Professional Documents
Culture Documents
Q: What are some of the characteristics of the legal profession which distinguish it from business?
A: The primary characteristics which distinguish the legal profession from business are:
(1) Relation, as an “officer of the court”, to the administration of justice involving thorough sincerity,
integrity and reliability;
(2) Duty of public service, of which the emolument is a byproduct, and in which one may attain the highest
eminence without making much money;
(3) Relation to clients in the highest degree fiduciary;
(4) Relation to the other members of the bar characterized by candor, fairness and unwillingness to resort
to current business methods of advertising and encroachment on their practice, or dealing directly with
their clients. (In Re: Sycip Salazar Feliciano Hernandez v. Castillo, 1979).
Q: Are the laws allowing non-lawyers to represent others before administrative bodies limited?
A: In order that these laws will not infringe upon the power of the Supreme Court to regulate the practice of law,
the following limitations must be observed:
(1) The non-lawyer should confine his work to non-adversary contentions and should not undertake purely
legal work;
(2) The services should not be habitual;
(3) Attorney’s fees should not be charged.
Q: Cite the instances where lawyers are prohibited from appearing as counsels.
A: Lawyers are prohibited from appearing as counsel in the following:
(1) In small claims cases, no attorney shall appear in behalf of or represent a party at the hearing, unless the
attorney is the plaintiff or defendant. If the court determines that a party cannot properly present
his/her claim or defense and needs assistance, the court may, in its discretion, allow another individual
who is not an attorney to assist that party upon the latter's consent (Sec. 17, Rules of Procedure in Small
Claims Cases).
(2) In all Katarungang Pambarangay proceedings, the parties must appear in person without the assistance
of the counsel or representative, except for minors and incompetents who may be assisted by their next
of kin who are not lawyers (Sec 415, Local Government Code).
Q: What is the effect of appearing as an attorney without authority?
A: Corruptly or willfully appearing as an attorney for a party to a case without authority to do so is a ground for
disbarment or suspension (Rule 138, Sec. 27, Rules of Court).
Q: Who are the public officials absolutely prohibited from the practice of law?
A: Prohibition can be absolute or relative. The following are public officials who absolutely cannot practice law
in the Philippines:
(1) Judges and other officials or employees of the Supreme Court
(2) Officials and employees of the Office of the Solicitor General
(3) Government Prosecutors
(4) President, Vice-President. Members of the Cabinet, their deputies and assistants
(5) Chairman and members of the Constitutional Commission
(6) Ombudsman and his deputies
(7) Governors, city and municipal mayors
(8) Civil service officers or employees whose duties require them to devote their entire time at the disposal
of the government
(9) Those prohibited by special laws.
Q: Although public officials are prohibited either relatively or absolutely, may lawyers representing the
Government appear before in court?
A: Yes. Any person appointed to appear for the Government of the Philippines shall be allowed to appear in court,
subject to pertinent laws.
Q: Atty. N was suspended by the IBP because of his failure to pay rentals to his landlords, the Spouses E. During
his suspension, he was subsequently appointed as Assistant Prosecutor of Quezon City, and he was appearing
before court despite the suspension. Atty. N claims that failure for him to do his job would be a violation of his
duties as a public official. Is his claim tenable?
A: No. When the Court orders a lawyer suspended from the practice of law, he must desist from performing all
functions requiring the application of legal knowledge within the period of suspension. This includes desisting
from holding a position in government requiring the authority to practice law. The government office of Assistant
City Prosecutor requires its holder to be authorized to practice law. Hence, respondent's continuous discharge
of his functions as such constitutes practice of law and, thus, a clear defiance of the Court's order of suspension
against him. (Sps. Eustaquio v. Atty. Navales, 2015)
Q: Define immorality.
A: Immorality connotes conduct that shows indifference to the moral norms of society For such conduct to
warrant disciplinary action, the same must be grossly immoral, must be so corrupt and false as to constitute a
criminal act or so unprincipled as to be reprehensible to a high degree (Ui v. Bonifacio, 2000). An act constituting
immoral or deceitful conduct is one that involves moral turpitude.
Q: Atty. A married B, a Filipina. In the meantime, Atty. A was dating C, his Secretary in his law office. He told
C that he will marry her as soon as he secures his divorce decree from the Dominican Republic. Eventually he
got the foreign divorce, and married B in the United States. C, however, found out that Atty. A was dating D
and also promised to marry her once he gets a divorce. B now files for Atty. A’s disbarment. Will the case
prosper?
A: Yes. Contracting a marriage during the subsistence of a previous one amounts to a grossly immoral conduct.
Atty. A knew that the divorce decree he obtained from the court in the Dominican Republic was not recognized
in our jurisdiction as he and B were both Filipino citizens at that time. He knew that he was still validly married
to B; that he cannot marry anew unless his previous marriage be properly declared a nullity. Otherwise, his
subsequent marriage would be void. This notwithstanding, he still married C. The foregoing circumstances
seriously taint Atty. A’s sense of social propriety and moral values. It is a blatant and purposeful disregard of our
laws on marriage (Perez v. Atty. Catindig, 2015).
Q: Atty. X borrowed 100,000 from Y for the funding of the reconstitution of the title of his land. They had a
written agreement that after such reconstitution, the title would serve as security for the loan and that he
would pay an interest of 50,000. However, Atty. X failed to fulfill his obligations. Legal demands were made to
no avail. Y alleged that Atty. X is guilty of violating Rule 1.01. Is this correct?
A: Yes. Rule 1.01 provides that a lawyer shall not engage in unlawful, dishonest, immoral or deceitful conduct.
In this case, Y could not have been defrauded without the representations of Atty. X. Atty. X knew that his
representations were false since the filing fee for a petition for reconstitution in 2001 was only Php 3,145, and
other expenses including publication would not cost more than Php20,000. It is clear that he employed deceit in
convincing Y to part with his hard-earned money and the latter could not have been easily swayed to lend money
were it not for his misrepresentations and failed promises as a member of the bar.
