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Case 2:18-cv-01337-WFK-SIL Document 1 Filed 03/02/18 Page 1 of 14 PageID #: 1

IN THE UNITED STATES DISTRICT COURT


EASTERN DISTRICT OF NEW YORK

KENALL MANUFACTURING COMPANY )


and UNIVERSITY OF STRATHCLYDE )
)
Plaintiffs, ) Case No. _____
)
v. )
)
CLEAR-VU LIGHTING LLC )
)
Defendant. )

COMPLAINT

Plaintiffs Kenall Manufacturing Company (“Kenall”) and University of Strathclyde

(“Strathclyde”) (collectively “Plaintiffs”), by their undersigned attorneys, for their Complaint

against Clear-Vu Lighting LLC (“Clear-Vu” or “Defendant”) herein allege:

NATURE OF THE ACTION

1. This is an action for patent infringement under the patent laws of the United

States, 35 U.S.C. § 100 et seq., including 35 U.S.C. § 271, arising from Clear-Vu’s actions,

including making, using, importing, selling, and/or offering for sale one or more products in

violation of U.S. Patent Nos. 9,039,966 (“the ’966 Patent”) and 9,839,706 (the ’706 Patent”)

(collectively “Asserted Patents”).

THE PARTIES

2. Kenall is a corporation organized and existing under the laws of the State of

Illinois, having its principal place of business at 10200 55th Street, Kenosha, Wisconsin 53144.

Kenall is engaged in the business of providing intelligent, durable, and sustainable solutions to

complex lighting problems.

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3. Strathclyde, incorporated by Royal Charter of Queen Elizabeth II, is a charitable

body registered in Scotland with registration number SC015263, having its principal place of

business at 16 Richmond Street, Glasgow G1 1XQ, Scotland, United Kingdom.

4. On information and belief, Clear-Vu is a corporation organized and existing under

the laws of the State of New York, having its principal place of business at 1150 Motor Parkway

Central Islip, New York 11722.

5. On information and belief, Clear-Vu is a subsidiary of Autronic Plastics, Inc. and

shares a production and assembly facility with Autronic Plastics, Inc.

JURISDICTION AND VENUE

6. This action arises under the patent laws of the United States, 35 U.S.C. § 271 et

seq. and for a declaratory judgment of infringement of the Asserted Patents under 28 U.S.C. §§

2201 and 2202. The Court has subject matter jurisdiction under 28 U.S.C. §§ 1331, 1332,

1338(a), 2201, and 2202.

7. Personal jurisdiction exists over Clear-Vu because it is incorporated in this State

and, upon information and belief, has its principal place of business in this District, and makes,

uses, imports, sells and/or offers for sale infringing products to consumers in this District.

8. Venue is proper in this District pursuant to 28 U.S.C. §§ 1391(b) and 1400(b)

because (i) Clear-Vu has its principal place of business in this District, and (ii) Clear-Vu has a

regular and established place of business in this District and has committed acts of infringement

in and has significant contacts with this District.

FACTUAL BACKGROUND

The Asserted Patents

9. On May 26, 2015, the United States Patent and Trademark Office issued the ’966

Patent, entitled “Inactivation of Gram-Positive Bacteria.” The ’966 Patent issued to John

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Anderson, Michelle Maclean, Gerald Alexander Woolsey, and Scott MacGregor. At the time of

its issue, the ’966 Patent was assigned to Strathclyde. Strathclyde currently holds title to the

’966 Patent. Strathclyde has licensed the ’966 Patent to Kenall. A copy of the ’966 Patent is

attached as Exhibit A.

10. On December 12, 2017, the United States Patent and Trademark Office issued the

’706 Patent, entitled “Inactivation of Gram-Positive Bacteria.” The ’706 Patent issued to John

Anderson, Michelle Maclean, Gerald Alexander Woolsey, and Scott MacGregor. At the time of

its issue, the ’706 Patent was assigned to Strathclyde. Strathclyde currently holds title to the

’706 Patent. Strathclyde has licensed the ’706 Patent to Kenall. A copy of the ’706 Patent is

attached as Exhibit C.

11. Kenall’s products that practice the inventions of the Asserted Patents include

without limitation light fixtures that emit visible light that is proven to kill harmful bacteria

linked to hospital acquired infections, such as methicillin-resistant Staphylococcus aureus

(“MRSA”), while providing ambient illumination.

