You are on page 1of 72

:RUNVKRS

0DQXDO
:/3(1SGI
:/3(1SGI
7UHQFK&RPSDFWRU
/3

(QJLQH
+DW]*

6HULDOQXPEHU
 

3XEOLVKHGZRUNVKRSPDQXDOVDUHYDOLGIRUWKHIROORZLQJWUHQFKFRPSDFWRUV
:RUNVKRS0DQXDO ,VVXHGDWH 5HSODFHGE\
:/3[[  :/3[[
:/3[[ 
[[ ODQJXDJHFRGH

5HVHUYDWLRQIRUFKDQJHV
3ULQWHGLQ6ZHGHQ
7DEOHRI&RQWHQWV
,QWURGXFWLRQ 
)XQFWLRQWHVW 
*HQHUDO,QVWUXFWLRQV
5HSODFLQJWKHUXEEHUHOHPHQW
5HPRYLQJWKHGUXP
5HPRYLQJWKHGUXPPRWRU 
)LWWLQJWKHGUXPPRWRU
)LWWLQJWKHGUXP 
5HPRYLQJWKHHFFHQWULFHOHPHQW
5HPRYLQJWKHHFFHQWULFHOHPHQWEHDULQJ
)LWWLQJWKHHFFHQWULFHOHPHQWEHDULQJ 
5HSDLULQJWKHGLHVHOHQJLQH 
(OHFWULFDOV\VWHP 
+\GUDXOLFV\VWHP
5HPRYLQJWKHVDIHW\DUFK 
5HSODFLQJWKHUHWXUQVSULQJVRQWKHVDIHW\DUFK 
5HSODFLQJRUDGMXVWLQJWKHVDIHW\DUFKVHQVRU 
5HSODFLQJWKHVSULQJVIRUWKHVWRS 
5HPRYLQJWKHSDUNLQJEUDNH 
)LWWLQJWKHSDUNLQJEUDNH 
5HSODFLQJWKHIOH[LEOHFRXSOLQJ 
5HPRYLQJWKHIOH[LEOHFOXWFK 
)LWWLQJWKHIOH[LEOHFOXWFK
,QVWDOOLQJWKHPDFKLQH 
(OHFWULFDOGLDJUDP 
+\GUDXOLFGLDJUDP 
0DFKLQHSODWHDQGRUGHULQJVSDUHSDUWV 
1RWHV

 :/3(1SGI
:/3(1SGI 
,QWURGXFWLRQ

,QWURGXFWLRQ

:DUQLQJV\PEROV

:$51,1*0DUNVDGDQJHURUDKD]DUGRXV
SURFHGXUHWKDWFDQUHVXOWLQOLIHWKUHDWHQLQJRU
VHULRXVLQMXU\LIWKHZDUQLQJLVLJQRUHG

&$87,210DUNVDGDQJHURUKD]DUGRXV
SURFHGXUHWKDWFDQUHVXOWLQGDPDJHWRWKH
PDFKLQHRUSURSHUW\LIWKHZDUQLQJLVLJQRUHG

6DIHW\LQIRUPDWLRQ

5HDGWKHHQWLUHPDQXDOEHIRUHVWDUWLQJWKH
PDFKLQHDQGEHIRUHFDUU\LQJRXWDQ\
PDLQWHQDQFH

(QVXUHJRRGYHQWLODWLRQ H[WUDFWLRQRIDLUE\IDQ
ZKHUHWKHHQJLQHLVUXQLQGRRUV

*HQHUDO
)DPLOLDUL]H\RXUVHOIZLWKWKHHTXLSPHQWRQWKH
PDFKLQH
2QO\RSHUDWHWKHPDFKLQHLI\RXDUHIDPLOLDUZLWKKRZ
WKHFRQWUROVZRUNDQGKRZWKHPDFKLQHIXQFWLRQV
8VH\RXUVDIHW\HTXLSPHQWVXFKDVKHOPHW
SURWHFWLYHVKRHVDQGKHDULQJSURWHFWLRQ
)DPLOLDUL]H\RXUVHOIZLWKWKHPDFKLQH
VDUHDRIZRUN
2QO\XVHWKHPDFKLQHIRULWVLQWHQGHGSXUSRVH
,QVSHFWWKHPDFKLQHHYHU\GD\EHIRUHVWDUWLQJ
,QVSHFWWKHHQWLUHPDFKLQHVRWKDWDQ\OHDNDJHVRU
RWKHUIDXOWVDUHGHWHFWHG
&KHFNWKHJURXQGXQGHUWKHPDFKLQH/HDNDJHVDUH
PRUHHDVO\GHWHFWHGRQWKHJURXQGWKDQRQWKH
PDFKLQHLWVHOI

7+,1.(19,5210(17'RQRWUHOHDVHRLO
IXHODQGRWKHUHQYLURQPHQWDOO\KD]DUGRXV
VXEVWDQFHVLQWRWKHHQYLURQPHQW$OZD\V
GLVSRVHRIXVHGILOWHUVGUDLQHGRLODQGDQ\
UHPDLQLQJIXHOSURSHUO\

 :/3(1SGI
1
,QWURGXFWLRQ

$GGLWLRQDOLQVWUXFWLRQVIRUWKHHQJLQHFDQEH
IRXQGLQWKHPDQXIDFWXUHU
VKDQGERRN

6DIHW\LQVWUXFWLRQV

6\PEROV
7KHVLJQDOZRUGV:$51,1*DQG&$87,21XVHGLQWKHVDIHW\LQVWUXFWLRQVKDYH
WKHIROORZLQJPHDQLQJV

:$51,1*,QGLFDWHVGDQJHURUKD]DUGRXVSURFHGXUHWKDWFRXOGUHVXOWLQVHULRXVRU
PRUWDOLQMXU\LIWKHZDUQLQJLVGLVUHJDUGHG

&DXWLRQ,QGLFDWHVGDQJHURUKD]DUGRXVSURFHGXUHWKDWFRXOGUHVXOWLQGDPDJHWR
PDFKLQHU\RUSURSHUW\LIWKHZDUQLQJLVGLVUHJDUGHG

,PSRUWDQWUXOHVIRU\RXUVDIHW\
7KHPDFKLQHPXVWQRWEHPRGLILHGZLWKRXWWKHSULRUFRQVHQWRIWKHPDQXIDFWXUHU
8VHRQO\RULJLQDOSDUWV
8VHRQO\WKHDFFHVVRULHVUHFRPPHQGHGE\'\QDSDF
,IPRGLILFDWLRQVQRWDSSURYHGE\'\QDSDFDUHFDUULHGRXWWKHVHFRXOGUHVXOWLQ
VHULRXVLQMXU\WR\RXUVHOIRURWKHUV

7KHVHUHFRPPHQGDWLRQVDUHEDVHGRQLQWHUQDWLRQDOVDIHW\VWDQGDUGV<RXPXVW
DOVRREVHUYHDQ\ORFDOVDIHW\UHJXODWLRQVZKLFKPD\EHLQIRUFH5HDGDOO
LQVWUXFWLRQVFDUHIXOO\EHIRUHRSHUDWLQJWKHPDFKLQH.HHSWKHLQVWUXFWLRQVLQDVDIH
SODFH
6LJQVDQGVWLFNHUVJLYLQJLPSRUWDQWLQIRUPDWLRQDERXWVDIHW\DQGPDLQWHQDQFH
DUHVXSSOLHGZLWKHYHU\PDFKLQH0DNHVXUHWKH\DUHOHJLEOH7KHRUGHULQJ
QXPEHUVIRUQHZVWLFNHUVFDQEHIRXQGLQWKHVSDUHSDUWVOLVW
0DFKLQHDQGDFFHVVRULHVPD\RQO\EHXVHGIRUWKHLULQWHQGHGSXUSRVH
)RUUHDVRQVRISURGXFWVDIHW\WKHPDFKLQHPXVWQRWEHPRGLILHGLQDQ\ZD\
5HSODFHGDPDJHGSDUWVLPPHGLDWHO\5HSODFHDOOZHDUSDUWVLQJRRGWLPH

$OZD\VSD\DWWHQWLRQWRZKDW\RXDUHGRLQJ
8VH\RXUFRPPRQVHQVH'RQRWXVHWKHPDFKLQHLI\RXDUHWLUHGRUXQGHU
WKHLQIOXHQFHRIGUXJVDOFRKRORURWKHUVXEVWDQFHVZKLFKFDQHIIHFW\RXU
YLVLRQUHDFWLRQDELOLW\RUMXGJHPHQW

6DIHW\HTXLSPHQW
/RQJH[SRVXUHWRORXGQRLVHZLWKRXWHDUSURWHFWRUVFDQFDXVHSHUPDQHQWGDPDJHWR
KHDULQJ

/RQJH[SRVXUHWRYLEUDWLRQVFDQGDPDJHWKHKDQGVILQJHUVDQGZULVWV'RQRWXVH
WKHPDFKLQHLI\RXH[SHULHQFHGLVFRPIRUWFUDPSRUSDLQ&RQVXOWDGRFWRUEHIRUH
UHVXPLQJZRUNZLWKWKHPDFKLQH

