Professional Documents
Culture Documents
ANCIENT GREECE
Author(s): G.E.R. Lloyd
Source: Apeiron: A Journal for Ancient Philosophy and Science , May 1975, Vol. 9, No. 1
(May 1975), pp. 1-16
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Philosophy and Science
The status of medicine, advisedly defined in the Shorter Oxford English Dictionary as
both a science and an art, is an ambivalent one. Although it calls on the natural
sciences of physiology, anatomy, chemistry, biochemistry and so on, unlike them it has prac-
tical, as well as theoretical, ends in view, the alleviation and cure of disease and the
preservation and restoration of health. Being practical, it is concerned with the indivi-
dual. It studies health and disease in general, to be sure, but, as Aristotle put it in a
well-known passage, it considers not just the health of man in general, but the health of
this man: xaS* ixaaiov yap uaTpe'5eu. Yet although medicine stands to the life sciences in
a similar relationship as engineering, for instance, to some of the physical »ones , it is at
the same time unlike engineering, in turn, in that the end of medicine, health, and its con-
verse, disease, are, in important respects, matters of dispute. One finds, of course,
4
large areas of agreement, among doctors trained in the same tradition, concerning many
types of diseases at least on this point that they are diseases. But it is not only in
the field of mental health and mental illness that there remain important areas of doubt
concerning what are to be deemed abnormal or pathological conditions and concerning how,
conversely and by exclusion, health is to be defined.
But that is not the only, nor for my purposes the most important, aspect of the ambi-
valent status of medicine. In much of modern medicine treatment and diagnosis have a firm
and definite basis in one or other well-established department of the natural sciences. Mot
only the chemical composition of a particular drug, but its precise effect on the organism,
may be known, as also may the causes of a disease: thus, to take an example relevant to the
study of ancient medicine, we can nowadays distinguish unambiguously between malaria
(caused by a parasite hosted by the anopheles mosquito) , and typhoid fever (caused by a
bacillus), although both diseases may show very similar symptoms. It remains true, how-
ever, that in many cases the doctor cannot be said to possess anything that can be des-
cribed as hard-edged scientific knowledge. In their efforts to combat diseases, doctors
have always used, and will no doubt always continue to use, empirical treatments, that is
treatments which are claimed, on the basis of experience, to be efficacious, but whose
effects are not fully understood. This is so not only where little is known concerning the
side-effects of a treatment (where the Thalidomide disaster was merely one particularly
well-publicised and particularly terrible example of an all too common problem) but also
where we do not understand exactly how the specific effects that a treatment produces are
brought about. Again when we reflect that any therapy involves not just a remedy pre-
scribed, but also a patient treated, and that, even if we cannot define precisely what
effect a patient's own beliefs and expectations may have, it is clear from the study of the
use of placebos that they may have a not inconsiderable effect, this introduces yet another
element of indeterminacy in many attempted cures.
For these and other reasons, the relations between the strictly 'scientific1, and
other, elements in modern medicine are complex, and it should be acknowledged (even if some
members of the medical profession are not very ready to do so) that large areas of 20th
the interpénétration of folk and scientific beliefs in the 20th century. I had occasion
to verify the persistence of beliefs in the importance of the distinction between right and
left at the birth of my second son, who was delivered by a fully qualified midwife in Cam-
bridge in 1962. I was present at the birth, which was in my own home, and was surprised
when a little while before the birth took place the midwife announced that the baby would
be a boy. When I asked her afterwards on what basis she had said this, she replied that
the baby was on the right side of the womb and that it was usually a boy when the baby is
9
on the right. That idea, as I have indicated elsewhere, can be traced right back to Parm-
enides and was undoubtedly far older than him. Some association between males and right,
whether the right side of the womb, or the right breast, or the right testicle, or the
right eye, is extremely common in ancient Greece as in many modern societies. Where you
have the usual associations reversed, as with the Chinese, who consider the left to be Yang
and strong, the right to be Yin and weak, you also find the belief that babies on the left
are more likely to be males, an exception that for once does prove the rule. Yet evident-
ly similar beliefs may coexist with the best modern training in midwifery.
