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What is recurrent aphthous stomatitis (RAS)? Is it aphthous-like oral ulcers often occur in conjunction
appropriate to regard it as an infectious disease? Are with diverse conditions of a systemic nature. Included
there effective measures for managing aphthous among those conditions are cyclic neutropenia [5],
ulcers? These are just a few of the questions that selected anemias [6], inflammatory bowel diseases [7],
are continually asked about this benign but highly Behçet’s disease (see Box 1) [8,9], gluten-sensitive
symptomatic oral problem. enteropathy (celiac sprue) [10,11], relapsing poly-
Although it is one of the most common recurrent chondritis syndromes (including the so-called
oral ulcerative conditions of adults and children ‘‘MAGIC’’ syndrome, which consists of mouth and
recognized throughout the world, RAS is also one genital ulcers with inflamed cartilage) [12], HIV
of the least understood oral diseases and is among the infection [13], the purported symptom complex of
most vexing problems faced by affected patients and recurring fevers, aphthous stomatitis, pharyngitis, and
clinicians alike [1]. The triggering factors that pre- lymphadenopathy (FAPA syndrome) [14], and others
cipitate recurrent episodes in RAS patients seem to be [2,4 – 6,15]. Given the various presentations of RAS
as diverse and unique as the affected individuals as either an exclusively local oral phenomenon or as a
themselves [2], which has posed a challenge for systemically related oral condition, it is not surprising
scientists in their attempts to identify a specific that the search for its origin has proved frustrating.
causation for this disease. Although the origin of In recent years a body of evidence has emerged to
RAS remains obscure, there is growing lucidity with suggest a genetic and an immunologic basis for RAS.
regard to its pathogenesis, and that enlightenment has These revelations largely have eclipsed speculation
influenced contemporary approaches to its manage- that RAS is caused by an infectious microorganism
ment significantly [3]. or one of the other previously suspected etiologic
factors. They also have led to more rational and ef-
fective contemporary approaches to the management
Etiology and pathogenesis of RAS [16].
1042-3699/03/$ – see front matter D 2003, Elsevier Science (USA). All rights reserved.
PII: S 1 0 4 2 - 3 6 9 9 ( 0 2 ) 0 0 0 7 0 - 5
112 E. Eisenberg / Oral Maxillofacial Surg Clin N Am 15 (2003) 111–122
association is not entirely surprising, because stress is consideration also could be applied to the other human
known to affect immunologic function [2]. It also has herpes viruses, varicella-zoster virus and cytomegalo-
been observed that HIV-infected patients experience virus, which are known to affect such subclinical
oral aphthous-like ulcerations with relatively high phenomena as asymptomatic viral shedding and ele-
frequency. With advancing immune depletion, their vated viral titers, similar to HSV [35,36].) It must be
aphthous outbreaks are often dominated by larger emphasized, however, that regarding most aphthous
ulcers that run a more protracted course [13,29,30]. patients, any suggestion of a causative nexus between
Attempts to explore the possibility that RAS is RAS and HSV seems to represent unsubstantiated
fundamentally an antibody-driven disorder have dis- conjecture rather than proven fact [16].
closed findings that are at best inconsistent and
largely unsupportive. It seems that any previously
held conjecture that aphthous ulcers stem from a Nutritional factors
centrally generated humoral immune mechanism
rather than from local cellular immune responses to Other issues explored in the quest to determine a
an antigenically modified oral mucous membrane cause for RAS include the possible relationship of
was predicated on assumptions that have since been attacks to excess or deficiency of various nutritional
discredited [3,18,31 – 33]. factors, such as serum iron, folate, and vitamin B12,
and speculation that aphthous ulcers represent the
manifestation of an allergic reaction to certain foods
Microbial factors or other ingested or contacted substances. Apart from
variably favorable responses to the avoidance of
To date, investigations have yielded little, if any, gluten products in aphthous patients with docu-
consistent evidence to support the hypothesis that mented intestinal malabsorption disease (compared
RAS represents an infectious disease. In particular, to controls [37]) and in some aphthous stomatitis
from studies to determine whether there might be a patients with normal intestinal function [38], evi-
connection between previously suspect L-forms of dence that RAS primarily represents an allergic
streptococci and RAS, or the adenoviruses, herpes response or is etiologically linked to diminished
simplex virus (HSV), varicella-zoster virus, or cyto- serum iron, vitamin B12, or folate levels is lacking
megalovirus and RAS, the available evidence sug- or, at best, equivocal [6,16,24,28,39].
