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Flannery 2002 Village Revisited
Flannery 2002 Village Revisited
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Kent V. Flannery
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ARTICLES
Kent V. Flannery
In Mesoamerica and the Near East, the emergence of the village seems to have involved two stages. In the first stage, individ-
uals were distributed through a series of small circular-to-oval structures, accompanied by communal or "shared" storage fea-
tures. In the second stage, nuclear families occupied substantial rectangular houses with prívate storage rooms. Over the last
30 years a wealth of datafrom the Near East, Egypt, the Trans-Caucasus, India, Africa, and the Southwest U. S. have enriched
our understanding ofthis phenomenon. And in Mesoamerica and the Near East, evidence suggests that nuclear family house-
holds eventually gave way to a third stage, one featuring eXtended family households whose greater labor force made possible
extensive multifaceted economies.
En Mesoamérica y el Cercano Oriente, la evoluci6n de las primeras aldeas parece haber pasado por dos etapas. En la primera
etapa, los miembros del grupo ocupaban una serie de pequeños abrigos circulares u ovalados, y mantenfan dep6sitos comunales
para el uso de todos. En la segunda etapa, familias nucleares vivfan en casas rectangulares con cuartos de dep6sito privados.
Durante los últimos 30 años, datos del Cercano Oriente, Egipto, India, Africa, el Suroeste de los E.E.U.U. y la regi6n Trans-
Caucásica han amplificado el conocimiento de tales cambios residenciales. Además, en Mesoamérica y el Cercano Oriente, se ha
notado una tercera etapa: casas para familias nucleares fueron reemplazadas po~ residencias más grandes, en las cuales una
familia extendida de 15-20 personas proporcion6 mano de obra para una economfa compleja.
I n 19.72, Ucko, Tringham, and Dimbleby (1972) extended family, often patrilocal and polygamous.
published a seminar volume heavy with settle- In cases where aman has only one wife, the marital
ment pattern and urbanization studies. Having pair may live together in a relatively large hut; when
worked on early villages in Mesoamerica and the aman has multiple wives, each has her own relatively
Near East, 1contributed a paper comparing and con- small hut. Widows, widowers, and unmarried young
trasting tliem (Flannery 1972). 1have now been asked men may also havé their own huts, and there can be
by American Antiquity to revisit, in the light of new a large hut for entertaining visitors. The group's infor-
data, sorne of the issues raised by that paper. In the mal headman may have larger-than-average storage
course of so doing 1 will discuss a later stage of vil- facilities, so that he can feed needy members of the
lage organization, one which followed the period 1 settlement. Examples of this settlement type can be
covered in 1972. found in Archaic Mesoamerica and in the Natufian
At the time of the original seminar, 1believed that and Prepottery Neolithic A (PPNA) cultures of the
in the early villages of Mesoamerica and the Near Near East (Flannery 1972:30-38).
East 1 could recognize two types of societies, each The second type of society lived in true villages
documented in the ethnographic literature: The first of rectangular houses, each large enough for a nuclear
type lived in encampments or compounds of circu- family. In Mesoamerica the houses were of wattle-
lar huts. Many of those huts seemed too small to and-daub and had storage pits adjacent to them; in
house an entire family, and virtually all of the soci- the Near East the houses had walls of mud, mud
ety's storage units were out in the open, as if their brick, ordrylaid stonemasonry and weredividedinto
contents were to be shared. Such societies seemed rooms, sorne of which served for storage. Archaeo-
analogous to peoples in the ethnographic present logical · examples include Early Formative
whosé encamped group is essentially a large Mesoamerican sites and Prepottery Neolithic B vil-
417
418 AMERICAN ANTIQUITY [Vol. 67, No. 3, 2002
lages of the Near East. Such villages might have spe- with the relationship between house type and social
cial structures that could be shrines, temples, or men's organization (see, for example, Byrd 1994; Rollef-
houses, but their food was not stored in such waya son 1997; and many ofthe authors in Bar-Yosef and
as to suggest communal sharing (Flannery Valla 1991 and Kuijt 2000). While not everyone
1972:38-46). agrees on what the evidence means, a useful dialogue
In both Mesoamerica and the Near East, villages is growing.
of rectangular, nuclear family houses tended to
replace settlements of small, circular huts over time. What 1 Would Do Differently Today
I suggested in 1972 that the village of nuclear fam- A lot has happened since the early 1970s, allowing
ilies had certain advantages that might have led to me to reflect on what I would do differently were I
this transition. Among other things, there is more to write the article today. I willlist only a few pos-
incentive for intensification of production when each sible changes.
family can "privatize" its storage (including any sur-
plus), rather than having to share with neighbors. l. In seeking ethnographic analogies for settlements
At the time, I fully expected that someone work- composed of circular huts, 1 drew heavily on the
ing on Natufian or Prepottery Neolithic sites would compounds of central African horticulturalists and
eventually test my model for the first settlement type herders. Today 1 would rely much more heavily on
by doing the following: (1) excavating each circular the circular hut camps ofhunters and gatherers, who
hut in such a way as to keep its inventory separate; provide better analogies for the Natufians and Late
(2) using measures of association to search for men's Archaic Mesoamericans. Today we have plans from
and women's toolkits; (3) searching forrelationships many more hunter-gatherer camps than we did in
between tool kits and hut size, presence/absence of 1972 (see, for example, Binford 1983; O'Connell
hearths, presence/absence of mortars, etc.; and (4) 1987; Yellen 1977). lronically, in the same volume
using multidimensional scaling to determine which as my original paper, Woodbum ( 1972) presented the
hut inventories were most alike and which most dif- plan of a Hadza camp that would have suited m y pur-
ferent, tying the results not only to hut size but also pose well, had I seen it before I began writing. Let
to the location ofhuts relative to each other. M y sus- us look at it now.
