Professional Documents
Culture Documents
1
University of New South Wales: l.trahair@unsw.edu.au
2
See Walter Benjamin (1972) ‘A Short History of Photography.’ Screen, 13, 5-26; André
Bazin (1967) ‘The Ontology of the Photographic Image’ in What is Cinema? Volume I.
Trans. Hugh Gray. Berkeley University of California Press; Stanley Cavell (1979) The
World Viewed: Reflections on the Ontology of Film. Cambridge, Massachusetts: Harvard
University Press; Gilles Deleuze (1986) Cinema 1: The Movement-Image. Trans. Hugh
Tomlinson and Barbara Habberjam. Minneapolis: University of Minnesota Press and
(1989) Cinema 2: The Time-Image. London: Athlone.
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(and is) a more fundamentally human wish. He argues that painting did not
give up on realism but illusionism, writing that ‘[p]ainting, in Manet, was
forced to forgo likeness exactly because of its own obsession with reality,
because the illusions it had learned to create did not provide the conviction
in reality, the connection with reality, that it craved’ (Cavell’s emphasis,
1979, 21). He refutes the idea that in freeing itself from illusion, painting
was cutting its ties with all objective reference. Finally, he argues that even
when painting came, much later, to deny objective reference, this did not
mean it was giving up its connection with reality. It was more a case of
‘painting and reality no longer assur[ing] one another’ (Cavell’s emphasis,
1979, 21).
It is arguable, however, that in making these counter claims Cavell assumes
that Bazin identifies realism with likeness or illusion. An examination of
Bazin’s writing reveals that Cavell has reduced Bazin’s thinking, yet at the
same time produced a book that we would do well to understand as an
attempt to nuance, develop, and provide a stronger philosophical basis for
the difficult and often misunderstood position that Bazin occupies on film as
an art form.4 Let’s consider Bazin’s distinction between aesthetic realism
and illusory realism first.
In his discussion of realism, Bazin distinguishes between the true realism
that derives from the aesthetic dimension of art and the pseudo realism that
is driven purely by psychological need and eventually satisfied with illusory
appearances (1967, 11). Yet he also argues that the combination of these
two dimensions—an aesthetic realism that expresses a spiritual reality and a
psychological realism that endeavours to duplicate the outside world—
forms the basis of art from its primitive function right through to its
contemporary manifestations. He even shows that while psychological need
demands the presentation of likeness, likeness can be a matter of conviction
rather than illusionistic. The psychological need that realism will eventually
be called upon to satisfy is of human indestructibility by nature or
overcoming death. Initially, this need requires a manipulation of the relation
between the real and the unreal, that something not real is treated as real. In
its primitive guise, the need requires only a cursory or iconic resemblance to
the appearance of reality. Non-illusionistic likeness thus forms the basis of
prehistoric art: the representation of speared animals on cave walls assumes
an absolute (albeit non-sensory and non-perceptual) identity between image
and the model, and a belief that magic can intervene in the causality of fate
to guarantee a providential future (Bazin, 1967, 10). In ancient Egypt,
likeness as belief in an identity between model and image lies behind the
process of accompanying entombed mummies with statuettes to protect the
dead from pillaging by marauding outsiders (Bazin, 1967, 9-10).
4
For more on this see Kelley, 2012.
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longer a relation between two things—the model and the copy—where the
latter will be judged according to the former, but the thing itself. Bazin
insists the photographic image ‘is the model’ (Bazin’s emphasis, 1967, 14).
Moreover, the aesthetic dimension of photography derives from its power to
lay bare realities and is still thought of by Bazin in terms of spiritual
expression. Aesthetics is the practice of imbuing matter with spirit. But with
the advent of photography, aesthetics ceases to be first and foremost a
matter of putting human spirit into matter and becomes a question of
ensuring that it stays out of it. The power of photography to lay bare
realities in turn alters the relation between subject and object and relocates
the source of the creative power of art so that it no longer resides in the
artist. Rather, nature now gives itself to be seen.
