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PII: S0003-9993(14)00432-8
DOI: 10.1016/j.apmr.2014.06.001
Reference: YAPMR 55866
Please cite this article as: Oo WM, Efficacy of Addition of Transcutaneous Electrical Nerve Stimulation to
Standardized Physical Therapy in Subacute Spinal Spasticity: A Randomized Control Trial, ARCHIVES
OF PHYSICAL MEDICINE AND REHABILITATION (2014), doi: 10.1016/j.apmr.2014.06.001.
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TENS and physical therapy in subacute spinal spasticity
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Myanmar.
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Acknowledgement: I would like to thank Professor Dr. Win Nyi Shein, PhD, for management
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support, Professor Dr. Win Myint OO, PhD, for statistical advices, Sr. Consultant Dr. Soe
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Thein, Dr.Med.Sc, physiotherapists and the participating subjects from University Hospital of
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Mandalay for assisting in this study.
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Disclaimers: I certify that the views expressed in the submitted article are my own and not an
official position of the institution. I confirm that there was no presentation of this material to
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any journal.
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Number of figure: 1
Number of tables: 4
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1 Efficacy of Addition of Transcutaneous Electrical Nerve Stimulation to Standardized
5 Abstract
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9 electrical nerve stimulation (TENS) to standardized physical therapy on subacute spasticity
13 Subjects and intervention: Sixteen subjects with clinically determined spasticity were
14 randomly assigned to experimental group (n=8, 60 minute sessions of TENS over the
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15 bilateral common peroneal nerves before 30 minutes of physical therapy) or control group
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16 (n=8, 30 minutes of physical therapy alone). All patients in both groups had access to
18 Outcome measures: Composite spasticity score as primary end point to assess plantar flexor
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19 spasticity which included three sub-scores: ankle jerk, muscle tone and ankle clonus scores.
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20 These sub-scores were designated as secondary end points. Serial evaluations were made at
21 baseline before study entry, immediately after the first and last sessions in both groups.
22 Results: On analysis for immediate effects, there was significant reduction only in composite
23 spasticity score (mean difference 1.75 [99% confidence interval (CI) 0.47 to 3.03], p= 0.002)
24 in the experimental group but no significant reduction was observed in all outcome variables
25 in the control group. The significant difference of composite spasticity score (1.63[99% CI
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1 0.14 to 3.11], p= 0.006) was observed between the two groups. After 15 sessions of
3 1.31 to 4.19], p<0.001), muscle tone score (1.75 [99% CI 0.16 to 3.34], p=0.006) and ankle
4 clonus score (0.75 [99% CI 0.18 to 1.32], p=0.003) in the experimental group while none of
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6 difference was significant only in composite spasticity score (2.13 [99% CI 0.59 to 3.66], p=
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7 0.001) and muscle tone score (1.50 [99% CI 0.15 to 2.85], p=0.005) after 15 intervention
8 sessions.
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9 Conclusion: Addition of TENS to standardized physical therapy had synergistically anti-
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13 Key words
15 Therapy; Rehabilitation
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18 List of abbreviations
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3 exaggerated tendon reflexes and velocity-dependent muscle hypertonia in resting state.1 It can
4 further be separated on clinical basis as follows: (1) muscle hypertonia due to intrinsic tonic
5 stretch reflex, (2) hyperreflexia and clonus due to intrinsic phasic stretch reflex (3) muscle
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6 spasms due to increased exteroceptive polysynaptic reflexes.2
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9 with spinal cord injury (SCI).3-5 Of these patients, 40-60 % reports it as clinical impairment
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12 Spasticity not only leads to incapacitating complications such as muscle contracture,
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13 pain, difficulty in functional activities but also increases the economic and caregiver
16 judiciously.
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18 Effective treatment of spasticity is still a therapeutic challenge that will not respond to
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20 which priority is usually given to the most conservative measures with the fewest side
21 effects.5,8
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23 Vibration of Achilles tendon during a complete block of the common peroneal nerve
24 which innervated the antagonistic dorsiflexor muscles resulted in the decreased inhibition of
25 soleus monosynaptic reflex9. Therefore, it was suggested that stimulation of Ia afferent fibres
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1 in the common peroneal nerve with transcutaneous electrical nerve stimulation (TENS) could
2 increase the inhibition of this reflex and decrease the plantar flexor spasticity.
5 easy applicability and simplicity for use at home. It has few side effects and the long-term
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6 cost is lower than drug treatment.10-13
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9 Most authors14-19 reported the reduction of spasticity after the single session of TENS.
