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Brain Research Bulletin 114 (2015) 56–61

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Brain Research Bulletin


journal homepage: www.elsevier.com/locate/brainresbull

Research report

In vivo evidence for neuroplasticity in older adults


Fábio Henrique de Gobbi Porto a , Anne Murphy Fox a , Erich S. Tusch a , Farzaneh Sorond b ,
Abdul H. Mohammed c,d , Kirk R. Daffner a,∗
a
Laboratory of Healthy Cognitive Aging, Division of Cognitive and Behavioral Neurology and Center for Brain/Mind Medicine,
Brigham and Women’s Hospital, Harvard Medical School, Boston, MA, USA
b
Division of Stroke and Cerebrovascular Disease, Brigham and Women’s Hospital, Harvard Medical School, Boston, MA, USA
c
Department of Psychology, Linnaeus University, Växjö, Sweden
d
Center for Alzheimer Research, Department of NVS, Karolinska Institutet, Huddinge, Sweden

a r t i c l e i n f o a b s t r a c t

Article history: Neuroplasticity can be conceptualized as an intrinsic property of the brain that enables modification of
Received 31 December 2014 function and structure in response to environmental demands. Neuroplastic strengthening of synapses
Received in revised form 27 March 2015 is believed to serve as a critical mechanism underlying learning, memory, and other cognitive functions.
Accepted 28 March 2015
Ex vivo work investigating neuroplasticity has been done on hippocampal slices using high frequency
Available online 6 April 2015
stimulation. However, in vivo neuroplasticity in humans has been difficult to demonstrate. Recently, a
long-term potentiation-like phenomenon, a form of neuroplastic change, was identified in young adults
Keywords:
by differences in visual evoked potentials (VEPs) that were measured before and after tetanic visual stim-
Neuroplasticity
Visual evoked potentials (VEPs)
ulation (TVS). The current study investigated whether neuroplastic changes in the visual pathway can
Normal cognitive aging persist in older adults. Seventeen healthy subjects, 65 years and older, were recruited from the com-
Tetanic visual munity. Subjects had a mean age of 77.4 years, mean education of 17 years, mean MMSE of 29.1, and
demonstrated normal performance on neuropsychological tests. 1 Hz checkerboard stimulation, pre-
sented randomly to the right or left visual hemi-field, was followed by 2 min of 9 Hz stimulation (TVS) to
one hemi-field. After 2 min of rest, 1 Hz stimulation was repeated. Temporospatial principal component
analysis was used to identify the N1b component of the VEPs, at lateral occipital locations, in response
to 1 Hz stimulation pre- and post-TVS. Results showed that the amplitude of factors representing the
early and late N1b component was substantially larger after tetanic stimulation. These findings indicate
that high frequency visual stimulation can enhance the N1b in cognitively high functioning old adults,
suggesting that neuroplastic changes in visual pathways can continue into late life. Future studies are
needed to determine the extent to which this marker of neuroplasticity is sustained over a longer period
of time, and is influenced by age, cognitive status, and neurodegenerative disease.
© 2015 Elsevier Inc. All rights reserved.

1. Introduction

Neuroplasticity can be conceptualized as an intrinsic property


of the brain that enables modification of function and structure
Abbreviations: AMNART, American National Adult Reading Test; AMPAR,
in response to environmental demands, via the strengthening,
␣-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid receptor; GDS, Geriatric weakening, pruning, or addition of synaptic connections, and by
Depression Scale; IQ, intelligence quotient; LTP, long-term potentiation; LTP-lp, LTP- promoting neurogenesis (Pascual-Leone et al., 2011). There is
like phenomenon; MMSE, Mini-Mental State Exam; NMDAR, N-methyl-d-aspartate presynaptically-mediated short-term plasticity lasting hundreds
receptor; PCA, principal component analysis; PTP, posttetanic potentiation; TMS,
of milliseconds to a few minutes (e.g., posttetanic potentiation),
transcranial magnetic stimulation; TVS, tetanic visual stimulation; VEPs, visual
evoked potentials. and postsynaptically-mediated long-term plasticity (potentiation
∗ Corresponding author at: Division of Cognitive and Behavioral Neurology and or depression), lasting minutes to months (Nicholls et al., 2011;
Center for Brain/Mind Medicine, Brigham and Women’s Hospital, Harvard Medical Lüscher and Malenka, 2012; Regehr, 2012).
School, 221 Longwood Avenue, Boston, MA 02115, USA. Tel.: +1 617 732 8060; Posttetanic potentiation (PTP) is an example of a presynap-
fax: +1 617 738 9122.
tic form of short-term neuroplasticity that typically lasts 1–5 min
E-mail addresses: portofhg@gmail.com (F.H.d.G. Porto), afox4@partners.org
(A.M. Fox), etusch@partners.org (E.S. Tusch), fsorond@partners.org (F. Sorond), (Catterall and Few, 2008; Regehr, 2012; Xu et al., 2007). PTP is
Abdul.mohammed@lnu.se (A.H. Mohammed), kdaffner@partners.org (K.R. Daffner). driven by an augmented concentration of intracellular Ca2+ that is

