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Applied Energy
journal homepage: www.elsevier.com/locate/apenergy
Review
h i g h l i g h t s
Three streams of life cycle studies, namely LCA, LCEA and LCCO2A, were compared.
Previous findings from the three streams were reviewed.
Cases led to discrepancies of results arising from different types of life cycle studies were discussed.
Limitations in using life cycle studies as decision tools for building design were identified.
a r t i c l e i n f o a b s t r a c t
Article history: This paper provides a review on three streams of life cycle studies that have been frequently applied to
Received 20 May 2014 evaluate the environmental impacts of building construction with a major focus on whether they can be
Received in revised form 17 November 2014 used for decision making. The three streams are Life Cycle Assessment (LCA), Life Cycle Energy Assess-
Accepted 7 January 2015
ment (LCEA) and Life Cycle Carbon Emissions Assessment (LCCO2A). They were compared against their
evaluation objectives, methodologies, and findings. Although they share similar objectives in evaluating
the environmental impacts over the life cycle of building construction, they show some differences in the
Keywords:
major focuses of evaluation and methodologies employed. Generally, it has been revealed that quite con-
Life Cycle Assessment
Buildings
sistent results can be derived from the three streams with regard to the relative contribution of different
Decision making phases of life cycle. However, discrepancies occur among the findings obtained from the three streams
when different compositions of fuel mixes are used in power generation, or when the overall impacts
are not contributed mostly by greenhouse gases emissions. The use of different functional units in differ-
ent studies also makes it difficult to compare results with benchmarks or results from previous studies.
Besides, there are drawbacks in boundary scoping, methodology framework, data inventory and practices
which impair their usefulness as a decision making support tool for sustainable building designs.
Ó 2015 Elsevier Ltd. All rights reserved.
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 396
2. Scope of the review – Life Cycle Assessment, Life Cycle Energy Assessment, Life Cycle Carbon Assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . 396
2.1. Life Cycle Assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 396
2.2. Life Cycle Energy Assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 397
2.2.1. Methodologies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 398
2.3. Life Cycle Carbon Emission Assessment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 399
2.3.1. Fossil carbon emissions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 399
2.3.2. Process carbon emissions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 400
2.3.3. Carbon emissions due to demolition/disposal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 401
3. Extended study boundaries to include land footprint . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 402
4. Functional units used for comparing the results from LCA, LCCO2, and LCEA studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 402
5. Summarized findings from previous studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 404
⇑ Corresponding author. Tel.: +852 2766 7780; fax: +852 2765 7198.
E-mail address: chi-kwan.chau@polyu.edu.hk (C.K. Chau).
http://dx.doi.org/10.1016/j.apenergy.2015.01.023
0306-2619/Ó 2015 Elsevier Ltd. All rights reserved.
396 C.K. Chau et al. / Applied Energy 143 (2015) 395–413
different phases of the life cycle. Mathematically, the terms ‘I’s in is generally adequate when information on building quantities,
Eq. (1) are replaced by ‘E’s to produce Eq. (2) as shown in the final drawings and environmental impact databases for construc-
following: tion product are available, bearing in mind the location of the
buildings in relation to building materials suppliers and waste
E ¼ EExtraction þ EManufacture þ EOnsite þ EOperation þ EDemolition management operators.
þ ERecycling þ EDisposal ð2Þ In addition to the information on the quantity and type of build-
ing materials used, the values of embodied energy intensity factors
where E represents the total energy consumed during the whole life are also needed to compute the total embodied energy content of a
cycle of a building, and Ej represents the energy consumed during building design or a building. The model used for estimating the
jth building phase. initial embodied energy content of a building material is given as
LCEA analysis can be performed using either primary or second- follows:
ary energy (or delivered energy). So it is important to clearly spec-
ify the form of energy in focus [30] for facilitating later comparison. Eemb;inital;i ¼ Eextraction;i þ Emanufacture;i ð3Þ
Primary energy is the energy extracted from nature (e.g. coal) X
i
while secondary energy is the actual energy consumed (e.g. Eemb;inital ¼ ai mi ð4Þ
1
electricity).
where Eemb,initial,i is the initial embodied energy of the ith type of
2.2.1. Methodologies building material (in MJ); Eemb,initial is the initial embodied energy
2.2.1.1. Embodied energy. Quite often, the first three energy compo- of the whole building (in MJ); ai is the embodied energy intensity
nents shown in Eq. (2) are grouped together as embodied energy factor for the ith type of building material (in MJ/kg); and mi is
during the evaluation of energy impacts. Embodied energy is the the mass of the ith type of building material (in kg); and mi should
energy utilized during manufacturing phase of a material. Embod- include not only the quantities of building material in-place but also
ied energy of a building is the energy content of all the materials the wastages incurred during construction. Table 1 shows the
used in the building and technical installations, and energy con- embodied energy intensities of different building materials.
sumed at the time of erection/construction and renovation of the However, the quantification based upon the bottom-up tech-
building. One of the major objectives of carrying out embodied nique truncates the system at a certain stage of supply chain and
energy analysis for building construction is to compute the amount hence does not account for inputs at higher stages or in related
of initial and/or recurring energy embodied within building mate- supply chain. In view of this shortcoming, an economic input–
rials and thus to compare the total embodied energy content for output analysis has also been used in the last few years for
different building materials, components, elements and designs. estimating life cycle energy impacts, especially for assessing entire
Initial and recurring embodied energy are the two major com- industry sectors, and even for national economies. Input–output
ponents of embodied energy. Initial embodied energy is the sum analysis is a top-down statistical technique, based on financial
of the energy required for extraction and manufacture of a material transactions, which is systematically complete. Its underlying
together with the energy required for transportation of a material theory was originally published by Leontief [35], later enhanced
used for the initial building construction. The recurring embodied by Hendrickson et al. [36], and it is generally called economic
energy in buildings represents the sum total of the energy embod- input–output Life Cycle Assessment. Relying on input–output
ied in the material use due to maintenance, repair, restoration, tables, it determined the energy intensity of economic sectors
refurbishment or replacement during the service life of the and hence quantified the energy requirements of a product, based
building. on its price. While this technique considers the whole national
To estimate the embodied energy content for a building or economy as a system, it suffers from a so-called ‘aggregation error’.
building design, a vast number of studies have adopted a ‘bot- It may incur large uncertainties in data as a result of its reliance on
tom-up’ technique, sometimes called process-based approach the assumption that all products within a sector share the same
[31–34]. This bottom-up technique relies heavily on the embodied energy intensity per monetary unit [37].
energy databases for construction materials as well as drawings, Alternatively, a hybrid technique analysis has been proposed by
specifications and/or data from the actual buildings. This technique combining the advantages of both process-LCA and input–output
LCA [42,43]. It consists of using process data wherever available
to fill the system gaps with input–output data in order to assess
Table 1 the entirely of the supply chain of a product. To simplify the assess-
Embodied energy intensities for different types of building materials.
ment of embodied energy, factors known as hybrid energy coeffi-
Type of building material Embodied energy intensitiesa (MJ/kg) cients have been developed by Treloar and Crawford [44], which
Aluminum 155.0–227.0 were formulated by combining the available process data for indi-
Bitumen and asphalt 2.6–44.1 vidual materials with national average input–output data. The ini-
Bricks and blocks 0.9–4.6 tial embodied energy of the building is obtained by multiplying the
Concrete 0.50–1.6
relevant hybrid energy coefficients by the final quantities of the
Galvanized steel 35.8–39
Glass 15.0–18.0 respective materials contained within the building (including
Stone, gravel and aggregate 0.3–1.0 wastage):
Purified fly ash (PFA) <0.1 !
