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Memory and the Perception of Rhythm

Candace Brower
When we perceive an aesthetic object, we do so on many Visual and musical perception differ in an importantway,
different levels. If the object is a painting, we may view it first however. When we view a painting, we can change our per-
from a distance to take in its overall form, symmetry, and ceptual horizon simplyby changingthe distance between our-
color composition. Moving closer, we may allow first one selves and the object. When we do so, we change the object's
aspect and then another to come into focus, until we are able spatial frequencies. Spatial frequency measures the distance
to observe the smallest detail. We may then retreat to a more between the elements of an image as it appearson the retina.
distant perspective, allowing our apprehension of the whole When we move towards the painting, the retinal image be-
to be enhanced by our greater familiaritywith its parts. Like- comes larger, and more detailed figures come into focus.
wise, when we hear a piece of music, we may first focus on When we move away from it, the image becomes smaller, and
local events, listening for subtle inflections of pitch, articu- larger shapes appear within our perceptualfield. We have no
lation, or rhythmicmotive, while in subsequent hearings we such control over musical frequency, however. The spacing
may attend to the large-scale progression of themes and to- of musical events in time is controlled not by the listener, but
nalities. Our conception of the piece is thus built up over by the composer or performer. We cannot stand back from
repeated listenings, as the relationship between small- and the music, as we can from a painting, to bring an entire piece
large-scale structure is gradually clarified. within our perceptual horizon. As listeners, we have no
These two perceptual acts, viewing a work of art and lis- choice but to take in musical events at the rate at which they
tening to a piece of music, are in some ways similar. Musical are presented to us.
time is analogous to artistic space-it provides the canvas How, then, do we hear rhythmic relationships among
upon which musical patterns unfold. In music, as in art, pat- widely separated musical events? How is it possible to per-
terns emerge at different levels of structure. In order to per- ceive a rhythmic pattern that unfolds over the course of an
ceive patterns at each level, we must be able to change our entire movement? The answer, of course, is memory. Mem-
perceptual horizon, broadening it to take in relationships ory plays an essential, if relatively unrecognized, role in mu-
among widely spaced objects or events, or narrowing it to sical perception. This essay will examine that role as it per-
focus on the intricacies of more detailed patterns. tains to the perception of rhythm, and will consider its
implications for theories of rhythm and meter.
An earlier version of this paper was presented at the Annual Meeting of Many contemporary theorists, believing rhythmic struc-
the Society for MusicTheory, Oakland, 1990. The authorwould like to thank ture to be hierarchical, use rhythmic or metric reduction to
Jonathan Kramer for his many helpful comments and suggestions. describe higher levels of rhythmic organization. Through a
20 Music Theory Spectrum

gradual process of abstraction, a phrase may be reduced to Figure 1.


a whole note or even a quarter note--an entire piece to a
handful of measures.' The appeal of metric reduction is that
it allows us to do in theory what we are unable to do in
fact-that is, it allows us to bring large-scale rhythmic pat-
terns within the bounds of our perceptual horizon. It frees
us from the constraints imposed on us by memory, making
it possible to perceive the low-frequency patterns of the back-
ground (albeit vicariously) as easily as those of the fore-
ground.
Reduction has proven itself to be a valuable tool, as dem-
onstrated by the appearance of an ever-increasing number of
Schenkerian and Schenker-like graphs in the theoretical lit-
erature. However, its transfer to the rhythmic domain raises
questions regarding its applicability there. Theorists who ap-
ply the principles of reduction to rhythm tend to make two
assumptions: 1) that the principles of rhythmic organization
are the same at all levels; and 2) that we perceive large- and
small-scale rhythms in the same way.2 That both of these
assumptions are open to question may be demonstrated by
a visual analogy. Figure 1 consists of a computer-processed

1Theoristswho have used metric reduction as an analytical tool include picture in which surface details-that is, higher spatial
ArthurKomar, Theoryof Suspensions(Princeton:PrincetonUniversityPress, frequencies-have been removed. The result is a gridlike ar-
1971); Carl Schachter, "Rhythmand Linear Analysis: A PreliminaryStudy," rangement of squares of varying shades of light and dark.
The Music Forum 4 (1976): 281-334; "Rhythm and Linear Analysis: Du- When one looks at the picture closely, one sees only an ab-
rational Reduction," The Music Forum 5 (1980): 197-232; and "Rhythmand stract geometric pattern, the units of which are the squares
Linear Analysis: Aspects of Meter," The Music Forum 6 (1987): 1-59;
themselves. From a distance, however, one no longer sees
Jonathan Kramer, The Time of Music (New York: SchirmerBooks, 1988);
and William Rothstein, Phrase Rhythmin Tonal Music (New York: Schirmer squares, but the features of a human face: two eyes, a nose,
Books, 1989). Whereas Komar and Kramer argue that meter extends to the a chin, a mouth, and perhaps even a cigarette. What has
highest levels of musical structure, Schachter and Rothstein view meter as changed? When we change the distance between our eyes and
operative only at foreground and middleground levels. the picture, we also change its spatial frequencies, causing
2However, not all theorists who apply reductive techniques to rhythm
make this assumption.MauryYeston, for instance, feels that the mechanisms higher-level organization to come into focus. Viewed at a
of perception may actually impede our ability to see important correspon- distance, we are able to see that beneath the surface structure
dences among levels of rhythmicstructure. See The Stratificationof Musical of the squares lies a different and more meaningful kind of
Rhythm (New Haven: Yale University Press, 1976), 37-38. pattern.
Memoryand the Perceptionof Rhythm 21