A lawyer shall at all times uphold the integrity and dignity of the legal profession. The trust and confidence
necessarily reposed by clients requires in the attorney a high standard and appreciation of his duty to his clients,
his profession, the courts and the public. The bar must maintain a high standard of legal proficiency as well as
honesty and fair dealing (Sps. Tejada v Atty. Palana, 2007).
Q: What is the purpose on why a lawyer should have continuing good moral character?
A: To protect the public; to protect the public’s image of the lawyer; to protect prospective clients; and to protect
the lawyer from himself (Dantes v. Dantes, 2004).
Q: What is the basis behind the rule that a lawyer shall not reject, except for valid reasons, the cause of the
defenseless or the oppressed?
A: Article III, Sec. 11 of the 1987 Constitution provides that free access to the courts and quasi-judicial bodies and
adequate legal assistance shall not be denied to any person by reason of poverty.
The best advertising possible for a lawyer is a well-merited reputation for professional capacity and fidelity to
trust, which must be earned as the outcome of character and conduct (Ulep v. The Legal Clinic, 1993).
Q: What are the allowable or permissible forms of advertising by a lawyer?
A: The allowable forms of advertising are such:
(1) Publication in a reputable law list of brief biographical and honest informative data;
(2) Use of an ordinary professional card;
(3) Announcements of specialization and availability of service in a legal journal for lawyers;
(4) Seeking of appointment to a public office requiring lawyers;
(5) Advertising to seek full-time position as counsel for a corporation;
(6) Offering free legal service to indigents through radio broadcasts or printed matter;
(7) Announcement of opening of law firm, changes of personnel, firm name or office address;
(8) Listings in a telephone directory.
Q: If one of the partners in a firm accepts a public office, what are the steps to be taken?
A: He shall withdraw from the firm and his name shall be dropped from the firm name unless the law allows him
to practice law concurrently. The purpose of the rule is to prevent the law firm from using his name to attract
legal business and to avoid suspicion of undue influence.
Q: Does a lawyer have the duty to participate in the improvements of the legal system?
A: Yes. A lawyer shall participate in the development of the legal system by initiating or supporting efforts in law
reform and in the improvement of the administration of justice (Canon 4, Code of Professional Responsibility).
Q: Is the automatic and compelled membership to the IBP violative of the freedom to associate?
A: No. In Re: Edilion (1978), the Supreme Court held that integration does not make a lawyer a member of any
group of which he is not already a member. A lawyer becomes a member of the bar when he passes the bar
examinations. All that integration actually does is to provide an official national organization for the well-defined
but unorganized and non-cohesive group of which every lawyer is already a member. Bar integration does not
compel the lawyer to associate with anyone. The only compulsion to which he is subjected is the payment of
annual dues.
Q: Is an applicant’s declaration in his application for admission to the bar examinations that he was “single”
when, in fact, he was married a violation of the duty to uphold the integrity and honesty of the profession?
A: Yes. Canon 7 of the Code of Professional Responsibility provides that a lawyer shall at all times uphold the
integrity and dignity of the legal profession and support the activities of the Integrated Bar. Thus, he shall be
answerable for knowingly making a false statement or suppressing a material fact in connection with his
application for admission to the bar. (Zaguirre v. Castillo, 2003)
Q: Atty. A passed the 1979 bar examinations and took the Attorney’s Oath on 7 May 1980. He was scheduled to
sign the Roll of Attorneys on 13 May 1980, but he failed to do so, allegedly because he had misplaced the Notice
to Sign the Roll of Attorneys given by the Bar Office when he went home to his province for a vacation. He
filed before the SC asking permission to Sign the Roll only 32 years after. Should his petition be granted? Can
he be suspended?
A: Yes. If Atty. A was not allowed to sign in the Roll of Attorneys, it would be akin to imposing upon him the
ultimate penalty of disbarment, a penalty that reserved for the most serious ethical transgressions of members
of the Bar. However, Canon 9 of the Code of Professional Responsibility states that, “A lawyer shall not, directly
or indirectly, assist in the unauthorized practice of law.” Previous violations of Canon 9 have warranted the
penalty of suspension from the practice of law. As Atty. A is not yet a full-fledged lawyer, the Court cannot
suspend him from the practice of law.
However, the Court see it fit to impose upon him a penalty akin to suspension by allowing him to sign in the Roll
of Attorneys one (1) year after receipt of the Resolution (In re: Michael A. Medado, 2013).
Q: X passed the Bar Examinations, and took her oath. She, however, prior to signing the Roll of Attorneys,
appeared as counsel in an election case. Was her appearance an unauthorized practice of law?
A: Yes. It is the signing in the Roll of Attorneys that finally makes one a full-fledged lawyer. The fact that
respondent passed the bar examinations is immaterial. Passing the bar is not the only qualification to become an
attorney-at-law. Respondent should know that two essential requisites for becoming a lawyer still had to be
performed, namely: his lawyer’s oath to be administered by this Court and his signature in the Roll of Attorneys
(Aguirre v. Rana, 2003).
Q: May lawyers divide or share fees for legal services with persons not licensed to practice law?
A: As a general rule, no. Canon 9 likewise prohibits lawyers from dividing or sharing fees for legal services with
persons not licensed to practice law, except in the following instances:
(1) Where there is a pre-existing agreement with a partner or associate that, upon the latter's death, money
shall be paid over a reasonable period of time to his estate or to persons specified in the agreement;
(2) Where a lawyer undertakes to complete unfinished legal business of a deceased lawyer; or
(3) Where a lawyer or law firm includes non-lawyer employees in a retirement plan even if the plan is based
in whole or in part, on a profit-sharing agreement.
Q: Whether or not a lawyer-senator who called the Supreme Court “idiots” in a privilege speech failed to
observe the respect due to the Court?