picion was that larger huts would have both men's
and women's tool kits; sorne small huts with hearths Site: A dry-season camp made by Hadza hunter-
would have only women's tool kits; sorne small huts gatherers
without hearths would have only men 's tool kits; and Location: Near Ugulu hill, Tanzania
sorne adjacent huts might share artifact style prefer- Date: October 1959
ences. Stratum 11 of Nabal Oren seemed to cry out Observer: J. Woodbum (1972)
for such an analysis, since the preliminary report on Background: In 1959, roughly 400 Hadza occupied
Huts 9 and 10 showed suggestive differences (Fig- 2,500 km2 ofbush to the east ofLake Eyasi in north-
ure 1). em Tanzania. Territorial rules were sufficiently flex-
To be sure, I did not expect that every item in such ible so that any Hadza could live, hunt, or gather
a hut would be lying exactly where it was last used; wherever he/she wanted; camps usually moved every
we are all familiar with discard and postoccupational few weeks, and could range in size from a single per-
disturbance. What I expected we might get is the pat- son to almost 100 people. The average camp, while
tem we see when we piece-plot tools on numerous not a fixed unit, might hold 18 adults (Woodbum
floors in Mexican caves and early villages: positive 1972:193).
and negative associations that show up too often to The Hadza settlement system provides consider-
be accidental. Despite the ravages of site formation able information for archaeological model building.
processes, we cannot simply assume that no pattems The Hadza studied by Woodbum like to live in rock-
will be left to detect. shelters or in the open, but avoid deep-chambered
While we still do not have such an analysis for caves because they contain insect pests. During rainy
Nabal Oren, many Near Eastem archaeologists have periods they tend to retum over and over again to the
recently published Natufian or Prepottery Neolithic same rockshelters, but in the case of open-air camps
residential plans and artifact scatters, and wrestled they prefer to choose a fresh site, because pests are
Flannery] THE ORIGINS OF THE VILLAGE REVISITED 419
% %
35 35
30 30
Structure 9 Structure 1O
25 25
20 20
15 15
10 10
5 5
o o
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
1. Axes, adzes, and picks 6. Burins 7. Scrapers 12. Bladelets and microliths
2. Sickle blades and knives 8. Denticulated tools 13. Planes
3. Arrowheads 9. Notched tools 14. Stone tools
4. Borers 10. Retouched flakes 15. Basalt pestles
5. Awls 11. Retouched blades 16. Obsidian blades
Figure l. Top: Prepottery Neolithic hut~ from Leve! 11 ofNahal Oreo, Israel. The dashed lines indicate terraces on the talos
slope below the cave. Bottom: Histograms comparing too! percentages iu the assemblages from a large hut (Hut 9) and a
small hut (Hut 10) at Nabal Oren. (Redrawn from Stekelis and Yizraely 1963: Figures 3 and 5.)
420 AMERICAN ANTIQUITY [Vol. 67, No. 3, 2002
Unfortunately, this led sorne readers to believe that tle to produce. 1 suspect that this is what we see at
the geometric shape of the residence was the crucial most Prepottery Neolithic B (PPNB) villages, in the
variable. In fact, my main distinction was between upper levels at Beidha and Tell Mureybit, and at
(1) societies where small huts are occupied by indi- Jarmo andAli Kosh (Flannery 1972:40-43).
viduals and storage is shared and (2) societies where In other words, sorne time between Late Natufian
larger houses are occupied by whole nuclear fami- and PPNB in the Near East, villages of rectangular,
lies, and storage is prívate. nuclear family houses with prívate storage rooms
A major improvement, therefore, would be to replaced encampments of irregularly sized circular
incorporate more discussion of risk and privatiza- huts with shared or "group" storage. Why did this
tion ofstorage. Only a decade after my paper, Wiess- change take place? 1suspect that Prepottery Neolithic
ner (1982)-drawing on a completely different societies grew so fast, and settlements became so
ethnographic sample-proposed a dichotomy that large, that not every family considered itself closely
complemented mine. She contrasted hunter-gatherer enough related to its neighbors to be willing to share
societies in which risk is assumed at the level of the the risks and rewards of production. Privatization of
group with those in which risk is assumed at the storage-which can even include the closing off of
level of the family. outdoor work space with a mud wall (Flannery 1972:
In the first type of society, widespread pooling and Figure 5)-is a way of freeing one 's family from hav-
sharing of food ensures that risk and reward are ing to share with less-productive neighbors. And for
accepted by the group as a whole. Food storage is the rest of the Neolithic period, families who were
out in the open and shared by all occupants of the willing to work harder and store the products pri-
settlement, as appears to have been the case with the vately began to outdistance their neighbors eco-
Natufian and PPNA sites 1 discussed (Flannery nomically.