10 Therefore, there was a deficiency of randomized control study on the efficacy of repetitive
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TENS application, especially in subacute spinal spasticity. Moreover, there was also a lack of
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12 robust evidence for anti-spastic effects of a combination of TENS and the physical therapy
during subacute SCI period when the most of motor recovery could be expected21 and the
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14 least of secondary biomechanical muscle changes such as fibrosis might take place.7,22
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16 TENS coupled with standardized physical therapy would be practical during subacute
18 spasticity would respond to TENS and the biomechanical component to physical therapy22
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19 The objective of this study was to determine the immediate and short-term efficacy of the
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6 trial which was ethically revised and approved by the university ethical committee. The
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7 sample size was calculated using the composite spasticity score as the primary outcome
8 measure. The effect sizes of TENS application for immediate and short-term efficacy were
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9 obtained from the previous studies.12,20 It was determined with computer software Stata 9.2a
10 that 8 subjects per group were needed to achieve 88% power for significant between-group
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17 The block randomization method23 was used to assign the patients to either
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19 permuted block sequence from a random number generator and placed into sequentially
numbered, opaque and sealed envelopes (SNOSE technique)24 by an independent staff, who
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21 then drew lots. The treatment allocation was concealed to the outcome assessor by blinding
22 the group assignment and to data analyst by not being given the codes for treatment group
23 status.25
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1 Subjects
4 Patients with new traumatic SCI and clinically verified spasticity who reported
5 spasticity as pain or limitation of daily activities, or both4 were recruited from university
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6 hospital between September 2011 and August 2012. Subjects were selected based on the
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7 following criteria: (1) between 18 and 60 years of age; (2) post-injury duration ≤ 6 months; 3)
8 spasticity over lower limb(s); (4) having the return of ankle jerk denoting the recovery from
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9 spinal shock.21
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Potential participants were excluded from this study if they sustained (1) exacerbating
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12 factors of spasticity such as urinary tract infection, pressure ulcer;5,22 (2) systemic diseases
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13 with peripheral neuropathy; (3) lumbosacral radiculopathy; (4) impaired cognitive function;
14 (5) history of other neurological disorder; (6) an implanted pacemaker; (7) metal implants in
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15 the affected leg; (8) broken skin under the placement of electrodes10,26
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17 Before study entry, the demographic characteristics of participant such as age, gender,
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18 post-injury duration, the level of spinal cord injury, American Spinal Injury Association
score27 were collected and the baseline evaluations of composite spasticity score and its sub-
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scores16 were conducted. All patients gave their written informed consent.
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23 Intervention
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1 TENS stimulator
5 Japan) and two pairs of standard disposable self-adhesive square electrodes (4×4cm) were
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6 used for TENS administration.
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9 Experimental procedure
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12 Skin was cleaned with cotton wool soaked in 70% methylated spirit to reduce skin
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13 resistance and then two electrodes from each channel were applied to each common peroneal
14 nerve (L4-S2) in such a way that the first anode electrode was placed posterior to the head of
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15 fibula and the second cathode electrode was applied over deep peroneal nerve 2 cm lateral to
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18 The digital intensity control, pulse-width control and pulse-frequency control knobs
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19 were locked by using keyboard lock function to guarantee constant output parameters during
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20 TENS application. The stimulation was simultaneously delivered to the patient in supine
21 position using the symmetric biphasic rectangular waves at a frequency of 100 Hz, a pulse-
22 duration of 0.2 msec and the intensity of 15 mA, which was twice the average sensory
23 threshold of TENS application in healthy subjects.16 This TENS parameter would not cause
24 muscle contractions because the phase duration was 0.1 msec and the phase charge in this
25 study would be 1.5 microcoulomb (0.1msec×15mA) which was typical for sensory but not
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1 motor stimulation. Treatment was organized as one 60-min session in the morning on every
2 weekday for 3 weeks, always before physical therapy. After every treatment session,
3 electrodes were removed from the patient and the skin was cleaned and checked for any skin
4 irritation.
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6 Patients in the control group were not given TENS application. Their care was
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7 otherwise the same as that of patients in the experimental group. Standardized physical
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9 such as poor strength, restricted joint mobility and reduced dexterity. It also included
10 occupational therapy for training of functional skills such as dressing, walking, transferring
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and propelling a wheelchair. Besides, a strong focus was given to education about spinal
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12 spasticity, triggering factors, proper positioning and heel cord stretching exercises. All these
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15 If the participant missed two treatment sessions, the case would be defined as drop-
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16 out. To standardize the drug therapy, the patients were instructed at study entry not to alter
17 their drug treatment within the study duration. If any change in medical regime occurred, the
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20 Treatment compliance rate in both groups was monitored using patient’s diary and
21 calculated as the number of treatment-receiving days divided by the number of expected days
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25 Outcome measures
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4 immediately after the first and the last interventions for both groups by a physiatrist who was
5 familiarized with these scores. Outcome measures were collected from both stimulated legs
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6 but statistical analysis was conducted only for the dominant legs of the participants.