http://dx.doi.org/10.1016/j.brainresbull.2015.03.004
0361-9230/© 2015 Elsevier Inc. All rights reserved.
F.H.d.G. Porto et al. / Brain Research Bulletin 114 (2015) 56–61 57

associated with increased probability of the release of neurotrans- potentials (VEPs) as the dependent variable (Cavus et al., 2012;
mitters such as glutamate (Catterall and Few, 2008; Fioravante and Clapp et al., 2012, 2005; McNair et al., 2006; Ross et al., 2008;
Regehr, 2011; Habets and Borst, 2006; Korogod et al., 2007; Xu et al., Teyler et al., 2005). Tetanic visual stimulation (TVS) at a frequency
2007). Its duration parallels the decay of intracellular Ca2+ (Nicholls of 9 Hz induces an augmentation in the N1b component of the
et al., 2011). PTP plays several important regulatory roles in synap- VEP, which has been shown by comparing the amplitude of the
tic function and information processing (Regehr, 2012), and has N1 before and after tetanic stimulation. In these studies, the aug-
been implicated as a synaptic mechanism underlying a number of mented N1b response has been measured within 2 min of a TVS
short-term cognitive processes, such as working memory (Hansel and has persisted for at least an hour, which was the duration of
and Mato, 2013; Mongillo et al., 2008). the experiments. In subsequent studies, TVS-induced LTP-lp has
Long-term potentiation (LTP) is defined as a long-lasting been shown to occur only if the stimuli used during tetanic presen-
enhancement in the efficacy of synaptic communication (Malenka tation have the same physical properties (e.g., spatial frequency or
and Nicoll, 1999; Lüscher and Malenka, 2012; Shapiro, 2001) orientation) as the visual stimuli presented pre- and post-tetanus
that serves as a key cellular and biochemical mechanism related (McNair et al., 2006; Ross et al., 2008). This kind of stimulus speci-
to memory formation (Cavus et al., 2012; Martin et al., 2000). ficity is a core feature of LTP (Malenka and Nicoll, 1999; Lüscher
LTP is triggered by modulation of ionotropic receptors such and Malenka, 2012; Shapiro, 2001). A source modeling study using
as N-methyl-d-aspartate receptor (NMDAR) and ␣-amino-3- functional magnetic resonance imaging indicated that TVS-induced
hydroxy-5-methyl-4-isoxazolepropionic acid receptor (AMPAR), in LTP-lp was most likely generated in the extrastriate cortex (Broad-
the postsynaptic membrane. The most common excitatory neuro- mann’s areas 18 and 19) (Clapp et al., 2005). Although ERP studies
transmitter involved is glutamate. The early or induction phase of of young adults have varied in their use of principal component
LTP is stimulus-dependent (e.g., contingent upon tetanic stimula- analysis (PCA) (Cavus et al., 2012), independent component anal-
tion), and requires the depolarization of the presynaptic neurons ysis (ICA) (Teyler et al., 2005), and averaged waveforms analysis
and the presence of glutamate (Byth, 2014). This depolarization to identify and measure the N1b component (McNair et al., 2006;
is associated with the removal of Mg2+ from the NMDAR, allow- Ross et al., 2008), a robust potentiation of the N1b with TVS has
ing calcium influx through the receptor, which triggers a complex been consistently observed. In summary, the use of VEPs appears
intracellular cascade that leads to modifications of synaptic effi- to be a reliable method for non-invasively measuring TVS-induced
cacy (Nicholls et al., 2011; Lüscher and Malenka, 2012). Due to LTP-lp in vivo, a surrogate marker of synaptic plasticity (Clapp et al.,
activation of certain kinases and phosphorylation of targeted pro- 2012).
