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•
ETIENNE 13ALIBAR
TranslaLions by Christi11cjo11es,
_lames Swenson, Chris T1irncr
VERSO
London • Now York
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4 What is a Border? 75
/
Preface
that the combination of' issues that underlies my essays, and pro
vides them with a ccnai11 continuity (there is no ciucstion or
claiming that they arc the only issues ol political philosophy, but I
would reject any suggestion that they arc n1arginal), emerges rrolll
a co111pariso11 betwec11 Lwo titles that. end wit.Ii a question mark - 'ls
There S11ch a Tl1ing as European Racism?', 'ls a Europea11 Citizen
ship Possible?' - ,111cl two noticrns that ,tre said to be 'ambiguous':
Identities ,11HI Univers,tlity.
'This book was written ,It ;1 time when in1pani11g an aCL11al content
to tl1e notio11 ol ,1 'E1mipc111 Citi1.enship' became 11rgcnt quite
i11clcpenclcntly of the rnci-cly jmiclical point oC how the fULurc
'constillltion' of Europe should he lc1bellcd. The issue is to decide
what kine\ of status and rights (rivil, j)O/itiml and soriri.l, Lo follow a
famous tripanition 1hat retains its relevance) the inhabitants of' this
new political entity would individually and collectively e11joy. They
can rnark either an ,tdvancc or a regression in the history of
citizenship; and this has not yet been sett .led. nut the book was also
written while the various manifestations ol institutional and ideo
logical racism were acquiring their present. configuration, which I
ventured to describe as a pote11tial 'Eurnpcan apartheid': the dark
side, as it were, or the emergence of' the 'European citi1.en'. It
involves a rampant repression ol" 'alien' communities or immigrants
(with specific modalities progressively unified under the Schengen
Convention); a diffusion among European nations or openly racist
outbursts (11eo-fascist or 'populist' propaganda and activities,
pogroms, expulsions on a massive scale); and a seemingly contradic
tory combination of nationalist exclusivisrn and 'Western'
cornrnunitaria11isrn.
J have two main theses on this point. One is that a new delinition
of citizenship in Europe can only be the definition of a new
citizenship. It must become more clemocrat.ic than the old 'national
social' lunn or citizenship used to be, or it will become less so - and
is bound to !"ail. There can ,md will be no status quo. In particular,
t.he construction or citizenship in Europe will either include all lhe
wm,1n11.nitir's !,/lilt are historirnlly /Jre,1Pnl on European territory; or it will
mean a deleat for the ideal of universality that nation-states embod
ied to a certain extent (because they were pushed by two centuries
X PREFACE
vio{1,11r1'. its f'orms ,111<! li111its, its rq.\°1ilatio11 and pcrvcr,c clfr:cts mt
agents thcn1sclvcs, i,1/0 t/11' rollffj,t rwrl /nm'lil'f' o/ pnl.itir� (whereas,
Lrnclitio11ally. the '<'sscnn·' oJ" politics wa, either n·pn·sc11Led a, Lhc
ab,0l11Lc 11cgation ol violence, or idc11tilicd with its 'lcgitimaLe'
use). In p;1rtinilar, it 111c,111s i11trnd11ci11g the issue of'viokncc ;ind a
straLcgv of' anti-violence into c111,rncipatory politics itself, which h,1s
led me Lo s11ggcsL elsewhere tl1,1t 'civili1.i11g th<' rcvolutio11' n1ight be
a precondition for 'civilizing tlie st,ttc'.
A politics ol viok11cc, or ,l politics of civility /the s,unc thing
obversely f'orn1ula1cd), is 11ot sonH·thing th,u can he p11rsued solely
on the slrt,!.'J' ol glob,tli1.ation, where processes, 111otiv;itio11s and
interests arc supposed Lo he visible and 111<1nagcablc. I lowever
conl!ic1.11al or ,111Lago11istic, globali1.aLio11 tends Lo repn.:sc11t iLscll ,1s
a homogeneous process that combines ,!!,hw11 tl/.','f'lll'it'\ (initially econ
omic forces, hut also innc,tsingly iclcologic;il ones) into a single
sysLcm ol' intcr,1ctio11s. Yet when we h,wc Lo deal with wh;it makes iLs
evolution unprcdictahlc and possibly uninLclligiblc, ghosts, devils
ancl virtual lorccs are not slow to make their c1111y. It was Lo help
escape this clilcmn1,1, which I found intolerable, that I sought an
analogy in the Frc11clia11 notion of 'the other scene'.
