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Legal Medicine 51 (2021) 101879

Contents lists available at ScienceDirect

Legal Medicine
journal homepage: www.elsevier.com/locate/legalmed

Case Report

Fire in operating room: The adverse “never” event. Case report,


mini-review and medico-legal considerations
Elvira Ventura Spagnolo a, *, Cristina Mondello b, *, Salvatore Roccuzzo b, Gennaro Baldino a,
Daniela Sapienza b, Patrizia Gualniera b, Alessio Asmundo b
a
Section Legal Medicine, Department of Health Promotion Sciences, Maternal and Infant Care, Internal Medicine and Medical Specialties (PROMISE), University of
Palermo, Italy
b
Section of Legal Medicine, Department of Biomedical and Dental Sciences and Morphofunctional Imaging, University of Messina, Italy

A R T I C L E I N F O A B S T R A C T

Keywords: The patient’s security and safety represent a topic of great importance for public health that led several
Surgical fire healthcare organizations in many Countries to share documents to promote risk management and preventing
Burns adverse events. Surgical Fire (SF) is an infrequent adverse event generally occurring in the operating room (OR)
Healthcare security and safety
and consisting of a fire that occurs in, on, or around a patient undergoing a medical or surgical procedure.
Medical liability
Surgery
Here a medico-legal case involving a 65-year-old woman reporting burns to the neck due to an SF during a
Clinical risk management thyroidectomy was described. A literature review was performed using Pubmed and Scopus databases, focusing
on epidemiology, causes, prevention activities associated with the SF, and the related best practices recom­
mendations. The medico-legal analysis of the case led to admit the professional liability because the suggested
time (3 min) to use the electrocautery after CHG application was not respected.
The case analysis and the literature review suggest the importance of implementing National and Local pro­
cedures to promote the management of SF risk. Finally, it is necessary to highlight the role of incident reporting
and root causes analysis in understanding the cause of the adverse events and thus enforce their prevention.

1. Introduction possibly catastrophic circumstances is represented by the Surgical Fire


(SF). SF is defined as a fire that occurs in, on, or around a patient un­
In recent years, the worldwide consideration of “Healthcare Security dergoing a medical or surgical procedure. It is considered, as other
and Safety” has increased exponentially, defining the topic as a priority. eventualities [4–7], a “sentinel event” due to its potentially severe or
To this purpose, in 2004, the World Health Organization (WHO) shared fatal consequences.
the document “World Alliance for Patient Safety program” [1] followed, Notably, some authors defined SF as a “never event” (together with
in 2008, by the publication of the paper “WHO Guidelines for Safe the wrong-site surgery and the retained surgical items), which is
Surgery 2009′′ [2]. Conforming to international standards, the Italian described as patient safety violations with potentially devastating out­
Government promoted further patient-safety programs with the estab­ comes that should never occur in the OR [8–11].
lishment of the regional clinical risk management function, the intro­ The “fire triangle” theory is utilized for explaining how the fire has
duction of mandatory monitoring of sentinel events and claims system, an origin. It is composed essentially of three elements, which are always
and the emanation of national guidelines concerning safety in the represented in the OR [12,13]:
Operating Room (OR) [3]. Moreover, the improvement and promotion
of the health care system’s quality was confirmed by the recent Italian Ignition – represented by electrosurgical units, lasers, defibrillator,
Law n. 24/2017. fiberoptic light source, drills/high-speed Burrs;
However, despite the International, National, and Regional imple­ Oxider – e.g. oxygen, nitrous oxide, compressed medical air, ambient
mentation of prevention policies and procedures, adverse events air;
continue to occur. In this scenario, one of the most infrequent but

* Corresponding authors.
E-mail addresses: elvira.ventura@unipa.it (E. Ventura Spagnolo), mondelloc@unime.it (C. Mondello).

https://doi.org/10.1016/j.legalmed.2021.101879
Received 15 July 2020; Received in revised form 24 February 2021; Accepted 2 April 2021
Available online 9 April 2021
1344-6223/© 2021 Elsevier B.V. All rights reserved.

