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2015 Borich Applications of EEG in Stroke Patients
2015 Borich Applications of EEG in Stroke Patients
Copyright © 2015 Neurology Section, APTA. Unauthorized reproduction of this article is prohibited.
Borich et al JNPT r Volume 39, January 2015
44
C 2015 Neurology Section, APTA
Copyright © 2015 Neurology Section, APTA. Unauthorized reproduction of this article is prohibited.
JNPT r Volume 39, January 2015 Applications of Electroencephalography to Characterize Brain Activity
provide a clearer measure of sustained task-related changes networks is expected to be altered following a treatment, phase
in activation patterns, rather than immediate responses to coupling could address this question.
stimuli.19 Phase locking can also occur when recording ERPs.
Frequency oscillations can be examined in continuous Event-related potentials may result from phase resetting of
data to determine the state of cortical activity at rest, or they brain oscillations.40,41 Therefore, ERPs provide an immediate
can be documented in relation to a specific event. Phase syn- glimpse into the effect of peripheral stimuli on underlying brain
chronization of such oscillations may be examined in the activity. Event-related potentials are typically modality spe-
following 3 ways: (1) phase coupling over distance, (2) cific; for example, somatosensory-evoked potentials (SEPs)
phase coupling between frequencies, or (3) phase lock- are elicited by peripheral nerve stimulation and represent af-
ing due to an external stimulus. Each measure provides ferent information processing in the contralateral sensorimo-
unique information on frequency rhythms at immediate time tor cortex (Figure 2). This brief overview of common data
points.36 acquisition and analysis approaches highlights the versatility
Coherence examines whether shifts in oscillations in of EEG and demonstrates the importance of closely aligning
separate cortical areas are correlated with one another. EEG recording parameters to the specific clinical or research
Evidence of phase coupling between distant brain regions question to be addressed.
likely suggests an interconnected neural network.36 For ex-
ample, coherence may provide a useful method to investigate
changes in the motor preparation network, as opposed to sim- PROS AND CONS OF EEG TO MEASURE
ply quantifying local motor cortex excitability. CHANGES IN BRAIN ACTIVITY
Phase coupling can also occur between oscillations of Although EEG has a number of strengths that make it
differing frequencies. Functionally, this phenomenon may be an attractive imaging technology, traditional EEG has a num-
important for communication between separate, yet interre- ber of potential pitfalls that need to be considered. The chief
lated networks.37 Communication between 2 such networks is limitation of EEG is low spatial resolution. Electrode loca-
inferred from a constant phase lag between oscillations mea- tions provide gross localization for the distribution of cortical
sured at a specific time point.37–39 If communication between activity, and spatial accuracy can potentially be improved by
Table 1. Major Oscillatory Frequency Bands Observed in EEG Recording With Associated Source of Activity and
Relationship to Cognitive Processing
Frequency Band Current Generator Role in Processing
Delta (0-4 Hz) Thalamocortical/neocortical20 Cortical integration21
Attention22
Language processes22−24
Theta (4-7 Hz) Cortical/hippocampal25 Virtual navigation25
Declarative memory26
Episodic memory27,28
Alpha (8-13 Hz) Thalamocortical29 Cortical/behavioral deactivation or inhibition30,31
Beta (13-30 Hz) Cortical32 Motor function/voluntary movement33
Attention/executive functioning34
Gamma (30-80 Hz) Neocortical20 Encoding, retention, retrieval of sensory information (for review35 )
Figure 2. An example of a representative somatosensory-evoked potential (SEP) collected from a young, healthy individual. The
primary peaks in the waveform are labeled. N20 is thought to represent the arrival of afferent information to the contralateral
somatosensory cortex. P100 is associated with bilateral secondary somatosensory cortical processing of the afferent information.
The P300 represents attentional, context-based sensory processing in the parietal and cingulate cortices. Long-latency
potentials, also thought to be associated with processing of sensory information, are shown between 100 ms and 300 ms.