:/3(1SGI 
2
,QWURGXFWLRQ

$OZD\VXVHDSSURYHGVDIHW\HTXLSPHQW
7KHRSHUDWRUDQGSHRSOHLQWKHLPPHGLDWHYLFLQLW\RIWKHZRUNLQJDUHDPXVWZHDU
$SURWHFWLYHKHOPHW
3URWHFWLYHJRJJOHV
+HDULQJSURWHFWLRQ
0DVNLQGXVW\HQYLURQPHQWV
5HIOHFWLYHFORWKLQJ
3URWHFWLYHJORYHV
3URWHFWLYHVKRHV
$YRLGZHDULQJORRVHO\ILWWLQJFORWKLQJWKDWPLJKWJHWFDXJKWLQWKHPDFKLQH,I\RX
KDYHORQJKDLUFRYHULWZLWKDKDLUQHW
7KLVZLOORFFXUUHJDUGOHVVRIZKHWKHUWKHIRUZDUGUHYHUVHOHYHULVLQQHXWUDORUWKH
GULYHPRGH
'\QDSDFPDFKLQHVIHDWXUHDKDQGOHGHVLJQWKDWDEVRUEVDODUJHSDUWRIWKH
PDFKLQHYLEUDWLRQV'HSHQGLQJRQWKHRSHUDWLRQJURXQGFRQGLWLRQVDQGH[SRVXUH
WLPHWKHUHFRPPHQGHGOLPLWVIRUKDQGDUPYLEUDWLRQVPD\EHH[FHHGHG:KHUH
QHFHVVDU\WDNHVXLWDEOHPHDVXUHVVXFKDVZHDULQJSURWHFWLYHJORYHVRUQRW
YLEUDWLQJRQSUHYLRXVO\FRPSDFWHGPDWHULDO
%HDOHUWWRDFRXVWLFVLJQDOVIURPRWKHUPDFKLQHVLQWKHZRUNLQJDUHD
'RQRWXVHDPDFKLQHWKDWLVOHDNLQJIXHO

7KHZRUNLQJDUHD
'RQRWXVHWKHPDFKLQHQHDUIODPPDEOHPDWHULDORULQH[SORVLYHHQYLURQPHQWV
6SDUNVFDQEHHPLWWHGIURPWKHH[KDXVWSLSHDQGWKHVHFDQLJQLWHIODPPDEOH
PDWHULDO:KHQ\RXWDNHDSDXVHRUKDYHILQLVKHGZRUNLQJZLWKWKHPDFKLQHGR
QRWSDUNLWRQRUQHDUIODPPDEOHPDWHULDOV
7KHH[KDXVWSLSHFDQJHWYHU\KRWGXULQJRSHUDWLRQDQGFDQFDXVHFHUWDLQ
PDWHULDOWRLJQLWH0DNHVXUHWKDWWKHUHDUHQRRWKHUSHUVRQQHOLQVLGHWKHZRUNLQJ
DUHDZKLOHWKHPDFKLQHLVLQXVH.HHSWKHZRUNVLWHFOHDQDQGIUHHRIH[WUDQHRXV
REMHFWV
6WRUHWKHPDFKLQHLQDVDIHSODFHRXWRIXQDXWKRUL]HG
VUHDFKSUHIHUDEO\LQD
ORFNHGFRQWDLQHU

)LOOLQJXSIXHO 3HWURO'LHVHO
3HWUROKDVDQH[WUHPHO\ORZIODVKSRLQWDQGFDQEHH[SORVLYHLQFHUWDLQVLWXDWLRQV
'RQRWVPRNH(QVXUHWKHUHLVJRRGYHQWLODWLRQ

.HHSDZD\IURPDOOKRWRUVSDUNJHQHUDWLQJREMHFWVZKHQKDQGOLQJIXHO:DLWXQWLO
WKHPDFKLQHKDVFRROHGEHIRUHILOOLQJWKHWDQN)LOOWKHWDQNDWOHDVWPHWUHVDZD\
IURPZKHUH\RXLQWHQGWRXVHWKHPDFKLQHWRDYRLGILUH$YRLGVSLOOLQJSHWUROGLHVHO
RURLORQWKHJURXQG
3URWHFW\RXUKDQGVIURPFRQWDFWZLWKSHWUROGLHVHODQGRLO2SHQWKHWDQNFDS
VORZO\WRUHOHDVHDQ\RYHUSUHVVXUHWKDWPLJKWH[LVWLQWKHWDQN$OZD\VWDNHFDUHWR
XVHWKHULJKWW\SHRIIXHO'RQRWRYHUILOOWKHWDQN,QVSHFWWKHPDFKLQHIRUIXHO
OHDNDJHUHJXODUO\

%HIRUHVWDUWLQJ
UHDGWKHLQVWUXFWLRQPDQXDODQGWKRURXJKO\IDPLOLDULVH\RXUVHOIZLWKWKHPDFKLQH
DQGDOOLWVIXQFWLRQVDQGFKHFNWKDW

$OOKDQGOHVDUHIUHHIURPJUHDVHRLODQGGLUW
7KHPDFKLQHKDVQRYLVLEOHIDXOWV
$OOSURWHFWLYHGHYLFHVDUHVHFXUHO\IDVWHQHGLQWRSODFH
$OOFRQWUROOHYHUVDUHLQWKHQHXWUDOSRVLWLRQ
6WDUWWKHPDFKLQHDFFRUGLQJWRWKHLQVWUXFWLRQERRN

 :/3(1SGI
3
,QWURGXFWLRQ

2SHUDWLRQ
.HHS\RXUIHHWZHOOFOHDURIWKHPDFKLQH

'RQRWRSHUDWHWKHPDFKLQHLQSRRUO\YHQWLODWHGVSDFHV7KHUHLVDULVNRIFDUERQ
PRQR[LGHSRLVRQLQJ

2QO\XVHWKHPDFKLQHIRUWKHSXUSRVHIRUZKLFKLWLVLQWHQGHG(QVXUHWKDW\RX
NQRZKRZWRVWRSWKHPDFKLQHLQWKHHYHQWRIDQHPHUJHQF\

$OZD\VH[HUFLVHH[WUHPHFDXWLRQZKHQGULYLQJWKHPDFKLQHRQVORSHV$OZD\V
HQVXUHWKDWDOOSHUVRQQHOLQWKHYLFLQLW\DUHKLJKHUXSWKHVORSHWKDQWKHPDFKLQH
$OZD\VGULYHVWUDLJKWXSDQGGRZQRQVORSHV'RQRWH[FHHGWKHPD[LPXP
JUDGDELOLW\RIWKHPDFKLQHDFFRUGLQJWRWKHLQVWUXFWLRQERRN$OZD\VVWD\FOHDURI
WKHPDFKLQHZKHQRSHUDWLQJRQVORSHVRULQWUHQFKHV

1HYHUWRXFKWKHHQJLQHH[KDXVWV\VWHPRUHFFHQWULFHOHPHQWRIWKHPDFKLQH
7KH\EHFRPHH[WUHPHO\KRWGXULQJRSHUDWLRQDQGPD\UHVXOWLQEXUQV'RQRW
WRXFKWKH9EHOWVRUWKHURWDWLQJSDUWVGXULQJRSHUDWLRQ

3DUNLQJ
$OZD\VSDUNWKHPDFKLQHRQJURXQGZKLFKLVDVOHYHODQGILUPDVSRVVLEOH

%HIRUHOHDYLQJWKHPDFKLQH
$SSO\WKHSDUNLQJEUDNH
7XUQRIIWKHHQJLQHDQGUHPRYHWKHLJQLWLRQNH\

/RDGLQJ8QORDGLQJ
8QGHUQRFLUFXPVWDQFHVUHPDLQXQGHURULQWKHLPPHGLDWHYLFLQLW\RIWKHPDFKLQH
ZKHQLWLVEHLQJOLIWHGE\DFUDQHRUVLPLODUDSSOLDQFH2QO\XVHPDUNHGOLIWLQJSRLQWV
$OZD\VPDNHVXUHWKDWDOOOLIWLQJGHYLFHVDUHGLPHQVLRQHGIRUWKHZHLJKWRIWKH
PDFKLQH

0DLQWHQDQFH
0DLQWHQDQFHZRUNPD\RQO\EHFDUULHGRXWE\VNLOOHGSHUVRQQHO1HYHUFDUU\RXW
DQ\W\SHRIPDLQWHQDQFHZRUNZKLOHWKHPDFKLQHLVLQPRWLRQRUWKHHQJLQHUXQQLQJ

:RUNLQJZLWKWKHK\GUDXOLFV\VWHP
5HJXODUPDLQWHQDQFHRIK\GUDXOLFV\VWHPVLVH[WUHPHO\LPSRUWDQW
0LQRUGDPDJHRUVSOLWKRVHVFRXSOLQJVFDQKDYHGHYDVWDWLQJFRQVHTXHQFHV%HDU
LQPLQGWKDWWKHK\GUDXOLFKRVHVDUHPDGHRIUXEEHUDQGFDQGHWHULRUDWHZLWKDJH
ZLWKWKHFRQVHTXHQWULVNRIVSOLWWLQJ:KHQHYHUWKHUHDUHXQFHUWDLQWLHVDVWR
GXUDELOLW\DQGZHDUUHSODFHKRVHVZLWKQHZRULJLQDOKRVHVIURP'\QDSDF

:RUNLQJZLWKEDWWHULHV
%DWWHULHVFRQWDLQWR[LFDQGFRUURVLYHVXOSKXULFDFLG:HDUSURWHFWLYHJODVVHVDQG
DYRLGJHWWLQJDFLGRQ\RXUVNLQFORWKHVRURQWKHPDFKLQH,I\RXJHWDFLGLQ\RXU
H\HVULQVHWKHPZLWKZDWHUIRUDWOHDVWPLQXWHVDQGVHHNLPPHGLDWHPHGLFDO
WUHDWPHQW7KHJDVWKDWLVHPLWWHGE\WKHEDWWHU\LVLQIODPPDEOHDQGH[SORVLYH
:KHQILWWLQJRUFKDQJLQJEDWWHULHVDOZD\VEHFDUHIXOQRWWRVKRUWFLUFXLWWKHEDWWHU\
WHUPLRQDOV

:/3(1SGI 
4
,QWURGXFWLRQ

5HSDLUV
1HYHUXVHDPDFKLQHWKDWLVGDPDJHG
$VTXDOLILHGUHSDLUVUHTXLUHWUDLQHGSHUVRQQHOSOHDVHJHWLQWRXFKZLWK\RXU
QHDUHVWDXWKRUL]HGZRUNVKRS

([WLQJXLVKLQJILUHV
,QWKHFDVHRIDILUHLQWKHPDFKLQHLISRVVLEOHXVHDQ$%(FODVVSRZGHU
H[WLQJXLVKHU+RZHYHUD%(W\SHFDUERQGLR[LGHILUHH[WLQJXLVKHUPD\DOVREH
XVHG