12. To the extent required by law, Plaintiffs have complied with the provisions of 35

U.S.C. § 287.

13. Kenall has been praised by media outlets, such as USA Today, Business Wire,

and the Huffington Post for its development of disinfectant lighting solutions.

Clear-Vu’s Accused Products

14. On information and belief, Clear-Vu makes, uses, sells, offers for sale, or imports

products with one or more features that incorporates disinfectant technology that practices the

claimed inventions of the Asserted Patents, including without limitation the orLED light fixture

shown below and any similar products (“Accused Products”).

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15. On information and belief, Clear-Vu makes, uses, sells, offers for sale, or imports

the Accused Products in this District and State and throughout the United States.

16. The Accused Products are marketed and offered for sale to various industries both

to provide illumination and to kill harmful germs, for example, in spaces like operating rooms.

17. A copy of Clear-Vu’s literature, specifications, and order sheet is attached hereto

as Exhibit B.

The ’996 Patent, Claim 1:

18. The Accused Products infringe at least claim 1 of the ’966 Patent, which recites:

A method for disinfecting air, contact surfaces, or materials by inactivating


methicillin-resistant Staphylococcus aureus (MRSA) in the air, on the contact
surfaces, or on the materials, said method comprising exposing the MRSA to
visible light without using a photosensitiser, wherein the visible light for
inactivating the MRSA consists of wavelengths in the range of 400-420 nm, and
wherein the method is performed outside of a human body, the contact surfaces or
the materials are non-living, and the air, contact surfaces or materials are not
exposed to a disinfecting dose of light at a wavelength above 500 nm.

19. On information and belief, Clear-Vu infringes at least claim 1 of the ’966 Patent

at least by making, using, selling, offering for sale, and/or importing the Accused Products to

perform the claimed method steps.

20. For example, the Accused Products are used to disinfect air, contact surfaces, or

materials because the Accused Products kill and/or inactivate numerous bacteria such as MRSA

and are used in applications outside the human body by “providing continuous surface

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disinfection” for contact surfaces and/or materials that are non-living, such as surgical

instruments and floors.

21. On information and belief, the Accused Products expose the MRSA to visible

light and do not use a photosensitizer.

22. The Accused Products use “precisely engineered wavelengths of visible light” in

the range of 400-420 nm, including “405nm LED disinfecting technology [to] kill[] bacteria.”

See Exhibit B, p. 3 and 12.

23. On information and belief, the Accused Products include a first mode

(ECOMODE) and a second mode (WHITE LIGHT MODE); “both constantly protect the

environment.” See Exhibit B, p.23. On information and belief, both modes include visible light

for inactivating MRSA in the range of 400-420nm. The Accused Products infringe the Asserted

Patents when operating in either mode.

24. On information and belief, the Accused Products do not expose the air, contact

surfaces, or materials to a disinfecting dose of light at a wavelength above 500nm.

The ’706 Patent, Claim 1:

25. The Accused Products infringe at least claim 1 of the ’706 Patent, which recites:

A method for disinfecting air, contact surfaces or materials by inactivating one or


more pathogenic Gram-positive bacteria in the air, on the contact surfaces or on
the materials, said method comprising exposing the one or more pathogenic
Gram-positive bacteria to visible light without using a photosensitizer, wherein
the one or more pathogenic Gram-positive bacteria are selected from the group
consisting of Methicillin-resistant Staphylococcus aureus (MRSA), Coagulase-
Negative Staphylococcus (CONS), Streptococcus, Enterococcus, and Clostridium
species, and wherein a portion of the visible light that inactivates the one or more
pathogenic Gram-positive bacteria consists of wavelengths in the range 400-420
nm, and wherein the method is performed outside of the human body and the
contact surfaces or the materials are non-living.

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26. On information and belief, Clear-Vu infringes at least claim 1 of the ’706 Patent

by at least making, using, selling, offering for sale, and/or importing the Accused Products to

perform the claimed method steps.

27. For example, the Accused Products are used to disinfect air, contact surfaces, or

materials because the Accused Products kill and/or inactivate numerous bacteria, including

Gram-positive bacteria (including at least MRSA), and are used in applications outside the

human body by “providing continuous surface disinfection” for contact surfaces and/or materials

that are non-living, such as surgical instruments and floors.

28. On information and belief, the Accused Products expose Gram-positive bacteria

(including at least MRSA) to visible light and do not use a photosensitizer.