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9 Primary outcome measure
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12 Composite spasticity score was used as primary outcome measure to determine the
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13 overall tonic and phasic aspects of clinical spasticity. It resulted from the summation of all
14 three sub-scores: (1) ankle jerk score (2) muscle tone score and (3) ankle clonus score.20
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15 While muscle tone score evaluated the tonic component, the ankle jerk and ankle clonus gave
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16 the information regarding with the phasic component.12 The respective scores extending
17 from 1-5, 6-9, 10-12, 13-16 stand for normal, mild, moderate and severe spasticity.41
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24 outcome scores to determine how TENS application effected on individual sub-scores. The
25 ankle jerk score was measured on a scale ranging from 0 (no reflex) to 4 (maximally
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1 hyperactive reflex).20 The muscle tone score was evaluated on a modified double-weighted 5-
2 point Ashworth scale29 where 0 indicated no increase in muscle tone and 8 corresponded to
3 maximally increased muscle tone. The ankle clonus score ranges between 1 (clonus not
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6 Under the relaxed condition, all clinical spasticity scores were graded with manual
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7 techniques in supine position Ankle jerk was scored by flexing the examined leg of the
8 patient at both hip and knee and rotating it externally so that the lower leg rests across the
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9 opposite shin. Then the foot was dorsiflexed at the ankle and the Achilles tendon was
10 tapped with reflex hammer with maximal tendon percussion.30 Muscle tone score was
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rated by passively stretching the ankle joint from maximun possible plantarflexion to
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12 maximun possible dorsiflexion at a moderate speed for three consecutive times.31 For
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13 grading ankle clonus score, the knee was supported in a partly flexed position with one hand.
14 With the other hand, the foot was sharply dorsiflexed and maintained in dorsiflexion,
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18 Data analysis
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22 characteristics of the 2 groups. To evaluate baseline differences between the two groups,
23 Student t-tests were conducted on age and time post-injury (month), composite spasticity
24 score and all sub-scores while chi-squared tests were computed on gender and level of injury.
25 Because all data met the criterion of normality (the Shapiro-Wilks test), statistical
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1 significance of the outcome variables between the two groups was determined with the
3 analyzed using the paired sample t-tests. A p-value ≤ 0.05 denoted a statistically significant
4 difference. To correct the family-wise error rate, p value was adjusted with Bonferroni
5 method and the error rate was determined as p≤0.01. Mean differences and 99% confidence
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6 intervals were described where appropriate to enable conclusion on clinical relevance of the
study findings. All the statistical procedures were carried out using SPSS version 19.c
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10 Results
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14 demonstrates the flow of participants through the trial. All received interventions as allocated.
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15 The experimental and control groups were well matched at baseline in terms of age, gender,
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16 post-injury duration (month), level of injury, ASIA score and any of the outcome variables
17 assessed in this study (Table 1). Results of within-group differences for experimental and
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18 control groups were presented in Table 2 and 3 respectively and results for between-group
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19 difference in Table 4.
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25 After the first session, the reduction of clinical spasticity assessed by composite
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1 spasticity score was statistically significant in experimental group (mean difference 1.75[99%
2 confidence interval (CI) 0.47 to 3.03], p= 0.002). No such reduction was found in control
3 group (0.63 [99% CI -0.51 to 1.76], p=0.095. The between-group difference of composite
4 spasticity score was significant (1.63[99% CI 0.14 to 3.11], p= 0.006). Analysis of within-
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11 After the final session, the composite spasticity score significantly improved in
12 experimental group (2.75[99% CI 1.31 to 4.19], p<0.001) but was not significant in control
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13 group (1.13 [99% CI -0.55 to 2.80], p=0.051). The between-group difference of composite
14 spasticity score was also significant (2.13 [99% CI 0.59 to 3.66], p= 0.001). On sub-score
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15 analysis, significant decreases were observed in muscle tone score (1.75 [99% CI 0.16 to
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16 3.34], p=0.006) and ankle clonus score (0.75 [99% CI 0.18 to 1.32], p=0.003) in experimental
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17 group, while none of the sub-scores in control group revealed significant reduction. On
18 analysis of between-group difference, muscle tone score (1.50 [99% CI 0.15 to 2.85],
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21 During the entire study period, no patient in either group changed their treatment
22 regime. All participants completed the study as allocated, presenting no adverse events, and
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1 Discussion
5 an imbalance in the excitatory and inhibitory inputs.32 The mechanism of TENS in spasticity
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6 reduction is hypothesized to be mediated (1) by modulating excessive α-motor neuron
activity through dynorphin release33 and (2) by inducing synaptic reorganization through
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8 increased afferent sensory inputs.16,19,34 Large fibre afferent stimulation in the form of TENS
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9 can modulate the interneuronic activities in several spinal segments through segmental and
14 by muscle or tendon vibration at rest, and this could contribute to the hyper-excitability of Ia–
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16 peroneal nerve in spastic hemiparetic subjects, there was the significant increase in the
17 vibratory inhibition of the H reflex,20 which suggested an indirect evidence of increase in pre-
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18 synaptic inhibition.