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E. Ventura Spagnolo et al. Legal Medicine 51 (2021) 101879

Fuel – e.g. alcohol skin preps, drapes/gowns, gauze/sponges, pa­ neck. During the hospitalization, the patient clinical conditions
tient’s hair/skin, Endotracheal Tube (ETT)/nasal cannula, intestinal remained stable, and the burn lesions were treated with topical and
gases. systemic steroid-antibiotic therapy. The subject was discharged on the
5th day of recovery in stable conditions. The medical follow-up did not
The authors report a case of a 65-year-old female who suffered an SF reveal any form of sequelae excluding the retracting-hyperchromic-
due to the incorrect use of both an alcohol-based disinfectant and the hypertrophic linear, vertical, cord-like, bilateral, antero-lateral scars
electrocautery, describing principles of SF, its origin, development, on the neck (Fig. 1); particularly, the two scars were symmetrically in
consequences, and how to prevent it. Then, the authors analyzed the correspondence of sternocleidomastoid muscles, but without their
medico-legal implications of SF, focusing on each phase of the event involvement. The patient filed a Civil lawsuit for this event.
before (propriety of informed consent), during (recommendations of
best practices, protocols, and medical liability), and after (the entity of 3. Discussion
lesions, the necessity of reactive root cause analysis) ignition.
The safety in the OR is characterized by an intrinsic complexity that
2. Materials and methods involves all surgical procedures and, also, for this reason, the surgical
specialties, as well as others, are often involved in malpractice litigation
2.1. Literature review [10,15–17] Communication processes between the OR team members
are important to ensure an optimal collaboration, which is essential to
PUBMED and SCOPUS database were used to search the English reduce the incidence of patient injury due to practitioner errors and,
language literature from 1990 to 2020 for articles using the following consequently, to promote the success of the intervention without
key words: “Operating Room Fire”, “Surgical Fire”, “Operating Room adverse events. We described a case of SF, one of the adverse events less
Burns”. We focused on epidemiology, causes and prevention activities reported in the literature with potentially devastating consequences for
associated with the SF, the related recommendations of best practice, its the patient and practitioners [12,18].
clinical and medico-legal consequences. Two of the authors provided The devices and/or components representing the “fire triangle”,
independently to the screening of the results, mainly on the basis of supporting the origin of SF, are commonly used in the modern OR. Thus,
relevance and appropriateness of the topics in the text; then, other two the complete elimination of fire risk is impossible. However, several
authors carried out the selection for the inclusion. American Scientific Societies have provided best practices to reduce the
related risk [19,20]. In the USA, the prevalence of SFs has been esti­
mated at approximately 600 events per year, and the total number of
2.2. Case report events is probably underestimated [13]. On the contrary, reports, and
data published in Italy and in Europe are probably lacking due to
A 65-year-old woman was evaluated because of 4 weeks of inadequate application of hospital incident reporting system [21]. The
dysphonia and dysphagia at the local University Hospital (in Sicily, SF literature describes the head-neck district, upper body, and pelvis
Italy). The thyroid Color-flow Doppler Ultrasonography (US) showed a regions as the most involved areas; general and orthopedic surgery,
bilateral multinodular goiter with tracheal compression and normal gynecology, and otolaryngology are the most frequently involved spe­
vascular flow. US-guided fine-needle aspiration biopsy of thyroid nodule cialties [22–42].
revealed a low-risk indeterminate lesion (TIR 3A). Total thyroidectomy The SF-related literature provided recommendations/suggestions
was performed according with patient preference and conforming to regarding the main actions of the prevention of each OR team member,
national recommendations included in the Consensus Report developed as summarized in Fig. 2.
by Scientific Italian Societies [14]. The surgical procedure was con­ All the surgical staff is generally involved in handling/management
ducted in general anesthesia (with Endo-Tracheal Tube and 2/L min O2 of devices and/or components representing the three different fire ele­
supply), and Chlorhexidine Gluconate (CHG) (2% Chlorhexidine Glu­ ments: the surgeon usually uses sources of fire (ignition), the anesthe­
conate in 70% isopropyl alcohol) was used for skin disinfection of the siologist administers the oxidants, and the nurse supplies materials
surgical site. Thyroidectomy was correctly performed, preserving the representing the fuel. The most common source of ignition of the blaze is
vagus and recurrent laryngeal nerves integrity by neuromonitoring and represented by the electrocautery unit (electrosurgical unit), responsible
identifying and sparing the parathyroid glands. During the closing sur­ for up to 90% of surgical fires [30]. “Fuel” is often the alcohol-based
gical wound phase, immediately after an intraoperative CHG skin preparation solution used to disinfect the surgical site [43,44]. Thus, it
disinfection of the neck, an SF occurred involving surgical drapes of the appears evident how the complete and shared awareness of all OR team
perioperative field. The fire was most likely produced by the ignition of members is necessary. For this purpose, Mathias J.M. [45] suggested the
the reapplied alcohol-based disinfectant by monopolar electrocautery. compilation of an “SF Risk Score” module before each surgical inter­
Although the OR team promptly extinguished the fire, the patient re­ vention and based mainly on the surgical site, the presence of open
ported second-third-degree burns to the anterolateral surface of the

Fig. 1. Burns of first and second grade due to the surgical fire, surrounding the surgical injury for thyroidectomy (A); surgical fire scars (black arrows) after
respectively six and nine months from the adverse event (B and C).