teins, the plasticity becomes a long-lasting (i.e., minutes to months), An outstanding question involves whether TVS-induced neu-
stimulus-independent postsynaptic process known as LTP. Cal- roplastic changes continue into old age. This issue has important
cium works as a second messenger, altering the functioning of the implications for understanding mechanisms underlying age-
postsynaptic neuron by increasing the sensitivity of AMPAR (via related differences in cognitive processes and synaptic plasticity
its phosphorylation) to glutamate, and by insertion of additional (Malenka and Nicoll, 1999; Martin et al., 2000; Shapiro, 2001),
AMPARs in the postsynaptic membrane from a reserve pool (i.e., as several predictable changes associated with normal aging may
receptor trafficking). The influx of Ca2+ through NMDARs is believed undermine the biological conditions in which neuroplasticity is
to be a critical mechanism for the induction of LTP in the hippocam- sustained. The glutamatergic system is particularly susceptible to
pus (Bao et al., 1997; Bliss and Collingridge, 1993; Bliss and Lomo, age-related disruption by oxidative, metabolic, and ionic stresses
1973; Byth, 2014; Lüscher and Malenka, 2012; Malenka and Bear, (Mattson and Magnus, 2006; Newcomer and Krystal, 2001), raising
2004; Malenka and Nicoll, 1999; Maren et al., 1994). The exact time- uncertainty about whether neuroplasticity would be observed in
frame of the transition period between presynaptic PTP and early the aging brain (Burke and Barnes, 2006). Studies using transcranial
LTP is uncertain (Byth, 2014). magnetic stimulation (TMS), another model of in vivo neuroplastic-
External “artificial” high frequency stimulation has been shown ity, have shown decreased motor cortex LTP-lp induced by paired
to induce neuroplasticity in the form of PTP and LTP in hippocam- associative stimulation in older adults, as compared to young adults
pal slices (Baez et al., 2013; Bliss and Collingridge, 1993; Habets (Fathi et al., 2010; Müller-Dahlhaus et al., 2008). The response
and Borst, 2005, 2006; Korogod et al., 2007; Martin and Morris, appears to be more disrupted in older women than in older men
2002). Although the majority of studies on neuroplasticity have (Tecchio et al., 2008). In sum, the neurochemical and TMS data
focused on excitatory synapses in the hippocampus, other areas suggest that the aging brain may have decreased capacity for
of the mammalian brain, such as the visual system, likely share undergoing neuroplasticity. Of note, an abstract presented at the
many of the excitatory synapse’s fundamental properties (Chen Society of Neuroscience (Tippett et al., 2011) reported ERP evi-
et al., 1996; Huang et al., 2014). Furthermore, although neuroplas- dence of TVS-induced LTP-lp in some older subjects, lasting at
ticity is vital for understanding mechanisms underlying learning least 30 min. Interestingly, subjects who demonstrated the LTP-like
and memory, most research has investigated the phenomenon ex phenomenon had better scores on a familiarity-based recognition
vivo–in slices of hippocampal or cortical tissue from animals or memory task. The aim of the current investigation was to use VEPs
humans. In vivo neuroplasticity has been demonstrated in animals to determine if TVS-induced neuroplastic changes are present in
using invasive techniques (Bliss and Gardner-Medwin, 1973; Bliss cognitively normal older adults.
and Lomo, 1973). However, there have been few studies exploring
this process in humans, using in vivo techniques.
Recent reports suggest that an LTP-like phenomenon (LTP-lp)1 2. Methods and materials
can be demonstrated in vivo in young adults, using visual evoked
2.1. Participants