What implications does this have for our understandingof sory memory is called in the case of auditory perception, is
large-scale rhythmic structure? First, it tells us that by ex- thought to last about two seconds.4
trapolating from the surface, by looking for a replication of Once we exceed the limitations of echoic memory, we
the patterns heard in the foreground, we may overlook more depend on short-term or working memory to retain infor-
significantpatterns in the background. Second, it tells us that mation long enough to integratethe contents of a syntactically
a pattern may be perceived one way when its elements are meaningfulunit such as a sentence or a musicalphrase. Work-
close together, and another way when they are far apart. In ing memory is the product of cognitive activities that help to
other words, when we change the temporal dimensions of a keep events of the immediate past within our conscious
durational pattern, we may also change the listener's inter- awareness. It is workingmemory that allows us to understand
pretation of that pattern. words at the beginning of a sentence or phrase on the basis
Studies of memory and temporal perception suggest that of those that follow. For instance, someone hearing the fol-
there are importantchanges in the way duration is perceived lowing sentence read aloud: "Rapid writing with his unin-
over time. Memory is not like an unwindingscroll, which rolls jured hand rescued the contents of the capsized canoe,"
smoothly and continuously into the past, with the traces re- would be forced to reinterpretthe word "writing"as "right-
corded there fading gradually over time. Instead, memory ing" in order to understand the sentence. It is only because
combines mechanisms that store perceptual information in the word "writing"is still in working memory when the end
different ways and for varying lengths of time. Psychologists of the sentence is reached that one is able to reinterpret it
account for these differences by describing memory as con- to fit the meaning of the sentence as a whole.
sisting of sensory, short-term, and long-term stores.3 Working memory, like echoic memory, is of limited ca-
Perceptualinput, whether aural or visual, is first stored in pacity. It appears that we have the capacity to maintain be-
sensory memory. Sensory memory is a precognitive store that tween five and nine chunks of information in working mem-
maintainssensory information in its original state until it can ory, a chunk being a subjectively defined unit based on prior
be perceptually processed. In other words, events are re- learning.5 In Figure 2a, for instance, the string of sixteen
membered as sensations rather than perceptions. Sensory digits arranged in random order represents sixteen chunks,
memory allows us to see a sparkler on the fourth of July as
a streak of light in the darkness, and to hear the echo of a
4See C. J. Darwin, M. T. Turvey, and R. G. Crowder, "An Auditory
strikingclock in the ensuing silence. Echoic memory, as sen- Analogue of the Sperling Partial Report Procedure: Evidence for Brief Au-
ditory Storage," Cognitive Psychology 3 (1972): 255-67. There is evidence
3Psychologistscontinue to debate as to how (and whether) to differentiate that, in the absence of interference, the acoustic attributes of a single tone
between short-and long-termmemory. Some arguethat the three-stagemodel may be remembered for significantlylonger periods. See Diana Deutsch,
of memory is obsolete, since short- and long-term memory share properties "The Organizationof Short-TermMemory for a Single Acoustic Attribute,"
such as coding mechanismsand inhibitoryeffects. (See R. G. Crowder, "The in Short-TermMemory, ed. Diana Deutsch and J. Anthony Deutsch (New
Demise of Short-Term Memory," Acta Psychologica 50 (1982): 291-323.) York: Academic Press, 1975), 99-134.
Most psychologists, however, have found it useful to retain the distinction 5George Miller, "The MagicalNumber Seven, Plus or Minus Two: Some
between short- and long-termmemory, though they recognizethat the bound- Limits on Our Capacity for Processing Information," Psychological Review
aries between them may not be as clearly defined as previously thought. 63 (1956): 81-97.
22 MusicTheory Spectrum

Figure 2. make room for the next phrase. If the phrase is so long or
complex that it exceeds our capacity for short-term retention,
(a) (b) we may have difficulty processing it as a single unit, and be
9172141582179461 1492 1776 1812 1945 forced to break it up into smaller units. The duration of the
psychological present depends in part on the kind of infor-
well beyond our capacity for short-term retention. However, mation presented, the strength of its organization, and the
if the same digits are rearranged to form meaningful dates as rate at which events occur. The more recursively organized
in Figure 2b, the number of chunks is reduced from sixteen the material, the more efficiently we are able to chunk it, and
to four, and we can easily store the entire sequence in work- the greater are our chances of reaching a grouping boundary
before we exhaust the resources of working memory.
ing memory.
The length of time during which we can retain information Once we exceed the limitations of working memory, in-
in working memory is also limited. Items are quickly for- formation about past events must be stored in long-term

gotten unless we are given the opportunity to replay the se- memory-a more-or-less permanent store of effectively un-
limited capacity. Long-term memory stores not only traces of
quence of events in our minds. When we listen to an ongoing
stream of auditory information such as speech or music, we past experiences, but also knowledge of a more conceptual
have no opportunity for rehearsal, since we are constantly nature which has been abstracted from those experiences. In
1972, Endel Tulving first made the distinction between these
processing new information. Under these circumstances,
short-term retention can be related to the notion of the psy- two kinds of memory, using the term episodic memory to
refer to our memory of specific events and semantic memory
chological present. As William James first noted in 1890, we
do not experience the present as a point, but as a span of time, to refer to our conceptual knowledge of the world around us.7
made up of those events of the past that are still part of our Episodic memory is a record of our past perceptions: it in-
conscious awareness.6 Thus, the psychological present in- cludes information as to what events occurred in which con-
cludes all those events of the past that are still available to texts, as well as information of a specifically sensory nature,
us for perceptual or cognitive processing. such as the sound of a sequence of harmonies or a rhythmic
The psychological present is not of fixed duration, like a motive. Semantic memory, on the other hand, exists outside
of the time and space coordinates of ordinary experience: it
sliding window through which we view passing events. In-
includes our memory of facts, concepts, and relationships.
stead, a continuous stream of information is broken up into
a series of psychological presents, each of which spans some When we listen to music, each kind of memory plays a role
in our interpretation of events, the latter through our un-
meaningful unit, such as a musical phrase. As we progress
from the beginning to the end of a phrase, the span of the derstanding of musical style and structure, and the former
psychological present increases to include the entire phrase. through our recollection of earlier events within a piece.
Once the phrase is complete, we extract whatever meaning It is our ability to bring back traces of earlier events from
we can from it and allow it to pass from working memory to episodic memory that allows us to relate the psychological