%DWWHU\FKDUJLQJ
8VHDYROWDJHUHJXODWHGEDWWHU\FKDUJHU FRQVWDQWYROWDJH $VZLWFKHGWZRVWDJH
FKDUJHUZLWKFRQVWDQWYROWDJHLVUHFRPPHQGHG$WZRVWDJHFKDUJHUDXWRPDWLFDOO\
UHGXFHVWKHFKDUJLQJYROWDJH 9 WRWULFNOHFKDUJLQJ 9 ZKHQWKHEDWWHU\
LVIXOO\FKDUJHG

6XLWDEOHEDWWHU\FKDUJHUVIRU9ROW
2SWLPD0RGHO57&6
/$'$&0RGHO/$'$&
7XGRU0RGHO7XGRU

6WRUDJH7ULFNOHFKDUJLQJ
$GLVFKDUJHGEDWWHU\ZLOOIUHH]HDWDWHPSHUDWXUHRIDERXW ¡& $IXOO\FKDUJHG
EDWWHU\ZLOOIUHH]HDW ¡& $EDWWHU\WKDWLVQRWEHLQJXVHGVKRXOGEHIXOO\
FKDUJHGEHIRUHEHLQJSXWDVLGH7ULFNOHFKDUJLQJLVQRWQRUPDOO\UHTXLUHGGXULQJD
SHULRGRIWRPRQWKV,IDEDWWHU\KDVQRWEHHQLQXVHIRUDORQJSHULRGLWLV
UHFRPPHQGHGWKDWLWEHIXOO\FKDUJHGEHIRUHEHLQJXVHG7ULFNOHFKDUJLQJLV
UHFRPPHQGHGDFRXSOHRIWLPHVGXULQJWKHVHDVRQ HVSHFLDOO\LQZLQWHU 

6DIHW\/LIWLQJ
2QO\XVHDSSURYHGKRLVWV

:KHQXVLQJDMDFNWROLIWDOZD\VFKRFNWKH
GUXPVZKHHOVZLWKVXLWDEOHFKRFNV
$IWHUOLIWLQJDOZD\VVXSSRUWWKHUDLVHGVHFWLRQZLWKDQ
DGHTXDWHO\VWURQJVWDQG

 :/3(1SGI
5
,QWURGXFWLRQ

:/3(1SGI 
6
)XQFWLRQWHVW

)XQFWLRQWHVW
7KHIROORZLQJFKHFNVPXVWDOZD\VEHPDGHRQ
FRPSOHWLRQRIUHSDLUZRUN
಴ $OOEROWVDQGEROWHGMRLQWVKDYHEHHQWLJKWHQHGLQ
DFFRUGDQFHZLWKWKHLQVWUXFWLRQV
಴ $OOK\GUDXOLFKRVHVDQGK\GUDXOLFFRPSRQHQWVDUHIUHHRI
OHDNVDQGILWWHGFRUUHFWO\
಴ 7KHFRQWUROVDUHDGMXVWHGFRUUHFWO\
಴ 7HVWGULYHWKHPDFKLQHDQGSD\DWWHQWLRQWRQRLVH
LQFUHDVHGKHDWHWF
಴ &KHFNRLOOHYHOVDIWHUWKHWHVWGULYH
಴ 7HVWWKHVWRSIXQFWLRQHPHUJHQF\VWRS
಴ 7HVWWKHDFFHOHUDWRUIXQFWLRQ

 :/3(1SGI
7
)XQFWLRQWHVW

:/3(1SGI 
8
*HQHUDO,QVWUXFWLRQV

*HQHUDO,QVWUXFWLRQV
7KLVZRUNVKRSPDQXDOFRQWDLQVLQVWUXFWLRQVRQ
UHPRYLQJDQGILWWLQJSDUWVRUXQLWVIURPRUWRWKH
PDFKLQH
7KHLQVWUXFWLRQVGRQRWGHVFULEHWKHUHPRYDORIHYHU\
LQGLYLGXDOSDUW7KHUHIRUHDOZD\VXVHWKH6SDUH3DUWV
&DWDORJXHDVDFKHFNOLVWVRWKDWQRSDUWVDUH
RYHUORRNHGZKHQILWWLQJ

/RFNLQJWKHQXWV
1XWVPXVWEHORFNHGXVLQJ/RFWLWHRUDVVWDWHGLQWKH
UHSDLULQVWUXFWLRQV
/RFNLQJQXWVPXVWEHUHSODFHGZLWKQHZ

3RVLWLRQLQJ
7KHSRVLWLRQVXVHGLQWKHVHLQVWUXFWLRQVDUHQRW
QHFHVVDULO\WKHVDPHXVHGLQWKH6SDUH3DUWV
&DWDORJXH

 :/3(1SGI
9
*HQHUDO,QVWUXFWLRQV

7LJKWHQLQJWRUTXH
7LJKWHQLQJWRUTXHLQ1P OEIIW IRURLOHGRUGU\EROWV
WLJKWHQHGZLWKDWRUTXHZUHQFK
0HWULFFRDUVHVFUHZWKUHDGEULJKWJDOYDQL]HG I]E 
675(1*7+&/$66
0      
WKUHDG 2LOHG 'U\ 2LOHG 'U\ 2LOHG 'U\
0      
0      
0      
0      
0      
0      
0      
0      
0      
0      

0HWULFFRDUVHVFUHZWKUHDG]LQFWUHDWHG
'DFURPHW 
675(1*7+&/$66
0    
WKUHDG 2LOHG 'U\ 2LOHG 'U\
0    
0    
0    
0    
0    
0    
0    
0    
0    
0    

:/3(1SGI 
10
*HQHUDO,QVWUXFWLRQV

1HYHUZDONRUVWDQGXQGHUDOLIWHGPDFKLQHRU
PDFKLQHSDUW

/LIWWKHPDFKLQHLQWKHIUDPHLQDFFRUGDQFHZLWK
WKHIROORZLQJZRUNVKRSLQVWUXFWLRQV

$OOOLIWLQJGHYLFHVPXVWEHGLPHQVLRQHGLQRUGHUWR
IXOOILODOOUHJXODWLRQV

7KHXSSHUVHFWLRQPXVWQRWEHOLIWHGLIDOOWKH
VKRFNDEVRUEHUVDQGVDIHW\VWUDSVKDYHEHHQ
ORRVHQHG
,IWKHXSSHUVHFWLRQLVUDLVHGWRRKLJKWKH
K\GUDXOLFV\VWHPPD\EHFRPHGDPDJHG

7KHEDWWHU\PXVWDOZD\VEHGLVFRQQHFWHGRQ
HOHFWULFDOO\HTXLSSHGPDFKLQHV

7KHRSHUDWLQJPDVVLVSULQWHGRQWKHPDFKLQH
SODWH/RFNWKHKDQGOHLQWUDQVSRUWPRGHEHIRUH
OLIWLQJ

 :/3(1SGI
11
*HQHUDO,QVWUXFWLRQV

:/3(1SGI 
12
5HSODFLQJWKHUXEEHUHOHPHQW

5HSODFLQJWKHUXEEHUHOHPHQW

5HSODFLQJWKHUXEEHUHOHPHQW

 /LIWXSWKHWRSRIWKHPDFKLQH  WRUHOLHYHWKHORDG
RQWKHUXEEHUHOHPHQWV
5HSODFLQJWKHIURQWUXEEHUHOHPHQWV

 /RRVHQWKHVFUHZV  RQERWKVLGHVRIWKHPDFKLQH

 /LIWXSWKHPDFKLQHDSSUR[FP LQFKHV 
5LVNRISHUVRQDOLQMXU\LIWKHVSDFHULVQRWXVHG
 EHWZHHQWKHWRSDQGERWWRPSDUW

3ODFHDVSDFHU  EHWZHHQWKHWRSDQGERWWRPSDUW
)LJ5HPRYLQJWKHUXEEHUHOHPHQW
7RS /RRVHQWKHQXWVDQGOLIWRIIWKHROGUXEEHUHOHPHQWV
6FUHZ6SDFHU  
5XEEHUHOHPHQW
&OHDQWKHFRQWDFWVXUIDFHVRQWKHUXEEHUHOHPHQWV
)LWWKHQHZUXEEHUHOHPHQWV  E\KDQG
5HPRYHWKHVSDFHU  DQGORZHUGRZQWKHWRS  
7LJKWHQWKHVFUHZV  7LJKWHQGU\WR1P
7LJKWHQWKHLQWHUQDOQXWV  GU\WR1P
5HSODFLQJWKHUHDUUXEEHUHOHPHQWV
7KHWRSPXVWQRWEHOLIWHG  ZLWKWKHVDIHW\DUFK
 


/LIWXSWKHWRSRIWKHPDFKLQH  WRUHOLHYHWKHORDG
 RQWKHUXEEHUHOHPHQWV
)LJ)LWWLQJWKHUXEEHUHOHPHQW /RRVHQWKHVFUHZV  RQERWKVLGHVRIWKH
5XEEHUHOHPHQW PDFKLQH
,QWHUQDOQXWV
/LIWXSWKHPDFKLQHDSSUR[FP LQFKHV 
5LVNRISHUVRQDOLQMXU\LIWKHVSDFHULVQRWXVHG
EHWZHHQWKHWRSDQGERWWRPSDUW

3ODFHDVSDFHU  EHWZHHQWKHWRSDQGERWWRP
SDUW

 :/3(1SGI
13
5HSODFLQJWKHUXEEHUHOHPHQW

/RRVHQWKHQXWVDQGOLIWRIIWKHROGUXEEHUHOHPHQWV
  
&OHDQWKHFRQWDFWVXUIDFHVRQWKHUXEEHUHOHPHQWV
)LWWKHQHZUXEEHUHOHPHQW  E\KDQG

 


)LJ5HPRYLQJWKHUXEEHUHOHPHQW
7RS
6DIHW\DUFK
6FUHZ
6SDFHU
5XEEHUHOHPHQW

5HPRYHWKHVSDFHU  DQGORZHUGRZQWKHWRS  
7LJKWHQWKHVFUHZV  7LJKWHQGU\WR1P
7LJKWHQWKHLQWHUQDOQXWV  GU\WR1P

 