1972:31). There is little incentive to intensify pro-
duction in such societies, since whatever is produced 4. Colleagues working in Egypt and the Southwest
must be shared. Wiessner (1982:174) points outthat U.S. have pointed out tome that it is not necessary
when such a group settles, they have two basic to abandon circular residences in order to privatize
options. One is to build a large structure to house the storage: you simply have to make the circular houses
entire group, such as the communal winter houses larger and bring the storage inside. Predynastic Egyp-
of the Ammassilik lnuit, or the long houses of sorne tians continued to live in circular, semisubterranean
Upper Paleolithic mammoth hunters (Soffer 1985). houses long after their neighbors in the Levant had
Altematively, they can distribute the members of the adopted rectangular residences. The Predynastic
group through a series of smaller huts, which is what houses were variable in size, with many being large
the Hadza do; 1 suspect that this is what the occu- enough to accommodate a family; others appear to
pants of Nabal Oren did. Such huts are often circu- have been used for storage (see for example Brun-
lar, contain no storage facilities, and vary in size ton and Caton-Thompson 1928).
depending on whether they are built for a marital pair, Wills ( 1992) makes a similar point in his contrast
an unmarried son, a widow, or one of the wives of a between Shabik'eschee village (Chaco region) and
polygamous headman. the SU si te (Mogollon region). Shabik' eschee had
The second type of society accepts risk and reward circular pithouses that seem too small for entire fam-
at the level of the individual nuclear family. As Wiess- ilies (average floor area, 17.8 m2) and have no inter-
ner (1982:173) puts it, such societies have a more na! storage pits. At the SU site, while many pithouses
"closed" site plan, "one which has either widely were still curvilinear, they averaged 40 m2 and could
spaced household units or closed-in eating and stor- be as large as 80m2. These larger pithouses, which
age areas, in order to avoid the jealousy and conflict could accommodate a nuclear family, had storage pits
which might arise from one household visibly hav- inside the house that were presumably prívate. These
ing more than another." Each nuclear family has its storage pits provided an average of 2.8 m3 storage
own house and, most importantly, its own prívate capacity per house, which Wills (1992: 165) converts
storage. Here exists more incentive to intensify pro- to 253 kg of maize-enough, he reckons, for a fam-
duction, since any resulting surplus does not have to ily of five for three months.
be shared; each family decides how much or how lit- Wills suspects that increasing dependence on agri-
422 AMERICAN ANTIQUITY [Vol. 67, No. 3, 2002
culture is somehow involved in the shift to privatized that come in "small packages" (like plants gathered
storage, and he raises a number of intriguing possi- by women) are not. Thus, ifhorticulture emerged in
bilities. He cites Plog's (1990) suggestion that while Southwest economies asan extension of women's
agriculture can raise the productivity of an economy, gathering activity, "its products may not be so widely
it often does so at the cost of increasing variance shared among households, particularly if production
around the mean output. He further draws on Win- variance was low" ( 1993:280). The implication is that
terhalder' s ( 1990) conclusion that farmers are better it is not enough to know whether a commitment to
off restricting their sharing to closely related indi- agriculture has been made; we must also know
viduals because-since farmers have production whether a product was considered men's or women's
cycles lasting months or years-it is hard to moni- work.
tor people who "cheat" by not contributing as much
as they receive. To this 1would add a point made ear- 6. According to Kohler (1993:281), "the first settle-
lier in this paper: as villages grow, not all families ments in the Southwest that clearly correspond to
are closely enough related by blood or marriage to Flannery's rectangular-house type appeared in the
be willing to share with neighbors. northern Southwest aboutA.D. 760." Storage by this
Finally, Wills (1992:169) argues that reduced time was "clearly associated with the household"
sharing, more restricted land tenure, and growing pri- (1993:281) and circular pit structures were evolving
vatization of storage greatly increased the economic into ritual buildings, often shared by 2-3 households
options of early farmers. If this is so, we might expect who now lived in rectangular surface structures. (In
to see in the archaeological record a lot more varia- a later section of this paper we will see a circular
tion in house size, house shape, storage facilities, rit- building type which may have played a similar role
ual buildings, burial patterns, and other features. (1 in the early Near East.)
should add here that archaeologists working on The transition from circular to rectangular houses
ancient states, like Sumer or the Inca, find even in the Southwest U.S. has been described for the
greater variety in storage strategies than 1 discuss Anasazi of the Four Corners region by Gross ( 1992 ).
here. Most of those strategies, however, were not The Tres Bobos subphase (A.D. 600-700) had rela-
options for foragers or Neolithic farmers.) tively shallow circularpithouses with antechambers,
accompanied by round-to-oval freestanding surface
5. Kohler (1993:280), also drawing on Southwest rooms of brush and mud. During the Sagehill sub-
U.S. data, warns against a simple equation between phase, pithouses became deeper and were more
( 1) foraging societies and communal storage/pro- nearly square; surface structures also became more
duction and (2) agriculturalists and household stor- nearly square, and had a more substantial super-
age/production. Citing evidence from stable-carbon structure. By the time of the Dos Casas subphase
isotopes and coprolite analyses, he argues that dif- (A.D. 760-850), pit structures had become square
ferences in agriculture alone cannot explain the dif- and had vents rather than antechambers. Single
ferences in architecture between the Chaco and dwelling sites had given way to multiple dwelling
Mogollon settlements. (In a later section of this paper, units of rectangular rooms. Surface rooms formed
1 examine differences between Zapotec and Mixe set- contiguous blocks, with larger rectangular rooms in
tlements in Mexico, which also refiect cultural vari- front and smaller rectangular rooms behind them. By
ables beyond the commitrnent to maize agriculture. now it was clear that the back row of rooms were
lt appears that, far back in time, human agents made substantial storage structures with post-supported
strategic decisions among alternatives for reasons roofs and stone slab-reinforced walls, while pit-
which are not always apparent archaeologically.) structure function had changed from residential to
Just as Wiessner (1982) calls attention to varia- ritual.
tion among hunter-gatherers in the level at which risk Based on these Southwestern data, were 1 to
is shared, Kohler (1993:280) points to variation in rewrite my 1972 paper, 1 would reinforce the point
the kinds of foods foraging people are willing to that architectural changes depended on many vari-
share. For example, among the Ache, Machiguenga, ables-sorne economic, sorne social-and that in
and Yanomamo, things that come in "big packages" sorne regions, storage rooms might be better built
(like major game and fish) are shared, while things than the houses they accompanied.