A: Yes. In Pobre v. Defensor-Santiago (2009), the Supreme Court held that the lady senator has undoubtedly
crossed the limits of decency and good professional conduct. It is at once apparent that her statements in
question were intemperate and highly improper in substance. No lawyer who has taken an oath to maintain the
respect due to the courts should be allowed to erode the people’s faith in the judiciary. In this case, the lady
senator clearly violated Canon 8, Rule 8.01 and Canon 11 of the Code of Professional Responsibility which
respectively provide:
Canon 8, Rule 8.01. A lawyer shall not, in his professional dealings, use language which is abusive, offensive
or otherwise improper.
Canon 11. A lawyer shall observe and maintain the respect due to the courts and to the judicial officers and
should insist on similar conduct by others.
Q: May a lawyer unduly delay a case or go around the rules of procedure for the purpose of advancing a client’s
cause?
A: No. While lawyers owe their entire devotion to the interest of the client and zeal in the defense of their client's
right, they are also officers of the court, bound to exert every effort to assist in the speedy and efficient
administration of justice. They should not misuse the rules of procedure to defeat the ends of justice or unduly
delay a case, impede the execution of a judgment or misuse court processes. The facts and the law should advise
them that a case such as this should not be permitted to be filed to merely clutter the already congested judicial
dockets. They do not advance the cause of law or their clients by commencing litigations that for sheer lack of
merit do not deserve the attention of the courts (Eternal Gardens Memorial Park Corp. v. CA, 1998).
Q: What is the effect if the acts of the party or his counsel constitute willful and deliberate forum shopping?
A: It is a ground for summary dismissal with prejudice, constitutes direct contempt and a cause for administrative
sanctions.
Q: As a general rule, a lawyer is not obliged to act as legal counsel for any person who may wish to become his
client. What are the exceptions?
A: Yes. The following are the exceptions:
(1) A lawyer shall not refuse his services to the needy (Canon 14, Code of Professional Responsibility);
(2) He shall not decline to represent a person solely on account of the latter's race, sex, creed or status of
life or because of his own opinion regarding the guilt of said person (Canon 14, Rule 14.01, Code of
Professional Responsibility);
(3) For serious and sufficient cause, such as when:
a. He is in no position to carry out the work effectively or competently;
b. He labors under a conflict of interest between him and the prospective client or between a
present client and a prospective client (Canon 14, Rule 14.03, Code of Professional Responsibility).
Q: What is considered privileged communication? What are the rules governing privileged communication?
A: Privileged communication refers to information transmitted by voluntary act of disclosure between attorney
and client in confidence and by means which so far as the client is aware discloses the information to no third
person other than one reasonably necessary for the transmission of the information or the accomplishment of
the purpose for which it was given.
Matters disclosed by a prospective client to a lawyer are protected by the rule on privileged communication even
if the prospective client does not thereafter retain the lawyer or the latter declines the employment. It covers
crimes and offenses already committed by the client.
The privilege continues to exist even after the termination of the attorney-client relationship.
Q: Does the attorney-client privilege terminate after the termination of the attorney-client relationship?
A: No. The protection given to the client is perpetual and does not cease with the termination of the litigation,
nor is it affected by the client's ceasing to employ the attorney and retaining another, or by any other change of
relation between them. It even survives the death of the client (Bun Siong Yao v. Aurelio, 2006).
In Pacana v. Pascual Lopez (2009), respondent’s act of constantly and actively communicating with complainant,
who, at that time, was beleaguered with demands from investors of Multitel, eventually led to the establishment
of a lawyer-client relationship. Respondent cannot shield herself from the inevitable consequences of her actions
by simply saying that the assistance she rendered to complainant was only in the form of friendly
accommodations, precisely because at the time she was giving assistance to complainant, she was already privy
to the cause of the opposing parties who had been referred to her by the SEC.
Q: Should a lawyer dissuade or inform his client if he finds that the intended suit is devoid of merit?
A: Yes. A lawyer when advising his client shall give a candid and honest opinion on the merits and probable results
of the client’s case, neither overstating nor understating the prospects of the case (Canon 15, Rule 15.05, Code of
Professional Responsibility).
Q: Whether or not a lawyer who advised her client to plead compassion to the judge for their motions to be
granted is not acting in compliance with the law?
A: Yes. A lawyer shall impress upon his client compliance with the laws and principles of fairness (Canon 15, Rule
15.07, Code of Professional Responsibility). In Areola v. Mendoza (2014), the Supreme Court held that any means,
not honorable fair and honest resorted to by the lawyer, even in the pursuit of the client’s cause, is unethical and
condemnable.
Q: If the lawyer has a lien for fees on money in his hand, does it relieve him from accounting for the funds
received?
A: No. The relation between an attorney and his client is highly fiduciary in its nature and of a very delicate,
exacting and confidential character, requiring a high degree of fidelity and good faith. As a result, a lawyer shall
account for all money or property collected or received for or from the client (Canon 16, Rule 16.01, Code of
Professional Responsibility). If he does not use the money for its particular purpose, he must immediately return
the same to the client (Belleza v. Macasa, 2009).
Q: Whether or not a lawyer committed culpable negligence, as would warrant disciplinary action in failing to
file an answer for his clients?
A: Yes. In Santiago v. Fojas (1995), the Supreme Court held that once a lawyer agrees to take up the cause of the
client, he must serve the client with competence and diligence, and champion the latter’s cause with
wholehearted fidelity, care and devotion. Every case a lawyer accepts deserves his full attention, diligence, skill
and competence regardless if he accepts it for a fee or not. This means that his client is entitled to the benefit of
any and every remedy and defense that is authorized by the law of the land and said client may expect his lawyer
to assert every such remedy or defense.
Q: If an attorney has a lien over the documents, funds and papers of his clients, will it amount to
misappropriation if he retains the same until his lawful fees have been paid?
A: No. Under Rule 138, Sec. 37 of the Rules of Court, an attorney who has a lien over the documents, properties
and funds of his client which have lawfully come into his possession may retain the same until his lawful fees and
disbursements have been paid.
Q: May a lawyer borrow or lend money from or to his client?