Subjects 65 and older were recruited through community


1
The phenomenon reported by other authors using in vivo models will be labeled announcements in the Boston metropolitan area. All participants
throughout this report as “LTP-like phenomenon” rather than LTP. Despite previ- underwent an informed consent process approved by the Partners
ous data showing similarities between results using VEPs and hippocampal slices,
without invasive recordings, is not possible to be sure that the site of plasticity
Human Research Committee. Inclusion criteria required subjects to
underlying the changes in VEPs is in the synapse. Therefore, we will use the term be English-speaking, have 12 or more years of education, a Mini-
LTP-like phenomenon. Mental State Exam (MMSE) (Folstein et al., 1975) score ≥26, and
58 F.H.d.G. Porto et al. / Brain Research Bulletin 114 (2015) 56–61

Table 1 scalp, at locations determined by a pre-configured montage. Elec-


Subject characteristics.
trodes were arranged in equidistant concentric circles from the
Variable Mean (SD) Variable Mean (SD) International 10–20 system position Cz. In addition to the 128 elec-
Age (yrs) 77.4 (6.1) DS 61.1 (14.3) trodes on the scalp, 6 mini bio-potential electrodes were placed,
Gender (F) 16 (94.1%)* FAS 43.6 (11.8) over the left and right mastoid, beneath each eye, and next to the
Educ (yrs) 17 (2.8) CF 42.8 (10.4)) outer canthi of the eyes to capture eye blinks and vertical and hor-
MMSE 29.1 (0.8) LM 28.1 (6.3) izontal eye movements. EEG activity was digitized at a sampling
AMNART 122.4 (3.5) GDS 2.6 (2.3)
rate of 512 Hz.
BNT 14.4 (1.1) VA‡ 0.7 (0.2)
TMTA† 41.8 (17.9)
TMTB† 91.8 (31.2) 2.4. Data analysis
AMNART, American National Adult Reading Test; BNT, Boston Naming Test; CF, cat-
egory fluency (fruits, vegetables, and animals; words within each category/1 min); EEG data were analyzed using ERPLAB (www.erpinfo.
DS, digit symbol coding, WAIS-IV; Educ, education; F, female; FAS, phonemic fluency org/erplab) (Lopez-Calderon and Luck, 2014) and EEGLAB
(with the letters “F”, “A” and “S”; words beginning with each letter/1 min); GDS, (http://sccn.ucsd.edu/eeglab) toolboxes that operate within
Geriatric Depression Scale; LM, logical memory; TMT, trial making test (parts “A”
and “B”); Wechsler Memory Scale-Third Edition; MMSE, Mini-Mental State Exami-
the MATLAB framework (Delorme and Makeig, 2004). Raw EEG
nation; SD, standard deviation; VA, visual acuity; yrs, years. data were resampled to 256 Hz and referenced off-line to the
*
Number of cases and percentage of total. algebraic average of the right and left mastoids. EEG signals