Paint 20.0–81.5 X
I X
I
processes for which process data is available, in GJ/currency unit; ESP-r and TRNSYS. Detailed comparisons of various energy simula-
and Pb, price of the building in currency units. tion tools have already been provided by a number of studies, e.g.
Besides initial embodied energy, recurring embodied energy [68,69], and will not repeated here. Irrespective of the type of sim-
will also be consumed as a result of the needs to replace some ulation methods are used, the simulation results are very sensitive
building materials, whose life spans are normally shorter than to the assumptions made for individual factors, which are some-
the service life span of the building. The recurring embodied times difficult to predict accurately, e.g. occupants’ behavior and
energy is determined by summing up the embodied energy of weather conditions.
replaced materials across the life of the building. Quite often, the
replacement rate of building materials is based on an average use- 2.2.1.3. Demolition energy. The demolition/end-of-life energy is the
ful life. The recurring embodied energy of the building is computed sum of energy consumed by the actual demolition process and
in a similar manner as its initial embodied energy by multiplying energy required for transportation of waste. Demolition energy
the material quantities by their number of times of replacements only accounts for a negligible share of total life cycle energy con-
over the service life of the building and its respective hybrid energy sumption. The share of demolition energy was estimated to be
coefficient. 0.2% of total life cycle primary energy consumption of a university
building [70], office building [70], or single-family house [71]. The
Lb
Eemb;recrruing;i ¼ 1 mi ai ð6Þ share was only 0.3% even for energy efficient house [72].
Li
2.3. Life Cycle Carbon Emission Assessment
where Eemb;recurring;i is the recurring embodied energy of ith material,
Lb is the service life span of the building and Li is the life span of the
Life Cycle Carbon Emission Assessment considers all the car-
ith building material.
bon-equivalent emission output from a building over different
phases of its life cycle. The amount of life cycle carbon emissions
2.2.1.2. Operational energy. Operational energy is the energy can be computed by replacing the terms ‘I’s in Eq. (1) with ‘CO2’
required for day-to-day operation processes of buildings such as and mathematically it can be determined from the following:
heating, cooling and ventilation systems, lighting as well as appli-
ances. Use phase accounts for the largest portion of energy con- CO2 ¼ CO2Extraction þ CO2Manufacture þ CO2Onsite þ CO2Operation
sumption of life cycle of conventional buildings [40,45], and the þ CO2Demolition þ CO2Recycling þ CO2Disposal ð7Þ
operational energy use for heating and electricity accounted for
80–90% of climate change and acidification impacts from conven- where CO2 represents the CO2 emission of the whole life cycle of a
tional buildings [46,47]. building, CO2j represents the CO2 emission during the jth building
Three major approaches have been used to estimate the opera- phase.
tional energy use of buildings. The first approach relies on the Besides, the amounts of carbon emissions embedded in materi-
actual energy consumption records obtained from utility bills, or als, elements and buildings are also centers of focus. The embodied
energy audit exercises [48,49]. Its feasibility depends mainly upon carbon emissions are the sum of carbon emissions due to extrac-
the availability of records in the format required [50–53]. tion and manufacturing, product assembly, transportation of raw
The second approach estimates the operational energy use by materials.
reference to some energy use databases. With aid of energy use
CO2;embodied;i ¼ CO2;Extraction;i þ CO2;Manufacture;i þ CO2;Transportation;i ð8Þ
database, only an average energy consumption level can be esti-
mated for a particular type of building, e.g. offices or residential X
i
CO2;embodied ¼ CO2;embodied;i ð9Þ
building. For example, databases from Energy Information Admin- 1
istration (EIA) in the US was used to estimate the amount of elec-
tricity and natural gas consumption for typical office buildings in where CO2,embodied,i is the embodied carbon emission of the ith
the Midwest region [54]. material; CO2,embodied is the embodied carbon emission of the
The last approach estimates the operating energy use by energy building.
simulation methods. Quite a vast number of studies adopted the The embodied carbon emissions include not only the fossil car-
technique of energy simulation to estimate the operational energy bon emissions from material production (Fossil carbon emissions),
use (e.g. [55–60]). They often require information including opera- but also the carbon emissions produced as a result of chemical
tional schedule, outdoor weather conditions, and occupants’ reactions occur inherent to industrial production process (Process
behavior, shape and orientation of building, types of construction carbon emissions). Alternatively, embodied carbon emission of
materials and building services systems. Energy simulation meth- building can be expressed as:
ods can be used to estimate energy consumption of the whole CO2;embodied ¼ CO2Fossil þ CO2Process ð10Þ
building operation, which includes those associated with heating,
cooling and lighting. As the spacing heating and cooling processes The methods used for estimating the amount of fossil carbon
accounted for a significant proportion of the total energy consump- emissions and process carbon emissions are discussed in the
tion in buildings [61–64], they always became the major focus of followings:
many simulation studies [49,65,66]. Under the simulation
approaches, two main methods can be used for estimating the 2.3.1. Fossil carbon emissions
operational energy use for space heating/cooling – i.e. steady-state The amount of fossil carbon emissions is influenced not only by
and dynamic methods. Steady-state method does not consider the the amount of primary energy required for manufacturing of a par-
time variant of heating/cooling load being taken into account in the ticular type of material, but also by the quality of primary energy
dynamic method. Usually, steady-state approach is simpler and sources. The amount of fossil carbon emissions associated with a
more suitable for buildings with a fixed building operation sche- particular type of materials can be estimated by either one of
dule [67]. On the contrary, dynamic approach is more complicated two methods presented immediately following. Method I esti-
but can be used to handle transient conditions. Software simula- mates the fossil carbon emissions by summing up the carbon emis-
tion tools adopting the steady-state method include DOE-2, while sions computed by multiplying the amount of energy used for
tools adopting the dynamic method include BLAST, EnergyPlus, manufacturing materials with the appropriate fuel factor values.