C 2015 Neurology Section, APTA 45
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Borich et al JNPT r Volume 39, January 2015
increasing the number of recording electrodes42,43 ; however, brain reorganization.48 Measuring these changes in brain or-
true 3-dimenstional spatial localization with EEG is not pos- ganization and activity has become possible through advances
sible, an important consideration for brains that have reorga- in neuroimaging and neurostimulation techniques. Yet, there
nized as a result of lesions or damage. Pairing EEG techniques is still a limited understanding of the relationships between
with MRI, which has high spatial resolution (mm) can, in part, reorganization of individual brain regions with one other
mitigate this limitation.44 and within coherent networks of functional brain activity.
Another challenge of EEG technology is that the strength For decades, EEG has been used as a prognostic, diagnos-
of the signal dissipates with distance from current-generating tic, and therapeutic tool during stroke recovery49 (Table 2).
sources and is influenced by tissue characteristics within the Somatosensory-evoked potentials are frequently measured
brain. Source estimation on the basis of the scalp potentials acutely as a means to assess cortical responses to external
is imperfect; activity of a single source can be represented perturbations to predict motor recovery following stroke.50,51
across many electrodes. Therefore, scalp signals are not equal Abnormal SEPs also correlate with increased length of acute
to source signals. This situation is akin to the cocktail party rehabilitation stay52 and poorer functional outcomes.50,52
analogy, where a microphone placed in a room will pick up However, while SEPs alone may have limited prognostic util-
sound from a mixture of sources, making difficult to interpret ity for determining long-term functional outcomes after stroke,
the precise location of individual sources of sound. Similarly, the combination of EEG measures with motor-evoked poten-
a single electrode on the scalp will pick up activity from a tials (MEPs) using noninvasive brain stimulation53 and clinical
multitude of sources (cortical electrical activity, subcortical variables50 may improve predictive accuracy after stroke.
activity, external noise, etc), leading to difficulty in accurately During stroke rehabilitation, the focus is often on suc-
localizing the source of activity. Multiple algorithms and com- cessful performance of functional motor tasks to demonstrate
putational approaches have now been developed that can im- recovery progress. Electroencephalography can be used to
prove source localization.45−47 Recognizing that there are an parse the potential deficits involved within individual pro-
infinite number of current-generating dipoles within the brain cessing stages of producing voluntary movement (ie, motor
that could explain the voltages measured on the scalp by EEG planning vs movement completion). For example, the contin-
is important.42 As a result, localizing observed EEG activity gent negative variation (CNV), a slow-wave ERP beginning
to the actual current-generating source within the brain with approximately 2 seconds prior to a predictable cued stimulus,
absolute certainty is impossible. reveals cognitive preparation and planning prior to action.67,68
Finally, EEG may be influenced by external factors such In healthy individuals, the CNV is primarily observed con-
as participant alertness and environmental noise. Monitoring tralateral to the side of movement (ie, in the active hemisphere).
and maintaining a desired arousal level and eliminating as Whereas individuals with chronic stroke with lesser functional
many unwanted sources of electrical noise as possible during recovery display a midline shift in the CNV during cued move-
recording become critical. Capitalizing on the strengths and ment preparation compared with the nonparetic hand.61 This
minimizing the weaknesses of EEG are important considera- shift is thought to be associated with maladaptive reorgani-
tions of this technology in both research and clinical applica- zation after stroke.61 However, despite poor motor recovery,
tions. The following section discusses the utility of EEG in the neural mechanisms that underlie movement preparation of
characterizing brain behavior after stroke as an example. the paretic limb are maintained albeit reorganized. Therefore,
rehabilitation interventions focusing on the preparatory phase
USING EEG TO MEASURE BRAIN ACTIVITY of movement generation may encourage positive functional
AFTER STROKE reorganization to support paretic extremity function.