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21 exerted via axo-axonal gamma-aminobutyric acid (GABA) synapses, and decreased the
24 mechanisms. It was reported that liberation of the GABA from the spinal cord was increased
2 Although TENS could directly be applied to the sensory nerve or over cutaneous skin
4 While electrical stimulation of the ankle dorsiflexors revealed the reduction of the plantar
5 flexor stretch reflex35, Embrey et al40 found that spasticity remained unchanged on modified
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6 Ashworth scale when electrical stimulation was applied to dorsiflexors for 65% of gait cycle
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7 and to plantarflexors for 35% of gait cycle.
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9 Due to limitation of resources, spasticity was evaluated only with clinical parameters
10 (composite spasticity score) due to its advantage of giving information on the phasic
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components of the stretch reflex2,6 compared to the modified Ashworth scale. Levin and
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12 Hui-Chan had verified the test-retest reliability of this composite spasticity score in
hemiplegic patients (intraclass correlation coefficient =0.87).20 Its applicability had also
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17 across the studies partly due to difference in stimulation parameters, treatment procedures
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18 and outcome measures used, making the comparative analysis of studies difficult.42 Roughly,
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19 spasticity reduction was revealed only in high-frequency TENS but not low-frequency
TENS.33 Spasticity decrease was reported in a variety of studies where TENS was
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21 delivered in various pulse-durations ranging from 0.1 msec to 0.3 msec. Therefore, it
22 could be hypothesized that pulse-duration parameter seem to be less critical than frequency of
23 TENS.43
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1 Based on findings from previous studies,18,20 the 60-min session of TENS was
2 assumed to be optimal. Compared to study by Han et al33 who studied the effects of TENS
3 over the acupoints of ST 36 inside tibialis anterior muscles below the knee joint and BL57
4 below the gastronemius muscle in 4 spinal cord injury patients for 3 months, the duration of
5 present study was shorter and limited only to three weeks because improvement in spasticity
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6 tended to reach a plateau after 2 weeks of daily TENS application.20,33
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9 spasticity score, muscle tone score and clonus score after first TENS session, consistent with
10 the report by Chung and Cheng.18 However, their study included both acute and chronic SCI
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patients up to 364 weeks post-injury. These data suggest that TENS may have an immediate
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12 effect on these components of clinical spasticity long after the onset of SCI. However there
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13 are limits to such proposal. Priebe et al. reported that muscle tone score was a reliable
14 measurement tool for rating the tonic component of spasticity.44 On the other hand, Nielsen
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15 and Sinkjaer concluded that the muscle tone score could overestimate spasticity due to the
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19 all clinical outcome scores except for ankle jerk score. The results were consistent with the
study of Levin and Hui-chan20 in hemiparetic patients. The inconsistent response between
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21 muscle tone score and ankle jerk score could suggest the different effects of TENS on the
23 component of spasticity while ankle jerk score measured the phasic component.2,6
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1 The conflicting outcomes between ankle jerk score and clonus score could be
2 explained as follows: tendon jerk resulted from hyperexcitability of stretch reflex6 while the
3 ankle clonus was mediated through various peripheral inputs (i.e. recurrent activation of
4 stretch reflexes) and central inputs (i.e. rhythmic activity of central oscillator within the
5 spinal cord in response to peripheral inputs).46 Therefore, TENS could produce the different
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6 responses in the components of clinical composite score because spasticity itself does result
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9 Aydin et al.12 described significant reduction of muscle tone score and ankle jerk
10 score after repetitive TENS application over the tibial nerve. Compared to this study,
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inconsistent findings in phasic components can be attributed to different TENS parameters
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12 and application sites (common peroneal nerve vs tibial nerve).
