance with original requirements. At the time of heat-shrinkable coating
application, the steel substrate temperature shall be at least 5°F (3°C) above the dew
point, and relative humidity at time of application shall not exceed the coating
manufacturer’s recommendations.
4.4.3 Application.
4.4.3.1 Procedure. The heat-shrinkable coating manufacturer shall provide
both the purchaser and the constructor with the specific application procedure used
for each type of heat-shrinkable coating system. The installed thickness shall
conform to the purchaser’s requirements, but in no instance shall the installed
thickness be less than the minimum thickness provided in Table 1.
4.4.3.2 Overlaps. The heat-shrinkable coating shall bond to and overlap the
mill coating by a minimum of 2 in. (50 mm) after final application. For type II
coatings, the overlap/underlap at the closure area shall be as specified by the
manufacturer. For type III coatings, the tape shall be spirally applied with an overlap
width as recommended by the manufacturer.
4.4.3.3 Filler material. Where the assembled joints are bell and spigot or
mechanical joints and any associated welding specifications do not require an external
fillet weld, a compatible, moldable mastic filler, as agreed on by the purchaser prior
to commencement of the work, may be required and applied at the step-down area
prior to application of the heat-shrinkable coating.
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of the coating holdback during welding to avoid damage to the coating by hot weld
spatter.
4.5.2 Hoisting. Wide belt slings shall be used to hoist coated pipes. The use
of chains, cables, tongs, or other equipment likely to damage the heat-shrinkable
coating shall not be permitted, nor shall the pipe be dragged or skidded. The
constructor shall allow the coating on the underside of coated pipes to be inspected
while the pipes are suspended. Any heat-shrinkable coating damage shall be repaired
according to Sec. 4.4.4.
4.5.3 Bedding and trench backfill. Bedding and backfilling operations shall
be performed in a manner to avoid abrasion or other damage to both the factory- and
field-applied coatings. Unless the purchaser specifies otherwise, the following
requirements shall be met:
4.5.3.1 Where the trench traverses rocky ground containing hard objects that
could penetrate the protective coating, a layer of screened earth, sand, crushed rock,
or gravel no less than 6 in. (150 mm) thick with a maximum particle size of
3/4 in. (19 mm) shall be placed in the bottom of the trench before installing the
coated pipe. Other materials approved by the purchaser may be used in place of those
noted above.
4.5.3.2 Backfill around the exterior of the coated pipe shall be placed only
after the purchaser has completed the final inspection and has accepted the exterior
heat-shrinkable coating. If rocks or other hard objects are in the backfill material
along any section of the pipeline, screened backfill with a maximum particle size of
3/4 in. (19 mm) shall be placed around the coated pipe to a minimum depth of 6 in.
(150 mm) above the heat-shrinkable coating before the remainder of the trench is
backfilled.
4.5.3.3 Bedding and backfill in the trench shall be compacted as specified by
the purchaser. Compaction with metal rods or other metal tools that could come into
contact with and damage the heat-shrinkable coating shall not be permitted.
SECTION 5: VERIFICATION
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inspected from the time the pipe surface is prepared to the time the heat-shrinkable
coating application is completed. The constructor shall provide materials and
perform work conforming to this standard whether or not the purchaser requires an
inspection.
5.1.2 Surface inspection. The cleaned surfaces shall be inspected for adequate
surface preparation.
5.1.3 Coating application inspection. Coating work that fails to meet the
requirements of this standard shall be rejected whether the coating work is carried out
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in the presence or absence of the purchaser.
5.1.4 Access of purchaser. The purchaser shall have access to the construction
site and to those parts of plants and field operations that are concerned with the
performance of work according to this standard.
5.1.5 Facilities for purchaser. The constructor shall provide the purchaser
with reasonable facilities and space to inspect, test, and obtain any information
desired regarding the character of material used, how the materials are applied, the
progress and manner of the work, and the results obtained.
sample. Any deviation from the values in Table 1 shall constitute failure of the
requirement.