)LJ)LWWLQJWKHUXEEHUHOHPHQW
6FUHZ
1XW

:/3(1SGI 
14
5HPRYLQJWKHGUXP

5HPRYLQJWKHGUXP

5HPRYLQJWKHGUXP
5HPRYHWKHVFUHZV  KROGLQJWKHVFUDSHUV  LQ
SRVLWLRQ
'RQRWUHPRYHWKHSDLURIVFUDSHUV

)LJ5HPRYLQJWKHVFUDSHUV
6FUHZ
6FUDSHU


5HPRYHWKHVFUHZV  IRUWKHSURWHFWLYHFRYHU  
5DLVHWKHPDFKLQH
5LVNRISLQFKLQMXULHVEHWZHHQGUXPDQGSDOOHWOLIW


)LJ5HPRYLQJWKHSURWHFWLYHFRYHU
6FUHZ
3URWHFWLYHFRYHU 8VHDSDOOHWOLIWDVDVXSSRUWZKHQWKHGUXPLV
6FUHZ UHPRYHG
5HPRYHWKHVFUHZV  
5HPRYHWKHGUXPIURPWKHGUXPPRWRU
7KHUHDUGUXPLVUHSODFHGLQWKHVDPHZD\
7KHOLIWLQJJHDU  PXVWQRWEHILWWHGLQDZD\WKDW
GDPDJHVWKHVDIHW\DUFK

)LJ5HPRYLQJWKHGUXP

)LJ,QFRUUHFWO\ILWWHGOLIWLQJJHDU )LJ&RUUHFWO\ILWWHGOLIWLQJJHDU
/LIWLQJJHDU /LIWLQJJHDU

 :/3(1SGI
15
5HPRYLQJWKHGUXP

:/3(1SGI 
16
5HPRYLQJWKHGUXPPRWRU

5HPRYLQJWKHGUXPPRWRU

5HPRYLQJWKHGUXPPRWRU
5HPRYHWKHGUXPV SDLU DVSHUWKHSUHYLRXV
LQVWUXFWLRQ
%RWKGUXPVPXVWEHUHPRYHGLQRUGHUWRUHPRYHWKH
GUXPPRWRU  



 
)LJ%ORFNLQJXSWKHPDFKLQH
'UXPPRWRUV
%ORFN
6FUHZ
6FUHZ

 6HFXUHWKHPDFKLQHZLWKDEORFN  
5HPRYHWKHWKURXJK0VFUHZV  
8VHDMDFNDVDVXSSRUWZKHQWKHGUXPPRWRULV
UHPRYHG
$IL[WXUHFDQEHPDGHWRVLPSOLI\UHPRYDO
)LJ5HPRYLQJWKHGUXPPRWRU
-DFN 7KHIL[WXUHLVPRXQWHGRQWKHMDFNZLWKDWKURXJK
VFUHZ8VHDVWUDSURXQGWKHGUXPPRWRUDQGWKH
IL[WXUH
5HPRYHWKH0VFUHZV  
3ODFHDFRQWDLQHUXQGHUWKHGUXPPRWRUVEHIRUH
UHPRYLQJWRFROOHFWZDVWHRLO

5HPRYHWKHGUXPPRWRU
5HPRYHWKHUHDUGUXPPRWRUVLQWKHVDPHZD\
7KHOLIWLQJJHDUPXVWQRWEHILWWHGLQDZD\WKDW
GDPDJHVWKHVDIHW\DUFK6HHSUHYLRXVSDJH

 :/3(1SGI
17
5HPRYLQJWKHGUXPPRWRU

:/3(1SGI 
18
)LWWLQJWKHGUXPPRWRU

)LWWLQJWKHGUXPPRWRU

)LWWLQJWKHGUXPPRWRU
5HPRYHWKHVDIHW\SOXJVILWWHGRQWKHGUXPPRWRU

 7RSXSZLWK/RIK\GUDXOLFRLO

)LJ)LOOLQJWKHRLO
)XQQHO
2ULQJ

*UHDVHWKHQHZ2ULQJV  7KH2ULQJVPXVW
 DOZD\VEHUHSODFHGWRUHGXFHWKHULVNRIOHDNDJH
)LWWKHGUXPPRWRU  ZLWKWKHZDVKHUV  DQG
0VFUHZV  

)LJ)LWWLQJWKHGUXPPRWRU
'UXPPRWRU

 ,IERWKGUXPPRWRUVKDYHEHHQUHPRYHGWKHRWKHURQH
PXVWDOVREHILWWHGZLWKZDVKHUVDQG0VFUHZVRQ
 WKHRSSRVLWHVLGH
)LWWKH0VFUHZV  ZDVKHUV  DQGQXWV  

)LJ)LWWLQJWKHGUXPPRWRU'UXP
PRWRU
:DVKHU
6FUHZ

 :/3(1SGI
19
)LWWLQJWKHGUXPPRWRU

7LJKWHQFURVVZLVHWR1PGU\






)LJ)LWWLQJWKHGUXPPRWRUV
6FUHZ
:DVKHU
1XW

:/3(1SGI 
20
)LWWLQJWKHGUXP

)LWWLQJWKHGUXP

)LWWLQJWKHGUXP
&OHDQWKHFRQWDFWVXUIDFHVRQWKHGUXP
5LVNRISLQFKLQMXULHVEHWZHHQGUXPDQGSDOOHWOLIW


)LWWKHGUXP  
)LWWKHZDVKHUV  DQGVFUHZV  
7LJKWHQGU\FURVVZLVHWR1P
)LJ)LWWLQJWKHGUXP
'UXP /RZHUGRZQWKHPDFKLQH
 )LWWKHSURWHFWLYHFRYHU  DQGVFUHZV  
7LJKWHQFURVVZLVHWR1P
)LWWKHGUXPVFUDSHUV  
)LWWKHVFUHZ  ZDVKHUV  DQGQXWV  
7LJKWHQWR1P


)LJ)LWWLQJWKHSURWHFWLYHFRYHU
:DVKHU6FUHZ
3URWHFWLYHFRYHU
6FUHZ

)LWWKHGUXP
VUHDUVFUDSHUV
 7KHIROORZLQJPXVWEHFDUULHGRXWLIWKHGUXP
PRWRUVKDYHDOVREHHQUHPRYHG
 &KHFNWKHRLOOHYHOLQWKHK\GUDXOLFRLOWDQN7RS
XSLIQHFHVVDU\
 6WDUWWKHUROOHUDQGUXQXQWLOZDUP
 7RSXSWKHK\GUDXOLFV\VWHPZLWKRLODJDLQLI
QHFHVVDU\
 7HVWWKHVWRSIXQFWLRQRQWKHUROOHU

)LJ)LWWLQJWKHVFUDSHUV
6FUDSHU
6FUHZ
:DVKHU 7KHOLIWLQJJHDU  PXVWQRWEHILWWHGLQDZD\
1XW WKDWGDPDJHVWKHVDIHW\DUFK

 :/3(1SGI
21
)LWWLQJWKHGUXP





)LJ,QFRUUHFWO\ILWWHGOLIWLQJJHDU )LJ&RUUHFWO\ILWWHGOLIWLQJJHDU
/LIWLQJJHDU /LIWLQJJHDU

:/3(1SGI 
22
5HPRYLQJWKHHFFHQWULFHOHPHQW

5HPRYLQJWKHHFFHQWULFHOHPHQW

5HPRYLQJWKHHFFHQWULFHOHPHQW



)LJ5HPRYLQJWKHK\GUDXOLFPRWRU
6KLHOG
+\GUDXOLFRLOKRVHV
+\GUDXOLFPRWRU

 &OHDQWKHPDFKLQHEHIRUHUHPRYLQJ3URWHFW
HOHFWULFDOHTXLSPHQWZKHQXVLQJKLJKSUHVVXUHMHW
 5HPRYHWKHVKLHOGIRUWKHK\GUDXOLFPRWRU  
5HPRYHDQGSOXJWKHKRVHV  WRWKHK\GUDXOLF
PRWRU  
3ODFHDFRQWDLQHUXQGHUWKHHFFHQWULFHOHPHQW
EHIRUHUHPRYLQJWRFROOHFWZDVWHRLO


)LJ5HPRYLQJWKHFRYHU 5HPRYHWKHHFFHQWULFKRXVLQJFRYHU  RQWKHOHIW
/HIWFRYHU VLGHRIWKHPDFKLQH8VHWKHFRYHUVFUHZV  DVDQ
6FUHZ
5LJKWFRYHU H[WUDFWRULQWKHWKUHDGHGKROHV
5HPRYHWKHHFFHQWULFKRXVLQJFRYHU  RQWKHULJKW
VLGHRIWKHPDFKLQH
/LIWRXWWKHHFFHQWULFVKDIW  RQWKHOHIWVLGHRIWKH
PDFKLQH

 :/3(1SGI
23
5HPRYLQJWKHHFFHQWULFHOHPHQW

:/3(1SGI 
24
5HPRYLQJWKHHFFHQWULFHOHPHQWEHDULQJ

5HPRYLQJWKHHFFHQWULFHOHPHQWEHDULQJ

5HPRYLQJWKHEHDULQJ
5HPRYHWKHULJKWEHDULQJ
VRXWHUUDFH  IURPWKH
HFFHQWULFKRXVLQJ  
'ULYHRXWWKHEHDULQJUDFHIURPOHIWWRULJKW
5HPRYHWKHORFNLQJULQJ  RQWKHULJKWVLGHRIWKH
HFFHQWULFVKDIW