Functional impairments following stroke are a result of Longitudinal EEG recording may be of value in as-
direct ischemic loss of neurons combined with maladaptive sessing and predicting recovery trajectories. Impairments
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JNPT r Volume 39, January 2015 Applications of Electroencephalography to Characterize Brain Activity
following stroke are multifaceted, and efficacy of rehabilita- harnessed for rehabilitation applications. Brain-computer
tion is highly variable between individuals. The specific char- interfaces (BCIs) are being used to augment recovery for
acteristics contributing to individual therapeutic response re- individuals who typically demonstrate limited response
main incompletely understood. Advances in the quantitative to therapeutic interventions following stroke65 and spinal
EEG (qEEG) analysis have resulted in an influx of promis- cord injury.74 Brain-computer interfaces allow individuals
ing results using qEEG as a prognostic marker of recovery with limited motor ability to manipulate an upper-extremity
in stroke. Specifically, qEEG overcomes the problem of inter- orthosis by monitoring and quantifying EEG patterns in the
observer variability by objectively quantifying EEG features ipsilesional hemisphere during imagined movements of the
using power spectrum analysis of frequency band content and stroke-affected limb.62−65 Electroencephalography-driven
by computational modeling.69,70 Although early EEG studies robotics can supplement motor function following stroke
in individuals with stroke did not yield promising prognostic with functional electric stimulation (FES). Functional electric
results, qEEG variables recorded that immediately following stimulation utilizes focal activation of target muscle during the
stroke were significantly correlated with residual disability motor intention phase of movement using electromyography
and showed greater prognostic accuracy than the Canadian from the effector itself.66 In cases where sufficient elec-
Neurological Scale Clinical stroke scale.14 More recent work tromyography activity is not present, EEG activity associated
demonstrated that following ischemic stroke, alpha and theta with movement intention can drive FES protocols.75 Although
frequencies band power were significant predictors of short- BCI technologies are still primarily in the development
term functional outcomes, whereas delta absolute power was stage, the potential benefits for neurorehabilitation to address
a strong predictor of long-term functional outcomes.56 During impairments after stroke and other neurological disorders
the subacute phase of stroke recovery, qEEG measures were present an important clinical application of EEG recording.
positively correlated with disability level (modified Rankin In an effort to further maximize the utility of EEG, novel
scale values) at 6 months poststroke57 and could identify in- multimodal imaging approaches have been proposed that
dividuals with a poor prognosis for functional recovery.55 A offer promise in their ability to identify new biomarkers of
recent review concluded that qEEG is a sensitive approach altered brain function and also recovery of function.
to detect interhemispheric asymmetries and can inform clin-
ical prognosis when collected during the subacute and acute
phases following ischemic stroke.71 The assessment of qEEG COMBINING EEG WITH TRANSCRANIAL
within 72 hours of stroke diagnosis appears to be a useful MAGNETIC STIMULATION
tool to predict short- and long-term functional outcomes af- A promising synergistic approach to characterize brain
ter stroke.71 The clinical utility of qEEG to denote poststroke behavior is to combine EEG with TMS, a safe, noninvasive
markers of recovery will largely depend on the ability to im- method used to stimulate cortical regions to measure levels of
plement recordings into routine clinical care. Recent work has excitability. Transcranial magnetic stimulation essentially uti-
shown that qEEG measures collected using a reduced electrode lizes a magnetic field to readily carry electrical current through
montage (4 electrodes vs 19 electrodes) were correlated with the skull painlessly and without current loss. When the coil
cognitive outcomes at 3 months poststroke.72 Although it may is positioned on the scalp, the magnetic field induces small
not always outperform clinical assessments or imaging data, electrical currents in the underlying cortical tissue that can
EEG may be considered a potentially complementary measure depolarize neurons transynaptically.76 When positioned over
to routine clinic management. the primary motor cortex (M1), TMS can elicit a contralateral
Following stroke, the regional connectivity of brain re- peripheral muscle response (a MEP). These MEPs provide
gions is also altered. Electroencephalography has been used to information about excitability and integrity of corticospinal
measure time-dependent functional brain connectivity. Gerloff pathways. Using this methodology, ipsilesional M1 excitabil-
et al73 demonstrated that following stroke cortico-cortical ity is typically decreased following stroke,77,78 whereas con-
connectivity was reduced in the ipsilesional hemisphere and tralesional M1 excitability remains largely unchanged.79,80 Im-
slightly increased in the contralesional hemisphere. Basic cor- portantly, this interhemispheric imbalance may interfere with
ticospinal commands are likely maintained by the ipsilesional recovery.81,82
cortex, whereas higher-order corticospinal commands, such Recent technologic advances now offer the capacity to