A: No. A lawyer shall not borrow money from his client unless the client's interests are fully protected by the
nature of the case or by independent advice. Neither shall a lawyer lend money to a client except, when in the
interest of justice, he has to advance necessary expenses in a legal matter he is handling for the client.
Q: What does Rule 19.01, Canon 19 of the Code of Professional Responsibility prescribe the lawyer to do in
presenting his clients?
A: A lawyer shall employ only fair and honest means to attain the lawful objectives of his client and shall not
present, participate in presenting or threaten to present unfounded criminal charges to obtain an improper
advantage in any case or proceeding.
Q: What should a lawyer do if he has knowledge of a fraudulent act committed by his client?
A: Under Canon 19, Rule 19.02 of the Code of Professional Responsibility, a lawyer who has received information
that his client has, in the course of the representation, perpetrated a fraud upon a person or tribunal, shall
promptly call upon his client to rectify the same, and failing which, he shall terminate the relationship with such
client.
In a contingent fee contract, the lawyer gets reimbursed for the advances made for the client in the course of
representation, whether he wins the suit or not; only the amount of the professional fee is contingent upon
winning.
Q: With regard to fees, what should the lawyer avoid based on Rule 20.04, Canon 20?
A: A lawyer shall avoid controversies with clients concerning his compensation and shall resort to judicial action
only to prevent imposition, injustice or fraud.
The lawyer may likewise collect on the basis of quantum meruit. Quantum meruit, meaning “as much as he
deserves”, is used as the basis for determining the lawyer’s professional fees in the absence of a contract (Sps.
Garcia v. Atty. Bala, 2005). A lawyer will receive such amount commensurate to the services he rendered during
the period of lawyer-client relationship which may have been severed by either party during the pendency of the
referral. It may also be collected in event of the death of counsel before the resolution of the case (International
Hotel Corporation v. Joaquin and Suarez, 2013).
Q: Cite three instances when a lawyer is allowed to withdraw his or her services.
A: Any of the following under Canon 22.01 are instances when a lawyer may withdraw his/her services:
(1) When the client pursues an illegal or immoral course of conduct in connection with the matter he is
handling;
(2) When the client insists that the lawyer pursue conduct violative of these canons;
(3) When his inability to work with co-counsel will not promote the best interest of the client;
(4) When the mental or physical condition of the lawyer renders it difficult for him to carry out the
employment effectively;
(5) When the client deliberately fails to pay the fees for the services of fails to comply with the retainer
agreement;
(6) When the lawyer is elected or appointed to public office, and
(7) Other similar cases.
Q: May a lawyer who is also the clerk of court and ex-officio sheriff be charged with disbarment for changing
the bid price in the Certificate of Sheriff’s sale?
A: Yes. The general rule is that a lawyer who holds a government office may not be disciplined as a member of
the bar for misconduct in the discharge of his office as a government official, unless such misconduct is of such
character as to affect his qualification as a lawyer or to show moral delinquency (Dinsay v. Cioco, 1996).
Q: Which courts have the power to institute proceedings for disbarment and suspension or discipline of
attorneys?
A: Proceedings for disbarment, suspension or discipline of attorneys may be taken by the:
(1) Supreme Court motu proprio; or
(2) Integrated Bar of the Philippines (IBP) upon the verified complaint of any person (Rule 139-B, Sec. 1, Rules
of Court as amended by Bar Matter no. 1960).
Q: How can the IBP Board of Governors initiate and prosecute the proper charges against erring attorneys in
the government service?
A: The IBP can prosecute the proper charge motu proprio, upon referral by the Supreme Court or upon referral
by a Chapter Board of officers, or at the instance of any person.
Q: Is it mandatory for the Supreme Court to refer to the IBP the complaints against lawyers?
A: No. The Supreme Court may conduct disciplinary proceedings without the intervention of the IBP by referring
cases for investigation to the Solicitor General or to any officer of the Supreme Court or judge of a lower court.
In such case, the report and recommendation of the investigating official shall be reviewed directly by the
Supreme Court (Bautista v. Gonzales, 1990).
Q: If an attorney is also admitted as a lawyer in a foreign jurisdiction, what is the effect of his disbarment or
suspension by a competent court or other disciplinary authority in said foreign jurisdiction to his membership
in the Philippine Bar?
A: He may be disbarred or suspended in the Philippines if the grounds for his suspension or disbarment in a
foreign jurisdiction is also a ground for suspension or disbarment in the Philippines, or if it shows a loss of his
good moral character (In Re: Maquera, 2004). He is, however, still entitled to notice and hearing and the decision
of the foreign tribunal will only be prima facie evidence of his guilt.
Q: Can the Supreme Court order a lawyer to return the money to the complainant if such lawyer acted in a
private capacity?
A: No. The Court cannot order the lawyer to return money to complainant if he or she acted in a private capacity
because its findings in administrative cases have no bearing on liabilities which have no intrinsic link to the
lawyer’s professional engagement. In disciplinary proceedings against lawyers, the only issue is whether the
officer of the court is still fit to be allowed to continue as a member of the Bar. The only concern of the Court is
the determination of respondent’s administrative liability. Its findings have no material bearing on other judicial
actions which the parties may choose against each other. (Foster v. Agtang, 2014)
Q: Define readmission.
A: It is the restoration proceedings to a disbarred lawyer, the privilege to practice law. It is also referred to as
reinstatement.
Q: Does the Supreme Court have the power to re-admit lawyers to practice?
A: Yes. This power of the Supreme Court is founded on its constitutional prerogative to promulgate rules
concerning the admission to the practice of law and the Integrated Bar (Art. VIII, Sec. 5(5), 1987 Constitution).
Q: What is the objective of the Supreme Court in the determination of a lawyer’s readmission to the bar?
A: The sole object of the court upon an application for reinstatement to practice is to determine whether or not
the applicant has satisfied and convinced the Court by positive evidence that the effort he has made toward the
rehabilitation of his character has been successful and that he is entitled to be re-admitted to a profession which
is intrinsically an office of trust (In re: Rusiana, 1974).