But midwives, it might be thought, are peripheral figures, not full members of the med-
ical profession. My second example comes from no less an authority that Osier, whose Prin-
ciples and Practice of Medicine was for long one of the chief text-books from which medical
students learned their clinical medicine. Osier is a mine of information for the persist-
ence, well into the 20th century, of medical beliefs many of which originated in antiquity.
One such case concerns an application of the notion of critical dfiys to pneumonia. Now-
adays, when high fevers in what the Greeks called 'acute diseases' are controlled by anti-
biotics, it is rare for a case of pneumonia to reach a crisis. But before antibiotics
were introduced, physicians had to content themselves with observing the course of the con-
dition and using their knowledge of the periodicity of the disease to make their patients
2
These have been lengthy, but necessary, preliminaries to the topic I wish to discuss in
this paper, namely the relations between medicine, magic and philosophy (that is systematic
natural philosophy) in ancient Greece. The Greek material is particularly important for
the light it throws on the very first attempts to place medicine on a scientific basis and
to distinguish medicine explicitly from magic. Unfortunately, however, the analysis of
the development of Greek medicine has been bedevilled by a number of preconceptions and the
use of over-simple categories. Thus W.H.S. Jones on several occasions insisted on radical,
indeed one might almost say absolute, distinctions between medicine and folk-belief and
superstition on the one hand, and between medicine and philosophy on the other. In the
introduction (p. xiv) to the first volume of his Loeb edition of Hippocrates (1923) he
wrote: 'Now if we take the Hippocratic collection we find that in no treatise is there any
superstition [at that point there is a footnote: 'a possible exception is Decorum ...'I, in
many there is much "philosophy" with some sophistic rhetoric, and among the others some are
merely technical handbooks, while others show signs of a great mind, dignified and reserved
with all the severity of the Periclean period, which, without being distinctively original,
transformed the best tendencies in Greek medicine into something which has ever since been
the admiration of doctors and scientific men.' Elsewhere Jones wrote: 'Superstition was
rampant in the ancient world, and even doctors were infected by the taint. It is true
that there is no superstition in the Hippocratic collection, but it is attacked in two
treatises. This attack implies that superstition was still a real danger ... But the worst
enemy of rational medicine lay in its connections with philosophy and rhetoric . . . Medical
practice must not be based upon speculation, which, though it has its place in the progress
of medicine, must be put to the test, not in ordinary practice, but on and by "martyrs to
science".' Jones thus drew hard and fast distinctions between (1) 'superstition1, (2)
medicine and (3) philosophy. Medicine had to combat both superstition and philosophy and
was, in Jones' view, largely successful in doing so and in freeing itself from both kinds
of contaminating influence.
Now this is a subject on which we do not need to rely on pure speculation. It is not
a question of guessing, nor one of working out on a priori principles what the relationship
between these three factors must have been, since we have evidence on the problem. Even
if this is not as extensive as we might wish, we must first see how far it will take us.
Two texts are particularly instructive, the treatises On the Sacred Disease and On Ancient
The writer thus engages in a many-pronged attack and some of his arguments, at least,
are not medical at all: they attack the men themselves, and not just their practices. More-
over it is essential to recognise that the writer's own position is not that no disease is
divine, but that all diseases are. His main aim is to show that the sacred disease is,
as he puts it at the beginning of ch. 5 (Jones = ch. 2 Littré*, VI 364 9ff.), 'no more divine
than any other.' In his final chapter (21 Jones = ch. 18 Littré, 394 12ff.) he expresses
himself thus: 'there is no need to put the disease in a special class and to consider it
more divine than the others; they are all divine and all human. Each has a nature (<p'5aus)
and power ( 6v5vayts) of its own; none is hopeless or incapable of treatment. ' His attit-
ude here is not one of conventional piety: it was certainly not part of traditional or pop-
22
ular Greek religious belief to consider all diseases equally divine. Rather the writer's
view stems from his conception of the divinity of the whole of nature, an idea whose origins
23
are to be sought not in popular religion, but in philosophy.