6WilliamJames, ThePrinciplesof Psychology(New York: Henry Holt and 7EndelTulving, Elementsof Episodic Memory(Oxford: ClarendonPress,
Co., 1890). 1983).
Memoryand the Perceptionof Rhythm 23

present to the past and thus to perceive large-scale patterns. likely to change as we move from one level of the rhythmic
We do not actively recall the events themselves, however, for hierarchy to another.
we have a limited capacity for attention which must be di- First, for convenience the rhythmic hierarchy may be di-
vided among various mental activities, including perception, vided into three regions-foreground, middleground, and
cognition, and short-term retention. To reconstruct actively background. The boundary between foreground and mid-
events of the past would divert a large part of our resources dleground corresponds to the shift from echoic to short-term
away from the more immediate and ongoing demands of per- memory, and the boundarybetween middlegroundand back-
ception. Therefore, information stored in episodic memory ground corresponds to the shift from short- to long-term
serves as a basis, not for recollection, but for recognition. memory. From the listener's perspective, the relationshipbe-
When memories of the past are evoked by events of the tween foreground, middleground, and background can be
present, episodic memory provides a backgroundfor our in- described as a set of nested horizons. Since a single unit of
terpretation of those events. Thus, repetition, varied or lit- information may be stored in echoic, short-term, and long-
eral, serves an importantfunction in our perception of large- term memory at the same time, we cannot entirely separate
scale structure by allowing us to relate widely separated the contents of one store from another. Therefore, when we
events through their similarity.8 speak of a rhythmicpattern as belonging to the foreground,
we must keep in mind that this pattern may also be repre-
sented at middleground and background levels. Thus, the
THREE-FOLD DIVISION OF THE RHYTHMIC HIERARCHY terms foreground, middleground,and backgroundshould not
necessarily be taken, as they are in Schenkerian theory, to
We have seen that the units of auditory information that
represent degrees of abstraction. Although our mental rep-
make up a musical work are stored in different forms and resentation of the rhythmicstructureof a piece may become
for different lengths of time in echoic, short-term, and long-
increasingly abstract as we attempt to include broader and
term memory. Whereas events of the immediate past are broader expanses of the music within our conceptual grasp,
perceptually available as sounding phenomena, earlier it appears that even in long-term memory it is possible,
events quickly pass outside the boundaries of the psycho-
through the mechanismsof episodic memory, to retain some
logical present and become available only as they are recalled of the immediacy of sensation experienced at foreground
by events of the present. We are now ready to consider levels.
the roles these memory processes play in rhythmic percep-
Although each region is associated with a particularmem-
tion and how our understanding of rhythmic structure is
ory structure, the boundaries between these regions are far
from fixed. Since the capacity of each memory store depends
8My thinking on this matter has been influenced by ChristopherHasty, in part on the nature of the musical material and the per-
who describes the role that long-term memory plays in the perception of ceptual and cognitive demands made on the listener, the tran-
large-scalemusicalgroups in "PhraseFormationin Post-Tonal Music," Jour- sition from foreground to middleground and from middle-
nal of Music Theory28 (1984): 186-88. That recall from long-term memory
requiresactive reconstructionwas first noted by FredericBartlett in Remem-
ground to background may differ from one listener to
bering, a Study in Experimental and Social Psychology (Cambridge: Cam- another, or from one passage or hearing to another. If we are
bridge University Press, 1932). already familiar with a piece, the demands on our memory
24 Music Theory Spectrum

will be less severe than on first hearing, since repeated lis- coalesce into meaningful units; thus, only a portion of the
tenings allow us to "rehearse" the piece. As memory traces information stored in echoic memory appears as "pure"
are strengthened, our ability to perceive the organization of sensation.
the events in the present and to anticipate those of the future In spoken language, the smallest meaningful units are in-
is enhanced, thereby expanding the range of foreground and dividual words or syllables, themselves made up of pho-
middleground perception.9 Furthermore, we engage in a nemes. What are the comparable units in music-that is, what
number of perceptual strategies that may influence the place- are the shortest patterns that are subject to higher-level or-
ment of boundaries between regions. For a variety of reasons, ganization? Christopher Hasty postulates that the units of
some practical and some aesthetic, we may favor one strategy echoic-memory perception are small-scale rhythmic groups,
over another, causing us to rely more heavily on one kind of or motives.12 In atonal music, where meter is often flexible
memory than another.'? if established at all, we may very well depend on low-level
grouping boundaries to delineate foreground rhythmic units.
There is reason to believe, however, that in metered music,
FOREGROUND RHYTHMS the length of the foreground rhythmic unit is established by
the pulse.
What are the units of echoic-memory perception in music?
According to J. A. Michon, judgments of duration within
At what point does immediacy of sensation give way to cog- the range of echoic memory tend to be "preanalytic, emo-
nitive representation? Psychological studies suggest that per- tional, and immediate."'3 Studies of rhythmic performance
ceptual processing begins well before the resources of echoic and perception suggest that subpulse rhythms are perceived
memory have been exhausted." We start to integrate the in this way. Psychologists have shown that ratios of subpulse
events stored in echoic memory as soon as they begin to
rhythms are often distorted in performance, and that treat-
ment of the same foreground rhythm within a piece of music
is frequently inconsistent.14 Even when performers are in-
9The trained listener will, of course, have the advantage over the naive
listener of having already developed certain expectations and habits of lis-
structed to play as accurately as possible, subpulse rhythms
tening that facilitate the organizational process.
are rarely played with anything close to mechanical regular-
"'One strategy which we have already discussed involves setting the span ity. Significantly, unequal durations below the level of the
of the psychological present to coincide with the musical phrase or its equiv-
alent.
"This has caused difficulties for researchers attempting to measure the
duration of echoic memory. Depending on the methods used for testing and 12Hasty, "Phrase Formation," 173.
the nature of the stimulus used in experiments (whether a series of pure tones '3J. A. Michon, "Time Experience and Memory Processes," in The Study
or a sequence of digits or letters), echoic memory would appear to last any- of Time, vol. 2, ed. J. T. Fraser, F. C. Haber, and G. H. Mueller (New York:
where from 200 milliseconds to six seconds. The shorter duration may rep- Springer-Verlag, 1972), 302-13.
resent the longest interval experienced as pure sensation, unadulterated by 14See, for example, Alf Gabrielsson, "Perception and Performance of
higher-level processing, whereas the longer duration may represent contam- Musical Rhythm," in Music, Mind, and Brain, ed. Manfred Clines (New
ination introduced by processing operations on the echoic-memory trace. For York: Plenum Press, 1982), 159-70; and Caroline Palmer, "Mapping Thought
a review of these studies, see Arthur Wingfield and Dennis Byrnes, The to Musical Performance,"Journal of ExperimentalPsychology: Human Per-
Psychology of Human Memory (New York: Academic Press, 1981), 172-79. ception and Performance15 (1989): 331-46.
Memory and the Perception of Rhythm 25