gests that none of these microorganisms seems to be For any RAS patient who exhibits physical signs
directly culpable for RAS despite continued specu- and symptoms that suggest the possibility of an
lation about their possible role [2,6]. One should note underlying malabsorption or nutritional deficiency
that an antiviral agent, acyclovir, offers no beneficial state or a blood dyscrasia, it is prudent to obtain a
effect in preventing or attenuating episodic flares of complete blood count and assays for serum folate,
the condition [34], which serves to weaken arguments vitamin B12, and ferritin. Should any of these tests
in favor of a possible viral causation for RAS [16]. yield findings that suggest an underlying systemic
From occasional anecdotal cases in which patients abnormality, referral to an internist or a hematologist
report an apparent consistent temporal relationship is indicated [6].
between their aphthous outbreaks and an immediately
antecedent reactivated (recurrent) HSV infection, it is
tempting to postulate that in a narrow subset of Clinical features
individuals who get RAS, the herpes virus may serve
as an antigenic ‘‘trigger’’ that initiates the cascade of The classic clinical features of RAS are generally
immunologic events that result in ulceration [2]. In a well known and usually suffice for diagnostic pur-
limited subset of RAS patients, it is possible that this poses [6]. The lesions affect the oral cavity exclu-
is actually the case. Presumably, such patients would sively and, with the occasional exception of the
benefit from appropriate therapeutic and prophylactic dorsal aspect of the tongue, overwhelmingly favor
antiviral therapy, coupled with treatments specifically nonkeratinizing, freely moveable mucosal surfaces.
aimed at lessening the severity and frequency of the From the latter characteristic, one might infer that the
RAS episodes by modulating their supposedly height- abridged mucosal barrier of these attenuated epithe-
ened immune responses to the viral ‘‘trigger’’ [6]. lial surfaces allows for intensified antigenic stimu-
Such therapeutic strategies probably would be best lation, which in turn launches the autoimmune
carried out in consultation with an infectious disease reaction that results in mucosal disruption. Involve-
specialist [6]. (Analogous speculation and therapeutic ment of keratinized epithelial surfaces is distinctly
114 E. Eisenberg / Oral Maxillofacial Surg Clin N Am 15 (2003) 111–122
uncommon and almost always represents extension of tends to experience a similar phenomenon with
ulceration from its origin on an adjacent nonkeratin- relation to the location of at least some of their
ized epithelial surface [2]. When a cluster of ulcers is aphthous lesions in the context of some, if not all,
confined to a single keratinized mucosal location (eg, of their outbreaks.