On the question of the relevance of the category of 'the divine' to medicine, the au-
thor of On the Sacred Disease may be said to outflank his opponents by broadening that notion:
the category is rendered innocuous, if not vacuous, not by being denied, but by being as-
serted universally. Then a second point at which we must be careful not to exaggerate or
misconstrue the differences between the Hippocratic writer and his opponents concerns the
treatments they used. It is clear from his account that they did not rely on spells and
incantations (èuyôat) alone, but also made suggestions, for example, about diet, even if
their advice here was negative, about what to avoid, rather than what to take. The comb-
ination o,f charms and suggestions abo'ut diet in the opponents of On the Sacred Disease cor-
responds to what we should expect if we compare the data collected by anthropologists con-
24 2 5
cerning primitive medicine, or the evidence for ancient Egyptian or Babylonian medicine.
The response to disease is often a complex one: when spells and the like are used, this is
often in conjunction with other treatments that may include drugs, dietary prescriptions
and other types of what we should consider natural remedies. That is not to say, of
course, that those remedies were viewed as such, or that any distinction between 'natural'
and 'non-natural' was drawn, by those who used them. On the contrary, we have only to re-
flect on the use of the Greek terms xaSaupw and xctòapa^s (covering both purely ritual, and
purely medical 'cleansings' or 'purgings') and of the term cpápyaxov (for 'medicines' of all
kinds, including charms) to see that the categories the Greeks themselves used are some-
27
times such as to span or blur such distinctions. Yet it remains the case that the author
of On the Sacred Disease not only has no objection in principle to some of the dietary re-
commendations proposed by his opponents, but even endorses them, adding glosses of his own
that give naturalistic accounts of why certain foods should be avoided.28
But to understand the position of this treatise it is not enough merely to analyse the
objections he brings against his opponents: we must consider the nature of the explanations
he offers in place of the ideas which he rejects. How does he explain the 'sacred disease'
What this writer offers by way of an explanation of the 'sacred disease' as an alter-
native to the doctrines of the purifiers and quacks is, then, a highly dogmatic, speculative
and schematic construct. Where, one may ask, was there any evidence for the theories he
34
presented? Among the occasions when he attempts to establish his points by direct evid-
ence two are worth considering especially. At VI 384 17ff. when he is discussing the
effect of the south wind, he suggests that this can be seen by studying its effects on
things outside the body. As he puts it, 'vessels of pottery too kept in rooms or under-
ground, which are full of wine or other liquid always feel the effects of the south wind and
change their appearance to a different form. ' Quite what the writer has in mind here is
not fully clear. But this is evidently an attempt (even if perhaps an unsuccessful one) to
point to observable evidence outside the body in support of a theory about what happens in-
side it.36
My second example is even more striking. At 382 2ff. the writer sets out to support
his suggestion that the sacred disease is due to the brain being flooded with phlegm. In
an attack, he says, 'the brain is unnaturally moist, and flooded with phlegm, so that not
only do fluxes occur more frequently but the phlegm can no longer separate, nor the brain be
dried ... The truth of this,1 he continues, 'is best shown by the cattle that are attacked
by this disease, especially by the goats, which are the most common victims. If you cut
open the head you will find the brain moist, very full of dropsy and of an evil odour, where-
by you may learn that it is not a god but the disease which injures the body.' It is clear
from this passage that the idea of carrying out a post-mortem examination on an animal had
occurred to this writer, and that is quite exceptional not only for the period at which the
treatise was composed, but for any period in antiquity, since although from the fourth
century onwards, at least, there is a good deal of evidence, in Aristotle and other writers,
If it is granted, as it surely must be, that many of the theories the writer offers in
place of his opponents' ideas are largely fanciful and have little or no observational sup-
port, then the confidence with which he refutes his adversaries is unlikely to have stemmed
from his use of empirical procedures. Rather he is convinced on general grounds that they
are wrong. His twin key concepts are those of nature ( <p'5aus) and cause (where he uses both
40
the term cxutlos connected with the ideas of responsibility and blame, and Ttpoqxxaus) . The
notion that gods might bring about diseases can be ruled out on a priori grounds , as a cate-
gory mistake: diseases are a matter of nature, and nature implies a regularity of cause and
effect. Although, as we have seen, he implies that what is natural is also divine, by that
move he collapses the notion of the divine into the natural and still leaves no room for any
appeal to non-natural causes to explain natural events. His main weapon is not empirical
evidence (despite the examples of this we have given) but argument. I have already men-
tioned one instance of an implicit argument of the type later known as modus tollens in the
exposure of the purifiers1 methods of treatment at 358 Uff. (pp. 4 f.). Another comes at
364 20ff. where he says: 'another strong proof that this disease is no more divine than any
other is that it affects the naturally phlegmatic, but does not attack the bilious. Yet,
if it were more divine than others, this disease ought to have attacked all equally, without
making any difference between bilious and phlegmatic' Formalising the argument, and re-
versing the order of the propositions, we have: 'if A, then B; but not B; therefore not
A.' But if we seek the origins both of the idea of nature (and of the regularity of cause
and effect that that notion implies) and of modes of argument such as that just referred to,
then again the work of the Presocratic philosophers provides the most likely answer. A sim-
ilar notion of <púaus underlies the ideas of the Milesians, in s*o far as they can be reconst-
ructed: and the first systematic (though still informal) exploitation of hypothetical argu-
ments of the type we find used in On the Sacred Disease comes, probably, in the work of the
Eleatics.