5.3.2 Coating thickness. The thickness of the heat-shrinkable coating, as
supplied, shall be measured at not less than 10 locations on each of the three
specimens used in Sec. 5.3.1. The thickness shall be measured with a micrometer
calibrated to read in thousandths of an inch and having contact feet of not less than
1/4 in. (6 mm) in diameter. The average of the 10 measurements shall not be less than
that shown in Table 1. No single measurement shall deviate more than 15 percent
from the average value. The thickness of the adhesive shall be at least equal to the
thickness of the cross-linked polyolefin backing.
5.3.3 Water-vapor transmission. The heat-shrinkable coating shall be tested
for water-vapor transmission according to ASTM E96 (method B). An average value
in excess of the limit in Table 1 shall constitute failure of the coating to meet the
requirement.
5.3.4 Dielectric strength. The heat-shrinkable coating shall be tested for
dielectric breakdown according to ASTM D149 using a 1-in. (25-mm) diameter
electrode and 500-V/s voltage rise. A value below the limit in Table 1 shall constitute
a failure of the coating to meet the requirement.
5.3.5 Volume resistivity. The heat-shrinkable coating shall be tested for
volume resistivity according to ASTM D257. A value below the limit in Table 1 shall
constitute failure of the coating to meet the requirement.
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5.3.6 Adhesion. The heat-shrinkable coating system shall be tested for
adhesion according to ASTM D1000. An average value below the limit in Table 1
shall constitute failure of the coating to meet the requirement.
5.3.7 Lap Shear. The heat-shrinkable coating system shall be tested for
adhesion according to ASTM D1002 with a test speed of 2 in./min (50 mm/min).
An average value below the limit in Table 1 shall constitute failure of the coating to
meet the requirement.
5.3.8 Heat shock. The heat-shrinkable coating shall be tested for heat shock
by removing the adhesive from the polyolefin sheet before performing the test and
hanging a strip of the prepared sheet in a 392°F (200°C) oven for 4 hr. The sheet will
shrink but should show no dripping, flowing, or visible cracking as specified in
Table 1.
NOTE: Contact the manufacturer for specific details for removing the adhesive
and for performing this test because normally it is only performed during in-process
manufacturing.
5.3.9 Tensile strength. The heat-shrinkable coating shall be tested for tensile
strength according to ASTM D638. An average value below the limit in Table 1 shall
constitute failure to meet the requirement.
5.3.10 Elongation. The heat-shrinkable coating shall be tested for elongation
according to ASTM D638. An average value below the limit in Table 1 shall
constitute failure to meet the requirement.
5.3.11 Impact resistance. The heat-shrinkable coating shall be tested for impact
resistance according to ASTM G14. An average value below the limit in Table 1 shall
constitute failure of the coating to meet the requirement.
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detector. Any defect in the continuous coating shall be satisfactorily repaired.
5.4.1 Detector. The electrical equipment used to test the heat-shrinkable
coating in the shop or yard and in the field shall be a portable, low-amperage,
adjustable-voltage, pulse holiday detector that employs an audible signaling device.
The holiday detector shall use a coil-spring electrode or a brush electrode.
5.4.1.1 The primary input power shall be no higher than 20 W, and the
minimum pulses at crest voltage shall be 20 Hz.
5.4.1.2 The operating voltage of the detector shall be determined by the
following formula:
V = 1,250 t (Eq 1)
Where:
V = the inspection voltage
t = average system thickness as determined by Sec. 5.3.2, in mils
the holiday shall be marked with a suitable indicator, such as chalk or crayon, to
identify the area for repair. Repairs shall be made according to Sec. 4.4.4.
SECTION 6: DELIVERY
AWWA is the authoritative resource for knowledge, information, and advocacy to improve the quality and
supply of water in North America and beyond. AWWA is the largest organization of water professionals in the
world. AWWA advances public health, safety, and welfare by uniting the efforts of the full spectrum of the
entire water community. Through our collective strength we become better stewards of water for the greatest
good of the people and the environment.