)LJ5HPRYLQJWKHEHDULQJUDFH
%HDULQJUDFH
(FFHQWULFKRXVLQJ

5HPRYHWKHLQQHUEHDULQJUDFHV  
5HPRYHWKHRXWHUEHDULQJUDFH  LQWKHOHIWFRYHU
 

  
)LJ5HPRYLQJWKHLQQHUEHDULQJUDFHV
/RFNLQJULQJ
%HDULQJUDFHV




5HPRYLQJWKHEHDULQJUDFH
%HDULQJUDFH
&RYHU

 :/3(1SGI
25
5HPRYLQJWKHHFFHQWULFHOHPHQWEHDULQJ

:/3(1SGI 
26
)LWWLQJWKHHFFHQWULFHOHPHQWEHDULQJ

)LWWLQJWKHHFFHQWULFHOHPHQWEHDULQJ

 )LWWLQJWKHHFFHQWULFHOHPHQWEHDULQJ
7KHVKLPVPXVWDOZD\VEHUHSODFHGZKHQ
 UHPRYLQJDQGILWWLQJEHDULQJV



 )LWWKHULJKWEHDULQJ
VRXWHUUDFH  DQGVKLP  LQ
)LJ)LWWLQJWKHEHDULQJUDFH WKHHFFHQWULFKRXVLQJ  
%HDULQJUDFH
6KLP )LOOWKHJDSURXQGWKHEHDULQJZLWKDSSUR[
(FFHQWULFKRXVLQJ JUHDVH
&RYHU
6FUHZ 8VH6.)/*+3JUHDVH
)LWWKHULJKWFRYHU  

&URVVWLJKWHQWKHVFUHZV  WR1P
   )LWWKHOHIWVKLP  DQGRXWHUEHDULQJUDFH  LQWKH
OHIWFRYHU  
)LOOWKHJDSURXQGWKHEHDULQJZLWKDSSUR[
JUHDVH
8VH6.)/*+3JUHDVH

)LWWLQJWKHOHIWEHDULQJUDFH
6KLP
%HDULQJUDFH
&RYHU

)LWWKHLQQHUEHDULQJUDFHVRQWKHHFFHQWULFVKDIW  
)LWWKHORFNLQJULQJ  RQWKHULJKWVLGH


 
)LJ)LWWLQJWKHLQQHUEHDULQJUDFHV
%HDULQJUDFH
/RFNLQJULQJ

 :/3(1SGI
27
)LWWLQJWKHHFFHQWULFHOHPHQWEHDULQJ

 )LWWKHHFFHQWULFVKDIW  
)LWWKHOHIWFRYHU  
7LJKWHQWKHVFUHZV  FURVVZLVHWR1P



)LJ)LWWLQJWKHHFFHQWULFVKDIW 
(FFHQWULFVKDIW
&RYHU
6FUHZ

)LWWKHK\GUDXOLFSXPS  
7LJKWHQWKHVFUHZV  WR1P

)LWWKHK\GUDXOLFKRVHV  
)LWWKHK\GUDXOLFSXPSVKLHOG  
7LJKWHQWKHVFUHZV  WR1P
 
 6WDUWDQGWHVWUXQWKHK\GUDXOLFV\VWHP
7RSXSZLWKK\GUDXOLFRLOLIQHFHVVDU\

)LJ)LWWLQJWKHK\GUDXOLFSXPS 
+\GUDXOLFSXPS
6FUHZ
+\GUDXOLFKRVH
6KLHOG
6FUHZ

:/3(1SGI 
28
5HSDLULQJWKHGLHVHOHQJLQH

5HSDLULQJWKHGLHVHOHQJLQH

5HSDLULQJWKHGLHVHOHQJLQH
*HQHUDOGHVFULSWLRQRIWKHHQJLQHGHYLDWLRQVFDQ
RFFXU

 )XHOOLQHIHHG  7\SHSODWH  ([KDXVWSLSH  $LUFRQGXFWRU


SXPS,QMHFWLRQ KRXVLQJ
SXPS
 ,QMHFWLRQSXPS  *ORZSOXJ  ,QMHFWLRQSXPS  &RXSOLQJSLQ
 $LUGHIOHFWRU  2,OEDWKDLUILOWHU  6WRSDUP  9ROWDJHUHJXODWRU
 5HWXUQSLSH  2LOSUHVVXUH  7KURWWOH  (QJLQHEUDFNHW
VZLWFK
 ,QMHFWRU  5DLQJXDUG  )HHGSXPSIRU  &UDQNVKDIWMRXUQDO
IXHO
 /LIWLQJH\H  2LOILOOHUFDS  2LOILOWHU  )XHOOLQHIXHOILOWHU
IHHGSXPS
 6WDUWHUPRWRU )XHOOLQH  8QLWIRUH[WUDIXHO  )XHOILOWHU
SUHVVXUHVLGH VXSSO\
 $LUFRQGXFWRU  &\OLQGHUKHDG  2LOGUDLQSOXJ
FRYHU
 $LULQWDNH  2LOSLSHUHWXUQ  )DQJXDUG
1RWILWWHGRQ'<1$3$&HQJLQHV

 :/3(1SGI
29
5HSDLULQJWKHGLHVHOHQJLQH

)RUPRUHGHWDLOHGHQJLQHUHSDLUVUHIHUWR(QJLQH
5HSDLU0DQXDOSDUWQXPEHU
)RUVHUYLFLQJRIWKHHQJLQHUHIHUWRWKH,QVWUXFWLRQ
0DQXDOVIRUWKHHQJLQHDQGWUHQFKFRPSDFWRU

:/3(1SGI 
30
(OHFWULFDOV\VWHP

(OHFWULFDOV\VWHP

'HVFULSWLRQRIWKHHOHFWULFDOV\VWHP
6ZLWFKLQJRQWKHPDLQVZLWFK
:KHQWKHPDLQVZLWFKLVVZLWFKHGRQWKHFXUUHQWJRHV
WKURXJKWKHIXVH ) WKURXJKWKHHPHUJHQF\VWRS
ZKHUHE\WKHUHOD\ . LVDFWXDWHGDQGVXSSOLHV
FXUUHQWWRWKHLQSXWV ;% DQG ;* RQWKHUDGLR
UHFHLYHU
7KHEX]]HUDOVRJRHVRQZKHQLWLVHDUWKHGWKURXJK
WKHUHOD\.DQGWKHRLOSUHVVXUHUHOD\
6WDUWLQJ
:KHQWKHVWDUWEXWWRQRQWKHWUDQVPLWWHULVDFWXDWHG
WKHSHHSVLJQDOVRXQGVDQGWKHV\VWHPHVWDEOLVKHV
FRQWDFWEHWZHHQWKHWUDQVPLWWHUDQGUHFHLYHU7KH
PDFKLQHFDQQRWEHVWDUWHGLIWKHV\VWHPGRHVQRW
UHFHLYHDQDFNQRZOHGJPHQWGXULQJVWDUWXS
6WDUWLQJDFWXDWHVWKHVWDUWHUPRWRUDQGIXHOVROHQRLG
< WKURXJKRXWOHW ;' RQWKHUHFHLYHU:KHQWKH
RLOSUHVVXUHLQWKHHQJLQHLVFRUUHFWWKHRLOSUHVVXUH
UHOD\RSHQVDQGWKHHDUWKLQJWRUHOD\.LV
GLVFRQQHFWHGDQGWKHEX]]HUJRHVRII
:KHQWKHHQJLQHUHYVDUHDSSUR[USPWKH
:VLJQDOIURPWKHFKDUJLQJUHJXODWRU * VZLWFKHV
IURP'&WR$&7KHV\VWHPUHFHLYHVDVLJQDOWKDWWKH
HQJLQHKDVVWDUWHGDQGWKHFXUUHQWWRWKHVWDUWHUPRWRU
VROHQRLGLVGLVFRQQHFWHG
$WWKHVDPHWLPHWKHIXHOVROHQRLGVZLWFKHVIURP
SXOOLQJFXUUHQWWRKROGLQJFXUUHQW ;- DQGWKHJDV
VROHQRLGUHFHLYHVDVLJQDOIRUSXOOLQJFXUUHQW ;( 
7KHJDVVROHQRLGLVDFWXDWHGDQGWKHHQJLQHLVUHYHG
XSWRKLJKUHYVDQGWKHQUHWXUQVWRLGOH
2SHUDWLQJ
:KHQWKHWRJJOHVZLWFKIRUWKHWKURWWOHLVFKDQJHGWR
WKHSRVLWLRQIRUIXOOWKURWWOHRQWKHWUDQVPLWWHUDVLJQDOLV
VHQWIURPWUDQVPLWWHURXWOHW ;( IRUSXOOLQJFXUUHQW
IRUWKHJDVVROHQRLG$IWHUDSSUR[VHFRQGVWKH
SXOOLQJFXUUHQWLVGLVFRQQHFWHGDQGUHSODFHGZLWK
KROGLQJFXUUHQW ;- 
:KHQRSHUDWLQJVWUDLJKWDKHDGWKHRXWOHWV ;)
DQG ;) DUHVXSSOLHGZLWKYROWDJH7KHVROHQRLGV
<DQG<DUHDFWXDWHGZLWKSXOOLQJFXUUHQW
,IWKHPDFKLQHWXUQVWRWKHULJKWZKHQRSHUDWLQJ
VWUDLJKWDKHDGWKHRXWOHWV ;) DQG ;) DUH
VXSSOLHGZLWKYROWDJH7KHVROHQRLGV<DQG<DUH
DFWXDWHGZLWKSXOOLQJFXUUHQW
,IWKHPDFKLQHWXUQVWRWKHOHIWZKHQRSHUDWLQJVWUDLJKW
DKHDGWKHRXWOHWV ;) DQG ;) DUHVXSSOLHG
ZLWKYROWDJH7KHVROHQRLGV<DQG<DUHDFWXDWHG