Measured in s. were filtered using an IIR filter with a bandwidth of 0.03–40 Hz

Binocular visual acuity was measured in all subjects with the Snellen 10 ft model (12 dB/octave roll-off). Eye artifacts were removed through an
wall chart and recorded as a decimal representation of 20/x, such that 20/20 = 1.0.
independent component analysis. Individual bad channels were
corrected with the EEGLAB interpolation function. Epochs were
an estimated intelligence quotient (IQ), based on the American discarded from the analyses if they contained baseline drift or
National Adult Reading Test (AMNART) (Ryan and Paolo, 1992) ≥90. movement artifacts greater than ±90 ␮V. Data were analyzed
Subjects were excluded if they had a history of clinically signifi- as a function of electrode sites contralateral or ipsilateral to
cant CNS or medical disease, major psychiatric disorders based on tetanic stimulation. In the figures, the electrophysiological activity
DSM-IV (American Psychiatric Association, 1994) criteria, hearing contralateral to tetanic stimulation is displayed on the right side
or visual impairment that would prevent them from being able to of the scalp topographic maps.
follow verbal instructions or complete neuropsychological testing,
Geriatric Depression Scale (GDS) (Yesavage et al., 1983) score ≥ 10, 2.5. PCA analyses
or focal abnormalities on neurological examination consistent with
a CNS lesion. Following the recommendations of Dien et al. (2007) and Dien
Seventeen older adults were included in this study. Table 1 sum- (2010a), a two-step temporospatial procedure (temporal PCA with
marizes the pertinent demographic and neuropsychological data Promax rotation followed by a spatial PCA with Infomax rotation,
on the subjects. Of note, they had completed a mean of 17 (2.8) the latter of which is equivalent to independent component anal-
years of education and had an estimated IQ of 122.4 (3.5). ysis) was conducted on all subjects’ individual ERP averages, at all
134 electrode sites, using the ERP PCA toolkit 2.39 (Dien et al., 2007;
2.2. Experimental procedures Dien, 2010b). PCA is a data-driven method that decomposes ERP
waveforms into their underlying components and is particularly
Following the methods used by Teyler et al. (2005), and in accor- useful in parsing spatially and temporally overlapping components.
dance with the International Society for Clinical Electrophysiology Following an approach shown to provide increased sensitivity for
of Vision recommendations (Odom et al., 2010), VEPs were elicited identifying differences between conditions (Cohen, 2014), VEPs
by high contrast black and white checkerboard stimuli with 0.4 that were recorded before and after TVS were analyzed in separate
degrees of arc and boxes measuring 1 cm on each side. Participants PCAs. The time window was limited to 0–350 ms, with a 200 ms
were instructed to fixate on a red cross in the center of the screen baseline. A parallel test was used to restrict the number of factors
during all data recordings. The viewing distance was approximately generated for each PCA (Dien, 2012). Examination of the latency and
154 cm. Checkerboards were presented randomly to the right or left topography of the PCA output led to the identification of factors of
visual hemi-field for a total duration of 2 min (50% on each side). interest. Factor scores (amplitudes) were submitted to statistical
The stimulus duration was 33 ms and the inter-stimulus interval analysis using paired t-tests.
ranged from 917 to 1017 ms (average presentation rate of ∼1 Hz).
After subjects had rested for 15 s with their eyes open, 2 min of 3. Results
TVS was presented to one hemi-field (counterbalanced across sub-
jects between the right and left hemi-fields). TVS consisted of a Based on visual inspection of the timing and topography of the
checkerboard with the same color, contrast, and luminescence of factors, two were of particular interest to the goals of this study,
the previous 1 Hz stimuli, but with a frequency of 9 Hz (which as they represented N1 subcomponents. One factor peaked around
is below perceptual fusion rate). Following the TVS, participants 132 ms (128 ms for pre-TVS and 136 ms for post-TVS VEPs) in the
were instructed to remain at rest, with their eyes closed for 2 min, lateral occipital region contralateral to the side of tetanic stimula-
in order to avoid TVS-induced “after-images” in the subsequent tion, which was labeled as the early N1b component. Another factor
recording. After this rest period, checkerboard stimuli were pre- peaked at 183 ms (for both pre- and post-TVS VEPs) in the lateral
sented at 1 Hz for 2 min, following the same procedure used during occipital region (just lateral to the location of the early N1b peak),
the baseline recording. which was labeled as the late N1b component.
Fig. 1 illustrates the temporospatial factors representing the
2.3. ERP recordings early and late N1b components pre- and post-tetanus. The ampli-
tude of the factors representing the early and late N1b components
An ActiveTwo electrode cap (Behavioral Brain Sciences Center, was larger (more negative) after TVS than before (for the early N1b
Birmingham, UK) was used to hold to a full array of 128 Ag-AgCl component, post: −5.02 (5.6) ␮V; pre: −1.97 (5.8) ␮V; difference:
BioSemi (Amsterdam, The Netherlands) “active” electrodes to the −3.04 (2.2) ␮V, p < 0.001; for the late N1b component, post: −3.76
F.H.d.G. Porto et al. / Brain Research Bulletin 114 (2015) 56–61 59

Fig. 1. Scalp topographies (left) and PCA-derived waveforms (right) representing the early N1b and late N1b components for pre-tetanic and post-tetanic visual stimulation.
The right side of the topographic maps represents the hemisphere contralateral to tetanic stimulation.