/ Freud uses this cxprcssio11 (which comes from Fech11er) several
times, notably in Tfu, lntr1JnFlalio11, oj /)rntm.1. It contributes Lo a
model ol' the 'rnc11tal apparat 11s' in wltich processes or repression of
desire and tlte rcu1rn of the repressed in 'regressive' form can be
'locatcrl' and dynamically assc1nblccl.'-, Drawing on this represe11ta
Lion or the t's.1Pnlial ltl'iemgenl'ily or psychic processes t.o express the
no less essential heterogeneity or political processes allords several
possibilities, which I can only briefly indicate here.
A firsl possibility would be to draw aLt.ention t.o the amount or
infor111ation that is either structurally inaccessible LO, or cleliherat.ely
concealed from, collect.ivc agents on Lite world stage. IL is n1ercly a
seeming paradox that this phenomenon has progressed enormously
in the 'information age', when the domimml powers have learnl LO
replace the old practice ol secrecy l_arrn.1111. i111/11:riiJ by the 111a11ip11la
Lion or mass inl<>nnation (in wltich they, LOO, so111elin1es become
entrapped). Herc, the 'other scene' would mean that crncial deter
minants oJ' our own action remain i11visiblc in the vc1y forms of
PREFACE XIII
Notes
I. /,11, C:m.i11il' riv, 111ass1•s. l'oliti1111,, ,,1 /1/1.ilo.m/1/ii,• 11.vrwt l'l 11/m\ M11.rx. Paris: Calilt'e
l\l97.
2. /Jroil r/1• ril,;. C11//11/'/' ,,1 /mliliq11,• ,•11 r1,;111ormli,,. l .a Tour cl'Aig11es: Ecli1ions de
l'A11be l�l\J8.
'\. In a delibera1e play on words, I called it (11,alilmti, which is 110L really
Lra11slatahle.
4. All t.he essays in this book were writlcn before' 11 Scp1cmhn·, and I have nut
changed a word in 1hcm. Or - t.o lake up ;1 highly pertinent sllggcs1ion by
l111ni.mucl vVallcrst.cin (ill his Ch;llks R. l.awrc11cc II Mc. 1norial l.cctllrc,
Brnuklyn College, r, Dccen1bcr 200 I: 'America all(I t.hc World: The Twin
Towers as Metaphors') - t.hcy were wri1ten be1wecn 1.wo clat:cs whose ·coinci
dence' rcprcsent.s ,lll amazing symbol: 11 Sep1c1nber 1973 (1hc Pinochet.
coup i11 Chile, seerningly prepared i11 close co-opcrat.ion wit.h 1he US govcrn
n1e111, wi1h t.lwusands or vicLirns) and JI September 200 I (1he cles1.rnc1io11 ol'
1.hc World Trade Cent.er in Manhat.1.an, apparen1ly prepared by a secret
1erroris1 organiz;!lion root.cd in Saudi Arabia and oLhcr Islamic coumries,
wi1h 1.ho11sands of'vict.ims).
!J. Sec 'f'/", .'itr/.llr/11.rrL Fdition. o/ 1hr Com/htl' l'.,y,-!wlogimL Wmk1 11/ .'iig/1/./1.//.ll hrnrl,
I .ondo11 1958, vol. V, pp. 5'.�5 ll.
3
Ambiguous Identities'
l1nernatiom1lism or Barbarism
II
What these considcrntio11s show is that the first task facing us is not
to judge nationalisms and na1ion,tlism in general, but Lo underswnd
it or, in other words, rationally LO an,tlyse its specificity. And, though
it cannot be dissoci,1tcd rrom researching into the causes or nation
alism in the course or history and in a particular conjuncture, this
Lask cannot. simply he reduced to such research. It has a philosoph
ical or anthropological dimension to it, which concerns, above all,
the specifically national pauern or community or the mode of
subjective iclcntificat.ion which links the constillltion or the individ
ual personality Lo the nation, LO national institutions or Lo the idea
or nation.