Flannery] THE ORIGINS OF THE VILLAGE REVISITED 423
7. We have already mentioned the fact that circular is considered a period of relative prosperity, with
huts lasted longer in Egypt than in the Near East. Fur- cereal agriculture and herding supported by adequate
ther evidence that replacement by rectangular houses rainfall.
could take place at any time period comes from the In the Late Jorwe phase, however, it is believed
Trans-Caucasus region of Azerbaijan and the Geor- that a drop in rainfall at 1000--700 B.C. led to a
gian Republic. There Sagona (1993) reports that "decline in agriculture" and "resulting poverty"
sixth-millennium B.C. Neolithic settlements like (Dhavalikar 1988:20). As Late Jorwe peoples turned
Shulaveris Gora had circular-hut compounds of sun- toa semi-nomadic herding economy, the large houses
dried mud brick (and sorne wattle-and-daub ), partly of the previous period gave way to small circular huts,
subterranean. Houses were small (5-7m2) and had which tended to occur in clusters of 3-4 or more.
even smaller storage cells (1.25-2.0 m 2) attached to The huts were of perishable material, though post-
them, either directly or by a wattle-and-daub fence. molds were found along the edges of the floor. Larger
These communities resembled the encampments of huts seem to have been for humans, while smaller
the Hadza or Natufians, in that many huts were too ones were for domestic animals. Most significantly,
small to have housed a family. the hearths and storage bins were located where they
By the early Bronze Age (early fifth- to middle could be shared by whole clusters of huts (Dhava-
fourth-millennium B .C.), sites like Kvatskhelebi had likar 1988: 13). Dhavalikar attributes the changes of
standardized, rectangular two-room houses with Late Jorwe to deteriorating economic conditions,
rounded corners. These houses were of wattle-and- which is reasonable in this case; elsewhere in the
daub over aframework of posts; while the main room world, of course, there could be alternative reasons
was clearly residential, the second room may have for a shift to semi-nomadic herding.
been an attached rectangular porch. The floor space
of these houses was 25-40 m 2, adequate for a nuclear 9. Finally, were 1 to rewrite the paper today, 1 would
family. Each house had a beaten clay floor, a central be able to draw on a much wider range of formulae
circular hearth, anda bench set against the back wall. for calculating population from floor space. In my
This transition from circular huts to nuclear fam- original paper lchose touse Naroll's (1962) straight-
ily houses took place relatively late in the Trans- forward measure of 10m2 of roofed space per per-
Caucasus. Sagona (1993) attributes the more son, while mentioning Cook and Heizer's (1968)
ephemeral-looking Neolithic compounds to the fact suggested improvement (2 m 2 per person up to six
that transhumant herding mitigated against perma- persons, thereafter 10 m 2 perperson). Now LeBlanc
nent settlements. By the BronzeAge, there were per- ( 1971) has offered bis own improvement toNaroll' s
manent settlements of nuclear-family households at approach, and Watson (1979) and Kramer (1979)
lower elevations, while the higher elevations still had have derived formulae from the ethnoarchaeology
less-permanent settlements for the summer pastur- of the Near East. For that same part of the world,
ing of animals. We should thus bear in mind that the Henry Wright now recommends the figure of 1.2
relative importance of herding in a mixed farming- persons per room, which emerges from Gremliza's
herding economy can be another variable influenc- ( 1962) study of present-day Iranian villages (Henry
ing house design and settlement type. Wright, personal communication, 1998). While each
of these authors' approaches is different, none of
8. Several colleagues have pointed out that the shift them doubts the existence of a relationship between
in risk acceptance from group to family was not irre- population and floor space. 1 suspect that while more
versible; changing economic conditions could revive sophisticated measures work well in the regions
both earlier house types and patterns of risk accep- from which they were derived, it is probably all right
tance. 1 will mention only one well-documented case. to use a simple method when working in a less-stud-
On the Deccan Plateau of western India, farmers ied area.
ofthe Early Jorwe phase (1400-1000 B.C.) lived in
large, rectangular houses with wattle-and-daub walls Taking the Next Step: From Nuclear to
over a low mud foundation (Dhavalikar 1988). Extended Households
Houses had 15-35 m 2 offloor space, with the larger Having considered a number of improvements to my
ones divided into two rooms by partition walls. This 1972 paper, let me now examine the next step in the
424 AMERICAN ANTIQUITY [Vol. 67, No. 3, 2002
Another variable leading to extended households Probable date: 5500-5100 B.C. (uncalibrated)
in Mesoamerica was elite status. Elite families of the Excavators: Lloyd and Safar (1945)
Middle Formative (850-500 B.C., uncalibrated) Description: The extent of the Level le village is hard
tended to have bigger houses, more outbuildings, to estimate, but may have been 1.0-1.5 ha. The site
and more storage facilities, which were often built later grew into a rectangle 200 by 150m (3.0 ha) in
of adobe rather than wattle-and-daub (Marcus and extent. Levels le-V reflect a fully sedentary village
Flannery 1996:131-138). Having more members of mud-brick houses, with the kind of mixed econ-
allowed a chiefly extended family to produce more omy one would expect at the "edge area" between
food and more craft goods. alluvium and grazing land.
