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SCIENTIFIC ARTICLE

The Six-Item CTS Symptoms Scale and Palmar Pain


Scale in Carpal Tunnel Syndrome
Isam Atroshi, MD, PhD, Per-Erik Lyrén, PhD, Ewald Ornstein, MD, PhD, Christina Gummesson, PhD

Purpose To evaluate measurement properties of 2 brief outcome measures for carpal tunnel
syndrome: the 6-item carpal tunnel symptoms scale (CTS-6) and the 2-item palmar pain scale
(measuring severity of pain in the scar/palm and pain-related activity limitation). Our
hypothesis was that the CTS-6 is responsive to change in symptoms after surgical treatment
and the pain scale is a valid measure of surgery-related pain.
Methods This study followed 447 consecutive patients with carpal tunnel syndrome undergoing open
release; 308 completed the CTS-6 and the Disabilities of the Arm, Shoulder, and Hand–short form
(QuickDASH) before surgery and the CTS-6, QuickDASH, palmar pain scale, and 2 items regarding
global rating of change and treatment satisfaction once after surgery (range, 2–13 mo). The mean
scores for the CTS-6 (range, 1–5) and QuickDASH and palmar pain scales (range, 0–100) were
calculated (lower score is better). Responsiveness was assessed with the effect size (ES). We estimated
the CTS-6 score change indicating minimal clinically important difference based on scores for patients
with moderate self-rated improvement.
Results The mean baseline CTS-6 score was 3.16, mean change after surgery was ⫺1.54 (95%
confidence interval [CI], ⫺1.65 to ⫺1.44), and ES was 2.0. The ES was large (2.5) in patients with
the largest self-rated improvement and decreased with lower self-rated improvement. A score change
of 0.9 indicated a minimal clinically important difference. The mean change in QuickDASH score was
⫺25.4 (95% CI, ⫺27.8 to ⫺23.0), and ES was 1.25. The mean palmar pain score for patients with
time since surgery of less than 3 months was 38.5, at 3 to 6 months was 35.4, and greater than 6
months was 19.5; the mean score was significantly higher among patients with lower satisfaction.
Conclusions The CTS-6 is highly responsive to change in symptoms, and the palmar pain scale is a
valid measure of surgery-related pain. These brief scales can be appropriate primary and secondary
outcomes measures in clinical trials studying carpal tunnel syndrome. (J Hand Surg 2011;36A:788–
794. Copyright © 2011 by the American Society for Surgery of the Hand. All rights reserved.)
Type of study/level of evidence Diagnostic I.
Key words Carpal tunnel syndrome, CTS-6 symptoms scale, patient-reported outcomes,
carpal tunnel release, QuickDASH.

treatment effects in carpal 8-item functional status scales, introduced in 19931 and

S
TUDIES THAT EVALUATE
tunnel syndrome (CTS) increasingly use patient- later translated to other languages2–5 have been used in
reported symptoms and disability as primary out- several clinical trials.6 – 8 However, these scales were
come measures. The 11-item symptom severity and initially developed without examining their item struc-
From the Department of Orthopedics, Hässleholm and Kristianstad Hospitals, Hässleholm; the Depart- No benefits in any form have been received or will be received related directly or indirectly to the
ment of Clinical Sciences Lund and the Department of Health Sciences, Division of Physiotherapy, Lund subject of this article.
University, Lund; and the Department of Applied Educational Science, Division of Educational Measure-
ment, Umeå University, Umeå, Sweden. Corresponding author: Isam Atroshi, MD, PhD, Department of Orthopedics, Hässleholm and Kris-
tianstad Hospitals, SE-28125 Hässleholm, Sweden; e-mail: isam.atroshi@skane.se.
Received for publication July 16, 2010; accepted in revised form February 19, 2011.
0363-5023/11/36A05-0003$36.00/0
Supported by Hässleholm Hospital and Umeå University, Sweden. doi:10.1016/j.jhsa.2011.02.021

788 䉬 ©  ASSH 䉬 Published by Elsevier, Inc. All rights reserved.