as response selection and movement preparation, are medi- combine TMS with EEG, to capitalize on the excellent tempo-
ated by the contralesional hemisphere.73 Computational EEG ral resolution and repeatability of EEG, in healthy individuals
data modeling also suggest that there are connectivity dif- and clinical populations.83–85 Real-time integration of TMS
ferences in persons with stroke compared with neurologi- and EEG provides the opportunity to directly characterize lo-
cally healthy persons during anticipation and execution of cal and distributed cortical activity to empirically determine
self-initiated movements.59 Electroencephalography technol- causal mechanisms of brain behavior in humans in vivo. This
ogy has advanced the understanding of the temporal aspects of approach also provides the opportunity to stimulate any brain
cortical network connectivity following stroke that has clinical region and record the evoked activity using EEG, thus remov-
implications; however, localization of these changes to specific ing the need to elicit peripheral responses and infer cortical
brain regions remains limited when EEG recordings are made activity (Figure 3). Therefore, it is now possible to study brain
in isolation. behavior using TMS-elicited responses via EEG in any par-
In addition to using EEG to identify neural biomarkers ticipant even when there is extensive damage to descending
of recovery after stroke, information from EEG can be pathways. This ability could have important applications in
C 2015 Neurology Section, APTA 47
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Borich et al JNPT r Volume 39, January 2015
Figure 3. Scalp electrode array depicting individual channel responses to transcranial magnetic stimulation (TMS) applied over
the left prefrontal cortex. The “X” denotes the scalp location of TMS delivery. Note the large evoked potential amplitudes in
neighboring channels and reduced, but present, responses in distant channels located near the right occipital and parietal
cortices. This illustrates the capacity for simultaneous TMS-EEG to perturb both local and remote cortical activity to evaluate
regional cortical excitability and connectivity. The y-axis has been scaled in each trace to enhance visualization of the small
amplitude responses evoked distant to the site of stimulation.
individuals with severely disrupted sensorimotor input/output stimulation intensity. Thus, TEPs observed beyond local re-
pathways. In persons with stroke, it can be difficult in many gion of stimulation can be used to evaluate the spatiotemporal
cases to generate measurable MEPs from ipsilesional M1 when dynamics of intra-88 and interhemispheric89 connectivity as a
the infarct location encroaches substantially on the descending result of activation a specific cortical region. This approach
corticospinal tract.86 It has previously been shown in individ- could be used to directly evaluate the status of specific neural
uals with chronic stoke where MEPs cannot be elicited from pathways thought to play an important role in functional recov-
the ipsilesional M1, recovery is less complete and response to ery following stroke. However, local cortical excitability and
motor skill training is diminished.86 The ability to character- cortico-cortical connectivity have yet to be characterized using
ize brain behavior in this subset of persons with stroke using simultaneous TMS-EEG in participants with chronic stroke.
TMS-EEG may offer insights that could inform rehabilitation Using real-time TMS-EEG, one can understand differ-
approaches for those with severe impairments after stroke. ences in brain excitability and connectivity in the context of
The first successful report of TMS-evoked responses or neurologic injury and/or disease and also evaluate changes in
potentials (TEPs) captured by EEG was in 1997.87 Since that brain behavior in response to interventions (pharmacological,
time, significant technological advances now allow character- behavioral, and stimulation) or associated with spontaneous
ization of TEPs within 5 ms of stimulus delivery. Multiple re- recovery. These 2 approaches can also be combined in an
ports have demonstrated a characteristic TEP waveform either “off-line” design to circumvent the technological challenges
recorded at the vertex (Cz) (Figure 4) or from the mean activ- of recording small amplitude EEG signals in the harsh TMS
ity across electrodes. The characteristic positive and negative environment (for review, see Siebner et al43 ).
deflections observed in EEG recordings have been shown to be There are many challenges associated with combined
associated with brain activity in both cortical and subcortical TMS-EEG. Transcranial magnetic stimulation–evoked neu-
regions in neurologically healthy individuals.42 Importantly, roelectric activity is susceptible to multiple artifact sources
TEPs have been shown to be highly reproducible demonstrat- including the large electrical field induced by coil dis-
ing excellent test-retest reliability in healthy participants.83 A charge, muscle activation near the stimulation site, auditory-
TMS pulse can directly activate an area of cortical tissue ap- evoked potentials, eye blink artifacts, and artifacts associ-
proximately 1 cm2 at a depth of ∼1 to 2 cm depending on ated with recharging the TMS capacitor. Because of current
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C 2015 Neurology Section, APTA
Copyright © 2015 Neurology Section, APTA. Unauthorized reproduction of this article is prohibited.
