Understanding Chronic Obstructive Pulmonary Disease
Understanding Chronic Obstructive Pulmonary Disease
REGULARTORY
CLINICAL
C
hronic obstructive pulmonary disease (COPD) incidence of the disease is smoking cessation.
is a poorly reversible disease of the lungs that is Healthcare costs associated with COPD are approach-
one of the major causes of morbidity and mor- ing $18 billion and $14 billion in direct and indirect
tality worldwide. In the United States, it is the fourth costs, respectively.2,8 Hospitalizations, which often
leading cause of death after heart disease, cancer, and result from acute exacerbations, account for approxi-
cerebrovascular disease.1,2 By 2020, it is projected to mately 40% of direct costs; prescription drugs
become the third leading cause of death worldwide.1 account for 20%.7 Emergency department visits
Contrary to the trends for other major chronic diseases for COPD totaled 1.5 million in 2000.2 Inpatient
in the United States, the prevalence of and mortality mortality from acute exacerbation is 10% by some
from COPD have continued to rise3; the death rates estimates,9 and nearly 60% at 1 year for patients older
doubled between 1970 and 2002,4 and for the first time than 65 years of age.10
in 2000, mortality figures for women surpassed those Despite these disturbing figures, COPD remains
for men.2,5 In the United States, 12 million patients are largely unrecognized as a public health problem. To
currently diagnosed with COPD, but there is believed increase awareness of COPD, the Global Initiative for
to be at least an equal number of individuals with Chronic Obstructive Lung Disease (GOLD) was
impaired lung function suggestive of COPD who launched in 1997, as a collaboration of the National
are undiagnosed.6 Given that the majority of COPD Heart, Lung, and Blood Institute, the National
cases are caused by smoking, it is primarily a prevent- Institutes of Health, and the World Health Organiza-
able disease. tion, to disseminate information on causes of COPD
Most patients with COPD are middle-aged or and issue management guidelines.11 Further multidisci-
elderly. In 2000, 16 million office visits were attributed plinary efforts involving government, healthcare work-
to COPD-related conditions,7 with the caseload ers, and public health officials are needed to reduce the
expected to increase with the aging of the population. disease burden of COPD, which comprises not only
There is no cure for COPD. True breakthroughs in economic and healthcare system costs but also losses to
treatment, particularly disease-modifying agents, have patients and families from progressive disability and
been elusive. The only strategy known to reduce the impaired quality of life.
Risk Factors
Cigarette smoking is the principal risk factor for
COPD. However, approximately 1 of 6 Americans with Pathogenesis
COPD has never smoked.15 Occupational and environ- Cigarette smoking or exposure to noxious agents
mental exposures to chemical fumes, dusts, and other induces an inflammatory process in the lungs and air-
lung irritants account for 10% to 20% of cases.15 ways of the bronchial tree that leads to small airway
Individuals with a history of severe lung infections in disease and parenchymal destruction.20,21
childhood are more likely to develop COPD.15 Alpha-1 Loss of elasticity of the alveolar attachments, or
antitrypsin deficiency is a rare cause of COPD but their destruction, is a hallmark of emphysema. The
should be suspected in persons in whom emphysema inability of the lungs to empty results in air trapping
develops before the age of 40 or those who lack the and hyperinflation, manifested as dyspnea on exertion.
common risk factors.16 Over time, this can cause the diaphragm to flatten and
the rib cage to enlarge. In the late stages of COPD,
Clinical Course hypoxemia develops. Pulmonary hypertension is a con-
COPD is a slowly progressing disease with a long sequence of thickening of the intima and vascular
asymptomatic phase, during which lung function con- smooth muscle and indicates a poor prognosis.
tinues to decline. Persistent cough, particularly with
mucus production, is a common symptom. Dyspnea,
especially with exercise, wheezing, and chest tightness
may also be present. Patients often present with the COPD is a slowly progressing disease with
first acute exacerbation of COPD at an advanced stage. a long asymptomatic phase, during which
Symptoms do not usually occur until forced expiratory lung function continues to decline.