400 C.K. Chau et al. / Applied Energy 143 (2015) 395–413
Table 2 building material (in MJ/kg); bi is the average CO2 emission factor
Ranges of fuel emission factor values for different primary energy sources. due to the manufacture of ith building material (in kgCO2-eq/MJ);
Types of primary energy Values of emission factor (kgCO2-eq/ and mi is the mass of the ith type of building material (in kg).
kW h) In Eqs. (11) and (12), bi is often termed as ‘emission factor’ or
Gasoline 0.249–0.252 ‘carbon intensity’. It is used to convert embodied energy to CO2
Kerosene 0.248–0.259 emissions. The CO2 emission factor gives the quantity of carbon
Gas/diesel oil 0.248–0.340 emitted to the atmosphere per unit of electricity delivered.
Residual oil 0.27–278
The emission factor values of CO2 emissions vary with type,
LPG 0.216–0.229
Naphta 0.264 quality and combusting conditions of energy. The values of fuel
Petroleum coke 0.335–0.351 emission factor for different primary energy sources are different,
Coal 0.341–0.486 and a big difference is found between non-renewable primary
Milled peat 0.420
energy (fossil and nuclear) and renewable primary energy (hydrau-
Sod peat 0.374
Peat briquettes 0.356
lic, biomass, wind, solar, and geothermal). Table 2 shows the
Natural gas 0.18–0.231 ranges of values of fuel emission factor for different types of pri-
Biomass 0 mary energy sources. Most of the times, an average emission factor
Low temperature thermal solar 0 value is used for a specific country, and its applicability to each
Peninsular conventional 0.649
country depends on the level to which its specific characteristics
electricity
Solar photovoltaic 0 (i.e. energy mix, manufacture technology, origin of the starting
b
materials, etc.) are adapted to the averages.
Values of emission factors are extracted from studies [73–76].
2.3.2.1. Calcination. The CO2 emission arising from calcination pro- from carbonation of the crushed concrete. The net CO2 emission
cess is created through a chemical reaction that converts limestone of concrete production after taking into account of both calcination
in cement to calcium oxide and CO2 at high temperature. The and carbonation was estimated to be 0.033 kgCO2/kg concrete [88].
amount of carbon emitted during the calcination of limestone in
the manufacture of cement can be calculated using the following 2.3.3. Carbon emissions due to demolition/disposal
model developed by Pommer and Pade [82]: Apart from fossil fuel emissions and industrial process emis-
sions, sometimes the carbon emissions due to disposal of materials
CO2 calcination ðkgÞ ¼ b W cement pclinker ð14Þ
have also been included in the life cycle carbon analysis. Carbon
where b is the CO2 emitted per kg of clinker produced, which was dioxide is emitted during transportation of demolition wastes to
estimated to be 0.51 [82], Wcement is the amount of cement used disposal sites and also during the disposal process.
to construct the building (kg), Pclinker is the proportion of clinker The carbon emissions due to transport of demolition wastes to
contained in the cement (%). disposal sites can be determined by
During the cement production process, it was estimated that on
moutgoing
average about half of the total CO2 emission came from the calcina- CO2;waste disposal ¼ dx ð16Þ
u
tions of limestone (0.49 t CO2-eq/t cement) and the remainder
came from the manufacturing of cement by fossil fuels (0.41 t where CO2;waste disposal is the amount of CO2 emissions due to wastes
CO2-eq/t cement) [83]. However, You [81] gave a lower estimate disposal (kgCO2/(t)), moutgoing is weight of outgoing materials (t)
of 0.396 tonne of CO2 emissions arising from the production of and u is the loading rate of trucks, d is the distance of transport,
1 tonne of cement. and x is the unit CO2 emission rate for road freight transport
Calcination also occurs during the production of steel reinforce- (kgCO2/t km).
ment bars in reinforced concrete. This is because limestone After solid wastes have been disposed in wastes dumps or
(CaCO3) and dolomite (CaMg(CO3)2) has often been used as flux landfills over a certain period of time, most of the organic materials
to remove impurities like sulfur and phosphorous during the pro- will start to degrade. The majority of this process will be bio-
duction of steel. Hong [84] estimated that each tonne of steel pro- degradation, which may either be aerobic or anaerobic. The
duction would discharge 0.426 tonne of CO2. main degradation products are carbon dioxide (CO2), water and
heat for the aerobic process and methane (CH4) and CO2 for the
2.3.2.2. Carbonation. Over the life cycle of a cement product, some anaerobic process.
of the CO2 are re-absorbed into the concrete matrix by a carbon- In estimating the CO2 emissions due to bio-degradation, two
ation reaction. The carbonation rate depends on the uncoated sur- major methods have been proposed within the IPCC Guidelines
face area of concrete exposed to air, the composition of cement [89]:
used to make the concrete, the relative humidity and temperature
of the environment, and the exposure conditions [85]. The larger (i) The default IPCC methodology which is based on the theo-
the coating surface area, the lower carbonation rate as larger coat- retical gas yield (a mass balance equation).
ing surface hinders atmospheric CO2 from diffusing into concrete. (ii) Theoretical first order kinetic methodologies, through which
The importance of the surface area of concrete is exemplified by the IPCC Guidelines introduces the ‘‘First order decay model’’
the substantial increase in CO2 absorption after a concrete struc- (FOD).
ture is demolished and crushed. On the other hand, the cement
composition, e.g. the amount of pure clinker in concrete, also The major difference between the two methods is that the
affects the carbonation uptake rate. Higher recycled aggregate con- default method does not reflect the time variation in solid waste
tent in concrete gives higher porosity which increases water disposal and the degradation process as it assumes that all poten-
absorption and carbonation. Besides, the exposure conditions also tial methane is released the year the solid waste is disposed. The
influences the carbonation rate. Carbonation is slower in case of timing of the actual emissions is reflected in the FOD method. Only
extremes of humidity, and the ideal humidity for maximizing car- if the yearly amounts and composition of wastes disposal as well as
bonation was determined to be between 60% and 80% [86]. High disposal practices can be maintained nearly constant for long peri-
temperatures speed up the rate of carbonation. Concrete exposed ods, the default method will produce fairly good estimates of the
to indoor conditions carbonates faster than that exposed to out- yearly emissions. In case an increased amount of carbon deposited
door conditions. Crushed concrete aggregate used below ground, at solid waste disposal sites will lead to an overestimation, while a
as in roadbeds, will have lower carbonation rate compared to when reduced amount will lead to underestimation of yearly emissions.