hard palate, attached gingiva), the possibility that Unlike the ulcerations seen in primary or recurrent
they represent ruptured vesicles of a recurrent HSV oral HSV infections, aphthous ulcers are not preceded
infection (Table 1) or are traumatic ulcers must be by vesicles [6]. Although individual aphthae are often
considered in the differential diagnosis as more likely categorized into one of three possible subtypes (minor,
than aphthous ulcers [6,40,41]. major, and herpetiform) based primarily on their
Aphthous ulcers’ preference for buccal and labial respective size differences, this classification is purely
mucosa and the lateral-ventral tongue surfaces also descriptive rather than substantive. Regardless of an
lends oblique support to the condition’s immune- individual lesion’s dimensions, all of the subtypes
related nature, because these sites are especially seem to represent mere superficial variations of a
susceptible to friction and prone to trauma. It is not single disease entity [2]. Any individual recurrence
uncommon for some patients to report that their may feature as few as one or two isolated ulcers or
aphthous ulcers typically arise on such locations upwards of virtually dozens of aphthous lesions. Any
shortly after a preceding minor traumatic event, such one of the subtypes or various combinations of each of
as an accidental self-inflicted bite, frictional irritation the three subtypes can occur in the course of a single
or injury from tooth clenching or bruxing, or after an RAS outbreak [16]. Notwithstanding size, all aphthous
inadvertent nonpenetrating ‘‘stab’’ from a utensil ulcers are painful, and in many cases, patients also
during a meal [42]. These events are examples of relate histories of prodromal discomfort or other symp-
the so-called ‘‘Koebner phenomenon,’’ in which toms that routinely augur impending recurrences [40].
lesions that are characteristic of a specific immuno- The frequency and severity of recurrences vary
logically mediated mucocutaneous disorder (eg, widely among affected individuals. Some patients
psoriatic plaques in psoriasis) develop on sites of experience recurrences at fairly regular intervals,
recently traumatized but previously lesion-free skin whereas for others the episodes occur with less
or mucosa [43]. ‘‘Koebnerization’’ also occurs in predictability. In many cases the attacks are precipi-
individuals with diseases such as lichen planus [44], tated by a particular identifiable factor (eg, intense
various types of lupus erythematosus, and others stress [15] or, as reported by some women, in tem-
[45]. It seems that a subset of individuals with RAS poral relation to their menstrual cycles [46]), whereas
Table 1
Distinctions: Recurrent aphthous ulcers and recurrent (‘‘reactivated’’) intraoral HSV lesions
Factor Recurrent aphthous ulcers Recurrent HSV
Etiology Focal immune dysregulation HSV-I (HSV-II rarely)
Antecedents Commonly stress, trauma; other factors diverse Local trauma, stress, systemic
and unique as the affected individuals immune alteration
Prodromal awareness Sporadic Typical
Location of lesions Non-keratinizing ‘‘moveable’’ mucosa and Keratinizing (‘‘bound down’’)
tongue dorsum mucosa only
Distribution Unifocal or multifocal throughout oral cavity Unifocal only
(in immunocompetent individuals)
Lesions Ulcers of varying size and number possible Unifocal cluster of vesicles
per episode that ulcerate
Symptoms Pain (regardless of lesion size) Pain
Diagnostic Confirmation History, clinical features; negative cytology for History, clinical features; positive viral
virally-modified epithelial cells; biopsy usually cytopathic changes on smear; biopsy
not necessary usually not necessary
Clinical course 7 to 14 days, no scarring (minor and herpetiform types); 7 to 14 days
greater than 14 days, scarring possible (major types) (in immunocompetent individuals)
Management Palliative agents, corticosteroids, other immune Antiviral agents
modulating agents
Modified from Regezi JA, Sciubba JJ. Vesiculo-bullous diseases: Herpes simplex infections. In: Regezi JA, Sciubba JJ, editors.
Oral pathology: Clinical-pathologic correlations. 2nd edition. Philadelphia: W.B. Saunders; 1993; p. 9; with permission.
E. Eisenberg / Oral Maxillofacial Surg Clin N Am 15 (2003) 111–122 115
Fig. 3. Hyperplastic scar tissue from healed major Fig. 5. Herpetiform aphthous ulcers on the soft palate and
aphthous ulcer, lower right vestibular mucosa adjacent to uvula. These clusters of small ulcerations have coalesced to
mandibular canine and first premolar tooth. Scar resembles form extensive lesions that resemble major aphthae.
epulis fissuratum.