volume in 1 second (FEV1) is approximately 50% of the
predicted normal value.17 As the disease progresses,
exacerbations may become more frequent and life-
threatening complications may develop. End-stage The net result of the pathophysiologic processes of
COPD is characterized by severe airflow limitation, COPD is increased resistance to airflow and decreased
severely limited performance, and systemic complica- expiratory flow rate. Removing the inflammatory stim-
tions.18 Patients often succumb to respiratory failure or ulus (eg, stopping smoking) does not diminish the
pulmonary infection. Extrapulmonary effects associat- inflammatory process.
ed with COPD include weight loss, nutritional abnor- The inflammatory process in asthma is markedly dif-
malities, and muscle atrophy. Various phenotypes of ferent from that in COPD, but since approximately
COPD, with specific prognostic implications, have 10% of COPD patients also have asthma, some of the
been identified.19 pathologic features may overlap.21
CLINICAL
Anticholinergics
Short-acting
Atrovent HFA 17 MDI 2 inhalations COPD, bronchitis, Bronchitis, URTI, palpitation, dyspnea $$$$
(ipratropium) 4 times daily emphysema
Atrovent* 0.2 500 µg 3-4 times $$$
(ipratropium) daily
Long-acting
Spiriva 18 DPI 18 µg/d COPD, bronchitis, Xerostomia, URTI, sinusitis $$$$
(tiotropium) emphysema
Inhaled corticosteroids
QVAR 40, 80 MDI 40-320 µg bid Asthma Hoarseness, thrush, yeast $$$$
(beclomethasone) infection in the mouth
Pulmicort 90, 180 DPI 180-720 µg bid $$$$$
Flexhaler
(budesonide)
Flovent HFA 44, 110, 220 88-440 µg bid $$$$
(fluticasone) MDI
Azmacort 75 MDI 40 150 µg 2-3 times $$$$
(triamcinolone) daily, or 300 µg bid
Combination short-acting beta2-agonist + anticholinergic in 1 inhaler
Combivent MDI 103/18 MDI 2 inhalations COPD (for asthma Ipratropium: Bronchitis, URTI $$$$
(albuterol) + 4 times daily patients requiring
ipratropium a 2nd bronchodilator)
DuoNeb SOLN* 0.83/0.17 One 3-mL vial Albuterol: Tremor, sinus $$$$$
(albuterol) + via NEB tachycardia, anxiety
ipratropium 4 times daily
Combination long-acting beta2-agonist + corticosteroid in 1 inhaler
Advair Diskus 50 + 100, 250/50 µg bid Asthma, COPD URTI, headache pharyngitis $$$$
(salmeterol + 50 + 250,
fluticasone) 50 + 500
DPI
Symbicort 4.5 + 80, 2 inhalations bid COPD† Headache, URTI, nasopharyngitis $$$$
(formoterol + 4.5 + 160
budesonide) DPI
Methylxanthines Oral tablets/capsules
Many brands* 12 h: 100, 125, Initial >45 kg: Asthma, COPD, Tachycardia, nausea. vomiting, $$$
(theophylline) 200, 300, 10 mg/kg/d neonatal apnea nervousness, restlessness
450 mg titrate to max
24 h: 100, 200, 800 mg/d in divided
300, 400, 600 mg doses every 6-8 hrs
Systemic corticosteroids
Prednisone* 1, 2.5, 5, 10, 5-60 mg/d single or COPD acute exacerbations, Short-term: Insomnia, indigestion, $
20, 50 mg divided dose asthma, many others increased appetite, nervousness,
tablets Long-term: Cataracts, hypertension,
Prednisolone* 5 mg tablets thinning bones, easier bruising, $
Medrol* 4, 8, 16, 32 mg 4-48 mg/d in 4 slower wound healing, $-$$
(methyl- tablets divided doses muscle weakness
prednisolone)
COPD indicates chronic obstructive pulmonary disease; DPI, dry-powder inhaler; EIA, exercise-induced asthma; HFA, hydrofluoroalkane; MDI, metered-dose inhaler;
NEB, nebulizer; URTI, upper respiratory tract infection.