10
11
1. Earlier versions of this paper were given to the History and Philosophy of Science Seminar at Cambridge
and to groups at the Universities of Bristol, London, Newcastle and Southampton. I am most grateful for
the comments made by my audiences on these occasions.
2. fThe science and art concerned with the cure, alleviation and prevention of disease, and with the res-
toration and preservation of health.1
3. <pauvexau yèv yap oúôè xnv vyCeLctv ouxws eTiuaxoueCv o uaxpós, aÀXà xnv ávSpwnou, ySXXov 6' uaws xnv xoQôe
xad' exaaxov yàp uaxpeúeu. NE 1097a Uff. It is notable that Aristotle allows that health may not con-
sist in the same state or disposition in every case, while still insisting that it will consist in a
particular disposition in each case, NE 1173a 23ff, cf. Phronesis 13, 1968, p. 76.
4. I am not competent to comment on the relative strengths and weaknesses of European and, for example,
Chinese medicine, but the layman may note an increasing professional, as well as a popular, interest in
Chinese therapeutic methods such as acupuncture, if not in Chinese pathological theories.
5. One remarkable, and controversial, example, from psychiatry, is the use of Electric Convulsive Treatment.
An example of an empirical treatment for a somatic condition is the use of colchicum for gout (a treat-
ment which can be traced back to antiquity, e.g. Alexander of Tralles Book 12,Vol.2,pp.563f f .Puschmann) .
6. However important it may be in other contexts, the distinction between a man with, and one without, modern
medical qualifications enables us, strictly speaking, merely to differentiate the agents, not their med-
ical activities and procedures as such.
7. Yet if this constitutes a difficulty for any attempt to give a full and definitive account of 'positive
knowledge1, that does not mean that we cannot use that notion at all, for example in connection with the
more aodest claim that certain propositions of chemistry and anatomy may be accepted as firmly established.
8. The survival of folk beliefs concerning disease in 20th century Europe has often been documented: see,
for example, the report of field-work carried out in France in M. Bouteiller, Chamanisme et guêrison
magique, Paris 1950.
9. 'Right and Left in Greek Philosophy1, Journal of Hellenic Studies 82, 1962, pp. 56-66, reprinted in Right
and Left, ed. Rodney Needham, Chicago 1973, pp. 167-86, and cf. Polarity and Analogy, Cambridge 1966, Part I.
10. W. Osier, The Principles and Practice of Medicine, 16th ed., edited by H.A. Christian, New York and
London 1947, p. 49.
11. The most helpful modern general discussions are L. Edelstein1 s paper, 'Greek medicine in its relation to
religion and magic1, Bulletin of the Institute of the History of Medicine 5, 1937, pp. 201-46, reprinted
in Ancient Medicine, ed. 0. and C.L. Temkin, Baltimore 1967, pp. 205-46, and G. Lanata, Medicina Magica e
■Religione Popolare in Grecia, Rome 1967.