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14 However, these results may not apply to other patients groups such as multiple
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15 sclerosis (MS) as the contradictory findings had been reported in the studies on these
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17 variability in the response of individual subjects, delay between TENS application and
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subjects.47
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21 Sonde et al.48 also reported the significant reduction of modified Ashworth score after
22 TENS administration in stroke patients for 3 months. Similar report was published from the
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1 Limitation of this study
4 According to the Jadad scale,50 this study was deemed to hold adequate
5 methodological quality. Although the number of participating subjects in this study was in
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6 line with other TENS studies in spinal spasticity, further study with larger sample size is still
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7 needed to fortify the findings of this study. There was no group with sham TENS, and so it
8 could not exclude placebo effect. However, placebo effect was not significant in previous
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9 studies.17,19 Moreover, the benefit of spasticity improvement for functional activities should
10 be investigated in future studies, using validated functional scores for SCI patients for longer
11 study duration.
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14 Conclusion
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18 synergistic reduction of clinical spasticity on both immediate and short-term basis in subacute
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19 phase of SCI rehabilitation. However, further replication of this study with larger sample size
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23 Reference
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24 NeuroRehabilitation. 2010;26(2):115-22.
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1 50. Jadad AR, Moore RA, Carroll D, Jenkinson C, Reynolds DJ, Gavaghan DJ, McQuay HJ.
2 Assessing the quality of reports of randomized clinical trials: is blinding necessary? Control
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6 Supplier List
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9 a. StataCorp LP, 4905 Lakeway Drive, College Station, Texas 77845-4512, USA
11 itolator.co.jp
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12 c. SPSS Inc, 233 S Wacker Dr, 11th Fl, Chicago, IL 60606.
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15 Figure Legend
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Table 1. Baseline characteristics of patients included in the study.
(n=8) (n=8)
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Gender, male, n 8 7 0.302
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mean±SD 3.25±1.753 3.13±1.959 0.789
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ASIA score A, n 3 3
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ASIA score B, n 3 2
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ASIA score C, n 1 1
ASIA score D, n 1 2
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ASIA, American Spinal Injury Association; CSS, composite spasticity score; AJS, ankle jerk
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AJS 2.88±0.64 2.75±0.71 2.63±0.52 0.08 0.170
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MTS 6.50±0.93 5.50±0.93 4.75±1.04 0.033 0.006
U SC
IE, baseline evaluation; IIE, evaluation after first intervention; IIIE, evaluation after final
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intervention.
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CSS, composite spasticity score; AJS, ankle jerk score; MTS, muscle tone score; ACS, ankle
clonus score.
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Data are expressed as mean±SD; Paired sample t-tests were used to determine significant
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differences over time. Level of significance set at P ≤ 0.01 for multiple comparisons, bold
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AJS 3±0.76 2.88±0.64 2.50±0.93 0.351 0.104
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MTS 6±1.07 5.75±0.71 5.50±0.93 0.598 0.351
U SC
IE, baseline evaluation; IIE, evaluation after first intervention; IIIE, evaluation after final
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intervention.
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CSS, composite spasticity score; AJS, ankle jerk score; MTS, muscle tone score; ACS, ankle
clonus score
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Data are expressed as mean±SD; Paired sample t-tests were used to determine significant
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differences over time. Level of significance set at P ≤ 0.01 for multiple comparisons, bold
IE IIE IIIE
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Control n=8 n=8 n=8
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CSS Experimental 11.75±0.89 10±1.07 9±1.20
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p-value 0.278 0.006 0.001
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RI
IE, baseline evaluation; IIE, evaluation after first intervention; IIIE, evaluation after final
intervention.
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CSS, composite spasticity score; AJS, ankle jerk score; MTS, muscle tone score; ACS, ankle
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Data are expressed as mean±SD; Independent t-tests were used to determine significant
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differences between groups. Level of significance set at P ≤ 0.01 for multiple comparisons,
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Excluded (n=8)
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Declined to participate (n=2)
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Baseline Assessment was done. (n=16)
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Allocation
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Allocated to experimental intervention (n=8) Allocated to control intervention (n=8)
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Received TENS application Received usual physical therapy
Assessment
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Immediately after first intervention (n=8) Immediately after first intervention (n=0)
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Assessment
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Immediately after final intervention (n=8) Immediately after final intervention (n=8)
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Analysis
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