RESPONSIVENESS OF CTS-6 SCALE 789

ture with, for example, factor analysis. We recently splinting. After surgery a soft dressing was applied and
investigated the symptom severity and functional status patients were given oral and written instructions on
scales using modern measurement methodology in a postoperative exercises and gradual return to activi-
stepwise process that resulted in removal of 4 items that ties. Therapy was not routinely prescribed.
did not fit well in the symptom severity scale and
merging of 2 other items in that scale.9 We developed Measures and follow-up
the 6-item CTS symptoms scale as a brief outcome The patients completed a questionnaire consisting of
measure of symptoms in CTS (Appendix 1).9 (Appen- the CTS-6 and the Disabilities of the Arm, Shoulder,
dix 1 is available on the Journal’s Web site at www. and Hand–short form (QuickDASH) in the preoperative
jhandsurg.org.) The 6-item CTS symptoms scale is area on the day of surgery. A follow-up questionnaire
shorter than the 11-item symptom severity scale not consisting of the CTS-6, QuickDASH, palmar pain
only because of fewer items but also because of a scale, and 2 separate items concerning global rating of
different layout (the 6 items share horizontal item change in hand status after surgery and treatment sat-
response choices). The 6-item CTS symptoms scale isfaction, respectively, was sent by mail to all patients.
demonstrated good internal consistency, test-retest A reminder was sent when necessary. To evaluate re-
reliability, and validity compared with the 11-item sponsiveness over a longer period, the follow-up ques-
symptom severity scale and did not exhibit differen- tionnaire was mailed at a time ranging from 10 to 52
tial item functioning with regard to gender (none of weeks postoperatively by a research assistant who had
the items performed differently in women than no knowledge of the patients’ medical data except for
men).9 The 6-item CTS symptoms scale can improve the date of surgery. Each patient completed the fol-
the efficiency of outcome measurement in CTS but it low-up questionnaire only once. We chose the fol-
needs to be evaluated with regard to responsiveness. low-up times based on findings from a randomized trial
After carpal tunnel release, pain in the scar or prox- of carpal tunnel release showing that major improve-
imal palm is common but varies in severity and dura- ment in the baseline CTS symptom severity scores
tion.6,7,10 Several endoscopic or small-incision surgical occurred by 6 weeks postoperatively, with only small
techniques were introduced, with the main proposed additional improvement observed at 12 and 52 weeks,
benefit being decreased surgery-related morbidity.10 whereas postoperative pain gradually decreased up to 1
Consequently, measurement of postoperative pain that year.7 Two other randomized trials have shown near-
is mainly related to the surgery itself would be impor- normal mean CTS symptom severity score at 12 weeks
tant in assessing the effectiveness of such techniques in postoperatively.11,12 Consequently, a responsive mea-
that respect. We developed a 2-item palmar pain scale sure of CTS symptoms should be able to detect change
(Appendix 2) (Appendix 2 is available on the Journal’s in CTS symptoms measured before surgery and at 10 to
Web site at www.jhandsurg.org) and used it as a spe- 52 weeks after surgery, and a measure of postoperative
cific measure of surgery-related pain after carpal tunnel pain should be able to detect differences in pain severity
release.7 The scale has not been evaluated in a large measured at different time intervals during this postop-
cohort. erative period.
The purpose of this study was to evaluate measure- Six-item CTS symptoms scale: This scale consists of 6 items
ment properties of 2 brief outcomes measures for CTS: that inquire about severity and frequency of night and
the 6-item CTS symptoms scale (CTS-6) and the 2-item daytime numbness and tingling and pain (Appendix 1).
palmar pain scale. Our hypothesis was the CTS-6 is The CTS-6 was scored with conventional scoring (sim-
responsive to change in symptoms after surgical treat- ilar to that used for the 11-item symptom severity
ment and the palmar pain scale is a valid measure of scale); each item was scored on a scale of 1 (no symp-
surgery-related pain. tom) to 5 (most severe symptom). For each patient, a
CTS-6 score was calculated as the mean of the items
MATERIALS AND METHODS answered by the patient, with only 1 missing item
Study sample response allowed, and would thus range from 1 (best) to
This study enrolled all adult patients with primary CTS 5 (worst).
planned for open carpal tunnel release at 1 orthopedic QuickDASH: This scale is an 11-item measure of upper
department over 15 months beginning January 2008. The extremity–related disability and has previously been
examining surgeon established the diagnosis through his- studied in patients with CTS.13 The QuickDASH score
tory, physical examination, and, if required, nerve conduc- may range from 0 (no disability) to 100 (most severe
tion tests. All patients had failed treatment with wrist disability).