12. Loeb Hippocrates , Vol. 2, 1923, pp. xxxviiif . Jones expressed similar views in Philosophy and Medicine
in Ancient Greece (Suppl. 8 to the Bulletin of the History of Medicine), Baltimore 1946, pp. 23 and 26ff.,
and in The Medical Writings of Anonymus Londinensis , Cambridge 1947, pp. 157ff . Cf. also, for example
W.A. Heidel, Hippocratic Medicine, its spirit and method, New York 1941, pp. 62, and 125f. (though on p.
17 Heidel notes an 'intimate connection between medicine and natural philosophy'), and L. Bourgey, Observ-
ation et expérience chez les médecins de la collection Hippocratique, Paris 1953, p. 9: 'Par ailleurs, et
la chose se trouve peut-être extraordinaire plus encore, on ne relève pas à travers les multiples courants
de la médecine laïque aucune trace, fut-elle légère, de superstition ou de magie.'
13. The most recent edition is that of H. Grensemann, Die hippokratische Sohrift "Über die heilige Krankheit" ,
Ars Medica II Band 1, Berlin 1968. Cf. also the extensive comments on the treatise in H.-W. Nörenberg,
Das Göttliche und die Natur in der Schrift über die heilige Krankheit, Bonn 1968.
12
17. Cf. also the discussion of the sacred disease in the short treatise On the Diseases of Girls and the
brief rejection of the f sacred* character of the impotence afflicting certain Scythians in Airs Waters
Places ch. 22.
13
23. See e.g. Aristotle de An. 411a8 on Thaïes and Ph. 203bl3ff. on Anaximander f s Boundless; the divinity of
the elements in Empedocles (e.g. Fr. 6) and of air in Diogenes of Apollonia (e.g. Fr. 5).
24. See, for example, the full account of Zande medicine in E.E. Evans-Pr it chard, Witchcraft, Oracles and
Magic among the Azande, Oxford 1937, and cf. the general discussion in E.H. Ackerknecht, 'Natural dis-
eases and rational treatment in primitive medicine1, Bulletin of the History of Medicine 19, 1946, pp.
467-97.
25. See, for example, H.E. Sigerist, A History of Medicine Vol. 1, New York 1951, the articles by H.G. Güter-
bock ('Hittite medicine1 pp. 109-13), A.Leo Oppenheim ('Mesopotamian medicine* pp. 97-108), and J.A.
Wilson ('Medicine in ancient Egypt', pp. 114-23) all in Bulletin of the History of Medicine 36, 1962, and
P. Ghalioungui, Magic and Medical Science in Ancient Egypt, London 1963.
26. So too in Greek 'temple medicine', the God is represented as making recommendations about diet, and us-
ing drugs and surgery (though the latter usually of a miraculous kind) to effect cures, see Herzog, op.
cit. pp. 43 and 75f., and cf. E.J. and L. Edelstein, Asclepius , 2 Vols., Baltimore 1945, e.g. Vol. 2
p. 153.
27. See, for example, T. Wächter, Reinheitsvorschriften im griechischen Kult, Religionsgeschichtliche Ver-
suche und Vorarbeiten IX, Giessen 1910-1, W. Artelt, Studien zur Geschichte der Begriffe "Heilmittel"
und "Gift", Leipzig 1937, E.R. Dodds, The Greeks and the Irrational, University of California Press 1951,
pp. 35ff., 43ff., L. Moulinier, op.cit., and G. Lanata, op. cit., pp. 51ff.
28. The indicatives in the parenthetical clauses at 356 2, 3f . and 6 indicate that these contain the writer's
own views: contrast the infinitive at 356 9 where he gives one of his opponent's beliefs in oratio
obliqua.
29. The doctrine of the 'liver-vein' and the 'spleen-vein', so common in early Greek writers on anatomy, may
in some instances be seen as reflecting knowledge of the main trunks of the abdominal aorta and the in-
ferior vena cava. But whatever empirical knowledge may underlie the doctrine, this is often overlaid
by schematic notions based on right/left distinctions. Thus the overfondness for bilateral symmetry
appears in the notion of a pair of veins, one connecting the right arm with the liver, the other the
left with the spleen, which occurs in Diogenes of Apollonia and Polybus as well as in On the Sacred
Disease. On the whole subject, see C.R.S. Harris, The Heart and the Vascular System in Ancient Greek
Medicine, Oxford 1973.