It is here, in relation to the aesthetics of the photographic image and where
originality is on the side of the object, that Bazin locates cinematographic
automatism:
For the first time, between the originating object and its reproduction
there intervenes only the instrumentality of a nonliving agent. For
the first time an image of the world is formed automatically, without
the creative intervention of man … All the arts are based on the
presence of man, only photography derives an advantage from his
absence. Photography affects us like a phenomenon in nature, like a
flower or a snowflake, whose vegetable or earthly origins are an
inseparable part of their beauty (1967, 13).
The world gives us an image of itself that is not even burdened with the
subjectivity of the viewer:
It is not for me to separate off, in the complex fabric of the objective
world, here a reflection on a damp sidewalk, there the gesture of a
child. Only the impassive lens, stripping its object of all those ways
of seeing it, those piled-up preconceptions, that spiritual dust and
grime with which my eyes have covered it, is able to present it in all
its virginal purity to my attention and consequently to my love. By
the power of photography, the natural image of a world that we
neither know nor can see, nature at last does more than imitate art:
she imitates the artist (1967, 15).
Bazin is clearly more subtle in his consideration of the relationship between
film, painting and realism than Cavell gives him credit for. Bazin’s idea of
realism is not limited to perceptual illusion. He doesn’t suggest that painting
alone is driven by a realist quest or make this realist quest something driven
by a desire for illusion that brackets out reality or aesthetics. Moreover, all
of the elements of Bazin’s arguments—the concepts of immortality, of
nature, of magic, of the source of creativity in the age of photographic
reproduction—are taken up by Cavell and subjected to deeper philosophical
consideration. Even Bazin’s emphasis on aesthetics as the domain of
spiritual expression is transposed in Cavell’s work into an on-going
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6
‘The human condemnation to intention and consequence is the sequel, if the not meaning,
of original sin’ (1979,188).
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relation to reality (1979, 23). By Cavell’s logic (if not his word), it expiates
original sin by returning us to an age of innocence.
Where Bazin sees photography and painting in competition to achieve
illusionistic realism, Cavell argues instead that the ‘quest for visual reality’
creates a split between the two mediums. While painting has no choice but
to accept the ‘recession of the world’, its disappearance from view, and
become modern, photography, by contrast, ‘maintains the presentness of the
world by accepting our absence from it’ (Cavell, 1979, 23). Cavell notes,
‘[t]he reality in a photograph is present to me while I am not present to it’
(Cavell, 1979, 23). It is not a matter then of photography prevailing over
painting in the drive toward a poorly conceived idea of realism, but of each
art form, delimited by its medium, using the different means available to it
to realise its aesthetic purpose to make spiritual reality communicable.
In this respect, Cavell takes the emphasis off the confusing idea of realism
that obscures Bazin’s thinking and replaces it with the notion of presence.
For Cavell, presence is the spiritual reality that all art in the modern age
endeavours to understand. The question of presence underpins his concern
with subjectivity in so far as it prevents nature and humanity being fully
present to each other.
[W]hat painting wanted, in wanting connection with reality, was a
sense of presentness—not exactly a conviction of the world’s
presence to us, but of our presence to it. At some point the unhinging
of our consciousness from the world interposed our subjectivity
between us and our presentness to the world. Then our subjectivity
became what is present to us, individuality became isolation. The
route to conviction in reality was through the acknowledgment of the
endless presence of the self (Cavell’s emphasis, 1979, 22).
As we will see, film is initially spared this requirement to acknowledge ‘the
endless presence of the self’ because it gives us a view of the world where
subjectivity does not interpose itself.