In his analysis of Moala, an island in Fiji, Sahlins Storage facilities: U seful information is provided
( 1962) discovered many of the same principies seen by circular storage bins at Hassuna, of which more
among the Zapotec by Schmieder. In the village of than 30 were found. The excavators describe these
Keteira, forest clearing was done by large work gangs as unfired storage jars (.6-1.5 m in diameter, with a
and had led toa "traditional pattem of dispersed land mean of about 1.0 m) whose thick walls were made
use" by extended families. Indeed, independent from straw-tempered clay. Outside, they were heav-
nuclear family existence could be "hazardous," ily coated with bitumen (natural asphalt); in sorne
depending as it did on the productive ability of only cases they were also given a coat of gypsum plaster
one adult of each sex. Inequalities in subsistence pro- on the interior. They had been constructed above
duction among nuclear households could be "miti- ground, but instead ofbeing fired they were lowered
gated through extended family pooling of labor and into a pit until their mouths were level with the floor,
goods" (Sahlins 1962:123). As among the Zapotec, then fixed in place with fill. Decayed chaff and car-
extended families could mobilize a large labor force bonized grain inside the bins suggest their use as
when needed, or could "release sorne men for work grain silos, with broken bowls used as dippers to
in distant gardens without hardship for those remain- remove grain when needed.
ing in the village" (1962:124). Using the formula for the volume of a sphere, one
The pressure to maintain large extended families can esti mate the capacity of these storage bins to have
was even greater if one were a chief in Moala, since ranged between .11 and l. 77 m 3, with a mean of .52
the chief's household was expected to produce m 3. The largest number recovered in any level was
reserves of food for externa! distribution. Thus, six, with an estimated total capacity of 3,120 liters.
A large extended family embracing effective If we assume that a typical nuclear family consisted
gardeners jealous of their social prerogatives of 5 persons (2 of them children), this quantity of
maintains a chief's strength; it enables him to grain could have satisfied the annual cereal require-
produce, to accumulate, and to distribute as a ments for half a dozen nuclear families. The storage
chief should. Thus the chiefly family of Naroi,
bins therefore provide a second line of evidence for
paramount on the island, with six nuclear con-
stituents is twice the size and more of other extended households, independent of the architec-
houses of the village [Sahlins 1962: 125]. tural plan.
Architectural stratigraphy: Few sites document
In the next section of this paper, we willlook at the emergence of the extended household as clearly
three archaeological examples of early extended as Hassuna. The earliest buildings at the site (Lev-
households, one from the Near East and two from els lb and le) were apparent nuclear family houses
Mesoamerica. The firstexample is particularly infor- of 3-5 rooms. Although each house might share a
mative, because it shows us five consecutive stages courtyard with one or two others, each seemed to be
in the transition from nuclear to extended families. a small, self-contained unit. By Level III, however,
there were irregular complexes of 15-20 rooms
Name: Tell Hassuna (Levels le-V) flanking 2-3 sides of an open court. Often one part
Location: In the arable Y created by two seasonal of the complex looks more "planned" than the rest,
wadis whichjoin a tributary ofthe Tigris, 30 km south as if it were an original nucleus to which later rooms
of Mosul, Iraq. Hassuna lies on the border between were added by accretion. What may be implied is
the cultivated Assyrian plain and the arid grazing that as families grew, they did not fission when they
lands of the al-Jazireh. reached 5-6 members, their offspring moving away
426 AMERICAN ANTIQUITY [Vol. 67, No. 3, 2002
Totals
for
levels
IC-V
--------------
to construct a new house. lnstead, new rooms were ofbounded space divided into 5-6 rectangular units,
gradually added (according tono set plan) until the the largest of which might have been an interior
house could accommodate a dozen, or even 15-20, court. Levellc also produced the partial plan of a cir-
persons. Within this complex, the presence of sev- cular building whose function could not be deter-
eral storage rooms and several kitchens in different mined. Similar buildings, called by the Greek term
parts of the building suggests that meals were being tholoi, occur at other si tes of the same period. While
prepared for several subgroups (nuclear families?). excavators differ in their interpretation of tholoi, most
Finally, in Levels IV and V, we see residential com- consider them ritual buildings associated with groups
plexes of 15-20 rooms whose layout appears more of related households. 1
planned. Rather than allowing the compounds to Level 11 (Figure 6). This level produced a com-
grow haphazardly, the architects now knew in plex of 18-20 rooms arranged around two sides of
advance that they needed to house more than a an open area. Here Lloyd and Safar clearly felt that
nuclear family. Not only was the layout more regu- they were dealing with two previously separate
lar, it involved a trimodal distribution of room sizes dwelling units that had coalesced over time. The
that is statistically significant; a Student's T test southem sector seems to preserve the plan of a
shows that the chance of the trimodality being ran- nuclear household with an open court, a large room
dom is less than .001, based on a sample of 76 rooms. for sleeping or receiving visitors (lO m 2), a pair of
The three main room types are (a) squarish rooms elongated rooms (3.5-5 m2) with an oven, anda pair
with an average of2 m2 of ftoor space, likely for stor- of squarish rooms (3-4 m2), at least one of which
age; (b) elongated rooms with an average of 1O m2 was for storage. The northem part of the complex
of ftoor space, probably for sleeping or working; and resembles a house that had formerly consisted of
(e) rooms averaging 15m2 or larger, most of them four large rooms (1 0-16 m2) surrounded by much
probably courts (Figure 4). smaller ones (1-5 m 2), at least sorne of which were
Level le (Figure 5). In an exposure of just under for storage.