The question or the j11.dgr11wnt to he passed on nationalism iu a
particular conjuncture is clearly unavoicfable in practice. This much
I conceded above when I ref'crrcd Lo the difference between
dominant. and dominated nationalisms. One might further illustrate
it by rcf'crencc Lo the current constitution of a 'European' nation
alism. Nationalism in gcncrnl, nation,tlism as such, is neither good
nor had; it is a historical form l'or interests and struggles which are
0/1/Josili: in clutrrtr:ler. But the co11_junctnrc requires that we make
choices. And these choices are often difficult, because the domi
nant, 'hegemonic' nationalisms may include a non-11egligiblc gain
in terms ol' universalism (what they themselves Lenn 'civilization'),
while the dominated nationalisms, whether cth11ic or religious in
lone, inevitably include a tendency towards cxclusivism, ii' not
indeed Lo actual exclusion, all the greater for the fact that they arc
fighting against uniformity. This is why it is important Lo have al
our disposal instrume11ts of' analysis which are not neutral, but
comparative.
As for the question or causes - of' why, in a p,u-Licuhff conjuncture
(for example, in Europe today, from West LO East) national move
ments are multiplying at all levels - this brings us back, in the last
analysis, to the question of the historicity of lhe nation-state and the
nation-form itself It is impossible to expound the argument fully
here (I have attempted LO do so elsewhere'), but it is necessary to
-
AMBIGUOUS IDENTITIES 63
reader prckrs, or lhc conrn1uni1y and lhc colkClivi1y ;1s forms and
silcs or 'the political').
To say lhal m1lio11alism is, generiecilly, the organic ideology of
the nation-slate lll", lllurc precisely, ot· the ((f!/ ol' the 11a1io11-slale as
dominant ron11, is no\ lo say lhat all 1rn1io11alisms �11-c statisl, any
more than all ideologies and religious movcrnenls were so in an
earlier .ige. Nor is it lo say that the bourgeois slate operates only 011
the basis or m\lionalisrn. ll is, however, lo say that all nationalisms
stand in a. ·1pla.J.ion l.o the nation-slale. That is to say, they serve it,
cont.est it or reproduce it. Arn\ this makes m1tionalisrn lhe Funda
mental agent or lhe spread or this form, which, as we know, is in no
way imposed everywhere at the same time, or in the same way, by
\' the capitalist ernn.0111.y. It is also whal enables us to undersland why
:,,� nationalism changes scale - why 'int·ra-nationa\isrns' and 'supra
I nalionalisms', viable or olherwise, are st.ill nationalisms.
,,,
,1 What do we mean when we talk aboul the hisl.oricit.y of' I.he nalion
J<mn, or or the form of the nat. ion-stat.e? Essentially, we are lalking
about two things which go hand in hand.
First, there have in hislory been other slate .Jr.n ms and even,
potentially, olhcr 'bourgeois' state Forms (such as lhe cily-slal.e or
the empire). And the problem or such allcrnatives in no sense
belongs lo the past: the same rorms, u·,u1sl'ormecl to a grc;t\.cr or
lesser cxLcnl, are reappearing today as '111cta-national' forms. More
over, Lhere has in history been ·moni than one roule to Lhe building
or 11alions - ro11lcs leading to the 'nationalization' or socieLy by the
slate. And there is still a grcal divide between the 'nalions' o[ lhe
cenlre ancl the 'nations' or the global pcriphny. But this divide
(which renders problematic the unambiguous use of the lcrm
'n.1l.io11' as the name ror a social formaLion) merely serves to
highlighl even more the hegemony or Lhe ·cenlral' form:' ll is,
precisely, lhc paradox or histo1·ical 'liberation' ;md 'development'
movements lhat they have sough1 10 abolish lhis division by making
the periphe1--y (or, lo use Wallerslcin's lcrrninology, the 'scmi
periphcry') the new liclc\ ror lhe expansion and regeneration or
the central t'orrn it.sell'.
Second, Lhis l'orn1 is neither so111elhing nalural, nor something
stable (not to say lixcd). ll is a process or reproduction, ol' pcrma-
AMBICUOUS lDENTITIES GS
III
3 . But - and this is our· third id<.:a - given the consta ntly
.
reactivated plurality of identification prnccss<.:s, then� is in the last
an alysis no identity (paniculady not as individual identity) without
the establishrnent of a hierarchy of commun al rcrcH:nces (and,
through this, of 'belongin g': the se1vant cannot have two equal
rnasters; he can only attempt to play on the two register-;).