Q: What is the basic inquiry of the Supreme Court in a petition for reinstatement?
A: The inquiry is whether the lawyer has sufficiently rehabilitated himself or herself in conduct and character.
The lawyer has to demonstrate and prove by clear and convincing evidence that he or she is again worthy of
membership in the Bar. The Court will take into consideration his or her character and standing prior to the
disbarment, the nature and character of the charge/s for which he or she was disbarred, his or her conduct
subsequent to the disbarment, and the time that has elapsed in between the disbarment and the application for
reinstatement.
Q: What are the guidelines in resolving requests for judicial clemency of disbarred lawyers?
A: The following guidelines are followed in the resolution of requests for judicial clemency:
(1) There must be proof of remorse and reformation;
(2) Sufficient time must have lapsed from the imposition of the penalty to ensure a period of reformation;
(3) The age of the person asking for clemency must show that he still has productive years ahead of him
that can be put to good use by giving him a chance to redeem himself;
(4) There must be a showing of promise (such as intellectual aptitude, learning or legal acumen or
contribution to legal scholarship and the development of the legal system or administrative and other
relevant skills), as well as potential for public service;
(5) There must be other relevant factors and circumstances that may justify clemency (In Re: Letter of Judge
Diaz, 2007).
Q: Does the loss of Filipino citizenship terminate the privilege to practice law in the Philippines?
A: Yes, but subject to an exception. Filipino citizenship is a requirement for admission to the bar, loss thereof
terminates membership in the Philippine bar and, consequently, the privilege to engage in the practice of law (In
Re: Dacanay, 2007). However, under R.A. No. 9225, all Philippine citizens who become citizens of another country
shall be deemed not to have lost their Philippine citizenship.
Q: Is the right to resume the practice of law automatic?
A: No. Those intending to practice their profession in the Philippines shall apply with the proper authority for a
license or permit to engage in such practice (Sec. 5 (4), R.A. No. 9225). Before a lawyer who reacquires Filipino
citizenship pursuant to R.A. No. 9925 can resume his law practice, he must first secure from the Supreme Court
the authority to do so, conditioned on:
(1) The updating and payment in full of the annual membership dues in the IBP;
(2) The payment of professional tax;
(3) The completion of at least 36 credit hours of MCLE;
(4) The re-taking of the lawyer’s oath.
Q: Is the failure of the lawyer to disclose the number and date of issue of his MCLE Certificate of Compliance
or Exemption a cause for dismissal?
A: Yes. Practicing members of the bar are required to indicate in all pleadings filed before the courts or quasi-
judicial bodies, the number and date of issue of their MCLE Certificate of Compliance or Exemption, for the
immediately preceding compliance period. Failure to disclose the required information would be cause of
dismissal and expunction of the pleadings from the records.
Q: What is the scope of Bar Matter 2012: The Rule on Mandatory Legal Aid Service?
A: It governs the mandatory requirement for practicing lawyers to render free legal aid services in all cases
involving indigent and pauper litigants where the assistance of a lawyer is needed. It shall also govern the duty
of other members of the legal profession to support the legal aid program of the Integrated Bar of the Philippines
(Sec. 3, Bar Matter No. 2012).
Q: May a notary public notarize documents beyond the territorial jurisdiction of the commissioning court that
issued his commission?
A: No. A person commissioned as a notary public may perform notarial acts only in any place within the territorial
jurisdiction of the commissioning court.
Q: Would a notary public who admittedly has personal knowledge of a false statement or information
contained in the instrument to be notarized yet affixes the notarial seal be subject to disciplinary action?
A: Yes. A notary public should not notarize a document unless the persons who signed it are the same ones who
executed it and who personally appeared before said notary public to attest to the contents and truth of what
are stated therein (De Jesus v. Sanchez-Malit, 2014). Such action is a violation of Canon 1 and Rules 1.01 and 1.02 of
the Code of Professional Responsibility, and the Notarial Law.
Q: What is the liability of a lawyer for notarizing a document when the affiant is already dead?
A: In Linco v. Laceban (2011), the Supreme Court held that a notary public who notarized a Deed of Donation of
another lawyer after his death to the detriment of the interests of the surviving lawyer-spouse was suspended
by the Supreme Court.
JUDICIAL ETHICS
Q: What is the outline of the New Code of Judicial Conduct for the Philippine Judiciary?
A: Canon 1: Independence; Canon 2: Integrity; Canon 3: Impartiality; Canon 4: Propriety; Canon 5: Equality; and
Canon 6: Competence and Diligence.
Q: Does the Supreme Court have administrative jurisdiction over Judges and Justices?
A: Yes. Section 6, Article VIII of the Constitution provides that the Supreme Court shall have administrative
supervision over all courts and the personnel.
Q: When does the Supreme Court En Banc have jurisdiction over a disbarment case?
A: The cases where the penalty to be imposed is the dismissal of a judge, officer or employee of the Judiciary,
disbarment of a lawyer, or either the suspension of any of them for a period of more than one (1) year or a fine
exceeding P10,000.00, or both, are resolved by the Supreme Court en banc (Bar Matter No. 209).
If after such deliberation still no decision is reached, the Court shall dismiss the administrative case, unless a
majority vote decides to impose a lesser penalty.
Remittal is effected under Section 6 of the same Canon: “A judge disqualified as stated above may, instead of
withdrawing from the proceeding, disclose on the records the basis of the disqualification. If, based on such
disclosure, the parties and lawyers independently of judge’s participation, all agree in writing that the reason for
the inhibition is immaterial or unsubstantial, the judge may then participate in the proceeding. The agreement,
signed by all parties and lawyers, shall be incorporated in the record of the proceedings.”
Q: Is intimacy or friendship between a judge and an attorney of record of one of the parties to a suit a ground
for disqualification?