500m2, Lloyd and Safar (1945) found parts ofthree Level m (Figure 7). A 500 m2 exposure of this
nuclear family houses. Flanking an open courtyard level produced the partial plans of two mud-brick
with storage bins of the type described above, the houses separated by a narrow alley. The house to the
houses were equipped with ovens and heavy stone west had more than 80 m2 of bounded space, and
mortars. The northernmost house had roughly 25 m2 looked like a former nuclear family house that had
Flannery] THE ORIGINS OF THE VILLAGE REVISITED 427
-
sons by Naroll's method, and there are enough rooms
1 -t• to provide an estimate of 20 persons by Wright's
method. In Level V, the trimodal room-size distrib-
ution is particularly clear; there are big, elongated
Figure 6. Irregular extended household from Leve! ll at rooms (10m2), courts (>15m2 ), and small, squarish
Hassuna (redrawn from Lloyd and Safar 1945:Figure 29). cubicles (2-4 m 2). Lloyd and Safar saw the critical
428 AMERICAN ANTIQUITY [Vol. 67, No. 3, 2002
N
t
••
•
•••
¡. . Jt-"""
•• ••
(j) L ...:::
• •
-
Storage~
~~ 5m
Figure 7. Irregular extended household from Leve! III at Hassuna (redrawn from Lloyd and Safar 1945:Figure 30).
N
Oven
(j ;;arth +········-• t
COURT ---
•
:
•
f
N
couRr
"l Sm
0 oven
5m
Figure 8. Extended household with a more planned appear- Figure 9. Extended household with a more planned appear-
ance from Level IV at Hassuna (redrawn from Lloyd and ance from Level V at Hassuna (redrawn from Lloyd and
Safar 1945:Figure 31). Safar 1945:Figure 32).
Flannery] THE ORIGINS OF THE VILLAGE REVISITED 429
division in this household as the long, unbroken east- nity was organized into four large residential com-
west wall that bisects it. South of that wall lay a pounds, each measuring 30-40 m on a side and sep-
series of elongated rooms, the largest of which had arated from other compounds by about 25 m of open
two storage bins and was considered by the excava- space. Within each compound there seems to have
tors to be a court. been a series of modular units, usually consisting of
Village Density. The stratigraphic sequence at 4-5 small buildings surrounding a common patio.
Hassuna suggests that pressure to create extended The excavators suspect that each patio group was
households preceded any formalization of the ground occupied by an extended household of 10-15 peo-
plan. The creation of such residences also has impli- ple and that each compound consisted of 6--9 such
cations for increasing village population density. households, united by shared descent. The largest res-
Assuming that Lloyd and Safar's 500-m2 exposure iden ce in each compound is believed to have held a
is representative of the en tire site, we can estímate "lineage head" who was the highest-ranking mem-
the density of the Level le village as somewhere ber of the compound.
between 90 and 200 persons per hectare. With the Llano Perdido is a shallow site that was aban-
haphazard growth of extended households like those doned after having been bumed in a raid, leaving
of Level 111, estimates range from 200 persons wooden posts carbonized and the stone foundations
(Naroll's method) to 250 persons (Wright's method) of adobe houses intact. The compound in Area AIB
per ha. With the planned extended households of was extensively excavated, revealing 18 structures
Level V, our estimates reach 280 persons (Naroll) to arranged around three patios (Spencer and Redmond
400 persons (Wright) per ha. Whether or not one 1997:Fig. 7.2). The Southwest Patio group seems to
accepts the actual estimates--calculated with diffi- have included the lineage head's residence (House
culty from fragmentary ground plans-it is clear that 7) and his well-stocked tomb. It al so produced a cer-
planned, extended family households can produce emonial platform (Structure 6) and three units
much higher densities. (Houses 8, 9, 10) that could plausibly be interpreted
By 5000 B. C. (uncalibrated), the village ofChoga as chiefty storehouses.
Mami in eastem Iraq had even more standardized and The South Patio Group. 1have chosen the South
symmetrical residences of up to 12 rooms, neatly Patio Group to illustrate (Figure 10). lts occupants
arranged in four rows of three (Oates 1969). were presumably less highly ranked than the lineage
head 's family, but their residence illustrates the stan-
Extended Households in Mesoamerica dard module including a patio, three houses, and a
Most houses in early Mesoamerican villages were likely ritual structure on a platform. The patio itself
of wattle-and-daub, making them harder to find and measured 48 m 2 and contained a number of post-
analyze than Near Eastem houses. After 850 B.C. molds from probable ramadas or shaded work areas.