29. The Accused Products use “precisely engineered wavelengths of visible light” in

the range of 400-420 nm, including “405nm LED disinfecting technology [to] kill[] bacteria.”

See Exhibit B, p. 3 and 12.

30. On information and belief, the Accused Products include a first mode

(ECOMODE) and a second mode (WHITE LIGHT MODE); “both constantly protect the

environment.” See Exhibit B, p.23. On information and belief, both modes include visible light

for inactivating Gram-positive bacteria (including at least MRSA) in the range of 400-420nm.

The Accused Products infringe the Asserted Patents when operating in either mode.

The ’706 Patent, Claim 3:

31. The Accused Products infringe at least claim 3 of the ’706 Patent, which recites:

A system for disinfecting air, contact surfaces or materials by inactivating one or


more pathogenic Gram-positive bacteria in the air, on the contact surfaces or on
the materials, the system comprising means for exposing said bacteria to visible
light without using a photosensitizer, wherein the one or more pathogenic Gram-
positive bacteria are selected from the group consisting of Methicillin-resistant
Staphylococcus aureus (MRSA), Coagulase-Negative Staphylococcus (CONS),
Streptococcus, Enterococcus and Clostridium species, and wherein a portion of

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the visible light that inactivates the one or more pathogenic Gram-positive
bacteria consists of wavelengths in the range 400-420 nm, and wherein the system
is for use outside of the human body and the contact surfaces or the materials are
non-living.

32. On information and belief, Clear-Vu infringes at least claim 3 of the ’706 Patent

at least by making, using, selling, offering for sale, and/or importing the Accused Products.

33. For example, the Accused Products disinfect air, contact surfaces, or materials

because the Accused Products kill and/or inactivate numerous bacteria, including Gram-positive

bacteria (including at least MRSA), and are used in applications outside the human body by

“providing continuous surface disinfection” for contact surfaces and/or materials that are non-

living, such as surgical instruments and floors.

34. The Accused Products use “precisely engineered wavelengths of visible light” in

the range of 400-420 nm, including “405nm LED disinfecting technology [to] kill[] bacteria.”

See Exhibit B, p. 3 and 12.

35. On information and belief, the Accused Products expose Gram-positive bacteria

(including at least MRSA) to visible light and do not use a photosensitizer.

36. On information and belief, the Accused Products include a first mode

(ECOMODE) and a second mode (WHITE LIGHT MODE); “both constantly protect the

environment.” See Exhibit B, p.23. On information and belief, both modes include a portion of

visible light in the range of 400-420nm which inactivates pathogenic Gram-positive bacteria

(including at least MRSA). The Accused Products infringe the Asserted Patents when operating

in either mode.

Clear-Vu’s Actions

37. Clear-Vu published and distributed literature and instructions about the Accused

Products to its customers and potential customers and, on information and belief, made

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statements to customers and potential customers in the marketplace, about the application,

efficacy, and technology of the Accused Products and how they are used.

38. On information and belief, Clear-Vu has infringed the Asserted Patents by using

the Accused Products at tradeshow(s) to demonstrate and promote the Accused Products to

customers and potential customers.

39. On information and belief, Clear-Vu has infringed the Asserted Patents by using

the Accused Products in connection with various compliance certifications, such as IP66Military

Standard 461F, and Design Lights Consortium Qualified. See Exhibit B.

40. On information and belief, for any Accused Products that Clear-Vu contends to

have not yet made, used, sold, offered for sale, and/or imported Clear-Vu has engaged in

substantial and meaningful preparation for activity directed toward making, using, selling, or

offering for sale of such products, before patent expiration.

41. On information and belief, for example, through Clear-Vu’s marketing and

promotional effort, the sale, offer for sale, and use of the Accused Products is imminent.

42. Despite demands from Plaintiffs to cease making, using, selling, offering for sale,

and/or importing the Accused Products and unequivocal declaration of Plaintiffs’ intention to

enforce their patent rights, Clear-Vu has refused to change its announced course of its action.

COUNT I
INFRINGEMENT OF THE ’966 PATENT

43. Plaintiffs re-allege the allegations in paragraphs 1–42 as though fully set forth

herein.

44. The ’966 Patent is valid, enforceable, and legally issued from the United States

Patent and Trademark Office.