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790 RESPONSIVENESS OF CTS-6 SCALE

Palmar pain scale: This scale consists of 2 items that in- because of the small number of patients) were analyzed
quire about the severity of postoperative pain in the scar as indicating 4 categories of self-perceived change. The
and/or proximal palm (5 response choices) and the second indicator was treatment satisfaction, with the
degree of activity limitation because of the pain (6 satisfaction item responses categorized into 3 groups:
response choices) (Appendix 2). The scale is scored on completely satisfied or very satisfied considered as high
a scale ranging from 0 (no palmar pain or related treatment satisfaction, rather satisfied as moderate sat-
activity limitation) to 100 (most severe); the scoring is isfaction, and dissatisfied or very dissatisfied as low
similar to the 2-item bodily pain scale of the Short satisfaction. We measured the effect size for each of
Form–36 (because it has similar response choices)14 but these subgroups, hypothesizing that the effect size
with the final score reversed. would be higher with higher level of self-rated per-
Global rating of change item: This item asked the patient to ceived change or satisfaction. The correlation between
rate the hand problem compared with before surgery. the global change and treatment satisfaction items was
The 5 categorical response choices were much better, assessed with the Spearman correlation coefficient (rs).
somewhat better, rather the same, somewhat worse, and We also estimated the CTS-6 score change indicat-
much worse. ing a minimal clinically important difference. The esti-
mate was based on 2 criteria16: the magnitude of CTS-6
Treatment satisfaction item: This item asked the patient to
score improvement in patients reporting being some-
rate satisfaction with the results of surgery. The 5 cat-
what better or rather satisfied, and the difference in
egorical response choices were completely satisfied,
CTS-6 score change between the subgroup of patients
very satisfied, rather satisfied, dissatisfied, and very
reporting being somewhat better and those reporting
dissatisfied.
being rather the same. In determining the minimal clin-
ically important difference or change, we took into
Participants
consideration the limits of the 95% confidence intervals
Of 447 consecutive patients, 308 patients had complete (CIs) for the mean differences.
responses to all the outcome measures at baseline and at We further analyzed the CTS-6 by doing a linear
follow-up, and these were included in the analyses. The regression with the CTS-6 score change as the depen-
mean age was 55 years (SD 16 y) and 214 were women. dent variable and age, gender, side on which surgery
The right hand was operated on in 205 patients. Surgery was done, baseline CTS-6 score, and days since surgery
was done under local anesthesia in all except 11 pa- (continuous variable) as independent variables.
tients. The median time from surgery to completion of Reliability (internal consistency) of the palmar pain
the follow-up outcome measures was 105 days (range, scale was assessed with Cronbach alpha coefficient.
71–388 d). Eighteen patients returned the question- Validity was assessed by determining the correlations
naires after 365 days postoperatively. Of the 139 non- with the QuickDASH and the CTS-6 scores and com-
participants who were excluded because they did not paring the pain scores according to degree of treatment
respond or had missing item responses precluding scor- satisfaction and time since surgery.17 We hypothesized
ing on 1 or more of the outcome measures, 91 were that the palmar pain scores would correlate at least
women and the mean age was 58 years. moderately (⬎0.50) with the QuickDASH scores and
less with the CTS-6 score, and that the palmar pain
Statistical analysis scores would be lower (better) with higher treatment
We calculated the mean baseline and follow-up scores satisfaction and with longer time since surgery. We
for the CTS-6 and QuickDASH. The effect size (mean used the Pearson correlation coefficient (r) for the anal-
change in scores from baseline to after surgery divided yses of correlation between scores. The analysis of
by the standard deviation of the baseline scores) was variance was used to compare the mean pain scores
used as a measure of responsiveness. An effect size of among the 3 treatment satisfaction categories. Analysis
0.2 is considered to be small, 0.5 is moderate, and 0.8 or of the relationship between pain scores and days since
greater is large.15 We calculated the effect size in sub- surgery was done using a linear regression with the pain
groups of patients who experienced improvement or score as the dependent variable and age, gender, side on
worsening defined according to 2 indicators.16 The first which surgery was done, and days since surgery (con-
indicator was the item regarding global rating of the tinuous variable) as independent variables. We also
hand problem compared with before surgery. The re- classified time since surgery into shorter than 3 months,
sponses of much better, somewhat better, rather the 3 to 6 months, and greater than 6 months, which are
same, and somewhat worse or much worse (combined follow-up intervals commonly used in clinical stud-