Establishing a hierarchy or communal n:f'c1·cnc<.:s do<.:s no t mean
absorbin g their dive1·sity into the uniform stn1ctu1·c or a single
'totalitarian ' belonging. It m<.:ans, rath<.:r, constituting what we 11\cl)'
call - honowing on ce again from Gramsci's vocabula1y- a ht'{.!;r'IIIOII)'
within ideology itself. Historically, in the modern e1·a (which has iL<;
rooL5 deep in the 'Middle Ages'), it seems that two ideological
schemas (two patterns of 'total community' 01·, as Ernest Cc\\nc1·
puts it, of Termin al Court of Appeal'') ,md two alone could, in
competitive and alternating rash ion, become hegemonic in this way:
the sch ema of religion (I am thinking here paniculai-ly or the g,·eat
_
universal Western religions: Christianity and Islam) alld 1hat of
nationalism.
Each of these allows for the cons1n1ction or both a spiriiual and
a temporal edifice (in particular, the enshrinillg or 'mies' in a legal
system), capable of incorporating rites and beliefs, and hence or
creating a 'culture'. Each, in its own way, reconciles panicularism
with universalism, and produces a hierarchy or 'belongings' (and
thus or communal identities) by rorcing them - violclltl)' if need be
70 POLITICS AND THE OTI !ER SCENE
/ IV
alisms' is cleat". And in very large measure, the crisis of the rnuional
social stale derives from the loLal rnisadaptatio11 of" thaL historical
structure when it comes to '1·egubt.ing' a social antagonism on a
wor.ld scale, or constructing political mediations within the field or
a global proleLarianization contemporaneous with the effective
globalization of capitalism. For some years now, scatter·ed ellons to
construct a f1osl-national political inten1ationalis1n or u11iversalis111
seern to have been made within and among peace movements, anti
racist groups and even ecological movements (in the sense or an
ecologism concerned nor _just with nature, but with the economy
and power relations). Such an internationalism, however, would
not be founded directly on a 'class base', seeking rnyLhically and
rnessianically lo exp1·ess a class iclenLity. Even if it reLc1i11ecl a class
content and a sense of class struggle, its fonn would necessarily be
independent of class, and would thus have to find ,l political identity
for which there is as yet no name.
Notes
/
La Deco11ver1c, 1992).
I:�. Or is dis1rilrntcd according 10 soci;tl position: those who do nol have the
1nca11s to be ;u11i-A111crica11 arc anti-Arab, wh crc:1s ,nany ,.vriters and acadc1nics,
who would he ash;rrncd to l>c an1i-J\rah, rail agail lsl 1he American 'cultural
JllVi\SJOll
' .. e n e xiste
is, none the less, a ]de-and-death quest. ion for la'rg·e nu nce
. . mbe rs or
hurnan bc111gs. fh1s 1s, 111creaslllgly, a problem everywhc ..
. r • . '
1. l shall begin, then, with what I call - fi.>r · the purposes of this
discussion - overclelerminulion. We k11ow that l'TJl''Y border has its ow11
history. lndeed, this is almost a commonplace of histo1y textbooks.
In thal hislory, the demand for the right to seH�detern1i11atio11 a11cl
the power or impote11ce of slates are combi11ccl, together· wit h
cultural demarcations (often 1.e1·med 'nalural'), economic i11teres1s,
and so on. It is less often noted tlial 110 poli t ical border is ever the
rnere boundary between two states, but is always ovndetenninecl
and, in that sense, sanctioned, reduplicated ,11HI relat ivi/.ecl hy olher
geopolitical divisions. This feature is by 110 means incidental or
contingent; il is intrinsic. vVithout the worlrl-ro11/ig-1i1i11gf"unctio11 they
perform, there would be 110 borders - or 110 lasli11g borders.