30. Thus he holds that the brain is the seat of consciousness and intelligence (386 15ff.) and that fit is
the air that gives it intelligence' (390 12f.).
31. It is noteworthy that this description of the symptons of the 'sacred disease' is paraphrased by Osier
op.cit., p. 1364, in his description of Grand Mai, or major epilepsy.
32. Cf. R. Joly, Le niveau de la science hippocratique, Paris 1966, pp. 21 Iff.
33. Cf. Polarity and Analogy, Cambridge 1966, pp. 15-26.
34. As opposed, that is, to his descriptions of, for example, the sacred disease itself.
35. Jones translates yoptpnv 'shape'. But to attribute the idea that pots change their shape to the Hippo-
cratic writer seems unnecessarily difficult, when the term may mean, more simply, appearance.
36. Cf. Anaxagoras' dictum o<'>l$ àônXcov toi cpotuvóyeva on which see, e.g. Polarity and Analogy, pp. 338ff .
37. The date of this work, as of most other Hippocratic treatises, is disputed. While Diogenes of Apollo-
nia may serve as a terminus post quern, we have no reliable means of dating the work more precisely than
14
41. fIf divine, all equally: but not all equally; therefore not divine.1
42. This is not to say, of course, that the doctors agreed with the views put forward by the philosophers on
diseases in general or on the sacred disease in particular. Thus Plato1 s rationalisation, that the sac-
red disease is rightly so called because it is a disease of the sacred substance in the head (Timaeus
85ab), is quite different from the position adopted in On the Sacred Disease itself (see above pp. 4f.)
43. Once again I use Jones1 own translation from Philosophy and Medicine in Ancient Greece.
44. Reading xevñs: or fnewf reading, with Festugière and others, Mcavfis.
45. The text is, however, confused and may be corrupt, see A. Dihle, Museum Helveticum 20, 1963, pp. 145ff.
46. Tíj ypacpuxfl, which may mean (as Jones in the Loeb translation took it to mean) not 'the art of writing1,
but 'painting*.
47. Polarity and Analogy, pp. 69f .
48. On this writer's conception of Te'xvn, see, for example, F. Heinimann, 'Eine vorplatonische Theorie der
TExvn1, Museum Helveticum 18, 1961, pp. 105-30.
49. That is not to say, however, that both treatises adopt the same views either on the nature of medicine in
general, or on particular medical problems.
50. The chief examples outside medicine are astrology (and the whole field of the 'art' of divination) and
alchemy. Within medicine itself, there is ample evidence that a belief in the possibility of gods or
demons causing diseases continued among educated as well as non-educated Greeks long after the classical
period and indeed increased in late antiquity. Such a belief is alluded to by (among others) Plutarch
{De superstitione 168bc) and Plotinus (Enneads II 9 14) and it is clear from a passage in Galen's Com-
mentary on the Prognostic (CMG V 9, 2 pp. 205f. Heeg, - XVIII B 17f Kühn) that it was shared by some who
were sufficiently well read to cite Hippocrates himself as an authority for their view (doing so by mis-
interpreting, as Galen himself insists, the reference to considering 'what is divine' in Prognostic ch.l
II 112 5ff., Littré). The physicians trained in the medical schools at Cos, Cnidos and later at Alex-
andria, Pergamum and elsewhere were always in competition with (though they sometimes allied themselves
to) both those who practised folk-medicine and the temple doctors. Moreover within the medical writers
themselves there were continuing disputes on such questions as the value of dreams in diagnosis (accept-
ed by the author of the Hippocratic treatise On Regimen IV, for instance, who developed a complex theory
on the subject, and, among later writers, not only by Aelius Aristides and Artemidorus, but also by Galei}
and even of that of amulets (accepted, for example, by Rufus, Fr. 9Ú and in certain cases by Galen,
though at On the mixing and power of simple drugs VI 2, 10, XI 859 Kühn, for example, he adds a natural-
istic explanation of their effect: even Soranus who rejects them suggests that they should not be for-
bidden since they make patients more cheerful, Gyn. I 19 63, III 10 42). While medical writers down to
Galen commonly reject 'magical' practices, what they include under that heading varied from writer to
writer. Galen, in particular, was much exercised by the problem of determining the real, as opposed to
15
16