The removal of the subject made possible by cinematic automatism is also
peculiarly inflected by Cavell’s broader approbation of scepticism as the
fundamental behavioural disposition afforded by modernity. In Chapter 6,
Cavell writes that the magic of (traditional) cinema, its magical
reproduction of the ‘unseen’ world onto film, ‘explains our forms of
unknownness and of our inability to know’ (Cavell, 1979, 40-41). Cavell
doesn’t explicitly address the relationship between modern scepticism,
movie culture, and the philosophy of film until ‘More of The World
Viewed’, the afterword to the second edition of his book, but the problem of
scepticism nevertheless adds a consistency to many of his formulations. We
might distinguish here between how Cavell sees cinematic automatism
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means by which the medium extends beyond its photographic basis to the
world as such, to human reality and nature. In effect, and while Cavell
doesn’t quite put it this way, this means that automatism affords film with
the potentialities of at least two ‘mediums’. One is the celluloid emulsion,
which, by virtue of the automaticity of the photographic mechanism,
captures views of the world; the other is human reality and nature. While
Cavell’s first encounter with automatism focuses on the removal of
subjective participation in representation, on his second approach, he places
the world that gives itself to be viewed in sharper relief. In Chapter 11 ‘The
Medium and the Media of Film’, for example, Cavell replaces what he had
been calling the photographic basis of film with the phrase ‘succession of
automatic world projections’ (Cavell’s emphasis, 1979, 72). ‘Automatic’,
Cavell now maintains, refers to the mechanical nature of photography, with
a particular emphasis on the absence of both the human hand in producing
images, and the world and its creatures when they are screened. ‘World’
refers to ‘the ontological facts of photography and its subjects’, and
‘projection’ to the ‘phenomenological facts of viewing and to the continuity
of the camera’s motion as it ingests the world’ (Cavell, 1979, 73). The
world projects itself onto film so that what film promises, its candour, is the
exhibition of the world itself (Cavell 1979, 120). Film reveals the entirety of
what the world reveals to it. Film doesn’t suffer the same interferences that
the other arts encounter. Its medium, Cavell thinks, does not limit what is
revealed to it.
And yet, the medium of film also has media, and these media have different
pertinences to the automatism of the photographic mechanism on the one
hand and to the ontology of the world on the other. In the first instance,
there are the media produced by the effects of the camera such as cycles,
genres, and the types of individualities bound up with stars; in the second,
there are the particularities of the human species, including its gestures, its
objects and the places it inhabits (Cavell, 1979, 69).
The idea that the cinematic medium has for its media both conventional
(genres and types) and natural components (particular human beings,
gestures, objects and places) testifies to a tension between the kinds of
automatism at play in cinema and even to how automatism, despite its
immediate relation to nature, does not unconditionally give us a world that
exists independently, but one where the conventions film shares with other
arts and the technological facts of cinema have entered into it.
From Natural Consciousness to Self-Consciousness.
Cavell’s book takes the form of a phenomenology, both in the account it
gives of Cavell’s personal relationship to cinema as a transformation from
natural consciousness to self-consciousness, from an ‘ordinary’ appreciation
of the form to a philosophical one, and in his contention that film is an art
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that develops from having a natural relation to the world to having a self-
conscious philosophical relation to it. The development of film’s self-
consciousness entails the supersession of a traditional medium by a
modernist one. Cavell distinguishes between the artistic age of cinema,
where the new medium innocently pursued forms of happiness, and the
absolute age, where cinema, at the very least, becomes aware that these
halcyon days properly belong to the past. In its artistic age, film fulfills a
mythic function. In the age that supersedes it, film will be caught between
operating in bad faith (‘new wrinkles to old formats’ (Cavell, 1979, 69)) or
taking up the modernist mantel, acceding to self-consciousness and entering
into the condition of philosophy. Automatism is the concept that allows
Cavell to straddle the natural and philosophical relation to cinema.