used above ground. The carbonation rate is lower during the ser- The FOD Method gives a more accurate estimate of the yearly
vice life of concrete and higher when the concrete is demolished emissions. Many countries may, however, have problems in getting
and crushed at the end of its service life [87]. the necessary data and information (historical data on solid waste
The net life cycle carbon emissions due to process carbon emis- disposal, rate constant for the decay) to establish the default
sions can be estimated as follows: method is based on the following model:
CO2;process ¼ mcement ccement mcement lcement ð15Þ Methane emissions ðGg=yrÞ ¼ ðMSWT MSWF MCF
where CO2,process is the net CO2 emission from industrial process DOC DOCF F
reactions (kgCO2); mcement is the mass of cement used to construct 16=12-RÞ ð1 OXÞ ð17Þ
the building (kg); ccement is the CO2 emission per kg of cement due
to calcination reaction during manufacture of cement (kgCO2/kg where MSWT: total municipal solid waste (MSW) generated (Gg/
cement); lcement is the CO2 absorption per kg of cement due to car- yr); MSWF: fraction of MSW disposed to solid waste disposal sites;
bonation reaction over the building life cycle. MCF: methane correction factor (fraction); DOC: degradable organic
Despite so, the carbon uptake by post-use concrete is still small carbon (fraction) (kg C/kg SW); DOCF: fraction DOC dissimilated; F:
when compared with the total carbon flows over a building life- fraction of CH4 in landfill gas (IPCC default is 0.5); 16/12: conversion
cycle, even after being crushed and exposed for a long period of C to CH4; R: recovered CH4 (Gg/yr); OX: oxidation factor (fraction –
[80]. The CO2 emission from fossil fuel used to crush the post- IPCC default is 0), a proper basis for emission inventories with a rea-
use concrete is roughly equivalent to the increased CO2 uptake sonable accuracy.
402 C.K. Chau et al. / Applied Energy 143 (2015) 395–413
The FOD model is presented through three equations. The first to incorporate land use and connected biodiversity into LCA [95].
equation is applicable for one or a selection of specific landfills: Broadly speaking, there are two main types of impacts caused by
land.
Q ¼ Lo R ðekc ekt Þ ð18Þ The first type is attributed to land conversion. Change of land
3
where Q: methane generated in current year (m /yr); Lo: methane use is one of important issues to be considered for sustainable
generation potential (m3/Mg of refuse); R: average annual waste building construction. Transforming from fertile land to urban land
acceptance rate during active life (Mg/yr); K: methane generation in the U.S. reduced the amount of carbon fixed through photosyn-
rate constant (l/yr); C: time since SWDS closure (yr); t: time since thesis by 1.6% [96]. Conversely, transforming from agricultural
SWDS opened (yr). land to low density exurban development (0.025–0.1 housing units
When estimating the regional or national figures, the following per acre) with a large proportion of vegetation, could lead to a
equation can be used for estimating the CH4 generation in year T higher CO2 uptake [97]. Land occupation especially in combination
from all solid waste landfilled in one specific year x (Rx): with biodiversity, which is typically linked with the different types
of land use, is being brought into the framework satisfactorily [28].
Q T;x ¼ k Rx Lo ekðTxÞ ð19Þ Real problems are encountered with transitions in land use and
their concomitant changes in biodiversity. The second type is
where QT,x: the amount of methane generated in year T by the waste
related to the environmental impacts attributed by the land foot-
Rx (Mg); x: the year of waste input; Rx: the amount of waste dis-
print occupied by buildings, infrastructures and their wastes. The
posed in year x (Mg); T: current year.
land footprint is the summed area of the areas occupied by build-
In order to estimate all emissions in the year T arising from the
ings, infrastructures and the area required by wastes treatment.
wastes disposal in previous years, Eq. (17) can be solved for all val-
The land footprint attributed by a building and infrastructure are
ues of Rx and the results are summed using the following equation:
the land areas occupied by the buildings and relevant infrastruc-
Q T ¼ RQ T;x ð20Þ tures (e.g. roads, power lines, water and gas distribution, and sew-
age) respectively. The land footprint attributed by wastes
for x = initial year to T, where QT: total emissions in year T from treatment is determined by the total amount of wastes and the
wastes disposed of in previous years (including year T). required land area for treating a unit of wastes. Alternatively, in
No specific recommendations of default values are given for a recent study conducted by Zhang et al. [98], the impacts of land
variables like Lo and k, and instead only very wide ranges of values footprint were estimated by computing the net effects of carbon
have been specified: Lo <100 to >200 N m3/Mg; k = 0.005–0.4. sources and sinks within a city. The carbon sinks include livestock
The amounts of CH4 generated from different types of landfill while carbon sources include forests and transportation. Hitherto,
wastes were often determined by experiments. USEPA gave the there is a lack of consensus on what to be included and on how
CH4 emission factors for 46 types of materials. For example, USEPA these impacts should be included in an LCA [28].
estimated that over a time period of 100 years, 0.24 tonne CO2-eq Most of the studies attempted to express the life cycle environ-
would be emitted per tonne of drywall, and 1.60 tonne CO2-eq mental, carbon or energy impacts of land, relevant infrastructure
per tonne of wood flooring [90]. The model estimations are based and wastes in terms of a functional unit. For example, the embod-
on a number of factors like amount of wastes disposal, wastes com- ied energy, carbon or environmental impacts of each infrastructure
position, and landfill cover material. Large uncertainties in model have been calculated based on the infrastructure density in m/km2
results may occur as these factors are usually poorly defined and attributed to the building based on the population density and
[89,91]. the number of users. The land footprint emissions per square meter
Alternatively, emissions from landfill can be estimated using of building area decreased in an exponential manner with the
transfer coefficients (TK) [92], e.g. Zhao et al. [93] used the transfer increasing total number of building stories [81]. For typical brown-
coefficients from Swiss inventories to estimate the landfill gas field and greenfield residential developments, the average green-
emissions in Tianjin, China for 100 years. Transfer coefficients are house gas emissions were estimated to be 10,229 kgCO2-eq/
the percentages of total amount of pollutants emitted through a person/year and 9262 kgCO2-eq/person/year respectively [99].
specific pathway (e.g. air or water) [94]. For landfill gas emissions,
transfer coefficient to air should be considered. The amount of
emissions of a given pollutant x to air can be estimated by: 4. Functional units used for comparing the results from LCA,
Emissionx ¼ Compositionx TK x ð21Þ LCCO2, and LCEA studies
where Emissionx is the amount of pollutant x emitted, Compositionx Different streams of methods and even different studies using
is the amount of pollutant x contained in the disposed material and the same stream of method may present their results in many dif-
TKx is the transfer coefficient of pollutant x to air. ferent units. For LCCO2 studies, it is quite straightforward as almost
The transfer coefficients of different types of materials can be all studies reported their results in terms of carbon-equivalent
extracted from the Life Cycle Inventories of waste disposal pro- emissions. For LCEA studies, the results have always been
cesses. But the data in the inventories should be used with due care expressed in terms of energy consumption. However, complica-
as it was developed based on Swiss conditions, and needs adjust- tions may arise as some studies reported using primary energy
ment to make it applicable to other regions with different climatic while the others reported using secondary energy. For LCA studies,
conditions [94]. they are even more complicated as their results can either be
expressed in terms of individual units for different environmental
3. Extended study boundaries to include land footprint impacts, composite scores or index values formulated by using a
set of important weighting factor.