Without going back heyo11cl the moclen1 ,1ge, le t us give two
examples or this which slill have effects t.oday. The Eun>pean
colonial empires - rnughly l"rnrn the Treaty of"Tonlcsillas ( 1494) to
the 1960s - were most certainly t h e condition of ern c1·gence,
reinforcernenl and subsistence, wi1.hi11 the frarn ework or successiv e
world-economies, or the nat.ion-slat.es of' vVestern - and even or
Eastern - Europe. As a result, t.hcse states' bo1·clers will, Nllh othn
were both, indissociahly, national bo1·clcrs and irnpe1·ial ho1·dcrs,
with other frontiers extending and replicating the rn right into 'the
heart of darkness', somewhere in Africa and Asia. A'> ,-1 consequence,
they served to separnle dillereut categories or 'natiom1�s'. For the
'imperial-national' stales did not me1-cly have ·c,uz�ns; they also
had 'subjects'." And those sul�jects, as far as the nauo11,tl adrrnms
tration was concerned, were bolh [,,ss_/oreign lhan {l[frns, and y et more
different (arm.ore 'alien') than them.: which means that in some respects,
80 POLI TICS AND Tl 11•: OTIIER SCENE
(ll" 111 solllc circu,nstanccs (as in Limes of war), it. was s omcLimcs
easier for l11em Lo crnss bo rders t.lrnn it was for aliens in the stricL
�e11sc, and somcti111es 111orc clil"ficul1..
A second example is l11aL o r the ·camps' or blocs in the Cold War
between 194.S and 1990. Whcre,is the 'clivisio11 or the world'
beLwccn colu11ial empires 1tnmgtltl'111· nati o11al sovcreig1"lly in so me
cases (while purely and silllply pn.:venting it in others), the division
into bl ocs (t.o which, we should n ot forget, Lhc creatio n and
operaLion of the UN was a corolla,·y) seems Lo have combined an
exLensio11 or the naLion-form worldwide (a11d, co nsequently, or an -
at lcasL LheoreLical - national irle11tity as the 'basic' identity for all
individuals) with the creation of a rle /at:lo hierarchy among those
nations withi11 each bloc, and, as a resu !L, more or less limited
sovereignty for most of L11cm. This me,mL that the national borders
of' states were once again ovcrdcLcnni11cd and, depending on the
particular case, strengthened o r weakened. It also meant that there
were once agai11, in practice, several types or aliens and alienness,
and several different. modes of border-crossing. When the border,
or the sense of crossing a border, coincidecl wi I h the super-borders
of the blocs, it. was ge11<..:rally more difficulL Lo pass Lhrough, because
the alien in Lhis case w,1s also an enemy alien, ii' noL indeed a
/ p oLcntial spy. This was the case l'Xre/Jt where rcf'ugees were c on
cerned, because the right o r asylum was used as a weapon in Lhc
ide ological strnggle. Might it not. be said thaL the dispositions for
asy lu m seekers which passed into law in the l950s and 1960s, b oth
in international conventions and national co11stitt1tions, owe much
ol Lhcir fon11ulat.io11 and their· theorl'.tical liberalism t.o this situ
ati on? The German law, which has just been changed, is an -
extreme - example which illusu·ates this very clearly.
If we did not keep this situation in mind, it seems LO me that we
wo11lcl nor 1111dcrstand the terms in which the question of refugees
rrorn Eastern Ei1ro pe crnre11tly prcsc11Ls it.self" (from t.haL Eastern
Europe which is suddenly 110 longer Eastern Europe any more, but
almost a pan of" the Third Worlcl). 7 Nor would we understand the
difficulties the 'European CommuniLy' has in seeing itself as a
romm,mity underpinned by specific interests or its own, whereas it
was essentially the by-product, ,mcl part or the mechanism, of the
\-\1 1-IAT IS ;\ BORDER� 81
3. This would lead me quiLC naturally, i i" I had the time, t.o
discuss my third poi11t: the heterogeneity and ubiqui ty of borders
o r, in other words, the fact. that. the ten dency o f borders, political,
c1dtural and socioecono 111i c, t.o minrirle- sotnething which was more
or less well achieved by nat ion-states, o r, rather, by s ome of them -
is tending to day LO fall apart. The result of' this is that some borders
Notes
I. Papct deltveied 10 the conlet<.;tHC, ·v1olcncc c'. droi1 c1:asilc c11 Europ e :
Des it onucres des Eta u;-Na11ons ,l ]a I cspo11s.1b1l11e pana?�e dans \Ill sen\
mondc', organized by rvtarie-Claire Caloz-Tschopp _ and /\xel Ocvenot, � n1vc1, . sn
of' Geneva, 23-25 September L9tJ3. Published 111 l'.11c _ 1 n Bal , ;.