Cavell opens his book with the question of what it was that compelled him
to change his relation to cinema from a form of entertainment that he was
naturally in awe of to something to be regarded both critically and
philosophically (Cavell, 1979, xix). The two immediate causes he
identifies—the emergence in Europe of various new wave movements, and
their invitation to reflect on Hollywood while maintaining continuity with it,
just as Hollywood was itself beginning to unravel, and the end of film’s
ecumenical power to operate as a public form of entertainment—are, by his
own admission, unsatisfactory (Cavell, 1979, xix-xx). As the argument
develops it becomes clear that it is the influence of modernism and the art
historical thinking about modernism (particularly the work of Michael
Fried, but arguably also Clement Greenberg) that draws him to try to
account for cinema with the terms they had established to talk about modern
painting (Cavell, 1979, xxv).9
The immediate point of perplexity that any inclination toward a comparative
analysis between cinema and modern art raises, and which the book takes it
upon itself to address, is why a form that only came into existence with
modernity, and indeed with modern technology, does not necessarily, or
even predominantly, constitute itself as a thoroughgoing expression of a
9
These terms comprise not only the concepts of presence and theatricality that Fried had
used in his doctoral thesis, subsequently published as Absorption and Theatricality:
Painting and Beholder in the Age of Diderot (1980) and in Three American Painters:
Kenneth Noland, Jules Olitski, Frank Stella: Fogg Art Museum 21 April-30 May 1965 and
‘Art and Objecthood’ Artforum, June, 1967, but also place considerable emphasis on the
importance of the medium that is associated with Greenberg’s work.
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10
There are clearly reasons within modernism that would preclude cinema from following
this track. Not least of them is the incompatibility between the disenfranchisement of
modernist art and the capital intensive nature of cinema that compels it toward a democratic
constituency, but equally significant is the fact that the particular brand of modernism that
Greenberg, Fried and Cavell all hail—which is built upon the idea that the medium
acknowledges itself in order to recover the loss of conviction it can manifest about the
nature of reality—doesn’t emerge as something identifiable until the post World War II
period. Although it is also the case that all three of them will endeavour to find its germ
cells in the beginning period of philosophical modernism.
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11
One could doubtless go further than Cavell himself does and mention the use of sound,
framing, editing, and so forth, in other words, everything that a director must master in
order to be considered accomplished in his art.
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physical basis of its art compel it at once to assert and deny the control of its
art by that basis’ (Cavell, 1979, 105).
Fourth Meditation on Automatism: Scepticism
In ‘More of The World Viewed’, Cavell calls cinema ‘a moving image of
scepticism’ because it satisfies our senses of reality even while that reality
does not exist (Cavell, 1979, 188, my emphasis). Indeed, he goes so far as to
say that our senses are satisfied in this way because the reality made present
to us does not exist. Cavell, however, also distinguishes this scepticism from
the ‘farce of skepticism’ (Cavell, 1979, 189), which denies as a consequence
that there is ever any reality to what is projected on screen. The latter view
is farcical because it takes scepticism only as a loss of conviction in the
external world and not as a means to reclaim that conviction (Cavell, 1979,
189). Scepticism, for Cavell, is not an end but a means; it is thus not
nihilistic but redemptive.
Cavell insists that sceptical doubt comes from a genuine anguish about the
world and about the communicability of experience. But the function of
sceptical doubt should not be limited to doubting reality because it slips
through the net of philosophy, doubting art because there are too many
instances where it lacks conviction, doubting communication because words
are inadequate to feelings or they do not mean the same thing to you as they
do to me, or doubting film because it uses an objective device to give me
views of a world from which I am excluded—thereby naturalising a world
in which I am alien and denaturing the world in which I exist. For Cavell,
scepticism is neither a final cause nor something that must be overcome; nor
is it something to forget about or to be avoided.
Acknowledgment
Acknowledgment is key to understanding the redemptive function of
scepticism. However, when it comes to understanding the ontology of film,
a simple acknowledgment of doubt is not enough because it does nothing to
restore our conviction in the world. In this respect, the second half of The
World Viewed can be read as an attempt to distinguish between instances of
empty acknowledgment that don’t take the other into account and the
acknowledgment that seeks to connect being together in/with the world by
recognition of difference or separateness. So in the chapter ‘Exhibition and
Self-Reference’, Cavell argues that self-reference is not the same as
acknowledgment because it doesn’t necessarily entail a relation to others.