Although LCA in principle includes all types of environmental Most of the times, the computed results are normalized against
impacts, in practice the focus has often been confined to impacts a particular functional unit, which is defined as a reference unit
that are related to extractions and emissions, that is, the material that quantifies the performance of a product system in a life cycle
inputs to and outputs from the product system [95]. However, land study [6]. The functional unit is used for facilitating comparison
use is a type of impact outside the extraction/emission scheme. among different design alternatives or different studies. The ease
Due to its overriding importance, there are many earlier attempts of comparing the results with other studies is a very important
C.K. Chau et al. / Applied Energy 143 (2015) 395–413 403
Table 4
Types of functional units employed in various LCA studies.
Table 5
Types of functional units employed in various LCEA studies.
Table 6
Types of functional units employed in various LCCO2 studies.
factor in determining which functional unit should be used [100]. which are not required to perform further life cycle analysis. Given
Tables 4–6 show different types of functional units that were used the complexities of case studies, only those results relating to abso-
for comparing the results derived from different studies or stan- lute or relative contributions of individual life cycle phases can be
dards from the year 2010 onward. compared among three streams of studies.
Many different types of functional unit (e.g. m2 of construction Use phase dominates the life cycle energy use, life cycle CO2
floor area, m2 of usable area, m3 of air-conditioned volume, num- emissions as well as the life cycle environmental impacts of a con-
ber of occupants) have been used for comparing the life cycle envi- ventional building irrespective of the type of construction. For the
ronmental impacts of whole buildings. Meanwhile, functional units semi-detached and terraced houses in the UK, the use phase con-
like m3 and kg have been used for comparing the environmental tributed a large majority of the impact on global warming potential
impacts of different types of building materials. Alternatively, (90%) [107]. The energy consumption during the use phase also
some studies reported their results in terms of the total life cycle accounted for 80–90% of total life cycle energy consumption of
impact, e.g. operational phase was shown to contribute to about conventional high-rise office buildings with 50 year lifespans
90% of total acidification impact category of dwellings in Columbia [192,193]. The share of the use phase of standard houses was in
[58]. On the contrary, some studies did not express their final the range of 60–90% of the total environmental burdens, which
results in terms of any specific functional unit during comparison, was mainly related to contribution to global warming potential
e.g. no specific functional unit was used for comparing the life [40,194]. Use phase accounted for 93.4% of global warming,
cycle environmental impacts incurred by different window–wall 89.5% of nitrification potential, 89.5% of acidification, 82.9% of
ratios of office buildings in China [101], for comparing the life cycle ozone depletion potentials and 61.9% of solid waste generation of
energy use of different design variations for a single-story retail a residential dwelling [70]. However, these percentage figures
building in Canada [102], or for comparing the life cycle carbon would be changed for low energy buildings whose embodied phase
emissions arising from two residential buildings with similar could make up to as much as 50% of the total life cycle impact
architectural configurations [103]. [155,164].
The energy shares of different phases in the life cycle energy of
5. Summarized findings from previous studies buildings have been shown to be similar to the environmental
impacts of different phases of a building on environment [60].
Generally, a majority of the findings were derived from case Use phase accounted for 85% of the primary energy use of a 6-story
studies whose results are difficult to compare since each studied university building [70]. Similarly, use phase also accounted for
project has its own specific properties e.g. building type, climate, 80–90% of the total life cycle CO2 emissions of a conventional res-
comfort requirements, and local regulations, and different studies idential building [180]. The amount of CO2 emissions during use
may apply different forms of analysis, e.g. different boundary phase was 2.38 t/m2 (90% of the total amount), and almost 60%
settings. of those were used for heating in residential buildings in Northern
Despite so, there are some commonalities observed in findings China [81]. Similar observations are found for buildings located in
arising from the three streams that can help identify the areas different climatic zones despite the types of primary energy use for
C.K. Chau et al. / Applied Energy 143 (2015) 395–413 405
operating buildings being different. In case of cold countries, the Besides all the above life cycle phases, there were also studies
share of use phase is comparatively small as most of the heating which revealed the life cycle environmental impact of transporta-
energy consumed are consumed in form of natural gas of relatively tion. Many studies showed that transportation accounted for 1–8%
low-CO2 emission impacts, while in the warm countries, space of the total life cycle energy use, CO2 emissions or total environ-
cooling energy is often consumed in form of electricity produced mental impacts of the embodied and construction phase
from high-CO2 impact fossil fuels. [192,206,207]. Highest bound will be approached if all the materi-
The second important life cycle phase is the embodied phase. als used for building construction are imported from overseas
The percentage of contribution of embodied phase to the whole life countries, while the lowest bound will be approached if all the
cycle depends on the length of lifespan studied, the type of build- materials used are locally made [194,208,209]. Transportation
ings and the type of energy or emission related technology deserves more attention when a majority of materials are imported
employed within a building [70,195,196]. The embodied phase and transported over a long distance. For instance, transportation
accounted for 10–27% of the total energy use and carbon emissions becomes an issue of concern in Hong Kong since a majority of
of a conventional commercial building [50,197], 15–40% of a resi- the building materials are imported. The contribution of transpor-
dential building [50,198,199] with a studied lifespan of 50– tation was up to 7% of the total life cycle environmental burdens of
60 years. The percentage of contribution of embodied phase 25 high-rise commercial buildings [192], 6–7% of life cycle energy
becomes higher with a shorter studied lifespan. Also, the embodied consumed for two high-rise public housing blocks [206], and 6–8%
phase has been shown to have a more profound impact on zero- of total carbon emissions from a high-rise office building [207].
energy or zero-emission buildings since low energy buildings con- Conversely, the transportation of materials during construction
sume less operating energy in the use phase and is resulted in the only contributes a minor proportion of the total energy consump-
increase in the contribution of embodied energy. In terms of pri- tion if most of the building materials are locally produced [19].