*Generic available. †Pending approval. Cost information ($): $, 0-25; $$, 26-50; $$$, 51-100; $$$$, 101-200; $$$$$, >200.
CLINICAL
any differences in pulmonary function responses cating patients on its implementation during an acute
between the various delivery devices. Thus, cost, con- exacerbation. The patient-initiated plan may include
venience, and the patient’s ability to use the device increasing the dose and/or frequency of the short-act-
properly are important considerations in choosing the ing bronchodilator (administered by nebulizer, if neces-
mode of delivery.35 In patients who have difficulty ade- sary) and adding an anticholinergic agent. If the
quately using inhalers, nebulized medication may result patient’s FEV1 is <50% of predicted value, a systemic
in more reliable drug delivery. glucocorticosteroid should also be considered to restore
In addition to bronchodilators, inhaled glucocorti- lung function and shorten recovery time.14,31 Antibiotic
costeroids are recommended for the treatment of severe
to very severe COPD in patients who have repeated
exacerbations.27 The combination of a long-acting Symptoms of an exacerbation range from
beta2-agonist (salmeterol) and an inhaled glucocorti-
costeroid (fluticasone propionate) was shown in the increased breathlessness accompanied by
Towards a Revolution in COPD Health (TORCH) cough and sputum production in mild
trial to be significantly more effective than either agent COPD to life-threatening respiratory
alone or placebo in reducing the number of moderate
or severe exacerbations and in improving health status failure in severe COPD.
over the 3-year study.36 However, the combination reg-
imen did not significantly decrease the risk of death
compared with placebo. The investigators say the prob- therapy should be started if infection is suspected,31
able reason was that the study was not sufficiently pow- such as in the case of fever and/or purulent sputum.
ered to detect an effect on mortality.36 Many primary care practices have acute care visits,
Table 3 lists the types of pharmacotherapy appropri- offering same-day appointments for patients with acute
ate at each stage of COPD.33 Choosing a specific exacerbations of chronic illness. If a same-day appoint-
medication within the class of short- or long-acting ment with the patient’s primary provider is not offered,
beta2-agonists, inhaled steroids, methylxanthines, or urgent care centers may be utilized. For home-bound
combination agents is a decision that is based on patients, home health agencies can play a crucial role
provider preference, local standards of care, and formu- for expediting appropriate treatment services.
lary availability. Several novel therapies are being When symptoms are severe, emergency department
investigated; many of them target inflammatory-signal- evaluation is necessary. High-risk patients with comor-
ing pathways.37 bid conditions, including pneumonia, arrhythmias, heart
Although bacterial lung infections should be treated failure, diabetes, chronic kidney disease, or liver failure,
with appropriate antibiotics, long-term prophylaxis with often require inpatient care. Patients who have worsen-
antibiotics has not been shown to be effective in pre- ing hypoxemia or hypercapnea, changes in mental sta-
venting bacterial infections or COPD exacerbations.31 tus, or those who have a poor response to initial treat-
ment are among those frequently admitted. Patients who
Managing Exacerbations cannot eat, sleep, or care for themselves because of wors-
Exacerbation of COPD is generally defined as an ening condition often cannot be managed at home.38
acute increase in symptoms beyond normal day-to-day For patients who require hospitalization, oxygen
variation.27 Symptoms of an exacerbation range from therapy is the foundation of treatment. The use of
increased breathlessness accompanied by cough and supplemental oxygen should achieve a goal of a hemo-
sputum production in mild COPD to life-threatening globin saturation of 90% (PaO2 of 60-65 mm Hg).27
respiratory failure in severe COPD. The frequency and Noninvasive intermittent ventilation is preferable in
severity of exacerbations correspond to the severity of certain presentations of exacerbations. Invasive
the patient’s underlying disease.31 Infection, particular- mechanical ventilation may be necessary if the patient
ly bacterial infection, is frequently implicated in exac- has life-threatening hypoxemia, is in respiratory arrest,
erbations. Air pollution can also trigger exacerbations; or has cardiovascular complications. Drug therapy in the
however, the cause cannot be determined in about one hospital is similar to that for home management of an
third of severe cases.14 exacerbation. In addition, a methylxanthine such as
COPD exacerbations can often be managed at theophylline may be warranted when the patient’s
home. Strategies include developing a plan and edu- response to a short-acting bronchodilator is inadequate.14
CLINICAL
diagnosis, management, and prevention of chronic obstructive pul- 30. Jorenby DE, Hays JT, Rigotti NA, et al. Efficacy of varenicline, an
monary disease: NHLBI/WHO Global Initiative for Chronic alpha4beta2 nicotinic acetylcholine receptor partial agonist, vs placebo
Obstructive Pulmonary Disease (GOLD) Workshop summary. Am J or sustained-release bupropion for smoking cessation: a randomized con-
Respir Crit Care Med. 2001;163:1256-1276. trolled trial. JAMA. 2006;296:56-63.