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RESPONSIVENESS OF CTS-6 SCALE 791

ies,10 and compared mean pain scores according to

1.25
1.61
0.86
0.45
⫺0.22
these intervals with analysis of variance.

ES
In each analysis, we used assessments from 1 hand
per patient. In the 28 patients who had bilateral surgery

Mean Change (95% CI)

⫺16.7 (⫺21.6, ⫺11.8)


⫺25.4 (⫺27.8, ⫺23.0)
⫺31.8 (⫺34.3, ⫺29.4)
during the study period, only the first-operated hand

⫺8.9 (⫺18.1, 0.43)


5.0 (⫺7.6, 17.5)
was included. All statistical tests were 2-sided and a p
value less than .05 was considered to indicate statistical
significance. The local ethics committee approved the
study.

QuickDASH
RESULTS
The 6-item CTS symptoms scale

(Mean [SD])

38.0 (19.6)
51.2 (19.8)
60.4 (18.4)
23.7 (22.1)
14.4 (14.8)
The mean CTS-6 score for the whole sample improved

After
with a mean change of ⫺1.5 (p ⬍ .001), yielding an
effect size of 2.0 (Table 1). At follow-up, we recorded
a best possible score in 107 of the 308 patients (35%).
The change in the CTS-6 reflected patients’ perceived

(Mean [SD])

55.5 (22.3)
49.1 (20.3)
46.1 (19.7)
54.6 (19.4)
60.1 (20.0)
improvement; those with highest perceived improve-

Before
ment had the largest change in the CTS-6 score and the
largest effect size (Table 1). The mean changes in
CTS-6 scores and the effect sizes for the 3 levels of
treatment satisfaction were similar to those for self-

1.32
0.62
0.23
2.03
2.53
The CTS-6 and QuickDASH Scores According to Self-rated Global Change

ES
rated change item (data not shown); these 2 items
correlated strongly with each other (rs ⫽ 0.75).
Among patients who responded somewhat better to

The score range for the CTS-6 is 1 to 5, and for the QuickDASH it is 0 to 100 (a lower score is better).
Mean Change (95% CI)

⫺0.54 (⫺0.99, ⫺0.09)


⫺1.54 (⫺1.65, ⫺1.44)
⫺1.87 (⫺1.97, ⫺1.77)
⫺1.08 (⫺1.27, ⫺0.90)
the self-rated global change item, the 95% confidence

⫺0.17 (⫺0.69, 0.35)


limit for the mean change in CTS-6 score was ⫺0.90
(Table 1). Among patients who responded being rather
satisfied to the item regarding satisfaction, the mean
CTS-6 score change was ⫺1.14 (95% confidence limit,
⫺0.93). The mean difference in CTS-6 score change
CTS-6

between patients who responded somewhat better and


those who responded rather the same was ⫺0.54 (95%
(Mean [SD])

CI, ⫺0.95 to ⫺0.14). Thus, based on the 95% confi-


2.59 (0.86)
3.07 (0.91)
1.62 (0.79)
1.27 (0.41)
2.11 (0.74)
After

dence limits for the mean preoperative to postoperative


score changes in patients with some self-rated improve-
ES, effect size (mean change score divided by baseline SD).

ment or moderate satisfaction and for the mean score


differences between these patients and patients rating
(Mean [SD])

themselves as not improved, a score change of 0.9


3.13 (0.87)
3.24 (0.74)
3.16 (0.76)
3.15 (0.74)
3.21 (0.82)
Before

could be considered a minimal clinically important


change. Among the 11 patients with the response
“much worse,” the mean CTS-6 score worsened from
3.05 (SD, 0.75) preoperatively to 3.33 (SD, 0.82) at
follow-up.
19
18
308
214
57
N

The mean CTS-6 score in patients with time since


surgery of 71 to 90 days was 1.58 (SD, 0.75), 91 to 180
Large improvement
Some improvement
Self-Rated Global

days was 1.70 (SD, 0.83), and 181 to 388 days was 1.59
(SD, 0.79); the effect size was 2.1, 1.9, and 2.0, respec-
Change

All patients

tively (Fig. 1). Adjusting for baseline CTS-6 scores, we


TABLE 1.