confirmation because there are no defined pathogno- may be seen [2]. As an aphthous ulcer ‘‘ages,’’ the
monic microscopic features of this disorder. At the histopathologic findings become increasingly non-
tissue level, the clearly nonvesicular nature of the specific [16]. Biopsy of any long-standing, nonheal-
ulcerative lesion and the absence of virally modified ing oral ulcer may be indicated, however, to determine
epithelial cells may serve to distinguish an early whether the lesion is benign or malignant or repres-
aphthous ulcer from an herpetic lesion in cases in entative of some unsuspected unusual diagnostic
which there is clinical diagnostic ambiguity [4,40]. entity, such as a granulomatous infection or inflam-
Relatively early in their course, aphthous lesions matory disease.
demonstrate an ulcer base covered by a fibrinopuru-
lent pseudomembrane. The marginal epithelium may
appear spongiotic with attendant lymphocytosis, Management of recurrent aphthous stomatitis
especially in the basal-most strata. At the marginal
epithelial-stromal interface, ‘‘tagging’’ of lympho- General considerations
cytes is prominent, and throughout the superficial
stroma polymorphonuclear leukocytes and chronic Conventional wisdom and clinical experience
inflammatory infiltrates dominated by lymphocytes strongly suggest that most cases of RAS are isolated
and histiocytes prevail. Within the deeper submucosa, to the oral cavity and are neither attributable to nor
perivascular infiltrates of lymphocytes and histiocytes associated with an underlying systemic disease or
some other generalized pathologic condition. If the
medical history is positive for or suggestive of any of
the systemic conditions known to be linked to oral
aphthae, however, and the patient experiences severe
bouts or unusually frequent recurrences of aphthous
stomatitis, it may be prudent to rule out the possibility
that the oral flare up reflects an exacerbation of the
systemic disease. Should that suspicion be confirmed
through an appropriately focused evaluation in con-
sultation with the patient’s primary care provider or
an appropriate medical specialist, the apparent incit-
ing condition must be addressed and treated accord-
ingly. The expectation is that once the underlying
systemic problem is brought under control, at least
temporary remission or regression of the RAS can be
achieved [2,6,16].
Fig. 4. Minor, major, and herpetiform aphthae occurring Whether it is of value to include complete hem-
synchronously on right soft palatal mucosa. atologic screening of RAS patients as part of the
E. Eisenberg / Oral Maxillofacial Surg Clin N Am 15 (2003) 111–122 117
tamine and leukotrienes. It has been shown that drink for 30 minutes after application is advised to
aphthous ulcers treated with amlexanox resolve in promote adherence of the preparation to the ulcer-
less time (by 1 day) than their untreated counter- ations. To prevent or address corticosteroid-induced
parts [2 – 4,6]. candidiasis, an antifungal medication can be com-
Topical corticosteroid gels, creams, or ointments pounded into the corticosteroid cream or ointment,
that are selectively prescribed and judiciously applied with or without a tissue adhesive base when indi-
to active lesions constitute an effective conservative cated [40].