A: No. It is not a legal ground for disqualification of a judge. However, if the relationship between the judge and
an attorney for a party is such that there would be a natural inclination to prejudice the case, the judge should
be disqualified in order to guarantee a fair trial (Query of Executive Judge Estrada, 1987).
Q: How are proceedings for the discipline of judges of regular and special courts and Justices of the Court of
Appeals and the Sandiganbayan instituted?
A: These proceedings for members of the Judiciary in lower courts may be instituted:
(1) Motu proprio by the Supreme Court;
(2) Upon a verified complaint, supported by affidavits of person who have personal knowledge of the facts
alleged therein or by documents which may substantiate said allegations; or
(3) Upon an anonymous complaint, supported by public records of indubitable integrity (Rule 140, Sec. 1,
Rules of Court, as amended by A.M. No. 01 - 8-10-SC).
Q: Can the Supreme Court take cognizance of an anonymous letter-complaint against a Judge of the RTC?
A: Yes. Section 1 of Rule 140 of the Rules of Court provides that proceedings for the discipline of judges of regular
and special courts, and justices of the Court of Appeals and the Sandiganbayan, may be instituted "upon an
anonymous complaint, supported by public records of indubitable integrity".
Q: Describe the procedure followed when giving due course to a complaint against an RTC judge.
A: If the complaint is sufficient in form and substance, as copy thereof shall be sent to the respondent, and he
shall be required to comment within ten (10) days from date of service. Upon the filing of the respondent's
comment, the Supreme Court shall refer the matter to the office of the Court Administrator for evaluation, report
and recommendation, or assign the case to a Justice of the Court of Appeals, for investigation, report and
recommendation.
The Investigating Justice shall set a date for the hearing and notify the parties thereof, and they may present
evidence, oral or documentary, at such hearing. The Investigating justice shall terminate the investigation within
ninety (90) days from its commencement, and submit his report and recommendation to the Supreme Court
within thirty (30) days from the termination of the investigation. The Supreme Court shall take action on the
report as the facts and the law may warrant.
Q: Is the Supreme Court En Banc the disciplining body with regard to Judges of the Lower Courts and Justices
of the Court of Appeals and Sandiganbayan?
A: Yes. The Supreme Court en banc shall have the power to discipline judges of lower courts, or order their
dismissal by a vote of majority of the Members who actually took part in the deliberations on the issues in the
case and voted thereon (Article VIII, Sec. 11, 1987 Constitution).
Q: In the case of serious charges against erring members of the Judiciary, what are the sanctions imposed by
the Supreme Court?
A: The Supreme Court may impose:
(1) Dismissal from the service, forfeiture of all or part of the benefits as the Court may determine, and
disqualification from reinstatement or appointment to any public office, including GOCCs but said
forfeiture of benefits shall in no case include accrued leave credits;
(2) Suspension from office without salary and other benefits for more than three (3) but not exceeding six
(6) months; or
(3) Fine of more than P20,000.00 but not exceeding P40,000 (Rule 140, Sec. 11(a), as amended by A.M. No. 01-
8-10-SC).
Q: In the case of less serious charges against erring members of the Judiciary, what are the sanctions imposed
by the Supreme Court?
A: The Supreme Court may impose:
(1) Suspension from office without salary and other benefits for not less than one (1) nor more than three
(3) months; or
(2) A fine of more than P10,000.00 but not exceeding P20,000.00 (Rule 140, Sec. 11(b), as amended by A.M. No.
01-8-10-SC).
Q: In the case of light charges against erring members of the Judiciary, what are the sanctions imposed by the
Supreme Court?
A: The Supreme Court may impose:
(1) A fine of not less than P1,000.00 but not exceeding P10,000.00; and/or
(2) Censure;
(3) Reprimand; or
(4) Admonition with warning (Rule 140, Sec. 11(c), as amended by A.M. No. 01-8-10-SC).
[DATE]
[Name of debtor]
[Address of debtor]
Sir/Madam:
We write in behalf of our client, ____________, the matter of your non-payment of your obligation.
Records disclose that you have an outstanding obligation with our client in the amount of Php___________
inclusive of interest and surcharges. Despite repeated demands, you failed and continuously fail to pay the
aforesaid amount.
Accordingly, FINAL DEMAND is hereby made upon you to settle the amount of Php___________
within _______ days from receipt of this letter. Otherwise, we will be constrained to file the necessary legal
action against you to protect the interest of our client.
We trust that you will give this matter your prompt and preferential attention to avoid the expense and
inconvenience of litigation.
Sincerely yours,
ATTY. __________
FORM: AUTHORIZATION LETTER
AUTHORIZATION LETTER
[DATE]
[Recipient Name]
[Recipient Address]
I, _______________, hereby authorized the bearer of this letter, _________________, to [process the
documents and sign on my behalf as needed] as described in the scope below. Identity proof details are also
provided for verification and authentication purposes.
Respectfully yours,
________________
FORM: CONTRACT OF LEASE 1 (p.129, Guevara)
CONTRACT OF LEASE
of which lot I am the registered owner, in accordance with the provisions of the Land Registration Act,
my title thereto being evidenced by Transfer (or Original) Certificate of Title No. _____ of the Registry of Deeds
of __________;
That the term of this lease is __________, from and after the execution of this contract of lease,
renewable at the will of both parties;
And I, (full name of lessee), for and in consideration of this contract of lease, do hereby bind myself and
promise to pay or cause to be paid unto the said lessor, __________, at the latter’s residence, a monthly rental
of __________ PESOS (P__________) during the period of this lease, payable in advance during the first
five days of each and every month;
And it is hereby stipulated: That the lessee shall have no right to sublease the above premises without
the written consent of the lessor; that the water, light, gas, and telephone charges in said premises shall be for
the account of the lessee; that all ordinary expenses incurred or that may arise in the daily use of the toilet
facilities and sewers in the premises shall be for account of the lessee; and that any improvements made by the
lessee in the above premises, and existing at the termination of the lease, shall remain as the property of the
lessor, without right to reimbursement to the lessee of the cost or value thereof.