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45. Without a license or permission from Plaintiffs, Clear-Vu has infringed, is

currently infringing, and unless enjoined will continue to infringe the ’966 Patent in violation of

35 U.S.C. § 271.

46. Clear-Vu has directly infringed the ’966 Patent by making, using, selling, offering

to sell, and/or importing the Accused Products to practice the claimed method steps.

47. On information and belief, Clear-Vu has willfully infringed and continues to

willfully infringe the ’966 Patent despite knowledge of the ’966 Patent (at least as of November

17, 2017) and despite an objectively high likelihood that the making, using, selling, offering for

sale, or importing of the Accused Products would infringe one or more claims of the ’966 Patent.

48. Clear-Vu has indirectly infringed and continues to indirectly infringe at least

claim 1 of the ’966 Patent by actively and intentionally inducing direct infringement by its

customers and others within the United States, and/or intentionally contributing to their direct

infringement of the ’966 Patent. On information and belief, Clear-Vu knew or should have

known that its acts would result in the actual infringement by one or more of its customers of one

or more of the claims of the ’966 Patent, and thereby intended such infringement. Clear-Vu has

accomplished this indirect infringement by instructing and encouraging those persons, by means

of demonstration and/or promotional and instructional literature, among other things, to use

Clear-Vu’s infringing products in a manner that infringes the ’966 Patent, and/or through its

offer to sell the Accused Products to such persons, where that product has no substantial, non-

infringing use.

49. Clear-Vu’s acts of infringement have caused damaged to Plaintiffs, and Plaintiffs

are entitled to recover from Clear-Vu the damages sustained as a result of Clear-Vu’s

infringement in an amount subject to proof at trial.

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50. Plaintiffs have suffered and will continue to suffer irreparable injury and damages

as a result of Clear-Vu’s infringement of the ’966 Patent, for which Plaintiffs are entitled to

relief. Plaintiffs seek damages, as well as injunctive relief against further infringement.

COUNT II
DECLARATORY JUDGMENT OF INFRINGEMENT OF THE ’966 PATENT

51. Plaintiffs re-allege the allegations in paragraphs 1–50 as though fully set forth

herein.

52. These claims arise under the Declaratory Judgment Act, 28 U.S.C. §§ 2201 and

2202.

53. There is an actual case or controversy such that the Court may entertain Plaintiffs’

request for declaratory relief consistent with Article III of the United States Constitution, and this

actual case or controversy requires a declaration of rights by this Court.

54. Any manufacture, use, sale, offer for sale, and/or importation of the Accused

Products before patent expiration will constitute direct infringement, active inducement of

infringement, and/or contributory infringement of the ’966 patent.

55. Clear-Vu’s actions demonstrate that infringement of the ’966 Patent is imminent.

56. Plaintiffs are entitled to a declaratory judgment that future make, use, sale, offer

for sale, and importation of the Accused Products before patent expiration will constitute direct

infringement, active inducement of infringement, or contributory infringement of the ’966 patent.

COUNT III
INFRINGEMENT OF THE ’706 PATENT

57. Plaintiffs re-allege the allegations in paragraphs 1–56 as though fully set forth

herein.

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58. The ’706 Patent is valid, enforceable, and legally issued from the United States

Patent and Trademark Office.

59. Without a license or permission from Plaintiffs, Clear-Vu has infringed, is

currently infringing, and unless enjoined will continue to infringe the ’706 Patent in violation of

35 U.S.C. § 271.

60. Clear-Vu has directly infringed the ’706 Patent by making, using, selling, offering

for sale, or importing the Accused Products.

61. On information and belief, Clear-Vu has willfully infringed and continues to

willfully infringe the ’706 Patent despite knowledge of the ’706 Patent (at least as of the date of

the filing of this Complaint) and despite an objectively high likelihood that the making, using,

selling, offering for sale, or importing of the Accused Products would infringe one or more

claims of the ’706 Patent.

62. Clear-Vu has indirectly infringed and continues to indirectly infringe at least

claim 1 or 3 of the ’706 Patent by actively and intentionally inducing direct infringement by its

customers and others within the United States, and/or intentionally contributing to their direct

infringement of the ’706 Patent. On information and belief, Clear-Vu knew or should have

known that its acts would result in the actual infringement by one or more of its customers of one

or more of the claims of the ’706 Patent, and thereby intended such infringement. Clear-Vu has

accomplished this indirect infringement by instructing and encouraging those persons, by means

of promotional and instructional literature, among other things, to use Clear-Vu’s infringing

products in a manner that infringes the ’706 Patent, and/or through its offer to sell the Accused

Products to such persons, where that product has no substantial, non-infringing use.