modality for managing RAS. The cream or ointment For aphthous ulcers that are difficult to reach with
preparations are preferred, because some patients a finger—predominantly ulcers that involve the most
report stinging or burning with the use of cortico- posterior oral regions—or are so numerous and widely
steroid gels [3,40]. distributed as to render the direct application of
Some patients who wish to use topical cortico- creams or ointments impractical, corticosteroid rinses
steroid gels, creams, or ointments are reluctant to do are an excellent topical therapeutic alternative [2 – 4,
so or fail to comply because of the fear that attends 6,16,28,40]. Rinsing over a period of several days
reading the warning on prescription packaging inserts with betamethasone (Celestone) syrup 0.6 mg/5 mL,
or receiving pharmacists’ admonishments that topical dexamethasone (Decadron) elixir 0.5 mg/5 mL, or a
corticosteroid preparations are for external use only. specially compounded aqueous suspension of 0.1% or
Clinicians should reassure their patients that the use 0.2% triamcinolone acetonide accelerates resolution
of these topical agents strictly as prescribed for of the ulcers and alleviates discomfort. Three to four
limited periods of time is not likely to produce times daily and before retiring for the night, 1 tea-
untoward effects and is safe [3,40,52]. spoonful of the liquid is held and swished in the
Over the course of several days, starting as early mouth for 2 to 3 minutes and then expectorated. The
as possible from the onset of the outbreak, direct rinse regimen is followed by avoidance of food and
application of a thin film of the corticosteroid agent drink for 30 to 60 minutes afterward. This is not only
three to five times daily and at bedtime after gentle an effective method for addressing active RAS out-
drying of the affected area alleviates discomfort and breaks but also may be useful for aborting an immi-
reduces the duration of ulcers so that they heal within nent attack in its prodromal phase [16]. The author
several days, rather than linger for a week or more, as also has found that ‘‘customized’’ prophylactic corti-
is typical of untreated lesions [6]. Among the recog- costeroid rinse regimens can be adapted to an indi-
nized vagaries inherent in using creams or ointments vidual patient’s needs, particularly in cases in which it
on oral mucous membranes is the likelihood that they is necessary to intercept and prevent episodes known
rapidly wash away from the site of application and to occur with some regularity or frequency. Triamcin-
thereby diminish the therapeutic efficacy of the olone acetonide suspension can be compounded with
medication. This problem can be addressed either nystatin (Nystatin oral suspension USP) for individu-
by prescribing a topical corticosteroid compounded als predisposed to oral candidiasis or with 2% lido-
with tissue adhesive (eg, 0.1% or 0.5% triamcinolone caine (Xylocaine 2% viscous solution) if there is a
acetonide [Aristocort A, Kenalog] in Orabase) or, need for expedient pain relief (Karen A. Baker, MS
as an alternative, by prescribing more potent topical Pharm, personal communication, 2001).
corticosteroids, such as 0.05% betamethasone dipro- Another method for applying topical corticoste-
pionate cream or ointment (Diprolene; Lotrisone), roid medication to active lesions (particularly major
0.05% fluocinonide cream or ointment (Lidex), aphthous ulcers or other types of aphthae located
or 0.05% clobetasol propionate ointment or cream primarily in intertriginous-like regions of the oral
(Temovate) alone, without tissue adhesive [2 – 4,6]. mucosa, such as the upper or lower buccal or labial
The latter three topical agents seem to provide greater vestibules or the sublingual vestibule) involves
therapeutic efficacy than those compounded in an using a gauze sponge either soaked in corticosteroid
occlusive or adherent base, despite their limited time rinse preparation or on which a small amount of
in contact with active lesions [3]. There seems to be corticosteroid cream or ointment has been applied
no appreciable therapeutic advantage to applying for delivery. By laying the gauze sponge directly
corticosteroid in a base preparation (ie, compounded onto the lesion or lesions and holding it in place for
in Orabase or some other inert mucous membrane 15 to 20 minutes two or three times daily during
dressing) as compared to applying a base preparation waking hours, the concentrated contact method for
alone (ie, without corticosteroid) [53]. Regardless of delivery of the medication requires fewer applica-
whether a base preparation or corticosteroid alone or tions and promotes more expeditious healing of
a compound of both is applied, avoidance of food and ulcers [3,4].
E. Eisenberg / Oral Maxillofacial Surg Clin N Am 15 (2003) 111–122 119
Perilesional injection fold. The first goal is to remedy the current attack.