mary energy, initial embodied energy of a net zero energy building Only 1–4% was consumed in form of transportation energy as the
was found to be about 78% more than operation energy [156]. A travel distances and associated impacts were limited for local
study revealed that embodied energy of a passive house with PV materials [208,209].
installation was 44% more than its operation energy, when the In contrast, less attention can be placed on the demolition phase
studied lifespan was 60 years [200]. Over a 100 year lifespan, the as it only accounts for a small percentage of the total life cycle
embodied energy of a passive house accounted for 56% of the total energy consumption. The above results have identified the major
life cycle primary energy demand [154]. life cycle phases and the materials, components, or elements that
Within the embodied phase, the type of materials used in the should be received greater attention when designing and evaluat-
structure of a building has a profound impact on its total embodied ing low environmental impact buildings. Use phase should be
energy content, total carbon emissions and total life cycle impacts received a greater attention in a conventional building design irre-
due to large quantities of materials used. A wood-frame building spective of the type of building, while embodied phase should
has a lower environmental impact than concrete-frame building become an important focus for a low-emission building design. If
[173]. Constructing a steel-framed building with concrete slabs embodied phase is one of the major focuses, the materials used
incurred more energy and CO2 emission than constructing a con- for the structure should receive greater attention together with
crete-framed office building over a 50-year lifespan [201]. The the building envelope design. The structural materials, which can-
materials used for the structure of buildings represented more not be easily replaced, contribute considerably to the total embod-
than 50% of the embodied energy content of a building [202,203]. ied energy. For example, on average, 35–57% of total LCI point
For a concrete frame building, concrete accounted for 61% of values of 25 office buildings in Hong Kong were contributed by
embodied energy contributed by all the materials used in a dwell- structural materials over a lifespan of 50 years [192]. Meanwhile,
ing in Scotland [202]. Concrete and steel reinforcement bars the materials used in building envelopes should also be centers
accounted for 20–35% and 15–22% respectively of life cycle envi- of focuses as they not only account for a significant amount of
ronmental impacts of commercial buildings with a 50-year lifespan the embodied energy and carbon emission contents [203], but also
[192]. Steel reinforcement bars and concrete were the most signif- exert considerable impacts on the amount of operating energy use
icant materials in terms of their associated environmental impacts in the use phase.
for a 38-storey office building in Thailand as they accounted for
about 17% and 64%, respectively, of the global warming potential 6. Other approaches for comparing life cycle study results
originating from the production of materials utilized for the build-
ing. They also accounted for 42% and 30% of the total photo- Besides the types of functional units shown in Tables 4–6, other
oxidant formation potential respectively, and 38% and 42% of the types of representations have been developed for comparing
total acidification potential [40]. 28% of the production energy of results from life cycle studies. For instance, life cycle carbon effi-
a dwelling was required to produce concrete for the whole dwell- ciency, which is determined by dividing the product of life span
ing [194]. Although the materials used for building envelope only and building area or volume by life cycle carbon emission of build-
represented a smaller proportion, i.e. about one-fourth of the total ing, was proposed by Li et al. [210] to evaluate the environmental
CO2 equivalent emissions from a contemporary office building impacts of buildings. The idea of per capita annual efficiency of life
[203], they contributed approximately 50–60% of the total heat cycle eco-footprint and space efficiency of life cycle eco-footprint
gain in buildings [204]. Indeed, the cladding material and its thick- was introduced by Teng and Wu [211] to evaluate the eco-effi-
ness choices are consistently the most significant considerations ciency of building projects. Energy Payback Time (i.e. the ratio of
regardless of building design configuration [77]. change in total embodied energy due to specific measures and
In UK, end-of-life phase of semi-detached and terraced houses the associated annual change in operational energy) and Net
contributed to 1% of impact of global warming potential [107]. Energy Ratio (the ratio of change in annual operational energy
The demolition phase of a new low-rise university building with due to specific measures and the associated annual change in
75 years of lifespan only accounted for 0.2% of life cycle energy embodied energy) were also used to evaluate the life cycle effi-
consumption [70]. Within the demolition phase, environmental ciency of buildings [212].
consequences only accounted for 7% of total demolition/end-of-life In addition to environmental consideration, economic consider-
stage activities with the remaining being arisen from transporta- ations have also been incorporated into life cycle studies. Some
tion [205].
406 C.K. Chau et al. / Applied Energy 143 (2015) 395–413
recent studies incorporated the economic consideration by Discrepancies may arise when applying LCA and LCEA or apply-
expressing their results in terms of some economic values, e.g. car- ing LCA and LCCO2A in the evaluation of the same scenario. This is
bon price or value [190,213,214], or by also including Life Cycle mainly due to differences in the types of resources input and envi-
Cost [105,215,216]. The Building for Environmental and Economic ronmental loadings considered by different streams of life cycle
Sustainability (BEES) tools developed by National Institute of Stan- studies. As seen in Fig. 1, LCA considers all the resources input
dards and Technology in the US allows users to incorporate life and environmental loading, LCEA only considers the energy input,
cycle costing into their material selection process by applying a and LCCO2A only considers carbon emission.
weighting factor between environmental and economic consider- It is also anticipated that application of LCEA and LCCO2A
ations [217]. Cost-efficiency, which was defined as the ratio of method will lead to significant differences in results when the
the differences in costs between two material options to their dif- evaluation scenarios involve a change in the level of usage of
ferences in GHG emissions, was introduced to compare environ- renewable energies. Generation of electricity from hydroelectric
mental impact of wooden and steel beams in building power or other renewable sources have significantly different
construction [218]. Economic payback period was adopted to impacts than conventional, hydrocarbon-based fossil fuel
reveal the efficiency of using different options of thermal insula- resources [219,220]. The amount of CO2 equivalent emissions can
tions [120]. One LCA study evaluated the life cycle environmental be quite different as a result of different usage of renewable ener-
impacts of internal partition walls by employing a simple eco- gies even for the same level of energy consumption. Energy derived
nomic parameter €/m2 for facilitating comparison [149]. from fossil fuel will produce high carbon emissions whereas onsite
Even though there were recent efforts to bridge the gap for easy renewable energy may provide low carbon emissions. Similarly,
comparison of study results, there is still no solid guideline or sug- application of LCEA and LCCO2A may lead to different decision out-
gestion on how to choose a more universal functional unit or tool comes when the evaluation scenarios involve the use of building
for result comparison. Even with the additional economic consider- materials produced using different fuel mixes in different coun-
ations being incorporated into the studies, truly sustainable deci- tries. Manufacture of PV modules would emit 72.4 g CO2-eq/kW
sions still cannot be fully sought due to the lack of inclusion of if US fuel mix was employed for electricity production and 54.6 g
social considerations, i.e. the third pillar of sustainability. CO2-eq/kW if European UCPTE fuel mix was employed despite
the electricity requirement for manufacturing processes being
the same [221]. Besides, discrepancies in decision outcomes may
7. Discrepancies among different streams of studies also occur if both embodied energy analysis and embodied carbon
analysis are applied for evaluating the same scenario. As material
Hitherto, there is not any solid guideline on which stream of processes can both emit and sequester carbon, embodied energy
methods should be applied for Life Cycle Assessment studies if does not have a direct relationship with embodied carbon. For
the objective is to compare the environmental impacts of different example, calcination and carbonation processes occur for cement
building designs. Theoretically speaking, the more details the and sequestering of timber during its growth alter the amount of
stream of methods provides, the better the method is. However, carbon sequestration and emissions [222].