pulse exhibit a consistently negative covariance.'s This sug- chologists have found that certain rhythmic patterns are con-
gests that performers do not attempt to play a particular ratio sistently altered to produce ratios that are more complex than
between the notes of an unequal rhythmic group, but rather those that are notated. Gabrielsson, for instance, has found
simply attempt to play the correct number of notes in the not only that the ratio 2:1 is most often performed as 1.75:1,
correct relationships of equality or inequality and of greater but also that listeners tend to prefer this ratio, giving it a
or lesser duration within the allotted time span provided by higher rating of "goodness" or naturalness.17
the pulse. An additional reason for suspecting that the pulse delin-
These studies suggest that listeners do not perceive indi- eates the boundary between rhythmic foreground and mid-
vidual durations below the level of the pulse, but only the dleground is the fact that the pulse itself is a remarkably
rhythmic pattern created by those durations. In other words, durable unit of subjectively experienced time. It is significant
each figure is perceived as a rhythmic gestalt.16 Instead of that over the history of Western music the pulse has stayed
measuring individual durations against the background of an within a fairly narrow range, regardless of the music's char-
internally generated metric grid, the listener recognizes sub- acter or style. For many centuries, the tactus was understood
pulse rhythms by their qualities of evenness or unevenness, to represent a relatively fixed value, corresponding to the
twoness or threeness, accentedness or unaccentedness, and human pulse at rest. This value continues to represent the
so on. We can hear exact proportions at lower levels by set- standard length of a beat, and most likely represents an op-
ting our internal clock to mark off smaller units of time (a timum size for the units of echoic-memory perception.
strategy often used by performers to learn rhythmically com-
plex passages); however, this will not necessarily provide a
MIDDLEGROUND RHYTHMIC STRUCTURE
more faithful representation of a composer's intentions. Psy-

Once we cross the boundary between foreground and mid-


15EricClarke, "Some Aspects of Rhythmand Expressionin Performances dleground, cognitive processing plays an increasingly impor-
of Erik Satie's 'Gnossienne No. 5,' " Music Perception2 (1985): 299-328. A tant role in perception. In order to maximize the duration of
negative covariance means that an increase in the duration of one note of a the psychological present, we tend to organize our percep-
subpulse rhythm is balanced by a decrease in the duration of another. Du- tions as efficiently as possible. According to the Law of Prag-
rations above the pulse level, by contrast, are more likely to show a positive
covariance,probablyreflectingthe more gradualchanges of tempo associated nanz, "psychological organization will always be as 'good' as
with rubato.
16Perhapsthe strongestexperimentalevidence for this comes from a study
in which sequences of dichotomous tones were played at different rates of 17Alf Gabrielsson, "Interplaybetween Analysis and Synthesis in Studies
presentation (one, two, and four per second). Listeners, when asked to play of Music Performanceand Music Experience," Music Perception, 3 (1985):
back the patterns, grouped the tones differently depending on the rate of 59-86. Unfortunately, no indication of tempo is given in most studies of
presentation. The way the tones were grouped indicated that at slower rates, rhythmicperformanceand perception, so that we have no way of knowing
perception was an intellectualized process, whereas at the fastest rate, per- for sure what note value represents the pulse. However, from one of Ga-
ception of the pattern was "integrated," "immediate." and "passive." See brielsson'searlier studies on rhythmicperformance,it is possible to infer that
David Preusser, "The Effect of Structureand Rate on the Recognition and the ratios applyto subdivisionsof units between 1.0 and 1.2 seconds in length,
Description of Auditory Temporal Patterns," Perceptionand Psychophysics, or a pulse rate of M.M. 50-60. See Gabrielsson, "Perception and Perfor-
11 (1972): 233-40. mance of Musical Rhythm."
26 Music Theory Spectrum

the prevailing conditions allow."18 Meter plays an important the immediacy of sensation, and working memory the lis-
role in this process, for it provides a simple, recursive means tener's cognitive interpretation. At higher levels, on the other
of organizing our rhythmic perceptions. Once we become hand, the listener must depend on cognitive resources to rep-
attuned to recurring patterns of accent and time-span delin- resent rhythmic information.
eation, from the regular spacing of downbeats at the level of
the measure to the recurrence of two-, four-, and eight-bar ACCENTUAL METER VERSUS METRIC GROUPING
units at higher levels, we can assign each event to a position
within the metric hierarchy.19 This hierarchy provides a cog- This change in memory processes is likely to be accom-
nitive basis for the interpretation of the durational patterns panied by a change in perceptual strategies on the part of the
created by large- and small-scale events. listener. At lower levels, the memory trace of one event is
Although it is clear that meter plays an important role in still in echoic memory by the time we hear the next. This
middleground rhythmic perception, it is less clear how meter allows us to keep track of where we are within a metric grid
itself is perceived. How do we keep track of where we are by literally feeling the distance between successive events. We
within a metric hierarchy? How do we recognize, for instance, are able to synchronize our own internal rhythms with those
that we are on the third beat of the second measure of the of the music, allowing us to anticipate the arrival of each
first phrase of an eight-bar period? The fact that meter is downbeat. This gives rise to a sensation of rhythmic motion
recursive might lead us to assume that the listener perceives to and away from metrically accented time-points, with up-
meter in the same way at all levels. However, the shift from beats leading to downbeats, and afterbeats away from them.
sensation to perception that accompanies the change from This phenomenon led Zuckerkandl to propose a theory of
echoic to working memory takes place gradually rather than meter based on the concept of a "metric wave," a continuous
abruptly. Although the pulse may represent the shortest unit cycle of rhythmic motion in which downbeats are represented
subject to cognitive processing, it does not exhaust the re- as wave peaks.20 Example 1, from Sound and Symbol, shows
sources of echoic memory. At one or two levels above the Zuckerkandl's interpretation of the metric-wave structure of
pulse, rhythmic information may be stored in echoic and the opening of Chopin's A-Major Polonaise. Depending on
working memory at the same time, echoic memory providing where each note falls on the wave, it is experienced as moving
away from the previous downbeat or leading to the following.
"'K. Koffka, Principles of Gestalt Psychology (New York: Harcourt and If we understand the metric wave to represent the cycle
Brace, 1935), 110.
of rhythmic motion experienced by the listener, then we can
19Not all theorists agree that meter is regular. Wallace Berry, for instance,
defines meter as accent-delineated grouping and, as a result, denies that see that this internally generated pattern corresponds closely
regularity is a necessary condition for meter. See Structural Functions in Music to the pattern of phenomenal accentuation found in the mu-
(Englewood Cliffs: Prentice-Hall, 1976), 317-18. Jonathan Kramer argues sic, with wave peaks coinciding with the registrally, textur-
that metric time-spans need not be of equal length as long as the pattern of
alternation of one strong and one or two weak beats is maintained at each
ally, and agogically accented events heard on downbeats.
level of the metric hierarchy (The Time of Music, 98-102). This author con-
Because the listener entrains to regularly recurring accents
siders meter to be regular on a normative basis, yet susceptible to alteration
as long as the irregularities introduced do not cause the listener entirely to 2"Victor Zuckerkandl, Sound and Symbol, trans. W. R. Trask (Princeton:
abandon expectations of metric regularity. Princeton University Press, 1956), 169-72.
Memoryand the Perceptionof Rhythm 27