The second goal is to attempt to break the apparent
Perilesional injection of corticosteroid medication cycle of recurrence to achieve at least a temporary
is another therapeutic alternative. Such injections can period of remission or an interim in which recur-
be highly efficacious for treating major aphthous rences are less frequent, ulcerations are fewer, and
ulcers that have been resistant to other more conserv- symptoms are less intense. Achieving this goal may
ative topical approaches or are unresponsive to sys- require an approach that briefly couples systemic
temic treatment [2]. The author has found that this corticosteroid ‘‘burst therapy’’ with topical cortico-
route of corticosteroid administration can reduce steroid therapy initially, followed by a ‘‘prophy-
significantly the diameter of either a newly erupted lactic maintenance’’ regimen with continuance of
or a long-standing major aphthous lesion within the the topical corticosteroid alone. The author has
24- to 48-hour postinjection period and dramatically found that individual case-centered modifications
shorten healing time. of the therapeutic approach reported by Vincent
The procedure the author uses is based on a and Lilly [16] can be effective in most cases for
modification of the adjuvant intralesional cortico- accomplishing these goals. They recommend using
steroid injection regimen described for use in treat- a ‘‘burst’’ therapeutic regimen of prednisone (40
ing recalcitrant pemphigus lesions [54]. After mg taken 1 hour after rising in the morning for
administration of local anesthesia (with vasocon- 5 days, followed by 20 mg every other day for an
strictor), 10 to 40 mg of sterile triamcinolone additional week) along with oral rinses with com-
acetonide injectable suspension, USP (Kenalog-40) pounded 0.1% triamcinolone acetonide aqueous
40 mg/mL diluted to 10 mg/mL strength, is injected suspension (5 mL of liquid swished four times
into the perilesional tissue immediately adjacent to daily for 2 to 3 minutes and expectorated ; NPO
the ulcer border. The lesion is clinically evaluated for 1 hour afterward). If the triamcinolone suspen-
48 hours after injection to determine whether the sion is not available, dexamethasone elixir used
treatment was adequate. If there seems to be neither similarly three to four times daily at outset also
improvement in symptoms nor evidence of progres- can be effective.
sion toward healing, it may be necessary to repeat In the author’s experience, ‘‘burst therapy’’ also
the procedure. Usually a single administration of can be used safely over a 3-week period if necessary
corticosteroid is sufficiently therapeutic, however, (eg, 40 mg prednisone every morning for 7 days
so that even large, painful, or stubbornly recalcitrant followed by 20 mg every morning for 7 additional
major aphthous lesions that were present for many days followed by 20 mg every other morning for
weeks before the injection resolve within 5 to another 7 days) and does not require any further
7 days. tapered doses [16]. Coupled with the initial four-
times-daily corticosteroid rinse regimen, burst ther-
apy is more effective than 5 to 7 days of abbreviated
Indications for second-line therapy systemic corticosteroid (dosepak) therapy alone for
obtaining control of an active outbreak and intercept-
Prednisolone (Prelone) or betamethasone (Celes- ing and preventing subsequent recurrences [16].
tone) syrup preparations can be used exclusively as Once the systemic corticosteroid regimen is com-
rinses or as several times daily rinse-and-swallow pleted, a prophylactic rinse regimen (eg, either one to
regimens for cases that are recalcitrant to the topical three times daily or one to three times on alternate
approach alone. The latter combined route of admin- days as needed; NPO for 30 minutes to 1 hour after
istration can be helpful for treating major aphthae and rinsing) can provide long-term preventive mainte-
is especially effective in cases in which the aphthous nance. Although systemic complications from using
ulcers are concentrated in the posterior oral cavity, soft attenuated corticosteroid rinse regimens over ex-
palate, and tonsillar fauces and are attended by con- tended periods of time do not seem to be a significant
siderable pain. Used in this manner, the corticosteroid problem [16], oral candidiasis can be a potential
agent provides topical and systemic immunomodula- problem for some individuals on this therapy, par-
tory benefits and is considered to be a second-line type ticularly individuals whose cell-mediated immune
of therapy [2]. responses are compromised by an underlying medical
For the occasional patient plagued by frequent condition, such as diabetes. In such cases, inter-
or overlapping RAS attacks over a protracted vention with ketoconazole (Fluconazole, Nizoral)
period of time and whose quality of life has been tablets or clotrimazole (Mycelex) troches may be
eroded as a result, the goal of treatment is two- indicated [2,3].
120 E. Eisenberg / Oral Maxillofacial Surg Clin N Am 15 (2003) 111–122
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