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63. Clear-Vu’s acts of infringement have caused damaged to Plaintiffs, and Plaintiffs

are entitled to recover from Clear-Vu the damages sustained as a result of Clear-Vu’s

infringement in an amount subject to proof at trial.

64. Plaintiffs have suffered and will continue to suffer irreparable injury and damages

as a result of Clear-Vu’s infringement of the ’706 Patent, for which Plaintiffs are entitled to

relief. Plaintiffs seek damages, as well as injunctive relief against further infringement.

COUNT IV
DECLARATORY JUDGMENT OF INFRINGEMENT OF THE ’706 PATENT

65. Plaintiffs re-allege the allegations in paragraphs 1–64 as though fully set forth

herein.

66. These claims arise under the Declaratory Judgment Act, 28 U.S.C. §§ 2201 and

2202.

67. There is an actual case or controversy such that the Court may entertain Plaintiffs’

request for declaratory relief consistent with Article III of the United States Constitution, and this

actual case or controversy requires a declaration of rights by this Court.

68. Any manufacture, use, sale, offer for sale, and/or importation of the Accused

Products before patent expiration will constitute direct infringement, active inducement of

infringement, and/or contributory infringement of the ’706 patent.

69. Clear-Vu’s actions demonstrate that infringement of the ’706 Patent is imminent.

70. Plaintiffs are entitled to a declaratory judgment that future make, use, sale, offer

for sale, and importation of the Accused Products before patent expiration will constitute direct

infringement, active inducement of infringement, or contributory infringement of the ’706 patent.

JURY DEMAND

Plaintiffs demand a trial by jury on all issues so triable.

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PRAYER FOR RELIEF

WHEREFORE, Plaintiffs incorporate each of the allegations in paragraphs 1 through 63

above and respectfully request that this Court grant the following relief:

A. Judgment that the Asserted Patents are valid, enforceable, and that Clear-Vu has

directly infringed, contributorily infringed, and induced infringement of the Asserted Patents;

B. Clear-Vu and its agents, employees, servants, subsidiaries, divisions, affiliates,

and all persons acting for, with, or in concert with them be temporarily, preliminarily, and

permanently enjoined from engaging in the aforesaid unlawful acts of patent infringement;

C. Judgment that Clear-Vu’s acts of patent infringement are willful;

D. A declaration under 28 U.S.C. § 2201 that if Clear-Vu, its officers agents,

servants, employees, licensees, representatives, and attorneys, and all other persons acting or

attempting to act in active concert or participation with it or acting on its behalf, engage in

making, using, selling, offering for sale or importation of the Accused Products before patent

expiration, it will constitute an act of infringement of the Asserted Patents;

E. An award of damages for past and future damages, costs, expenses, together with

prejudgment and post-judgment interest to compensate for Clear-Vu’s infringement of the

Asserted Patents provided under 35 U.S.C § 284, and increase such award by up to three times

the amount found or assessed in accordance with 35 U.S.C. § 284;

F. A determination that this is an exceptional case within the meaning of 35 U.S.C. §

285 and an award of Plaintiffs’ attorneys’ fees, costs, and expenses incurred in this action; and

G. Such further and other relief as this Court deems just and proper.

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Respectfully submitted,

Date: March 2, 2018 By: /s/ Marc J. Rachman


Marc J. Rachman
Devin A. Kothari
DAVIS & GILBERT LLP
1740 Broadway
New York, New York 10019
T: 212.468.4890
F: 212.468.4888
E: mrachman@dglaw.com
E: dkothari@dglaw.com
OF COUNSEL

Benjamin T. Horton (Pro Hac Vice to be filed)


Tiffany D. Gehrke (Pro Hac Vice to be filed)
Michelle Bolos (Pro Hac Vice to be filed)
MARSHALL GERSTEIN & BORUN LLP
6300 Willis Tower
233 S. Wacker Dr.
Chicago, IL 60606
T: 312.474.6300
F: 312.474.0448
E: bhorton@marshallip.com
E: tgehrke@marshallip.com
E: mbolos@marshallip.com

Attorneys for Plaintiffs

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