IN WITNESS WHEREOF, the parties hereto have set their hands this ____ day of 2_____,
__________, in ___________, Philippines.
___________________ ______________________
(Lessor) (Lessee)
WITNESSES:
__________________ ______________________
ACKNOWLEDGEMENT
FORM: CONTRACT OF LEASE 2 (p.130, Guevara)
CONTRACT OF LEASE
(full name of lessor), of age, single/ married with residence and post-office address at
_______________, hereby leases unto ________________ of age, single/ married with residence and
post-office address at __________________, that certain premises at________________ under the
following terms and conditions:
IN WITNESS WHEREOF, the parties hereto have set their hands this ____ day of
_______________, 2____, in ____________, Philippines.
___________________ ______________________
(Lessor) (Lessee)
WITNESSES:
__________________ ______________________
ACKNOWLEDGEMENT
FORM: CONTRACT OF SALE OF REALTY12 (p. 64, Guevara)
DEED OF SALE
(OF REGISTERED LAND)
Filipino, of legal age, with residence and post office address at ____________________,
do hereby SELL, TRANSFER, and CONVER, absolutely and unconditionally, unto the
said_______________ his/her heirs and assigns, that certain parcel (or parcels) of land, together with the
building and improvements hereon, situated in (city or municipality, and province), and more particularly
described as follows:
(description)
of which I am the registered owner in fee simple in accordance with the Land Registration Act, my title
thereto being evidences by Transfer (or Original) Certificate of Title No. ________________, issued by the
Register of Deeds of _________________.
It is hereby mutually agreed that the vendee shall bear all the expenses for the execution and registration
of this deed of sale3.
IN WITNESS WHEREOF, I have hereunto signed this deed of sale, this ____ day of __________,
2____, at the (city or municipality), Philippines.
______________________
(vendor)
With my consent
______________________
(vendor’s wife)
__________________ ______________________
ACKNOWLEDGEMENT
1
Every document of transfer or alienation of real property filed with the Register of Deeds shall be accompanied with an extra copy of
the same which copy shall be transmitted by said officer to the city or provincial assessor (R.A. No. 456)
2
See RA 3300
3
Art. 1487, Civil Code
FORM: CONTRACT OF SALE OF PERSONAL PROPERTY (p. 155, Guevara)
BILL OF SALE
(description of property)
I further covenant with the said ____________________ that I own, and have the right to sell and
transfer the title an ownership of the above-described property, and I will defend the same against the claims of
any and all persons whatsoever.
IN WITNESS WHEREOF, I have hereunto set my hand this _____ day of ______________, 2____,
in ___________, Philippines.
______________________
(vendor)
WITNESSES:
__________________ ______________________
ACKNOWLEDGEMENT
SPECIAL POWER OF ATTORNEY
Giving and granting unto said attorney-in-fact power and authority to do every act necessary and
required in connection with these presents, and hereby ratifying and confirming all that she may do by virtue of
these presents.
IN WITNESS WHEREOF, I have signed this Special Power of Attorney this ____ day of __________,
____, at (venue).
(Sgd.) _______________
Principal
Acknowledgment
FORM: VERIFICATION AND CERTIFICATION OF NON- FORUM SHOPPING (OF PLEADING) (p. 53, Guevara)
Signature of Affiant
FORM: NOTICE OF HEARING4
NOTICE OF HEARING
Name of Counsel
Counsel for Adverse Party
Address: ___________________
Sir / Ma’am:
Please be informed that the undersigned counsel has set the foregoing motion (or petition) for hearing
on ______ at 8:30 a.m. for the consideration of the Honorable Court or soon thereafter as counsel may be
heard.
Signature of Counsel
FORM: EXPLANATION5
EXPLANATION
This Certifies that personal service was not resorted to for the reason that due to time, distance and
manpower constraints, the same is not practicable.
4 required for petitions and motions before trial courts, not to the CA and the SC.
5
Requirement if service is not done by personal service. See: Rule 13, sections 11and 13.
FORM: AFFIDAVIT OF LOSS SAMPLE (p 54 , Guevara)
AFFIDAVIT OF LOSS
IN WITNESS WHEREOF, I have hereunto affixed my signature this ____ day of __________, 2____,
at the (city or municipality), Philippines.
__________________
Affiant
JURAT
FORM: AFFIDAVIT OF CHANGE OF NAME (p 324 Guevara)
AFFIDAVIT
I, _______________ , Filipino citizen, of legal age, single/married to (Insert Name of Spouse if any),
and a resident of _______, after having been duly sworn in accordance with law, hereby depose and say:
IN WITNESS WHEREOF, I have hereunto affixed my signature this ____ day of __________, 2____, at the
(city or municipality), Philippines.
__________________
Affiant
JURAT
AFFIDAVIT
I, (Insert Name of Affiant) , Filipino citizen, of legal age, single/married to (Insert Name of Spouse if any),
and a resident of (Insert Address of Affiant), after having been duly sworn in accordance with law, hereby
depose and say:
1. That------
2. -----------
3. -----------
IN WITNESS WHEREOF, I have hereunto affixed my signature this ____ day of __________, 2____,
at the (city or municipality), Philippines.
__________________
Affiant
FORM: JUDICIAL AFFIDAVITS SAMPLE
JUDICIAL AFFIDAVIT OF
PETITIONER ___________________
PRELIMINARY STATEMENT
1. Q. Please state your name and other personal circumstances for the record.
A. ___________________.
3. Q.
A.
IN WITNESS WHEREOF, I have hereunto set my hand this _____ day of ___________ 2____, at
___________.
___________________
Affiant
JURAT
SWORN ATTESTATTION
2. I have faithfully recorded or caused to be recorded the questions I asked and the corresponding
answer that the witness gave;
3. I nor any other person then present or assisting her coached the witness regarding her answers;
IN WITNESS WHEREOF, I have hereunto set my hand this ____ day of ____ 2___, at
___________.
ATTY. __________________
Affiant
JURAT
FORM: ACKNOWLEDGEMENT6 – SIMPLE FORM (p 47, Guevara)
ACKNOWLEDGEMENT
BEFORE ME, this ___ day of ______, 2______ in the City of ___________, personally
appeared:
Known to me to be the same person who executed the foregoing instrument, and acknowledged that the same
are their free act and deed.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed my Notarial seal on the date and place
above written.