the level of details required should be traded off against the level Discrepancies in results derived from LCA method may lead to
of resources commitment. In reality, the required output data for- different decision outcomes if the types of impact categories con-
mat sometimes will dictate the stream of methods applied. For sidered are different. By comparing different fuel mix scenarios, a
example, LCCO2A method or LCA method with individual impact scenario which reduced GHG emissions could increase the deple-
results can be applied in case the objective is to determine how tion of abiotic resources [223]. The conclusion about a fuel mix sce-
much CO2 emissions will be produced by a building in response nario will be substantially different if only the impact category of
to the Kyoto Protocol requirements. GHG emission is considered, e.g. nuclear fuel would be preferred
However, questions arise on which stream of methods should in case only GHG emission was considered [224]. During the eval-
be applied if the objective is to compare different scenarios, and uation of Life Cycle impacts of use of renewable energy system in a
whether discrepancies will occur and lead to different decision residential building, it was determined that the use of renewable
outcomes if different streams of methods are applied for evaluating energy system in building could reduce the amount of CO2 emis-
the same scenario. Table 7 summarizes the factors contributing to sion during the use phase, but the impact points related to Human
discrepancies arising from using different types of life cycle Toxicity Potentials and Freshwater Ecosystem Impact of such a
studies.
Table 7
Summary of factors which contribute to discrepancies in results between different types of life cycle studies.
Streams of life cycle studies in focus Contributing factors to discrepancies in their results
Between LCA and LCCO2A studies Types of resources input and environmental loadings considered
Between LCA and LCEA studies Types of resources input and environmental loadings considered
Between LCEA and LCCO2A studies Level of usage of renewable energy
Types of fuel mixes
Types of material processes which involve emitting and/or sequestering carbon
Within LCA studies Types of impact categories included in the assessment
Set of weightings used for aggregating different types of impact categories
Inventory included in different tools
Types of LCA tools employed
Types of functional units
Within LCEA studies Types of energy in focus (primary vs secondary)
Primary energy factor value
Type of functional units
Within LCCO2A studies Types of functional units
C.K. Chau et al. / Applied Energy 143 (2015) 395–413 407
system were increased by about 25% and 100% respectively [225]. used. As seen from Tables 4–6, it can either be expressed in terms
In a study on the environmental impact of an office building in Fin- of gross floor area, net floor area, or usable floor area even if floor
land with a life span of 50 years, electrical services contributed the area was chosen as the functional unit. A study on life cycle energy
most to climate change impact category while building materials use and GHG emission of residential density also showed that the
contributed the most to summer smog impact category [226]. A choice of functional unit was important when investigating urban
study on commercial building also showed that concrete contrib- density [230]. Choices of different functional units (or reference
uted the most to global warming potential in manufacturing phase area) can lead to huge differences in the final results arising from
while steel contributed the most to Photochemical Ozone Creation analysis of embodied energy of net zero energy buildings [156].
Potential [227]. An increase in insulation thickness of a family Due to the high density of cement and concrete, the global warm-
house in Switzerland reduced Global Warming Potential (GWP) ing potential might not appear to be high if mass (kg) of material
significantly irrespective of whether the Swiss or UCTE (Union for was chosen as the functional unit (0.819 kgCO2-eq/kg and
the Co-ordination of Transmission of Electricity) mix electricity 0.137 kgCO2-eq/kg respectively), when compared with materials
production was employed. However, this led to a decrease in Acid- such as rock wool (1.511 kgCO2-eq/kg). If volume of the material
ification Potential (AP) of the house by 10% with Swiss mix electric- (m3) was used as the functional unit, the global warming potentials
ity production (mainly hydro and nuclear power), while an of cement and concrete would become much higher than that of
increase in AP by about 3% if the UCTE mix electricity production rock wool (2579.85 kgCO2-eq/m3 for cement, 326.06 kgCO2-eq/m3
was used [228]. for concrete and 90.66 kgCO2-eq/m3 for rock wool) [197]. The dif-
Choosing different LCA tools may also lead to different conclu- ference in GHG emission of a larger hotel (in GFA) was found to be
sions. When comparing constructions of four-story low-energy 14% more than a smaller hotel when GFA was employed as the
dwellings, masonry was determined to be the most undesirable functional unit. The difference would become 67% when the func-
option if Eco-indicator 99 was used. On the contrary, wood– tional unit was ‘‘one guest night’’ [53]. These results showed that
cement was determined to be the most undesirable option when the choice of functional unit can even affect the understanding
applying EPS 2000 and GWP methods. The discrepancies were and interpretation of life cycle study results.
mainly due to different types of grouping and weighting assigned
to different impact categories [115]. In a study comparing results 8. Limitations of LCA, LCEA and LCCO2A as decision making
from SimaPro and Gabi of 100 unit processes, significant differ- support tools
ences in results were obtained for the impact categories Photo-
chemical Ozone Formation (Human) and Land Use. This was due It is generally recognized that all the three streams of methods
to the difference in life cycle inventories included in the software of life cycle studies can be used to evaluate and compare the envi-
[12]. Designers and assessors are therefore required to perform ronmental impacts of building designs. However, there are some
tradeoffs themselves in case discrepancies arise in results for indi- drawbacks which are common to the three streams and impair
vidual impact categories. their usefulness as decision making support tools. Broadly speak-
When it comes to LCEA, the types of energy in focus (primary ing, drawbacks can be classified into four major categories accord-
energy vs secondary energy) will also give rise to large discrepan- ing to their boundary scoping, methodology framework, data
cies in results, which may eventually influence the final decision inventories, and practices. Table 8 shows a summary of limitations
outcomes. Obviously, results derived from delivered energy cannot for each category for using life cycle studies as decision making
be used to compare with results from primary energy. Even if pri- support tools.
mary energy is concerned, comparison against past published data
in different countries can lead to misleading conclusion because 8.1. Boundary scoping
the primary energy factors in countries with different electricity
mix will be different. For example, the primary energy factor for As the assessment itself only focuses on environmental impacts,
European (UCTE) electricity mix was estimated to be 3.541 while it does not cater for any quality, energetic, structural nor aes-
2.294 was the primary energy factor estimated for combined cycle thetic requirements [231].
power plant (CCPP) [229]. Even the focus is often limited to the search for environmental
Even with the application of the same stream of method for optima, some environmental qualities are still not included in
comparing against benchmarks or past published data, discrepan- LCA studies. Generally, conventional LCA does not take into
cies may also occur in case different types of functional units are
Table 8
A summary of limitations of life cycle studies as decision making support tools.