(uncalibrated), however, elite families began increas- Features 36 and 37 were large metates for outdoor
ingly to build adobe houses, often over a foundation grinding.
of field stones. From that point on the growth of House 1 measured 15.4 m2 and had been built of
extended households becomes easier to document, adobes over a stone foundation. A single step led
as we see in the following examples from Puebla and from the patio to the house, and postmolds nearby
Oaxaca, Mexico. suggested that the entrance may have been shaded
by an awning or thatched-roof extension. There was
Name: Llano Perdido a hearth in the southwest comer of the house, accom-
Location: Near Dominguillo in the southem Cañada panied by sherds of coma/es or tortilla griddles.
de Cuicatlán, Oaxaca. The elevation is about 700 m, House 2 measured 13m2, and its walls were also
and the setting is arid tropical thom forest. of adobe over stone foundations. It contained domes-
Date: Perdido phase, 600-200 B. C. (uncalibrated) tic refuse and had been divided into two rooms of
Excavators: Spencer and Redmond (1997:Chapter unequal size, apparently separated by a wattle-and-
7) daub wall.
Description: Llano Perdido covers 2.25 ha and is House 40, also of adobe over stone, had a step
considered a secondary center, part of a chiefdom like that of House 1 and a similar pattem of exterior
whose primary center was Site Cs 19. The commu- postmolds suggesting an awning or roof extension.
430 AMERICAN ANTIQUITY [Vol. 67, No. 3, 2002
ltiJ r i
square kilometers of the slopes below Popocatépetl
were occupied by maize fields and communities of
modular households. The pattern ofboth houses and
fields is remarkably well preserved below the vol-
canic ash from an eruption dating to the first century
A.D.
5m
In order to prevent erosion of fine sandy soil on
Figure 10. Stone wall foundations ofthe South Patio Group, the sloping terrain during heavy summer rains, farm-
part of the Area AIB residential compound at Uano Perdido ers at Tetimpa mounded earth around their plants,
near Dominguillo, Oaxaca. During the Perdido phase creating "sequences of linear ridges that look very
(600-200 B.C.), such patio groups were the modules from
which larger residential compounds were assembled similar to the furrows of modern plowed fields"
(redrawn from Spencer and Redmond 1997:Figure 7.2). (Plunket and Uruñuela 1998:289). Households were
spaced 6-86 m apart and were often bordered by their
At sorne point a wattle-and-daub annex, called House furrowed fields (Figure 11). The standard occupa-
35, had been added to House 40; it contained ash tional module consisted of a low platform on which
from a cooking brazier (Feature 18) and a small a central patio was flanked by 2-3 houses, set atright
"curb" of stone slabs framing sorne kind of work area angles to one another. When families at Tetimpa
(Feature 20). needed more space, they added another entire mod-
Structure 16, a raised platform made from 6-7 ular unit nearby.
courses of stones, sat directly across the patio from In addition to maintaining a consistent astro-
House l. Sorne 80 cm high, it featured a stairway of nomical orientation, Tetimpa households had a
perhaps 3-4 steps and had likely been topped with bimodal room-size distribution. Larger central
a ritual structure of sorne kind. houses, facing the entrance to the module, ranged
Economic Factors. Analyses of the flow of trade from 16--17.5 m 2; houses to either side of them
goods at Llano Perdido suggest that lineage heads ranged from 7.5 -9.5 m 2• Individual houses were of
were the conduits through which items like obsid- wattle-and-daub over low stone platforms, with a
ian and marine shell reached the lower-ranked fam- simple staircase ascending from the central patio. In
ilies in their compound (Spencer 1982). Such cases where there was no third house on a modular
families were not simply engaged in subsistence agri- platform, its place was taken by a group of storage
culture, such as the growing of maize; botanical jars or a series of above-ground, mud-and-wicker
remains suggest that they were also engaged in the storage bins, known as cuexcomates in the language
growing of tropical orchard crops for export to tem- of the later Aztec. The wattle of both walls and stor-
perate regions like Tehuacán and the Valley of Oax- age bins had been burned in situ by hot volcanic ash,
aca. Examples inelude the fruits of the black zapote providing exceptional architectural detail.
(Diospyros digyna) and the nuts of the coyol palm In the sector of Tetimpa known as Cruz Verde,
(Acrocomia mexicana) (Spencer and Redmond the excavators found an extended household com-
1997:600). Two labor-intensive activities at La Coy- posed of at least two functionally complementary
otera-irrigation of tree crops for export and the con- modules. Operation 12 of the household seemed to
version of marine shell into prestige goods-may include the principal residential rooms, while Oper-
Flannery] THE ORIGINS OF THE VILLAGE REVISITED 431
Furrowed
Agricultura! Fields
2m
·····/·¡·····}·········.:·
...........................
···········- ···············. Unit 1
N...,-
·················· ·········
.................. ·······. Unit2
Figure 11. Simplified plan of Operation 10 in the Cruz Verde section of Tetimpa, Puebla. This modular group is part of an
extended household which also included Operation 12 (redrawn from Plunket and Uruñuela 1998:Figure 10).
ation 10 (less than 10m away) had the appearance settlements were eventually replaced by villages of
of a kitchen and storage area. 1 have chosen to fea- rectangular, nuclear family houses.
ture Operation 1O (Figure 11) because it illustrates lt now appears, however, that the reasons for this
the placement of storage bins, the density of pots in replacement of one settlement type by another are
the kitchen, and the proximity of the furrowed corn- too varied for a singlemodel to explain. Included are
fields to the residence. Operation 10 had an atypi- (1) shifts in risk acceptance between the group and
cally high number of pots and storage bins for its size; the nuclear farnily, (2) increases or decreases in
it makes sense only as part of an extended house- dependence on agriculture, (3) privatization of stor-
hold, which included Operation 12 (Plunket and age, and possibly even (4) shifts between polyga-
Uruñuela 1998:298). mous and monogamous marriage. lt also appears
Tetimpa reinforces a number of principies seen that each of these shifts was reversible when condi-
in other extended-family communities: (1) its house- tions changed. Perhaps most intriguing is the possi-
holds could grow by accretion, like those ofHassuna bility that two basic residential strategies may have
11-III; yet (2) when the villagers did add more space, provided enough ftexibility to adjust toa much larger
it was according to a modular plan like the Patio set of variables.