Example 1. Chopin, Polonaisein A Major, Op. 40 No. 1, mm. to cues found in the music itself, such as similarity, change,
1-2 (from Zuckerkandl's Sound and Symbol) pattern repetition, and accent. Because the process is similar
to the one used to perceive rhythmic grouping and is based
tt,# on much the same criteria, the term metricgrouping shall be
t~ ~~ , w-w_d 0 used to refer to the kind of metric organization for which
counting is the primary mode of perception. Thus, we can
differentiate between accentual meter and metric grouping on
roi iV the basis of the different strategies used to perceive them.
3
temporal
succession I I I I II I 1
of tones I I I I I I

HIGH-LEVEL VERSUS LOW-LEVEL METRIC ACCENTS


me tric \ I I I I I I I I I
wave I I I

rhythm -
-- -- 3
The listener responds to the metric organization of music
by generating internal accents or markers to correspond to
the recurring patterns of accent and time-span delineation
heard in the music. It is those markers that we identify as
heard in the music, generatinginternalmarkersto correspond metric accents-accents that, as JonathanKramerpoints out,
to those of the music, we can use the term entrainmentto refer are felt rather than heard.22The quality of metric accentu-
to this mode of perception, and the term accentual meter to ation differs, however, depending on the perceptual strategy
refer to the recurring patterns of accent that the listener used and the hierarchicallevel at which it is applied. At lower
hears. levels of the metric hierarchy-the primarymetric level and
As long as some trace of the preceding downbeat remains below-the listener uses the entrainmentstrategyto generate
in echoic memory, the listener is able use entrainment to internalaccents or markersto correspondto recurringaccents
predict the location of the following downbeat. At higher heard in the music.23As a result, there tends to be a high
levels, however, entrainment becomes impossible, since the
degree of reciprocity between phenomenal and metric ac-
echoic-memorytrace of one accented timepoint has faded by centuation, causing metrically accented events to sound
the time we hear the next. To locate an event within a metric
"strong"and unaccented ones "weak." This feeling is further
hierarchyat these levels, we are likely to switch to a counting enhanced by the imposition of the metric wave, which turns
strategy, in which we count off measures and hypermeasures the downbeat into a goal of rhythmic motion, causing it to
in groups of twos or threes.21Counting is more flexible than be heard as a rhythmic focal point.
entrainment, since we can account for metric irregularitiesby
simply adding or subtracting a beat at a given level. When
using a counting strategy, we are more likely to pay attention 22Kramer, The Time of Music, 97.
23The term "primary metric level" is Joel Lester's. See The Rhythms of
2tCounting is likely to occur at a subconscious, rather than a conscious, Tonal Music (Carbondale, IL: Southern Illinois University Press, 1986). Here
level. In other words, we feel the first measure of a metric group as "one" the term is taken to mean the level (or levels) at which accentual meter is
and the second as "two" rather than consciously counting off measures. experienced most strongly, usually corresponding to the notated meter.
28 Music Theory Spectrum

At higher levels of the metric hierarchy, on the other hand, Table 1. Differences between accentual meter and metric
the listener uses counting to group smaller metric units into grouping
larger ones. This grouping is carried out on the basis of many Accentual Meter Metric Grouping
of the same criteria that govern our perception of rhythmic
primarily prospective primarily retrospective
grouping-factors such as similarity, proximity, and symme-
try. As William Benjamin has observed, metric and rhythmic once established, not easily relatively flexible
grouping become more and more closely associated at higher disturbed, relatively durable
levels of the metric hierarchy, whereas metric and rhythmic strong correlation between metric and rhythmic accents
accentuation fall increasingly out of phase.24 As a result, the metric and rhythmic accents typically out of phase
significance of the metric accent changes. It no longer indi- no particular correlation be- metric grouping strongly
cates rhythmic strength, as it does for accentual meter, but tween accentual meter and associated with rhythmic
'"oneness" as opposed to "twoness" or "threeness." There is rhythmic grouping grouping
no expectation that motion will necessarily lead from one
expectation is that accents expectation is that grouping
metrically accented timepoint to the next. Instead, metric will be equally spaced will be regular and (in most
accents tend to be associated with the points at which those cases) binary
motions are initiated. Because the accent marking the be- lack of correlation between no experience of syncopation
ginning of a metric group is largely the product of cognitive metric and phenomenal ac-
processing often applied only in retrospect, higher-level met- cents experienced as synco-
ric accents tend to lack the immediacy of those heard at lower pation
levels.
expansion or contraction of expansion or contraction of
The differences between accentual meter and metric the metric unit occurs infre- metric unit is common
grouping are summarized in Table 1. Perception of accentual quently in tonal music
meter is largely prospective, as the listener generates metric
accents to mark off equal time-spans in response to events
of the past that are still in echoic memory. Because of the
effects of preconditioning, accentual meter is relatively du- SYNCOPATION VERSUS METRIC EXPANSION AND CONTRACTION

rable; that is, the listener is able to maintain a pattern of


metric accent in the face of conflicting accents in the music. One of the most important ways in which accentual meter
Metric grouping, however, tends to be more flexible. and metric grouping differ is in how the listener interprets a
change in the phenomenal accent pattern. When using an
entrainment strategy, we are likely to hear a change in the
spacing of phenomenal accents as syncopation, and we expect
equilibrium to be restored by bringing phenomenal and met-
24Benjamin differentiates, as does this author, between a metric group (for
which he uses the term "group") and a rhythmic group (as defined by Lerdahl
ric accents back into phase. Once we shift to a counting strat-
and Jackendoff). See "A Theory of Musical Meter," Music Perception 1 egy, however, we cease to hear syncopations, since we adjust
(1984): 355-413. to changes in the spacing of events by simply adding or
Memoryand the Perceptionof Rhythm 29