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Fig. 2. Schematic summary of the main recommendations to prevent SF for the OR team members. SF: surgical fire; OR: operating room; ETT: endotracheal tube.

oxygen source, and the availability of ignition source. Regular simula­ were found in the incident report: the CHG was applied on the patient
tion activities in the workplace – also known as in situ simulation – can skin “immediately” before the development of the flash fire. There were
reduce morbidity and mortality of rarely occurring events like SF [46]. no records describing the implementation of other SF prevention mea­
The reported case regards an SF involving the neck area during a sures (e.g. removal of surgical drapes before the CHG application and a
thyroidectomy in which a CHG solution and a monopolar electrocautery low voltage usage of monopolar electrocautery).
were used. Although alcohol-skin preps are considered a risk factor for In light of the described dynamic of the event resulting from the
SF origin [13], the use of CHG in the OR is widely recommended as the analysis of medical records/documentation (including the incident
first choice option for the prevention of surgical site infections due to its report), it was observed that the time elapsed from the application of
efficient and effective antimicrobial action compared with other preps CHG on the patient’s skin to the use of electrosurgical units was not
(e.g. iodopovidone or not-alcohol-based disinfectant) [47]. Best practice sufficient to ensure the complete evaporation of the flammable sub­
recommendations also include avoiding pooling and dripping of solu­ stance. The production of the spark caused by the monopolar electro­
tion and ensuring complete evaporation of the flammable substance by surgical unit was the trigger for the development of the fire that burned
waiting for not less than 3 min between application of the alcohol-based the surgical drapes delimiting the operating field and the patient neck
disinfectant and activation of the electrocautery [12]. Additionally, skin.
several authors have suggested removing absorptive materials before The reported case offers medico-legal arguments about the assess­
the application of the CHG and applying surgical drapes only after ment of healthcare liability according to the contractual or “tort liability
complete evaporation [15]. Indeed, although these items are often rated system” based on the proof of practitioner error/negligence in deter­
as “flame resistant” and/or “nonflammable,” they can still ignite in mining the patient damage, thus implying the performed activities was
normal operating conditions [48,49]. Moreover, it is recommended to not compliant with the required and generally accepted professional
limit the use of the electrocautery device at low levels of voltage and to standard [54].
use a bipolar rather than a monopolar electrocautery device to prevent/ A complete medico-legal analysis based on a step-by-step evaluation
minimize current leakage during tracheostomy [50]. Other recommen­ is very important in this setting, as suggested by the European Academy
dations regard the use of air or FiO2 less than or equal to 30% in case of of Legal Medicine (EALM) Working group [55]. Particularly, in the
open system oxygen supplementation (nasal cannula or mask oxygen presented case, the analysis of the collected clinical and documentary
delivery) because of the increased fire risk related to augmented local/ data and information allowed us to reconstruct the dynamic event,
ambient oxygen concentrations [51]. Some researchers also tested a which was then compared with the recommended conduct of the
suction system for excess oxygen under drapes, reporting a significant healthcare personnel as emerging from the review of the related litera­
reduction of the ambient oxygen concentration, which, in the combined ture. Thus, considering the SF as an expected and preventable event, the
use of monopolar devices with built-in smoke evacuators, resulted in a non-observance of required rules of conduct was admitted in relation to
reduction of SF incidence [52,53]. the omission of the recommended cautionary measures to avoid (or at
Regarding the reported case, the medico-legal analysis was per­ least reduce) the risk of SF. The omissions represented a lack of prudence
formed in order to investigate the cause of the SF and to evaluate if the attributable to both surgeons (non-observation of the time elapsed from
patient damage was related to medical malpractice. The case examina­ the application of CHG to the use of electrosurgical units and the use of
tion was based on clinical records, technical/biomedical engineer monopolar electrocautery at low voltage) and nurses. Consequently, the
documentation, and incident report. The analysis of both biomedical omitted conduct had a causal and direct relationship with the burn in­
engineer documentation and data emerging from nurse pre-operative juries, and the causal link between practitioner activities and patient
check of devices/instruments excluded any electrosurgical unit mal­ damage was admitted.
function. Useful data and information for the medico-legal evaluation Finally, the case suggests some consideration on SF, a potentially

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E. Ventura Spagnolo et al. Legal Medicine 51 (2021) 101879

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