 :/3(1SGI
31
(OHFWULFDOV\VWHP

ZLWKSXOOLQJFXUUHQW
:KHQRSHUDWLQJEDFNZDUGVWKHRXWOHWV ;) DQG
;) DUHVXSSOLHGZLWKYROWDJH7KHVROHQRLGV<
DQG<DUHDFWXDWHGZLWKSXOOLQJFXUUHQW
9LEUDWLRQ
7KHYLEUDWLRQVZLWFKRQWKHWUDQVPLWWHUKDVWKUHH
SRVLWLRQV
2II
2Q
$8729LEUDWLRQ
:KHQRSHUDWLQJZLWKWKHYLEUDWLRQVZLWFKLQWKH21
SRVLWLRQWKHUHDUHWZRSRVLWLRQVYLEUDWLRQFORFNZLVHRU
FRXQWHUFORFNZLVH:KHQRSHUDWLQJZLWKWKHYLEUDWLRQ
VZLWFKLQWKH21SRVLWLRQDQGLQWKHFORFNZLVHSRVLWLRQ
WKHRXWOHW ;, LVVXSSOLHGZLWKYROWDJH7KH
VROHQRLG<LVDFWXDWHGZLWKSXOOLQJFXUUHQW
:KHQRSHUDWLQJZLWKWKHYLEUDWLRQVZLWFKLQWKH
FRXQWHUFORFNZLVHSRVLWLRQWKHRXWOHW ;, LV
VXSSOLHGZLWKYROWDJH7KHVROHQRLG<LVDFWXDWHGZLWK
SXOOLQJFXUUHQW
7KHIXQFWLRQRIWKH$872YLEUDWLRQPHDQVWKDWWKH
GLUHFWLRQRIYLEUDWLRQLVFKDQJHGDXWRPDWLFDOO\
GHSHQGLQJRQZKHWKHUWKHPDFKLQHLVRSHUDWHG
IRUZDUGVRUEDFNZDUGV7KH$872IXQFWLRQVZLWFKHV
WKHYLEUDWLRQRIIDQGRQDXWRPDWLFDOO\GHSHQGLQJRQ
ZKHWKHUWKHPDFKLQHLVRSHUDWHGRUVWRSSHG
7KHHQJLQH
VRLOSUHVVXUHVZLWFK
7KHIXQFWLRQRIWKHHQJLQH
VRLOSUHVVXUHUHOD\LVWKDWLV
EHFRPHVHDUWKHGZKHQWKHRLOSUHVVXUHLVWRRORZ
7KHIXQFWLRQRIWKHRLOSUHVVXUHVZLWFKLVWKDWZKHQWKH
HQJLQH
VRLOSUHVVXUHEHFRPHVWRRORZWKHVZLWFK
V
HDUWKLQJFLUFXLWFORVHV7KHHQJLQH
VSRZHUFLUFXLWLV
GLVFRQQHFWHGDQGWKHHQJLQHLVVZLWFKHGRII
$OWHUQDWRU
7KHHQJLQH
VFKDUJLQJXQLW DOWHUQDWRU LVPRXQWHGRQ
WKHIO\ZKHHO
&KHFNLQJWKHDOWHUQDWRU
'LVFRQQHFWWKHDOWHUQDWRUIURPWKHFKDUJLQJUHJXODWRU
8VHDPXOWLPHWHUDQGPHDVXUHEHWZHHQWKHWZR
\HOORZFDEOHVWKDWFRPHIURPWKHDOWHUQDWRU
7KHYDOXHUHDGLQJVKRXOGEHDSSUR[YROWDW
USP

:/3(1SGI 
32
+\GUDXOLFV\VWHP

+\GUDXOLFV\VWHP

'HVFULSWLRQRIWKHK\GUDXOLFV\VWHP
'HVFULSWLRQRIFRPSRQHQWV
7KHK\GUDXOLFV\VWHPLVEXLOWXSDURXQGDYDOYHEORFN
WKUHHSXPSVIRXUGUXPPRWRUVDYLEUDWLRQPRWRUDQG
DK\GUDXOLFRLOWDQN7KHGUXPPRWRUVDUHLQVWDOOHG
EHKLQGWKHGUXPVWZRRQWKHOHIWVLGHDQGWZRRQWKH
ULJKW
7KHK\GUDXOLFV\VWHPLVFRROHGE\DK\GUDXOLFRLO
FRROHUZKLFKLVHTXLSSHGZLWKDQRYHUIORZYDOYH
7KHK\GUDXOLFV\VWHPLVHTXLSSHGZLWKDUHWXUQILOWHU
DQGDEUHDWKHUILOWHUIRUWKHK\GUDXOLFRLOWDQN
9LEUDWLRQPRWRU
7KHYLEUDWLRQPRWRULVPRXQWHGRQWKHPDFKLQH
V
HFFHQWULFHOHPHQW+\GUDXOLFRLOVWDUWVWRIORZWKURXJK
WKHYLEUDWLRQPRWRUZKHQWKHUDGLRWUDQVPLWWHU
VWRJJOH
VZLWFKIRUYLEUDWLRQLVDFWXDWHGRQWKHWUDQVPLWWHU
9DOYHEORFN
7KHYDOYHEORFNFRQVLVWVRIWKHIROORZLQJFRPSRQHQWV
0DLQYDOYH <
2YHUIORZYDOYHIRUWKHYLEUDWLRQV\VWHP
2YHUIORZYDOYHIRUWKHGULYHV\VWHP
9DOYHIRUKLJKORZVSHHG <
7ZRIRUZDUGUHYHUVHYDOYHV <DQG< IRUWKHOHIW
VLGH
7ZRIRUZDUGUHYHUVHYDOYHV <DQG< IRUWKHULJKW
VLGH
)RXUEUDNHYDOYHVWZRSHUVLGH
9LEUDWLRQYDOYHIRUGLUHFWLRQRIURWDWLRQ <DQG< 
)XQFWLRQ&RXQWHUFORFNZLVH2II&ORFNZLVH
0HDVXULQJQLSSOHV
0LVIRUPHDVXULQJWKHYLEUDWLRQFLUFXLW
0LVIRUPHDVXULQJWKHGULYHFLUFXLW
7KHIXQFWLRQVRIWKHIHHGSXPSV
3XPS1RLVPRXQWHGFORVHVWWRWKHGLHVHOHQJLQH
7KHPRWRUVXSSOLHVWKHK\GUDXOLFRLOIRUWKHYLEUDWLRQ
WKURXJKSRUW3RQWKHK\GUDXOLFEORFN
3XPS1RLVWKHPLGGOHSXPSLQWKHSXPS
LQVWDOODWLRQ7KHPRWRUVXSSOLHVWKHK\GUDXOLFRLOIRUWKH
GUXPPRWRUVRQWKHULJKWKDQGVLGHWKURXJKSRUW3RQ
WKHK\GUDXOLFEORFN
3XPS1RLVPRXQWHGDWWKHIDUHQGRIWKHSXPS
LQVWDOODWLRQ7KHPRWRUVXSSOLHVWKHK\GUDXOLFRLOIRUWKH
GUXPPRWRUVRQWKHOHIWKDQGVLGHWKURXJKSRUW3RQ
WKHK\GUDXOLFEORFN

 :/3(1SGI
33
+\GUDXOLFV\VWHP

)XQFWLRQDOGHVFULSWLRQ
:KHQWKHPDLQYDOYH < LVQRWDFWXDWHGRLORQO\
IORZVWKURXJKWKHK\GUDXOLFEORFNDQGEDFNWRWKH
K\GUDXOLFRLOWDQN
7RRSHUDWHWKHPDFKLQHSUHVVXUHPXVWEHEXLOWXSLQ
WKHK\GUDXOLFV\VWHPZKLFKLVGRQHE\FORVLQJWKH
PDLQYDOYH < 7RRSHUDWHWKHPDFKLQHIRUZDUGVRU
EDFNZDUGVWKHVROHQRLGV <<<< PXVWEH
DFWXDWHG
,IVROHQRLG < LVDFWXDWHGIRUH[DPSOHWKHYDOYHZLOO
FKDQJHSRVLWLRQ$SDVVDJHLVRSHQHGLQWKHEORFNVR
WKDWWKHRLOIURPWKHSXPSLVIHGWKURXJKWKHEUDNH
YDOYHV
7KHGUXPPRWRUVDUHFRQQHFWHGLQVHULHVZKLFK
PHDQVWKDWWKHRLOILUVWSDVVHVWKURXJKWKHUHDUGUXP
PRWRUVDQGWKHQFRQWLQXHVWKURXJKWKHIURQWGULYH
PRWRUV7KHRLOLVWKHQIHGWRWKHK\GUDXOLFRLOWDQN
WKURXJKWKHFRROHU
,IWKHYROWDJHLQIRUH[DPSOHWKHVROHQRLG < LV
GLVFRQQHFWHGWKHYDOXHZLOOUHWXUQLWLWVQHXWUDOSRVLWLRQ
7KHRLOZLOOEHIHGWKURXJKWKHYDOYHDQGEDFNWRWKH
WDQNZLWKRXWSDVVLQJWKURXJKWKHGULYHPRWRUV
7KHEUDNHYDOYHVSUHYHQWWKHRLOIURPIORZLQJRXWIURP
WKHIURQWGULYHPRWRUVEHIRUHWKHFRUUHFWSUHVVXUHKDV
EHHQUHDFKHGLQWKHV\VWHP
7KHSXUSRVHRIWKHEUDNHYDOYHVLVWRSUHYHQWWKH
PDFKLQHIURPVWDUWLQJWRUROOEHIRUHWKHFRUUHFW
SUHVVXUHKDVEHHQDFKLHYHG
7KHPRYHPHQWRIWKHPDFKLQHFDQFDXVHWKHGUXP
PRWRUVWRVWDUWZRUNLQJDVSXPSV7KHGUXP
PRWRUVWU\WRSXPSRLOLQUHWXUQEXWWKHEUDNH
YDOYHVDUHFORVHGDQGWKHK\GUDXOLFV\VWHPQHHGV
03DWRRSHQWKHEUDNHYDOYHV6XFKDKLJK
SUHVVXUHZLOOQRWEHDFKLHYHGDQGWKHV\VWHPZLOO
EUDNHWKHPDFKLQHYHU\TXLFNO\LQVWHDG

7KHIORZIURPWKHILUVWSXPSLVXVHGIRUYLEUDWLRQZKHQ
WKHUHLVQRYROWDJHRQWKH+LJK/RZVSHHGYDOYH < 
,IWKHYDOYH < LVVXSSOLHGZLWKYROWDJHWKHYDOYH
RSHQVVRWKDWWKHIORZIURPWKLVSXPSFDQDOVREH
XVHGWRGULYHWKHGUXPPRWRUV
7KLVSURGXFHVDKLJKHUIORZWRWKHGUXPPRWRUVDQG
WKHYLEUDWLRQZLOOQRWZRUNLQWKLVSRVLWLRQ$OOWKHRLOLV
SXPSHGWRWKHGULYHPRWRUV