6 See: 2004 Rule on Notarial Practice, Rule II, Sec.1. Acknowledgment is a statutory act such that only those instruments that are required
by law to be acknowledged shall be acknowledged; it is also a personal act such that it cannot be acknowledged by a person other than
the one who executed it. (Suarez, 2007)
7
Refers to the identification of an individual based on: a) at least one current identification document issued by an official agency
bearing the photograph and signature of the individual; b) the oath or affirmation of one credible witness not privy t o the instrument,
document, or transaction who is personally known to the notary public and who personally knows the individual, or of two cred ible
witnesses neither of whom is privy to the instrument, document, or transaction who each personally knows the individual and shows
the notary public documentary identification (Rule II, Section 13, 2004 Rules on Notarial Practice)
8
Sec 2, Rule VIII 2004 Rules on Notarial Practice for the contents of the concluding part of the notarial certificate
FORM: ACKNOWLEDGEMENT OF INSTRUMENT CONSISTING OF TWO OR MORE PAGES9 (p 49, Guevara)
ACKNOWLEDGEMENT
BEFORE ME, this ___ day of ______, 2______ in the City of ___________, personally
appeared:
Known to me to be the same person who executed the foregoing instrument, and acknowledged that the same
are their free act and deed.
This instrument, consisting of _____ pages, including the page on which this acknowledgement is
written, has been signed on the left margin of each and every page thereof by _____________ and
_______________ and their witnesses, and sealed with my notarial seal.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed my Notarial seal on the date and
place above written.
9
Applicable to deeds affecting lands (Sec. 127, Act No. 496, as amended)
10
Refers to the identification of an individual based on: a) at least one current identification document issued by an official agency
bearing the photograph and signature of the individual; b) the oath or affirmation of one credible witness not privy to the instrument,
document, or transaction who is personally known to the notary public and who personally knows the individual, or of two cred ible
witnesses neither of whom is privy to the instrument, document, or transaction who each personally knows the individual and shows
the notary public documentary identification (Rule II, Section 13, 2004 Rules on Notarial Practice)
11
Sec 2, Rule VIII 2004 Rules on Notarial Practice for the contents of the concluding part of the notarial certificate
FORM: JURAT12 (p. 52, Guevara)
JURAT
SUBSCRIBED and sworn to before me, this ___ day of __________, in the City of __________ by
____________ with Passport No. ____________ issued on __________ at __________.
12
See: Rule II, Sec. 6. It is that part of an affidavit in which the officer certifies that the instrument was sworn to before him. It is not
part of the affidavit. (Suarez, 2007)
FORM: MOTION FOR EXTENSION OF TIME
_____________________
Plaintiff,
- versus - CIVIL CASE NO.
_________
_______________________,
Defendant.
x-------------------------------------------------------x
WHEREFORE, plaintiff respectfully prays that he be granted an additional fifteen (15) days from 10 May
2007, or until 25 May 2007, within which to submit plaintiff’s Reply.
_____________________
Plaintiff,
- versus - CIVIL CASE NO.
_________
_______________________, For:
___________
Defendant.
x-------------------------------------------------------x
MOTION TO DISMISS
DEFENDANT, by counsel, respectfully moves to dismiss the Complaint on the ground that the Complaint
fails to state a cause of action as THE OBLIGATION SOUGHT TO BE ENFORCED BY PLAINTIFF IS NOT YET DUE
AND DEMANDABLE, as shown by the following:
1. Allegedly, plaintiff has failed to reach the quotas agreed upon under the Marketing Agreement dated 1
January 2006; defendant now seeks to collect the sum of TWO HUNDRED THOUSAND PESOS (P200,000.00),
representing the balance of the proceeds due plaintiff under the said Marketing Agreement.
2. The contract is for one (1) year and defendant is given that same period to reach the quota specified
therein; the period of one (1) year has not expired. Consequently, plaintiff’s claim is premature as there is yet no
breach of the Marketing Agreement until the period expires and the quota is not attained. For this reason,
plaintiff’s Complaint states no cause of action and must be dismissed.
WHEREFORE, defendant respectfully prays that the Complaint be DISMISSED for failure to state a cause
of action.
Other just and equitable reliefs are also prayed for.
Please submit the foregoing Motion to the Court for its consideration and approval immediately upon
receipt hereof and kindly include the same in the court’s calendar for hearing on Friday, 27 April 2007 at 8:30 in
the morning.
ATTICUS FINCH
1 MockingBird Street
Timog Avenue, Quezon City
Please take notice that counsel has requested to be heard on Friday, 27 April 2007 at 8:30 in the morning.
_____________________
Plaintiff,
- versus - CIVIL CASE NO.
_________
_______________________,
Defendant.
x-------------------------------------------------------x
1. Plaintiff filed this Complaint against defendant on 1 March 2007; summons were served on defendant
on 20 March 2007, as indicated by the Sheriff’s Return of even date, a copy of which is attached as ANNEX
A.
2. Defendant’s reglementary period to file Answer ended on 5 April 2007; no motion for extension of such
period was filed nor was any granted motu proprio by this Honorable Court. Despite the lapse of time, defendant
has failed to answer the Complaint against her; plaintiff is entitled to a declaration of default and the right to
present evidence ex parte against defendant.
WHEREFORE, plaintiff respectfully prays that defendant be declared in default and that plaintiff be
allowed to present evidence ex parte before the Clerk of Court acting as Commissioner.
Quezon City; 7 April 2007.
PLUS:
1. Request for and Notice of Hearing
2. Proof of Service