Worsening
No change

found no significant relationship between change in


CTS-6 score and gender (p ⫽ .13), age (p ⫽ .67), or
time since surgery (p ⫽ .92).

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792 RESPONSIVENESS OF CTS-6 SCALE

FIGURE 1: Preoperative and postoperative scores (mean and 95% CIs) according to time since surgery. The CTS-6 is transformed
to a scale of 0 to 100 for comparability with the other 2 scales.

QuickDASH TABLE 2. Palmar Pain Scores According to


The mean change in QuickDASH score was ⫺25.4 and Treatment Satisfaction
the effect size was 1.25 (Table 1). The effect size was
Treatment Pain Score Difference
generally smaller than that for the CTS-6 scale but Satisfaction N (Mean [SD])* (Mean [95% CI])
followed the same pattern of lower effect size with
smaller perceived change. Similar findings were shown All patients 308 30.4 (23.9)
for the analysis of treatment satisfaction (data not High 217 22.5 (19.0) Referent category
shown). A large improvement in QuickDASH scores Moderate 58 48.2 (17.3) 25.7 (19.5, 31.9)†
was recorded among patients with time since surgery of Low 33 51.4 (32.6) 28.9 (14.7, 43.2)†
90 days or less, and the improvement was somewhat
*The score range is 0 to 100 (a lower score is better).
larger among those with follow-up of 181 days or more †Welch F (2, 67.4) ⫽ 55.3, p ⬍ .001 compared with referent
(Fig. 1). category (Games-Howell post hoc test).

Palmar pain scale


Internal consistency was high (Cronbach alpha, 0.88).
The correlation between the palmar pain score and the tients with time since surgery of 71 to 90 days was 38.5
QuickDASH was moderate to strong (r ⫽ 0.61), and the (SD, 21.9), 91 to 180 days was 35.4 (SD, 22.7), and 181
CTS-6 score was moderate (r ⫽ 0.52). The pain score to 388 days was 19.5 (SD, 22.6). The lower score in the
was significantly lower (less pain) in the subgroup with group with longest time since surgery was statistically
high treatment satisfaction than in the subgroups with significant (F[2, 305] ⫽ 22.62; p ⬍ .001, Tukey post-
moderate or low satisfaction (Table 2). In the linear hoc test] (Fig. 1).
regression analysis, the palmar pain score was signifi-
cantly associated with time since surgery (number of Nonparticipant analysis
days as continuous variable), with pain decreasing for Among the excluded patients, the mean baseline CTS-6
longer time since surgery (regression coefficient, score (n ⫽ 65) was 3.13 (SD, 0.77), the mean follow-up
⫺0.08; 95% CI, ⫺0.1 to ⫺0.06; p ⬍ .001). The other CTS-6 score (n ⫽ 82) was 1.71 (SD, 0.83), and the
variables in the model (gender, age, and side of surgery) mean palmar pain score (n ⫽ 85) was 33.9 (SD, 25.9).
were not significant predictors of severity of postoper- None of these scores were significantly different from
ative pain (p ⫽ .59, p ⫽ .76, and p ⫽ .77, respectively; the corresponding scores for the participants (t-test, p ⬎
model’s R2, 0.123). The mean pain score for the pa- .2 for all analyses).