'. c_ �b.it, /.11 (.uunl,, rl,.i
111.asslis. Poliliq ,w i,l el /Jhiloso/Jhie 11.va11l l'I a.fnes 1\tlarx (Pans: (,altlee, 1997).
8G POI.ITICS ANO THE OTIIER SCENE
2. i\ndrt Cr<"e11. I.r, J,i,/i,· /1rit,,;,,_ l'lyrhr1111dy ,.,, r/1•. 1· ms-/i111 i/1•s (Paris: Gallimard,
1990), p. 107.
:L 'Vioi<-11ce is a r1111 1/itiu11 11/,,xi,1,,111·,, i11 socie1ics or exile ;i11d i11 Lile societies
of' 1lic 11or1li': Frn111di11g lkclar,11io11 of' tile co11r<"rc11c<" •violc1 1ce cl droit d'asile
en 1-:t,rnp<"', rcpri111 t"d i11 �L1ril'-Ci;1irc ( :aloz-Tsclwpp. Ax<"l Clt·ve11ot and Maria
l
l'ia 'J\cliopp (l'cls). ,\ ,·if,, - \ iu lmn• - l,\·r/1ni1111 ,,,, F11m/11'. l li1'llliu,, r111"(l'-'''· j,ms/m"liv,,
(Ce11<"v;i: Caliiers de la S1Ttio11 ell's S. cic1HTs cit" 1·1::d11catio11 de l'U11ivcrsi1 e clc
Ge11<'.·vc/ Gro1 1p<· d<" (;cntw 'Vioi<-11cc ct droit d'Asik- c11 Europe',1994).
4. Thi, liisto,y, 1ogc1lin wi1h an ;1111liropolo1-,')' ;11ul a seman1ics of'hordcrs , is
l)('gi1111i11g 1 0 l>c wriuc11. Sec D. Nord111a1111, ·tks li111itcs d'U:tat a11x frornicrcs
11;nio11;des', i11 I'. Nora (ed.),/.,,, I.i,·ux ,11, 111/mu i,1,, rnl. II (Paris: Callimard, lD8G)
p. :l:i ff'; P. S,1hli11s, Ho11 11rlr11i,,,._. "/J11, 1\l(l /1 i11g o/ J-i-(l11n· r1 11d Sjmi11 i11 . t/11• r'y r,,111•,•.1·
(Berkeley, U11ivcrsi1y or (:;dili,rni;1 Press. 1989); M. 1-"<,1 1cher, /•1·1mls dfim1tih·1•s
(Paris: Fayard, 19')1); ;111d the A111111n1 1 l\J<)r, 11111111,n of' (211r1 rf,,mi, ed. Yves
\,\'i11ki11, 011 1 lic tlH"mc ' l'c11st-r la f'ro111icre'.
5. See s;trard Noiricl, I.r, '/)•m1111 i,· r/11 11atiu 111,L (l'aris: Calma1111-l.cvy. 1991).
6. See E1ic1111c Bali bar, 'S 11jc1s 011 l'i lO )'!'llS _ p 011 r J'<'.-gali1c' in, /.1•s.Jim1/i1in•.1· rill
'" rl/111111mti,· (l'aris: Li D(To11wnc. I 9')2).
7. Balibar writes: 'cct Fst q 11i S<Htdain 1 1'est pi 11s l'Esl m, 1 is plit16t une sonc
de de111i-Sud' I have ;Hlapt('(l 1 his rrom the French c11 J11 1 ral cun1ext in which l'f'.'st
is Easl!'l'll E 11ropc and /,, Suri the so11rcc of most 'Third-World' immigration.
ITra11s. j
8. i'vlari<'-Clairc C;iioz-'f'schopp (<"d.), I-i o11 tiiu,1 r/ 11 d 111 it, Jim,tihn <1,,.1· rlmils.
I. 'i11tro11.1111/J
. /,, .11!1/ 11./ rf,, /11 'zo1r1· i11/1•n1 11 / iu ,11,1,, · ( !';iris: L · I la nnat tai1, 199'.�),
/
( 'frrwslrtled by Chris T11 rner)