Category Limitations
Boundary scoping Only focuses on environmental impacts
Some environmental qualities such as indoor air quality are not included
Economic and social dimensions of sustainability are not included
Environmental impacts are assumed to be constant over time
Geographic site specific factors are not included
Methodology framework Different tools may include different types of impact categories
Different studies may adopt different normalization factor, grouping or weighting methods
Different studies may have different assumptions on building configurations, climate conditions, etc.
Assumptions in studies may lead to uncertainties
Data inventories Materials/products from different manufactures cannot be compared
A lack of inventories for new innovative materials
Availability and uncertainty of inventory data can affect results
Practices The lack of benchmarks in LCA results
Life cycle evaluations of buildings are more complicated than conventional products
Reluctance to move design timeline
A lack of chain management responsibilities
408 C.K. Chau et al. / Applied Energy 143 (2015) 395–413
account the building related functions in a user perspective, for All the methods developed so far are not primarily targeted at
example building indoor air and thermal comfort were not comparing propriety products or products from different man-
included [28,232] such that it overlooks important indoor envi- ufacturers as the databases employed for these methods are
ronmental problems such as human health [233], occupational mostly derived from industry-average data [33,242,243].
health or well-being effect [164] in building assessment. Failing There is always a lack of inventory data for some new innova-
to include this may result in product or process optimizations at tive materials e.g. phase-change materials which renders com-
the expense of occupants’ or workers’ health [234] and well- parisons against conventional materials difficult.
being. The availability and quality (precision, completeness, age, geo-
LCA cannot be fully utilized for catering for sustainability graphical and technological properties, representativeness,
assessments which embrace the environmental, economic and transparency and uncertainty analysis) of data greatly influence
social dimensions. For example it does not consider financial the results of an Life Cycle study [244].
feasibility or life cycle cost, even though some tools like BEES
do incorporate the financial considerations into decision mak-
8.4. Practices
ing by allowing users to input their own relative importance
weightings distinguishing between financial and environmental
Difficulties encountered in carrying out a full LCA of a building
considerations. Almost all these tools do not take social consid-
as LCA was mainly developed for designing low environmental
erations into account.
impact products. Buildings are more complicated than a single
Most LCA studies do not cover time as an important aspect in
conventional product as they have a comparatively long life,
their analysis by assuming the impacts are constant over time
they undergo changes often, they have multiple functions, they
[232,235].
contain many different components, they are normally unique
Most LCA studies do not consider site specificity or differences
[76]. The evaluation of buildings also involves many site specific
in geographical site locations [236]. Factors such as human pop-
or site-dependent data covering spatial difference [232].
ulation density and ecological properties of the environment are
The lack of benchmarks may even render regulators difficult to
generally not included in LCA studies [237,238]. It was even
make the LCA mandatory for assessing building designs as they
found that the life cycle impacts of buildings in southern Euro-
will open to great challenges in courts.
pean countries were smaller than those in middle and north
There is always a reluctance to move design time lines to
European countries on average. Climatic conditions are one of
accommodate the extra time needed for an LCA even though
the reasons accounting for differences in these results [239].
the design may offer clear financial, environmental and even
As building development is a site specific process, several local
social benefits [245].
impacts, e.g. building’s effect on surrounding microclimate and
Lack of chain management responsibility can be a basic barrier
solar access for adjacent buildings may need to be considered in
of LCA and top level management may not have the commit-
LCA [240].
ment to LCA [246].
8.2. Methodology framework As mentioned previously, the variants LCEA and LCCO2A suffer
from some additional drawbacks due to their limited scopes of
Some drawbacks are inherited by the flexibility in the method- focuses. LCEA focuses only on energy input without considering
ology choices being provided within the LCA framework in com- the quality of energy, the impacts of other inputs or environmental
plying with the details of each individual step. For example: loadings. LCCO2A only focuses on CO2 equivalent emissions with-
out considering the other environmental loadings or any resources
The number and type of impact categories used for categorizing input. Accordingly, the results obtained from these two streams
the environmental impacts are up to the discretion of users may not truly reflect the total environmental impacts imposed
even though it gives user flexibility to decide what consider- by building designs.
ation that should be accounted for [232]. As a result, different
impact categories were used in different LCA software tools.
9. Conclusion
For instance, water extraction is included in ENVEST but not
included in ATHENA.
In this paper, different aspects of three streams of methods of
Different studies may use different normalization factors,
life cycle studies, namely LCA, LCEA, LCCO2A, were reviewed. The
grouping methods or weighting factors given normalization,
studied aspects included their evaluation objectives, methodolo-
grouping and weighting are optional steps in LCA studies. In
gies, findings and as well as their limitations of use as decision
consequence, the findings derived from different studies may
making support tools. Results revealed that they all share some
not be fully comparable and differences may occur for different
similarities in the overall objective in evaluating the impacts over
products.
the life cycle of building construction. However, there are also dif-
Different studies may use different specific properties like
ferences among them. The major focus of evaluation of LCEA is on
layout, climate, comfort requirements, local regulations, etc.
energy input, LCCO2A is on carbon-equivalent inputs and LCA is on
LCA is merely a model and simplification of reality, so assump-
both environmental inputs and outputs. Despite differences in
tions made will generate uncertainties on different levels:
evaluation focuses of evaluation and complexities of methodolo-
model, scenario and parameter uncertainties. For instance, dif-
gies, all of them pointed to the same conclusion that the use-phase
ferent studies use different lifespan assumptions [193,241].
of a building contributes the largest life cycle environmental
Parameter uncertainty can be enhanced by data gaps, resulting
impacts with their structural materials dominating the share.
in less accurate data to be used.
However, major discrepancies in findings are observed among
the three streams when different compositions of fuel mixes are
8.3. Data inventories used in power generation, or when the overall impacts are not con-
tributed mostly by greenhouse gases emissions. The choice of func-
Some drawbacks are attributed by the characteristics of data tional units can also lead to discrepancies in study results.
inventories and are listed as follows: Hitherto, there are no solid guidelines on which stream of methods
C.K. Chau et al. / Applied Energy 143 (2015) 395–413 409
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