:/3(1SGI 
34
+\GUDXOLFV\VWHP

7HFKQLFDOVSHFLILFDWLRQV
'UXPPRWRU
VRLOIORZ
FFUHY FXLQUHY
2SHQLQJSUHVVXUHIRUFRROHU
VRYHUIORZYDOYH
03D 36,
2SHQLQJSUHVVXUHIRUUHWXUQILOWHU
03D 36,
2SHQLQJSUHVVXUHIRUWDQNEUHDWKHUILOWHU
03D 36,
2SHQLQJSUHVVXUHIRUGULYHV\VWHP
03D 36,
2SHQLQJSUHVVXUHIRUYLEUDWLRQV\VWHP
03D 36,
2SHQLQJSUHVVXUHIRUEUDNHYDOYHV
03D 36
)HHGSXPS
VRLOIORZIRUYLEUDWLRQFLUFXLW
FFUHY FXLQUHY
)HHGSXPS
VRLOIORZIRUGULYHPRWRUVULJKWVLGH
FFUHY FXLQUHY
)HHGSXPS
VRLOIORZIRUGULYHPRWRUVOHIWVLGH
FFUHY FXLQUHY

 :/3(1SGI
35
+\GUDXOLFV\VWHP

:/3(1SGI 
36
5HPRYLQJWKHVDIHW\DUFK

5HPRYLQJWKHVDIHW\DUFK

5HPRYLQJWKHVDIHW\DUFK
 /LIWRIIWKHWUDQVPLWWHU  

5HPRYHWKHEDWWHU\FDEOHVIURPWKHEDWWHU\  


)LJ5HPRYLQJWKHEDWWHU\
7UDQVPLWWHU
%DWWHU\+ROGHU

 5HPRYHWKHEDWWHU\KROGHUV  DQGOLIWRIIWKH
EDWWHU\  
 5HPRYHWKHVFUHZV  
/LIWRIIWKHVDIHW\DUFK  
0DNHVXUHWKDWWKHVHQVRU  LVQRWGDPDJHGZKHQ
UHPRYLQJWKHVDIHW\DUFK


)LJ5HPRYLQJWKHVDIHW\DUFK
6FUHZ
6DIHW\DUFK

 :/3(1SGI
37
5HPRYLQJWKHVDIHW\DUFK

:/3(1SGI 
38
5HSODFLQJWKHUHWXUQVSULQJVRQWKHVDIHW\DUFK

5HSODFLQJWKHUHWXUQVSULQJVRQWKH
VDIHW\DUFK

5HSODFLQJWKHUHWXUQVSULQJVRQWKHVDIHW\DUFK
  5HPRYHWKHVFUHZV  /LIWRIIWKHKDQGOH

)LJ5HPRYLQJWKHKDQGOH
6FUHZ
+DQGOH

  5HPRYHWKHVFUHZV  DQGSXOORXWWKHHQGSLHFHV
  
5HSODFHWKHVSULQJV  7KHVSULQJVVKRXOGEH
UHSODFHGLQSDLUV

)LJ5HSODFLQJWKHVSULQJ6FUHZ
6SULQJ

 )LWWKHQHZVSULQJV

 )LWWKHHQGSLHFHV  

)LJ)LWWLQJWKHHQGSLHFH
(QGSLHFH
:DVKHU
6FUHZ

 :/3(1SGI
39
5HSODFLQJWKHUHWXUQVSULQJVRQWKHVDIHW\DUFK

 
)LWWKHZDVKHUV  DQGVFUHZV  7LJKWHQWR
1P
)LWWKHKDQGOH  WRJHWKHUZLWKWKHZDVKHUV  
QXWV  VFUHZV  



)LJ)LWWLQJWKHKDQGOH
+DQGOH
:DVKHU
1XW
6FUHZ

:/3(1SGI 
40
5HSODFLQJRUDGMXVWLQJWKHVDIHW\DUFKVHQVRU

5HSODFLQJRUDGMXVWLQJWKHVDIHW\DUFK
VHQVRU

5HSODFLQJRUDGMXVWLQJWKHVHQVRU
5HSODFLQJWKHVHQVRU
 /LIWRIIWKHWUDQVPLWWHU  

5HPRYHWKHEDWWHU\FDEOHVIURPWKHEDWWHU\  


)LJ5HPRYLQJWKHEDWWHU\
7UDQVPLWWHU
%DWWHU\+ROGHU

  5HPRYHWKHEDWWHU\KROGHUV  DQGOLIWRIIWKH


EDWWHU\  
5HPRYHWKHVFUHZV  IRUWKHUHDUFRYHURQWKH
FRQWUROER[  
'LVFRQQHFWWKHVHQVRU  

 5HPRYHWKHVHQVRUQXWV  DQGXQVFUHZWKH
VHQVRUIURPWKHKROGHU
)LJ5HPRYLQJWKHFRYHU6FUHZ )LWWKHQHZVHQVRU
&RYHU
6HQVRU
1XW $GMXVWLQJWKHVHQVRU
%HIRUHDGMXVWLQJWKHVHQVRUFKHFNWKDWWKHVDIHW\
DUFK
VFRQWDFWSODWHLVQRWGDPDJHGRUZDUSHG

&RQWDFWSODWH

$GMXVWVRWKDWWKHUHLVDFOHDUDQFHRIDSSUR[PP
EHWZHHQWKHVHQVRUDQGFRQWDFWSODWH

 :/3(1SGI
41
5HSODFLQJRUDGMXVWLQJWKHVDIHW\DUFKVHQVRU

'LPHQVLRQ$LQILJXUH
7LJKWHQWKHQXWVRQWKHVHQVRU  

)LJ$GMXVWLQJWKHVHQVRU

 
&RQQHFWWKHFRQQHFWRUWRJHWKHU
)LWWKHUHDUFRYHURQWKHFRQWUROER[  
)LWWKHZDVKHUV  DQGVFUHZV  

)LJ)LWWLQJWKHVHQVRU
1XW
&RYHU
:DVKHU
6FUHZ

:/3(1SGI 
42
5HSODFLQJWKHVSULQJVIRUWKHVWRS

5HSODFLQJWKHVSULQJVIRUWKHVWRS

5HSODFLQJWKHVSULQJVIRUWKHVWRS
 5HPRYHWKHVDIHW\DUFK
5HOHDVHWKHNQRE  DQGQXW  

)LJ5HPRYLQJWKHVWRS
.QRE
1XW

 5HPRYHWKHVFUHZ  
5HSODFHWKHVSULQJ  

)LWWKHVSDFHU  

)LWWKHQXW  DQGDQGNQRE  
&KHFNWKHVSULQJDFWLRQRQWKHVWRSEHIRUHILWWLQJWKH
VDIHW\DUFK

)LJ5HSODFLQJWKHVSULQJ6FUHZ
6SULQJ
6SDFHU

 :/3(1SGI
43
5HSODFLQJWKHVSULQJVIRUWKHVWRS

:/3(1SGI 
44
5HPRYLQJWKHSDUNLQJEUDNH

5HPRYLQJWKHSDUNLQJEUDNH

5HPRYLQJWKHSDUNLQJEUDNH
5HPRYHWKHVFUHZV  DQGOLIWRIIWKHKDQGEUDNH  
7DSRXWWKHJXLGHSLQ  



)LJ5HPRYLQJWKHSDUNLQJEUDNH
6FUHZ
%UDNH

5HPRYHWKHORFNLQJULQJ  

 
)LJ5HPRYLQJWKHORFNLQJULQJ
*XLGHSLQ
/RFNLQJULQJ

5HPRYHWKHVSDFHU  VSLQGOH  DQGVSULQJ  




)LJ5HPRYLQJWKHVSULQJ
6SDFHU
6SLQGOH
6SULQJ

 :/3(1SGI
45
5HPRYLQJWKHSDUNLQJEUDNH

:/3(1SGI 
46
)LWWLQJWKHSDUNLQJEUDNH

)LWWLQJWKHSDUNLQJEUDNH

)LWWLQJWKHSDUNLQJEUDNH
)LWWKHVSULQJ  

 
)LJ)LWWLQJWKHVSULQJ
6SULQJ
6SDFHU

 )LWWKHVSDFHU  

)LJ)LWWLQJWKHJXLGHSLQ
*XLGHSLQ
/RFNLQJULQJ

 )LWWKHJXLGHSLQ  
/RFNWKHJXLGHSLQZLWK/RFWLWH

3UHVVLQWKHVSDFHU  DQGILWWKHORFNLQJULQJ  
)LWWKHVFUHZV  ZDVKHUV  DQGQXWV  

7LJKWHQFURVVZLVHWR1P

)LJ)LWWLQJWKHSDUNLQJEUDNH
6FUHZ
:DVKHU
1XW

 :/3(1SGI
47
)LWWLQJWKHSDUNLQJEUDNH

:/3(1SGI 
48
5HSODFLQJWKHIOH[LEOHFRXSOLQJ

5HSODFLQJWKHIOH[LEOHFRXSOLQJ

'LVPDQWOLQJWKHPDFKLQH
7KHVHDUHJHQHUDOLQVWUXFWLRQVIRUWKHGLVPDQWOLQJRI
WKHPDFKLQHDGGLWLRQDOVWHSVPD\EHQHFHVVDU\
'LVFRQQHFWWKHEDWWHU\DQGOLIWRIIWKHWUDQVPLWWHU
 