(2.3) ␮V; pre: −2.48 (2.0) ␮V; difference: −1.28 (1.3) ␮V, p = 0.001). Infomax rotation), to identify and measure components of inter-
Of note, there was no correlation between the early and late N1b est. This approach was used because it has been shown to produce
values for the post-TVS − pre-TVS amplitude (p = 0.5). results most consistent with simulated data sets (Dien et al., 2007;
Dien, 2010b). TVS-induced neuroplasticity was demonstrated in old
4. Discussion adults for two components, an early and late N1b. Of note, there
was no correlation between the magnitude of TVS-induced aug-
To the best of our knowledge, this is the first full-length pub- mentation of these two components, indicating that they do not
lished report demonstrating in vivo neuroplastic changes in older measure identical underlying operations and are probably derived
adults using VEPs. Our results show a reliable increase in the from distinct neural sources.
amplitudes of both early and late N1b components after TVS in Our data were collected 2 min after the TVS, which is a period
cognitively normal older adults, an observation consistent with of time most consistent with PTP. There is no consensus regarding
previous evidence of in vivo LTP-lp in older adults (Tippett et al., the exact temporal border between PTP and early LTP, and there is
2011). Studies of young adults using VEPs to investigate LTP-lp have probably a period of overlap between the two forms of neuroplas-
relied on different methods for identifying relevant components ticity when a tetanic stimulation is the inducting stimulus (Byth,
(Cavus et al., 2012; McNair et al., 2006; Ross et al., 2008; Teyler 2014). The methodology used in the current investigation is similar
et al., 2005). Most have employed single step ICA or PCA, or mea- to that employed in previous studies, which have demonstrated
surements based on the amplitude peaking between the N1 and P2 that neuroplastic changes measured after two minutes, consistent
waves of the averaged ERP data. Despite some methodological dif- with PTP, continued to last at least 30 min in young (Cavus et al.,
ferences, results in young adults have been relatively consistent 2012; McNair et al., 2006; Ross et al., 2008; Teyler et al., 2005) and
across studies, demonstrating TVS-induced augmentation of the older adults (Tippett et al., 2011), consistent with LTP-lp. Addi-
N1b component peaking between 100 and 150 ms (Cavus et al., tional research is necessary to confirm whether the TVS-induced
2012) or between 150 and 200 ms (McNair et al., 2006; Ross et al., VEP potentiation in older adults observed in our study is sustained
2008). The current study used a two-step procedure, with tem- for a duration that is consistent with LTP-lp. It is critical to note
poral PCA (with Promax rotation) followed by spatial PCA (with that both short-term and long-term plasticity have important
60 F.H.d.G. Porto et al. / Brain Research Bulletin 114 (2015) 56–61

implications for aging and cognition (Cavus et al., 2012; Hansel Acknowledgements
and Mato, 2013; Martin et al., 2000; Mongillo et al., 2008). Thus,
the results of studies like the current one would be meaningful, This research was funded by the Kamprad Family Founda-
whether they reflect PTP, LTP, or both. The methodology used may tion, Vaxjo, Sweden. The Laboratory of Healthy Cognitive Aging
serve as a promising, non-invasive tool to measure neuroplasticity has been sustained by NIA Grant R01 AG017935 and ongoing
and study the brain’s aging process. support from the Wimberly family, the Muss family, and the
Our results are of particular interest, given reports of age- Mortimer/Grubman family. The first author (FHGP) received a
related changes in the glutamatergic system that may undermine scholarship from the program “Science without Borders” (Coordi-
conditions needed to facilitate neuroplasticity. The glutamater- nation for the Improvement of Higher Education Personnel/Brazil),
gic system appears to be especially susceptible to age-associated number 99999.003029/2014-00, and Lemann Foundation, which
disruption by metabolic, oxidative, and ionic stresses (Mattson supports advanced training in the USA. The investigators thank Dr.
and Magnus, 2006; Newcomer and Krystal, 2001). Notably, the Timothy J. Teyler and Dr. Wesley C. Clapp for providing additional
results of a study using an animal model with invasive in vivo information about their experimental methods. Also, the authors
VEP recordings demonstrated that an NMDAR antagonist com- would like to thank Brittany Alperin for early work on the project,
pletely abolished LTP, suggesting that the glutamatergic system Sarah Fackler for her excellent administrative assistance, and Dr.
needs to be properly functioning to allow for neuroplasticity (Kang Shaomin Li for his invaluable input on the biological mechanisms
and Vaucher, 2009). Research in humans also has shown an age- underlying neuroplasticity.
related decrease in NMDAR function, which has been associated
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