15. National Heart, Lung, and Blood Institute. COPD essentials for 31. MacNee W, Calverley PM. Chronic obstructive pulmonary disease.
health professionals. NIH Publication No. 07-5845. December 2006. 7: management of COPD. Thorax. 2003;58:261-265.
Bethesda, MD. www.nhlbi.nih.gov/health/public/lung/copd/campaign- 32. White AR, Rampes H, Ernst E. Acupuncture for smoking cessation.
materials/pub/provider-card.pdf. Accessed April 30, 2008. Cochrane Database Syst Rev. 2002;(2):CD000009.
16. Stoller JK, Fromer L, Brantly M, et al. Primary care diagnosis of 33. Hanania NA, Donohue JF. Pharmacologic interventions in chronic
alpha-1 antitrypsin deficiency: issues and opportunities. Cleve Clin J obstructive pulmonary disease: bronchodilators. Proc Am Thorac Soc.
Med. 2007;74:869-874. 2007;4:526-534.
17. Sutherland ER, Cherniack RM. Management of chronic obstructive 34. US Food and Drug Administration. FDA advises patients to switch
pulmonary disease. N Engl J Med. 2004;350:2689-2697. to HFA-propelled albuterol inhalers now: CFC-propelled inhalers no
18. Viegi G, Pistelli F, Sherrill DL, et al. Definition, epidemiology, and longer available as of Dec. 31, 2008. May 30, 2008. http://www.fda.
natural history of COPD. Eur Respir J. 2007;30:993-1013. gov/bbs/topics/NEWS/2008/NEW01842.html. Accessed August 11,
19. Friedlander AL, Lynch D, Dyar LA, et al. Phenotypes of chronic 2008.
obstructive pulmonary disease. COPD. 2007;4:355-384. 35. Dolovich MB, Ahrens RC, Hess DR, et al. Device selection and out-
20. Barnes PJ. Small airways in COPD. N Engl J Med. 2004;350:2635-2637. comes of aerosol therapy: evidence-based guidelines: American College
21. Barnes PJ. Mechanisms in COPD: differences from asthma. Chest. of Chest Physicians/American College of Asthma, Allergy, and
2000;117(2 suppl):10S-14S. Immunology. Chest. 2005;127:335-371.
22. Soriano JB, Visick GT, Muellerova H, et al. Patterns of comorbidi- 36. Calverley PM, Anderson JA, Celli B, et al. Salmeterol and fluticas-
ties in newly diagnosed COPD and asthma in primary care. Chest. one propionate and survival in chronic obstructive pulmonary disease. N
2005;128:2099-2107. Engl J Med. 2007;356:775-789.