Films, Cavell observes, have been self-referential from the outset and
there’s nothing to say that referencing the self carries any conviction about
anything. It may even entail disguising an absence of conviction (Cavell,
1979, 126). In the chapter ‘The Camera’s Implication’, Cavell considers
how cinema can respond to ‘the metaphysical dishonesty’ instantiated by
the camera’s position outside the picture. Arguing in a similar vein to his
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point about self-reference, he observes that the camera including itself in the
image is an empty gesture—a documentary filmmaker undertaking such an
act, for example, might rightly be accused of not allowing the subject of his
film to reveal itself. What is also required, Cavell insists, is an
acknowledgment of the kind of work the camera does.
The rules for the acknowledgment of automatisms in art take their brief
from interpersonal relations. Acknowledgment between persons is not a
disclosure of something that was unknown to either party but a means of
repairing a relation that is damaged and that has broken or threatens to break
the connection between people. It must also recognise the difficulty that ‘the
other’ presents, and the desire to avoid having to recognise the other’s
position, that is, particularly in so far as it is a sceptical position.12 This is
the difficulty in other words that acknowledgment entails. Acknowledgment
is the restoration of a connection that nevertheless recognises the
separateness of the two parties. It is an attempt to become more fully
conscious of a relation or a situation in which one is already participating
(Cavell, 1979, 126-130).
Cavell finishes the 1971 edition of his book by suggesting that the
importance, and the danger, of film is its presentation of a world that is
complete without me, that holds me, as it were, on the outside of the picture.
Cavell says this is a world of immortality and of illusion (Cavell, 1979,
160). But Cavell also perceives a possible space for me in the picture by
invoking the possibility of a thorough-going reconciliation of the condition
of viewing a film with being thrown into the world as Heidegger understood
it. This power of film lies in its capacity to reduplicate the stakes of our own
traumatic entry into the world so that we might awaken from the slumber of
natural existence to arrive at a self-conscious relation to it. To achieve this,
however, is no simple matter. Film, Cavell insists, won’t satisfy our desire
for the world’s exhibition if we don’t let it appear, and the condition in
which this will happen is anxiety. Allowing the world to manifest itself
means being willing to let go of our actions and to allow the self to exhibit
the self without the self’s intervention. This road to self-knowledge, Cavell
imagines, even in 1971, is an ugly one. The terror that attaches to the
submission to this course necessarily entails a revelation of the self through
‘a betrayal of the self’, just as love for Cavell is always a betrayal of love
(Cavell, 1979, 160).
For Cavell, the modernist filmmaker, like the modernist artist, has the
opportunity to acknowledge the world’s separateness and to let it exhibit
itself. This is also a chance to pry oneself free of the deadlock that ensnared
12
As Kelley says, acknowledgment without recognition of avoidance is just ‘a bobble-head
doll on the dash of our lives, nodding “yes” to all that it encounters’ (2012, 29).
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cinema. Cavell brings into play the paradoxical nature of a medium that
simultaneously disinvests its art of subjective mediation, makes provision
for the world in-itself, sees the world withdrawing itself, and turns
disinvestment into the subject of serious reflection. Automatism, for Cavell,
starts out as tied to the particularity of the photographic apparatus only to be
ultimately understood according to the same universals (of liberty and
constraint) that govern each of the arts. Far from remaining something over
which the human spirit has no power, it becomes the means of its ethical
expression. Automatism, in other words, is the key to the aesthetics of
cinema and to gauging filmmakers thinking seriously about the propensities
and the limitations of the medium in which they are working.
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Deleuze, Gilles (1989) Cinema 2: The Time-Image. Trans. Hugh Tomlinson
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