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RESPONSIVENESS OF CTS-6 SCALE 793

DISCUSSION changes may influence the way some patients rate the
Our results show that the 6-item CTS symptoms scale severity of their symptoms and disabilities, which may
was highly responsive to change in symptoms of CTS explain apparent inconsistencies.15
after surgical treatment, with a large overall effect size Although the CTS-6 scale is intended to measure the
of 2.0 and with good discrimination between patient symptoms of CTS including pain, patients may not
groups that differed in level of perceived change. The separate the pain caused by nerve compression from
effects size shown for the CTS-6 in this study is similar that caused by surgery in their responses. The moderate
to the effect size of 2.1 shown for the 11-item symptom correlation between the 6-item CTS symptoms score
severity scale in a previous study of 102 patients mea- and the palmar pain score suggests that these 2 scales
sured before and 3 months after endoscopic carpal may be measuring a common symptom. When com-
tunnel release.2 Because the CTS-6 has previously paring 2 surgical treatments that are not expected to
shown good agreement with the 11-item symptom se- differ in their efficacy but that potentially differ in the
verity score9 and is scored on similar scale, it can be degree of postoperative pain and activity limitations, the
used as an alternative to the 11-item symptom severity CTS palmar pain scale would be more appropriate as
scale. The CTS-6 is shorter and has an improved layout. the primary outcome measure. In such comparisons, the
We have also estimated a score change of 0.9 as a CTS-6 can be used as a secondary outcome measure
minimal clinically important difference. This would be with regard to the efficacy of the treatments in relieving
helpful in designing treatment efficacy studies. Because CTS symptoms.
the minimally important difference depends on the sam- Self-perceived worsening translated only into small
ple and treatment, this value should be considered effect size as measured with the CTS-6 and the Quick-
within a possible small range of values and needs future DASH. This is not caused by limitation of the scales
confirmation.16 because the mean preoperative CTS-6 score was 3.2 of
The results showed that even among patients with no a possible worst score of 5.0, allowing for larger mea-
perceived improvement and low treatment satisfaction, surable deterioration. A likely explanation is that al-
the mean CTS-6 (and QuickDASH) scores still had though surgery might not be effective in some patients,
improved with effect sizes suggesting moderate im- it seldom results in substantial worsening of symptoms.
provement. Traditionally, treatments with effect size of
The patients who reported low self-rated improvement
0.5 are considered moderately effective.15 The tradi-
had a substantially worse mean preoperative Quick-
tional effect size cutoffs may need to be interpreted
DASH score (sometimes by more than 10) than patients
differently for disease-specific measures and particu-
with higher self-rated improvement. Because there
larly for treatments that produce large effect sizes. For
were no such differences in preoperative CTS symp-
example, if a nonsurgical treatment for CTS is found to
toms (CTS-6 scores), the higher preoperative Quick-
have an effect size in the range of 0.5 to 0.7 on the
DASH scores in patients with low self-rated change
CTS-6, it would be reasonable to interpret it as a small
effect compared with that of surgery rather than the might suggest the presence of upper extremity comor-
traditional interpretation of a moderate-to-large effect. bidities or inaccurate diagnosis in some patients.
A factor that may have influenced patients’ self-rated The CTS-6 scores for the 3 subgroups classified
improvement is the severity of surgery-related pain and according to time since surgery were similar. This find-
morbidity that may overshadow small or moderate im- ing further supports that the rapid large symptom relief
provements in CTS symptoms, as suggested by the after surgery is stable compared with the often tempo-
higher mean palmar pain scores in patients with lower rary improvement after nonsurgical treatment.20 Al-
satisfaction. Another possible explanation for the appar- though the results are not based on repeated measures
ent discordance between score change and self-rated on the same patients, they are in agreement with a
improvement among the unimproved is the response shift, randomized trial that used the 11-item symptom sever-
a phenomenon recognized as a potentially important factor ity scale in a repeated measures design.7 That trial
to consider when interpreting the change scores for pa- showed major improvement of the baseline scores at 6
tient-reported outcome measures.18,19 According to re- weeks postoperatively, with only small additional im-
sponse shift theory, health changes that occur in a respon- provement measured at 12 and 52 weeks.7 A best
dent after the baseline measurement (for example, owing possible CTS-6 score was recorded in 35% of the
to treatment) lead to shifts in the respondent’s internal patients within 13 months after surgery, which can be
standards of measurement and values (such as the relative compared with the 11-item symptom severity scale that
importance of the health aspects being measured). These in a previous study showed a best possible score in 37%

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794 RESPONSIVENESS OF CTS-6 SCALE

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