subtracting measures. As a result, at higher levels of the and contraction. The hypermetricstructureof this movement
metric hierarchy, large-scale syncopations give way to metric is discussed by Jonathan Kramer in The Time of Music, and
expansions and contractions. In music of the Classicalperiod, his analysis of the first eighteen bars is shown as Figure 3. As
the change in expectations that accompanies the shift to one can see from Kramer'sdiagram, the first departurefrom
higher metric levels tends to be reflected by a change in com- hypermetricregularityoccurs in m. 12, where the pattern of
positional strategies as well. We find evidence of such a two- and four-barunits established in mm. 1 through 8 is cut
change in compositional strategies in the last movement of short by a measure through a metric overlap. Measure 12 is
Beethoven's "Path6tique" Sonata (Ex. 2)-evidence that understood as both the fourth measure of a four-bar unit
supports the model of metric perception proposed here. beginning in m. 9 and as the first measure of a six-bar unit
In the last movement of the Path6tiqueSonata, the highest beginning in m. 12. Once we recognize that mm. 12 and 13
level at which we are likely to use an entrainment strategy belong together, we retrospectively place a metric grouping
is the notated measure. At the level of the measure we find boundary at the beginning of m. 12. This is immediately fol-
a strong correlationbetween phenomenal and metric accents. lowed by a metric group that has been expanded (through
The first downbeat is marked by the entry of the left hand, cadential elaboration) from four bars to six. Notice that in
and the change from eighth notes to a dotted quarter in the neither case does the shift in the placement of the hypermetric
right. The second downbeat is similarlymarked by a change downbeat result in syncopation. Instead, we interpret the
in note value in the right hand and a change in the harmonic length of the unit as having momentarily changed from four
rhythm from half notes to a whole note in the left. The first to three, and then from four to six, and we reset our internal
two downbeats thus establish both the frequency and the clock accordingly.
phase of the pattern for accentualmeter, causingus to set our In discussions of hypermeter and higher-level rhythmic
internal clock to generate accents one measure apart. Phe- structure, one often finds reference to large-scale syncopa-
nomenal accents continue to supportthis internallygenerated tions. In the opening of the Dies irae from Mozart'sRequiem
pattern until m. 12, where we hear a shift in the phenomenal (Ex. 3a), for instance, Carl Schachterinterpretsthe time-span
accent pattern at the quarter-note level. This change is not occupied by the structuralpitch E in m. 2 as syncopated, as
interpreted as a realignment of metric boundaries, however, shown in the accompanyingreduction (Ex. 3b).25 Schachter
but simply as the displacement of a phenomenal accent from argues that the rhythm of the rising linear progression,
its normal position within the metric grid. As we would ex- D-E-F, is heard as syncopated against the two-bar and four-
pect, rhythmic equilibrium is restored by bringing phenom- bar hypermeterestablishedby the repeated motive. From the
enal and metric accents back into phase in the following mea- vantage point of the model offered here, however, it would
sure. In mm. 33 and 34 we find a similar disturbance in the appear that when performed at normal tempo, what is heard
metric pattern at the half-note level, with the appearance of at this level is not accentualmeter, but metric grouping. Since
the sforzando chord on the second beat. Once again, the shift meter and rhythmic grouping are in phase at this level, we
in the phenomenal accent pattern results in syncopation perceive no rhythmic conflict, but only the symmetrical
rather than in a change in the length of the metric unit.
When we examine higher middlegroundlevels, however, 25Schachter'sdiscussion of this passage appears in "Rhythm and Linear
we find that syncopation has given way to metric expansion Analysis: Aspects of Meter," The Music Forum 6 (1987): 25.
30 Music Theory Spectrum

Example 2a. Beethoven, Sonata No. 8 in C Minor, Op. 13 ("Path6tique"), iii, mm. 1-17

Rondo
Allegro
A

ynIr : r-r
rr r -I r S
-
^ ?Q
Cbbb C f frl! d r^rlt
^sS
metric grouping: I I I

IIbb > 1 rrrC^


I [ rr
ni r> rl 0'r & A

r Etf
-' "tJi;nr rr r 7I-

12

cresc. f
7U r- o ;1
w,b irrr rf~rrfrJj ELrf rFCrJ '
~- _ I
I I

Example 2b. "Pathetique" Sonata, iii, mm. 33-35

?iD?i
r fiWffr
3~to0r _ f_f____ _

L$lge~cresc.
4,"1*^~~~~~~~~~~~~~

A A
r

Memory and the Perception of Rhythm 31

Figure 3. Hypermetric analysis of Example :2, mm. 1-18 (from In his analysis of Chopin's Prelude in A Major (Ex. 4),
Kramer, The Time of Music) Edward Cone uses similar logic to claim that the added stress
ov on the downbeat of m. 12 is heard as a syncopation within
e I I a 6 hypermeasure.27 Here again it can be argued that the
d I I two-bar hypermeter is best understood as metric grouping,
c I I I not accentual meter. What we expect to hear-in part due
I
b I I I I I i. I I I I to the waltzlike accompaniment figure of m. 1-is not an
a I I I I 5I I I I I I I 1 1I I I I Ialternation of "strong" and "weak" measures, but an unin-
1 5 9 12 18 terrupted succession of rhythmically accented downbeats.
ov = overlap This expectation is denied, however, until we reach m. 12.
At that point, we hear a rhythmic accent on the second hy-
Example 3a. Mozart, Requiem, Dies irae, mnn. 1-4 (choral parts perbeat of the two-bar hypermeasure, which-far from
only) sounding like a syncopation-fulfills in a very satisfying way
a,
our previously frustrated rhythmic expectations.
Allhtrn