 5HPRYHWKHVFUHZV  IRUWKHIURQWVHUYLFHSDQHO
 

)LJ5HPRYLQJWKHVHUYLFHSDQHOV
6FUHZ
)URQWVHUYLFHSDQHO
5HDUVHUYLFHSDQHO

  2SHQWKHUHDUSDQHO  DQGOLIWERWKSDQHOVRIIDW
WKHVDPHWLPH
5HPRYHWKHKRVHFOLSV  DQGVRFNHWKHDGFDS
VFUHZV  
/LIWRIIWKHPXIIOHU  


)LJ5HPRYLQJWKHPXIIOHU
+RVHFOLS
6FUHZ
0XIIOHU

 5HPRYHWKHVFUHZV  IRUWKHIXHOILOWHU  

)LJ5HPRYLQJWKHIXHOILOWHU
6FUHZ
)XHOILOWHU

 :/3(1SGI
49
5HSODFLQJWKHIOH[LEOHFRXSOLQJ

 
5HPRYHWKHVFUHZVIRUWKHHQJLQHKHDG  
 5HPRYHWKHVFUHZV  DQG  IRUWKHDLU
FRQGXFWRUSODWH  
 /LIWRIIWKHDLUFRQGXFWRUSODWH  

5HPRYHWKHDLUFRQGXFWRUKRVH  


)LJ5HPRYLQJWKHDLUFRQGXFWRUSODWH
6FUHZ
6FUHZ
6FUHZ
$LUFRQGXFWRUSODWH
$LUFRQGXFWRUKRVH

5HPRYHWKHVFUHZV  
0RYHWKHFRROHUEDFNDVIDUDVSRVVLEOH7KHFRROHU
 GRHVQRWQHHGWREHUHPRYHGIURPWKHIUDPH

)LJ5HPRYLQJWKHFRROHU
6FUHZ

 5HPRYHWKHVFUHZV  IRUWKHK\GUDXOLFSXPS
 
  0RYHWKHSXPSEDFNDVIDUDVSRVVLEOH
5HPRYHWKHVFUHZV  IRUWKHDGDSWHUKRXVLQJ
 


)LJ5HPRYLQJWKHSXPS
6FUHZ
+\GUDXOLFSXPS
6FUHZ
$GDSWHUKRXVLQJ

:/3(1SGI 
50
5HPRYLQJWKHIOH[LEOHFOXWFK

5HPRYLQJWKHIOH[LEOHFOXWFK

5HPRYLQJWKHIOH[LEOHFOXWFK
 5HPRYHWKHVRFNHWKHDGVFUHZ  


)LJ5HPRYLQJWKHSXPS
VFOXWFKKXE
6FUHZ
+XE

5HPRYHWKHK\GUDXOLFSXPS
VFOXWFKKXE  
5HPRYHWKHHQJLQHVKDIW
VFHQWHUVFUHZ  
5HPRYHWKHHQJLQH
VFOXWFKKXE  


)LJ5HPRYLQJWKHHQJLQH
VFOXWFKKXE
6FUHZ
+XE

 :/3(1SGI
51
5HPRYLQJWKHIOH[LEOHFOXWFK

:/3(1SGI 
52
)LWWLQJWKHIOH[LEOHFOXWFK

)LWWLQJWKHIOH[LEOHFOXWFK

)LWWLQJWKHIOH[LEOHFOXWFK
 )LWWKHK\GUDXOLFSXPS
VFOXWFKKXE  
)LWWKHVRFNHWKHDGVFUHZ  
7LJKWHQWR1P

)LJ)LWWLQJWKHSXPS
VFOXWFKKXE
+XE
6FUHZ

)LWWKHHQJLQH
VFOXWFKKXE  
)LWWKHHQJLQHVKDIW
VFHQWHUVFUHZ  
7LJKWHQWR1P


)LJ)LWWLQJWKHHQJLQH
VFOXWFKKXE
6FUHZ
+XE

 :/3(1SGI
53
)LWWLQJWKHIOH[LEOHFOXWFK

:/3(1SGI 
54
,QVWDOOLQJWKHPDFKLQH

,QVWDOOLQJWKHPDFKLQH

,QVWDOOLQJWKHPDFKLQH
7KHVHDUHJHQHUDOLQVWUXFWLRQVIRUWKHLQVWDOODWLRQRI
WKHPDFKLQHDGGLWLRQDOVWHSVPD\EHQHFHVVDU\


)LWWKHDGDSWHUKRXVLQJ  
)LWWKHK\GUDXOLFSXPS  
7LJKWHQWKHVFUHZV  WR1P
)LWWKHFRROHU  
)LWWKHVFUHZV  7LJKWHQWR1P
 ,IQHFHVVDU\UHOHDVHWKHIXHOWDQN
VVFUHZHGMRLQW
WRVLPSO\ILWWLQJWKHFRROHU

)LJ)LWWLQJWKHDGDSWHU
$GDSWHUKRXVLQJ
+\GUDXOLFSXPS

)LWWKHDLUFRQGXFWRUKRVH  DQGKRVHFOLSV  
)LWWKHDLUFRQGXFWRUSODWH  
)LWWKHZDVKHUV  DQGVFUHZV  


)LJ)LWWLQJWKHDLUFRQGXFWRUKRVH
+RVH
+RVHFOLS

 :/3(1SGI
55
,QVWDOOLQJWKHPDFKLQH

  )LWWLQJWKHHQJLQHKHDG

 7KHHQJLQHKHDGLVILWWHGEHWZHHQWKHHQJLQH  DQG
WKHDLUFRQGXFWRUSODWH  
 2QHRIWKHHQJLQHKHDGDWWDFKPHQWV  LVILWWHGRQ
WKHDLUFRQGXFWRUSODWH
,%HIRUHILWWLQJWKHHQJLQHKHDGPDNHVXUHWKDWWKH
DLUFRQGXFWRUSODWHLVFRUUHFWO\ILWWHGDQGWKDWDOO
VFUHZHGMRLQWVDUHFRUUHFWO\WLJKWHQHG

 $QLQFRUUHFWO\ILWWHGRUORRVHDLUFRQGXFWRUSODWH
FDQFDXVHVHULRXVGDPDJHWRWKHHQJLQHRUWKH
 PDFKLQH

)LJ(QJLQHKHDG )LWWKHZDVKHUV  VHFXULQJSODWH  DQGWKH


(QJLQH KROGHU  
$WWDFKPHQW
:DVKHU )LWWKHVFUHZV  DQGWKHHQJLQHKHDG
VZHGJH
6HFXULQJSODWH
+ROGHU FODPS  
6FUHZ
:HGJHFODPS 7LJKWHQWKHVFUHZHGMRLQWVRWKDWDQ\SOD\LVWDNHQ
XS
5HWLJKWHQWKHHQJLQHKHDGDIWHUWHVWRSHUDWLRQLI
QHFHVVDU\
 )LWWKHIXHOILOWHU  
7LJKWHQWKHVFUHZV  WR1P
&KHFNWKDWWKHIXHOV\VWHPKRVHVDUHQRWFOHQFKHGRU
 GDPDJHG
5HSODFHLIQHFHVVDU\

)LJ)LWWLQJWKHIXHOILOWHU
)LOWHU
6FUHZ

:/3(1SGI 
56
,QVWDOOLQJWKHPDFKLQH

)LWWKHHQJLQH
VH[KDXVWV\VWHP

5HOHDVHWKHSLSHFODPS  WRVLPSOLI\ILWWLQJWKH
PXIIOHU  DQGWKHSLSH  
)LWWKHH[KDXVWVHDO  DQGVFUHZV  
 5HSODFHWKHH[KDXVWVHDOLIQHFHVVDU\
 
)LWWKHFODPSV  WRWKHPXIIOHU  

7LJKWHQWKHSLSHFODPSV  
)LJ)LWWLQJWKHH[KDXVWV\VWHP
3LSHFODPS )LWWKHIURQWDQGUHDUVHUYLFHSDQHO
0XIIOHU
3LSH )LWWKHEDWWHU\
6HDO
6FUHZ 6WDUWDQGWHVWUXQWKHPDFKLQH
&ODPS
&KHFNWKHVDIHW\IXQFWLRQVRQWKHPDFKLQH

 :/3(1SGI
57
,QVWDOOLQJWKHPDFKLQH

:/3(1SGI 
58
(OHFWULFDOGLDJUDP

(OHFWULFDOGLDJUDP

(OHFWULFDOGLDJUDPUDGLRPRWLRQ

 :/3(1SGI
59
(OHFWULFDOGLDJUDP

(OHFWULFDOGLDJUDPPDQXDOPRWLRQ

:/3(1SGI 
60
+\GUDXOLFGLDJUDP

+\GUDXOLFGLDJUDP

+\GUDXOLFGLDJUDP

 :/3(1SGI
61
+\GUDXOLFGLDJUDP

:/3(1SGI 
62
0DFKLQHSODWHDQGRUGHULQJVSDUHSDUWV

0DFKLQHSODWHDQGRUGHULQJVSDUHSDUWV

0DFKLQHSODWHDQGRUGHULQJVSDUHSDUWV

)LJ/RFDWLRQRIPDFKLQHSODWH

7KHSODWHVSHFLILHVWKHPDQXIDFWXUHU
VQDPHDQGDGGUHVVWKHW\SHRIPDFKLQHWKH3,1SURGXFW
LGHQWLILFDWLRQQXPEHU VHULDOQXPEHU RSHUDWLQJZHLJKWHQJLQHSRZHUDQG\HDURIPDQXIDFWXUH
RQPDFKLQHVVXSSOLHGWRRXWVLGHWKH(8WKHUHDUHQR&(PDUNLQJVDQGLQVRPHFDVHVQR\HDURI
PDQXIDFWXUH

3OHDVHVWDWHWKHPDFKLQHW\SHDQG3,1QXPEHUZKHQRUGHULQJVSDUHV

3DUWQXPEHUIRUWKH+DW]*:RUNVKRS0DQXDO3DUWQR

 :/3(1SGI
63
0DFKLQHSODWHDQGRUGHULQJVSDUHSDUWV

:/3(1SGI 
64
1RWHV

1RWHV

1RWHV

 :/3(1SGI
65
1RWHV

1RWHV

:/3(1SGI 
66
'\QDSDF&RPSDFWLRQ(TXLSPHQW$%
%R[6(.DUOVNURQD6ZHGHQ
'\QDSDF&RPSDFWLRQ(TXLSPHQW$%
%R[6(.DUOVNURQD6ZHGHQ

You might also like