Groups of Llano Perdido; and (3) within each In this paper we have also looked at a subsequent
Tetimpa module there were rooms of relatively stan- stage in village development, the growth of houses
dard sizes, like those of Hassuna IV-V. Tetimpa thus designed to hold extended families. Again, the rea-
combines the ftexibility of"growth on demand" with sons for this settlement change may be varied.
the formality of a stereotypic module. Included are (1) the need for larger households to
take on the many tasks of a mixed farming/herding
Conclusions and Future Developments economy; (2) the greater labor needs of intensive irri-
Over the last three decades it has become clear that gation farmers; (3) a response to the dispersed field
sedentary life in many parts of the ancient world systems that result from communalland clearance,
began with settlements of circular huts like those of followed by division of fields among the partici-
the precerarnic Near East. Although the timing was pants; and (4) the increased size of elite households
different from region to region, many of those early who seek to support and direct the work of craft spe-
432 AMERICAN ANTIQUITY [Vol. 67, No. 3, 2002
cialists. Once again, a single, basic settlement type- ology, edited by K. C. Chang, pp. 79-116. National Press
Books, Palo Alto, California.
the village of extended households-seems to have Dhavalikar, M. K.
been flexible enough to respond to a diverse set of 1988 The First Farmers of the Deccan. Ravish Publishers,
variables. Pune, India.
Flannery, K. V.
In many parts of the ancient world, there was to 1972 The Origins of the Village as a Settlement Type in
be yet another stage in community development: Mesoamerica and the Near East: A Comparative Study. In
econornic specialization, not just at the level of the Man, Settlement and Urbanism, edited by P. J. Ucko, R.
Tringham, and G. W. Dimbleby, pp. 23-53. Duckworth,
extended family, but at the level of the residential London.
ward. Archaeological si tes on the coast ofPeru even- Flannery, K. V., and J. Marcus
tually carne to have barrios of farmers, fishermen, 1983 Urban Mi tia and Its Rural Hinterland. In The Cloud Peo-
ple: Divergent Evolution of the Zapatee and Mixtec Civi-
weavers, potters, and metalworkers. Classic lizations, edited by K. V. Flannery and J. Marcus, pp.
Mesoamerican cities like Teotihuacan had large 295-300. Academic Press, New York.
apartment compounds where specialized potters, or Garrod, D. A. E., and D. M. Bate
1937 The Stone Age of Mount Carmel, Vol. l. Clarendon
figurine makers, or obsidian workers, or mask assem- Press, Oxford.
blers lived and worked together. In Mesopotamia, Gremliza, F. G. L.
specialists in fine pottery began to paint their prod- 1962 Ecology and Endemic Diseases in the Dez lrrigation
Pilot Area: A Report to the Khuzestan Water and Power
ucts with identifying "potter's marks." Early cities Authority and Plan Organization of lran. Development
near the Euphrates are believed to have had wards Resource Corporation, New York.
of farmers, herders, and fishermen. Unfortunately, Gross, G. T.
1992 Subsistence Change and Architecture: Anasazi Store-
there is no space to investigate that later stage of res- rooms in the Dolores Region, Colorado. In Research in Eco-
idential strategy here. It deserves an essay all its nomic Anthropology, Supplement No. 6, pp. 241-265. JAI
own-perhaps on the thirtieth anniversary of this Press, Stamford, Connecticut.
Kelly, R. C.
article? 2000 Warless Societies and the Origin ofWar. University of
Michigan Press, Ann Arbor.
Acknowledgments. I thank editor Timothy Kohler, without Kohler, T. A.
whose request this article would never have been written. The 1993 News from the Northern American Southwest: Prehis-
advice of Raymond Kelly and four anonymous reviewers tory on the Edge of Chaos. Journal of Archaeological
greatly improved the manuscript. Charles Spencer and Elsa Research 1:267-321.
Redmond gave me a tour of Llano Perdido, and Patricia Kramer,C.
Plunket and Gabriela Uruñuela guided me around Tetimpa. 1979 An Archaeological View of a Contemporary Kurdish
Village: DomesticArchitecture, Household Size, and Wealth.
Antonio Sagona called m y attention to the architectural transi-
In Ethnoarchaeology: Implications of Ethnography for
tion in the Trans-Caucasus, Carla Sinopoli called my attention
Archaeology, edited by C. Kramer, pp. 139-163. Columbia
to the Deccan sequence, and Tim Kohler provided me with no University Press, New York.
end of data from the American Southwest. Al! illustrations are Kuijt, l. (editor)
the work of John Klausmeyer. 2000 Lije in Neolithic Farming Communities: Social Orga-
nization, Identity, and Differentiation. Kluwer
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