J es-^f
Di- ij J
BACKGROUND RHYTHMIC STRUCTURE
f/CDi- es i- rae, di- es il- la,
? r
9:b c 5---
fC. 6
Clearly, our understanding of meter changes as we shift
from lower to higher levels within the middleground. What
4--- 5
2---
happens to meter when we cross the boundary between mid-
dleground and background? Is it meaningful to describe
Example 3b. Schachter's analysis of Example 3a (shown as met- rhythmic organization in metric terms at these levels, and if
ric reduction) so, how do we perceive such organization? The perception
of large-scale rhythmic relationships, even more than those
J of pitch, depends on our ability to retain perceptual infor-
>b_l JJ lJ ^ l
. . I Lia mation over time. Although we can understand the relation-
5
Tr r 6
ship between widely spaced pitches by relating each to a
4 5 reference pitch, we have no external reference for timepoints.
2
We must construct the metric hierarchy, our internal refer-
ence, as we perceive it, bootstrapping ourselves from one
grouping of two-plus-two bars. Although the downbeat of m. level to the next.
2 is accompanied by a feeling of tension, the source of the
As long as we remain within the bounds of a single psy-
tension is not the "syncopated" E in the melody, but the
chological present, we can perceive meter retrospectively by
suspended D in the bass.26

26A slight sense of syncopation may be experienced at a lower level, 27EdwardCone, Musical Form and Musical Performance (New York:
however, due to the implied durational accent on the second beat of m. 2. W. W. Norton, 1968), 40.
32 MusicTheory Spectrum

Example 4. Chopin, Prelude in A Major, Op. 28 No. 7

Andantino
n a U .^-"T"
21 I I '- 3 #+ 4 -1- I ___5_ F I 1 6 i 1 7 8- I I 1

pl dolce

:#N ii 1I H
TA I v A I F A -l vA
*E . * z. * *
.

b. * T. * 'b. *
* A. * $%. *

scanning the contents of working memory, going back in time a counting strategy to keep track of the number of elapsed
to assign a metric accent to a timepoint heard earlier on the phrases within a section, just as we counted measures at mid-
basis of the grouping pattern that follows. We cannot, how- dleground levels. It seems unlikely, however, that we would
ever, change our interpretation of timepoints that belong to allocate the mental capacities necessary for such a task, since
past psychological presents, because their contents are no to do so would interfere with our ability to perceive the events
longer available for perceptual processing. It is not possible of the present. We are more likely to maintain a qualitative
to abstract information about the placement of past events awareness of duration at background levels while abandoning
in musical time by scanning the contents of long-term mem- the more quantitative method of counting used at middle-
ory, because information stored there is no longer repre- ground levels. We may be aware of regular grouping patterns
sented in serial order. As a result, if we are to perceive large- such as the pairing of four- or eight-bar phrases into eight-
scale temporal relationships at all, we must do so by retaining or sixteen-bar periods, but we no longer experience changes
a cognitive representation of the large-scale structure of the in the length of the pattern as metric expansions and con-
piece as we listen to it. tractions.28 Just as we recognize at foreground levels equal
How do we keep track of our position within a rhythmic subdivisions of the pulse by the regularity of their recurrence,
hierarchy when successive timepoints fall within different
spans of consciousness? Assuming a one-to-one correspon-
dence between rhythmic and metric grouping, we could use 28Benjaminhas argued similarly in "A Theory of Musical Meter," 404.
Memoryand the Perceptionof Rhythm 33

at background levels we recognize symmetrical grouping Even more importantly, the division of the rhythmichier-
structure by the regularity of large-scale pattern repetition archy into separate regions, each with its own characteristic
and recurrence. Episodic memory plays an important role in rhythmic patterns and principles, brings into question the
our ability to perceive such symmetries, making it possible notion of a recursive rhythmic hierarchy and the techniques
for us to compare the durationsof large segments of a musical of rhythmicreduction used to illustrate such an organization.
work through the similarity of their contents. Although it is true that rhythmicreduction can bring to light
similarities (which may be deliberately introduced through
augmentation or diminution) between foreground, middle-
THEORETICAL IMPLICATIONS
ground, and backgroundrhythmic patterns, we should keep
in mind that reductive analysis predisposes us to overlook
The memory-basedmodel of rhythmicperception outlined essential differences in the way those patterns are heard.
here has many important implications for our understanding Metric reduction masks important distinctions between
of rhythmic theory. First, it provides a broader basis from levels, distorting background and middlegroundrhythms by
which to view the controversy as to whether meter is func-
reducing them to those of the foreground. The lack of uni-
tional at the highest levels of the rhythmic hierarchy (as
formly applicable principles of rhythmic organization sug-
Jonathan Kramersuggests), or whether it quickly fades from
gests the need to develop new analyticalmethods to account
consciousness (as claimed by Lerdahl and Jackendoff). Most for the differences between large- and small-scale rhythmic
theorists, consciously or unconsciously, adopt a single model structure.
of metric perception. Those who adopt a counting model tend At the same time, the paucity of information about the
to support the notion that meter extends to fairly deep lev-
specific mechanisms of rhythmic perception indicates the
els.29Those who base their model on an entrainmentstrategy, need for further research in this area. Although the theory
however, are likely to deny that meter exists at levels much
proposed here is corroborated by experimental data, it is
beyond that of the notated measure.30The conflict between based as much upon introspection and reasoning as it is upon
these two views can be resolved only if we accept that ac- known facts.31Experimental psychology unfortunately pro-
centual meter and metric grouping, while based on a shared vides us with only few isolated pieces of the puzzle, and to
principle of metric regularity, represent fundamentally dif- attempt to reconstruct the whole from these pieces is a bit
ferent ways of organizing and perceiving rhythm. like trying to construct a model of an extinct creature from
a handful of skeletal fragments. Nevertheless, although this
29That Schenker himself adopted a counting model can be inferred from
his numbering of measures to show hypermetric expansions and contractions. 3IPsychologists who have concerned themselves with issues of meter have,
Among latter-day theorists, Kramer and Rothstein also appear to use a count- like music theorists, tended to adopt a unitary model of metric perception.
ing model. Perkins and Howard, for example, assume that the listener uses a counting
3"This group would include Lerdahl and Jackendoff, Zuckerkandl, and strategy, whereas Povel and Essens assume the existence of an internal hier-
Hasty. Although Hasty articulates two different views of meter, one quan- archical clock. See D. N. Perkins and V. A. Howard, "Toward a Notation
titative (based on counting) and one qualitative (based on accent), he appears for Rhythm Perception," Interface 5 (1976): 69-86; and Dirk-Jan Povel and
to favor the latter. See "Rhythm in Post-Tonal Music: Preliminary Questions Peter Essens, "Perception of Temporal Patterns," Music Perception 2 (1985):
of Duration and Motion," Journal of Music Theory 25 (1981): 183-216. 4 11-40.
34 MusicTheory Spectrum