23. Wagena EJ, Huibers MJ, van Schayck CP. Antidepressants in the 37. Barnes PJ, Hansel TT. Prospects for new drugs for chronic obstruc-
treatment of patients with COPD: possible associations between smok- tive pulmonary disease. Lancet. 2004;364:985-996.
ing cigarettes, COPD and depression. Thorax. 2001;56:587-588. 38. Celli BR, MacNee W; for the ATS/ERS Task Force. Standards for
24. Pace TW, Mletzko TC, Alagbe O, et al. Increased stress-induced the diagnosis and treatment of patients with COPD: a summary of the
inflammatory responses in male patients with major depression and ATS/ERS position paper. Eur Respir J. 2004;23:932-946.
increased early life stress. Am J Psychiatry. 2006;163:1630-1633. 39. Puhan MA, Scharplatz M, Troosters T, et al. Respiratory rehabilita-
25. Lacy P, Lee JL, Vethanayagam D. Sputum analysis in diagnosis and tion after acute exacerbations of COPD may reduce risk for readmission
management of obstructive airway diseases. Ther Clin Risk Manag. and mortality—a systematic review. Respir Res. 2005;6:54.
2005;1:169-179. 40. Nichol KL, Margolis KL, Wuorenma J, et al. The efficacy and cost
26. Qaseem A, Snow V, Shekelle P, et al. Diagnosis and management of sta- effectiveness of vaccination against influenza among elderly persons liv-
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the American College of Physicians. Ann Intern Med. 2007;147:633-638. 41. Naunheim KS, Wood DE, Mohsenifar Z, et al. Long-term follow-up
27. Rabe KF, Hurd S, Anzueto A, et al. Global strategy for the diagnosis, of patients receiving lung-volume-reduction surgery versus medical ther-
management, and prevention of chronic obstructive pulmonary disease: apy for severe emphysema by the National Emphysema Treatment Trial
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Care Med. 2002;166:675-679. pulmonary disease. N Engl J Med. 2004;350:1005-1012.
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Stakeholder Perspective
Cost and Quality Issues in COPD Management
PATIENTS: Chronic obstructive pulmonary dis- mental issues can exacerbate COPD episodes, which
ease (COPD) is a progressive disease of adults that in can lead to deterioration in quality of life over time.
many cases leads to the total debilitation of patients The most effective way for patients with COPD to
as they age. This is particularly significant when the keep symptoms at a minimum and maintain a high
patient does not take precautions to reduce the quality of life is to actively manage their prescribed
impact of active personal factors, such as smoking or medical and pharmaceutical regimens. Cost can be a
obesity, which could lead to worsening of symptoms. significant difficulty for patients if they do not have a
In addition, COPD is a difficult disease for patients prescription insurance benefit, since some of the
and physicians to manage because many environ- newer medications are relatively expensive. Another
Continued
CLINICAL
cost issue has arisen as a result of the recent US Food nificantly drive up the monthly cost of COPD treat-
and Drug Administration decision to phase out chlo- ment for patients. Payers have the unique problem
rofluorocarbon propellants for inhalers used to treat of trying to balance good medical care (quality) with
COPD. These inhalers, some of which have very the value of the medications they choose for their
inexpensive generics available, are being replaced formulary (cost-effectiveness).
with significantly more expensive new formulations Payers need to drive value-based care by adhering
with other propellants. These issues add difficulties to best practice guidelines, educating physician pan-
for physicians and payers in addition to patients. els about their guidelines, ensuring that patients that
PHYSICIANS: Physicians have to manage need it have access to additional services—such as
patients without the benefit of a long-available educational programs, disease management pro-
medication, becoming familiar with the effective- grams, counselors, and, as appropriate, programs for
ness of newer formulations, and fully understanding smoking cessation, obesity, or exercise manage-
the additional cost burdens to their patients. The ment—to deliver the highest quality of life to
best way to ensure good care for these patients is patients. All of this can lead to high and unneces-
to manage COPD in all of their patients according sary costs if not well coordinated with patients and
to best practice treatment guidelines, considering physicians. Care that is not coordinated well can
the cost burden when a patient has no insurance also lead to poor patient compliance, patient and
benefit or understanding the formulary issues for physician satisfaction issues, and less-than-optimal
the insurance payers of their patients, and most disease management for the patient.
important, knowing how to get exceptions when
medically necessary. Paul Anthony Polansky, BSPharm, MBA
PAYERS: Payers have a unique set of issues as Executive Vice President and Chief Pharmacy
well, since the newer inhaler formulations can sig- Officer, Sanovia Corporation, Philadelphia, PA