JNPT r Volume 39, January 2015 Applications of Electroencephalography to Characterize Brain Activity
Figure 4. An example of TMS-evoked potentials (TEPs) recorded from the vertex (Cz) during TMS applied over the left primary
motor cortex. Characteristic deflections in the waveform are labeled (P30, N45, P60, N100, and P180). Note the large
stimulation artifact beginning around 0 ms that is resolved by approximately 10 ms following stimulation. The rapid return of
EEG activity toward baseline levels after TMS delivery allows for the visualization of early, smaller amplitude peaks generated
from evoked cortical activity to characterize immediate cortical responses to TMS.
methodological challenges and the cost of TMS stimulators, sponse to a standard clinical intervention and may suggest an
TMS-EEG will probably not soon become a part of routine alternative treatment option (eg, noninvasive brain stimulation
clinical practice. Despite these challenges, combining these and pharmacological intervention). Improved characterization
methodologies allows highly specific and repeatable perturba- of altered brain behavior after stroke to provide better prog-
tions to any cortical region using TMS and can be used in re- nostic information demonstrates 1 potential future clinical ap-
search investigations to evaluate (1) local cortical excitability, plication for EEG to aid in treatment selection and improved
(2) spread of induced activation in time and space, (3) con- allocation of rehabilitation resources.
duction times between the stimulated region and other cortical Combining EEG with BCI strategies offers additional
regions, and (4) changes in complex brain dynamics such as avenues to support the recovery of motor function for individ-
frequency band power or coherence using EEG. Furthermore, uals with severe motor impairments in situations where motor
TMS-EEG can be used to evaluate the casual neural mech- output pathways may no longer be intact.90,91 As a result, it
anisms underlying behavior. The ability to characterize the could be possible to restore effective command of movement
salient neural substrates of behavior may have important clini- by using EEG-based signal detection of motor cortical network
cal implications for the design, delivery, and individualization activity to bypass pathways that have been irreversibly dam-
of therapeutic interventions for individuals with neurologic aged. This example demonstrates the potential clinical utility
conditions. of EEG to noninvasively control a neuroprosthesis to perform
movements in persons for whom independent motor control is
IMPLICATIONS FOR CLINICAL PRACTICE AND not possible.
FUTURE DIRECTIONS SUMMARY
The capacity of EEG to measure electrical activity of the In summary, recent novel technological developments
brain generated by postsynaptic potentials in neuronal popu- and sophisticated multimodal research approaches have cre-
lations continues to offer a powerful noninvasive, low-cost, ated exciting new possibilities to capitalize on the strengths of
widely applicable technique to study human brain behavior EEG to improve our understanding of brain behavior. From a
in a myriad of research paradigms and clinical populations. clinical perspective, furthering the science of brain behavior
When combined with TMS, EEG has the potential to reveal supporting motor recovery has the potential to improve rehabil-
causal mechanisms of altered cortical excitability and connec- itation outcomes by facilitating the development of sensitive
tivity in neurologic disorders including stroke. It is inviting to measures to predict and monitor recovery trajectories, iden-
speculate that an improved mechanistic understanding of the tification of the salient neural substrates underlying specific
salient neural substrates underlying functional impairments functional impairments, and selection of interventions on the
and activity limitations observed in persons with neurological basis of individual characteristics of abnormal brain behavior
disorders will lead to new opportunities to develop targeted associated with neurologic disorders such as stroke.
clinical interventions to restore previous levels of function.
Using TMS-EEG to identify unique signatures of disordered ACKNOWLEDGMENTS
cortical connectivity associated with certain stroke subtypes
We thank Drs Scott Makeig and Makoto Miyakoshi for
could inform clinical decision-making algorithms and foster
the personalization of rehabilitation interventions. For exam- consultation and assistance with aspects of data analysis. We
ple, distinct connectivity patterns consistent with a particular also thank Sue Peters and Nick Snow for providing images for
stroke subtype could be a negative prognostic indicator for re- inclusion in this work.
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Borich et al JNPT r Volume 39, January 2015
50
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JNPT r Volume 39, January 2015 Applications of Electroencephalography to Characterize Brain Activity
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