model of rhythmic perception is framed as a hypothesis, it lack the musical understandingand sophistication needed to
appears to provide a coherent explanation for many of the isolate problems of significant musical interest. It must be
puzzling inconsistencies in our body of theoretical beliefs. It said, however, that many of the best of these studies, par-
remains for psychologists to provide more rigorous tests for ticularly in the area of rhythm, do not deal with musical
its evaluation. stimuli directly. Some of the most revealing studies deal with
The model need not stand or fall, however, on the basis very simple sequences of sounds, consisting of perhaps one
of experimental evidence alone. The author hopes that its or two different tones. Such studies are valuable precisely
intuitive appeal will resonate in the minds (and ears) of other because they circumvent the stored memories and musical
theorists. In addition, as has been shown, there is evidence habits of the listener, trained and untrainedalike, to tap their
in the music itself to supportthe notion of a multitieredmetric most visceral responses to organized sound. The experiences
hierarchy. Although the few examples cited do not by them- of all listeners must be traceable at some level to a set of
selves prove the validity of the theory, a more thorough ex- shared perceptual constraints. Identifying those constraints
aminationof the literaturewill, the author is convinced, pro- can only make it easier to understand how knowledge and
vide additional support. experience broaden our perceptual horizons.
Even if the theory offers a realistic model of rhythmic By bringingour methods of analysis in closer accord with
perception, however, one might question its relevance to the the principlesof perception, our analyticaljudgmentcan only
music analyst. The analyst, after all, usually attempts to de- become more acute. An appreciation of the mechanisms of
scribe the experience of the ideal listener-the one who, as perception allows us to understandbetter not only what lis-
Tovey says, "hears and remembers everything."32Most psy- teners do hear, but what they could hear, under the right
chological studies tell us only about the perceptions of the circumstances.Perception is not alwayseasy, and what comes
average listener, or at best the partiallytrained listener, if the naturallyto a listener will not always be musically satisfying
subjects are-as is often the case-undergraduate music ma- in the long run. In the finale of Brahms' First Symphony, for
jors. How seriouslycan such studies be taken, consideringthe example, even a trained listener may have to work to main-
ratherlarge gap that may exist between trainedand untrained tain the feeling of syncopation in the passage leading up to
listeners? Clearly there is a need to treat the results of ex- the climax (mm. 279-84), yet few would deny the logic, and
perimental studies with caution, and at times a healthy dose the aesthetic satisfaction, of doing so.33We all strive for that
of skepticism. The difficultyof interpretingthe results of such hearing in which the meaning of every note and every rhyth-
studies is compounded by the fact that psychologists often mic gesture seems perfectly clear. As music theorists, we
cherish those flashes of insight reached through analysis that
32Accordingto Donald Tovey, "a true analysis takes the standpointof a bringto light aspects of the music that were previouslysensed
listener who knows nothing beforehand, but hears and remembers every- inchoately, if at all. Yet we must keep in mind that most of
thing." See Essays in MusicalAnalysis, vol. 1, Symphonies(London: Oxford the music of past centuries was meant to be heard, and un-
University Press, 1935), 68. Edward Cone amends this to grant the ideal
listener knowledge of the historical,biographical,and music-theoreticalback-
ground of a piece. See "Three Ways of Reading a Detective Story-Or a 33Informalexperiments carried out on students in the author's theory
Brahms Intermezzo," in Music: A Viewfrom Delft (Chicago: University of classes show that even those who are familiar with the piece may have dif-
Chicago Press, 1989), 86. ficulty hearing this passage as it is notated.
Memory and the Perception of Rhythm 35

derstood, by real listeners. We would be foolish if in our tured by the illusion of gradual change produced by discrete
analytical and theoretical explorations we neglected to take changes of pitch, harmony, and duration. Thus, we instinc-
into account the real constraints under which such listeners tively seek out the continuities that underlie the surface. The
operate. challenge that faces rhythmic theorists today is to develop
In closing, we return to the issue of rhythmic hierarchy in methods of analysis that will allow large-scale rhythmic con-
order to propose a way of thinking about the relationship tinuities to emerge from a discontinuous foreground. Such an
between musical foreground and background that could pro- analytical approach would reverse the process of reduction,
vide a less distorted picture of large-scale rhythmic structure. which imposes the discontinuities of the foreground on the
Looking at the computer-processed picture in Figure 1, we middleground and background. Rather than enhancing our
might well ask the following question: what if we were in- understanding of continuity at higher levels, reduction merely
capable of changing the distance between ourselves and the heightens the effect of discontinuity by gradually reducing the
picture?-that is, what if its spatial frequencies were fixed? number of musical events represented at each level. At the
What analytical means could we use to bring its underlying highest level of reduction, a smoothly rounded rhythmic con-
structure into focus? Obviously, reductive analysis would be tour becomes a plateau.
of no use, since the background bears no structural similarity Musical continuity is as illusory as the facial features in
to the foreground. What would be useful would be to reverse Figure 1. But if we allow continuous process, rather than
the process of reduction; that is, to use information provided discontinuous change, to guide our analytical methods, we
by the middleground and background to fill in the gaps cre- may detect rhythmic shapes in the background that differ as
ated by discontinuities in the foreground. We can do this by much from the musical foreground as the face of Humphrey
squinting our eyes while looking at the figure, which has the Bogart differs from the squares of Figure 1.
effect of softening the high-frequency contrasts of the fore-
ground, enhancing the illusion of surface detail while clari- ABSTRACT
fying its overall structure. Paradoxically, the shapes of the Consideration of the roles of echoic, short-term, and long-term
middleground and background emerge only when we over- memory in rhythmic perception yields a three-fold division of the
look the surface discontinuities of the foreground. rhythmic hierarchy into foreground, middleground, and back-
Music is in some ways like the computer-processed picture ground. It appears that at middleground levels meter provides a
in Figure 1. Its surface is also discontinuous, being made up quantitativebasis for rhythmicperception, while at foreground and
backgroundlevels rhythmsare perceived more qualitatively. It also
of individual pitches and durations. Yet when we listen to a
appears that at lower middlegroundlevels meter is perceived using
piece of music, we understand discrete changes of pitch and an entrainment strategy, while at higher middleground levels per-
harmony as surface manifestations of a larger more contin- ception is based on a counting strategy. Evidence for these per-
uous process. Just as we experience the illusion of motion ceptual differences is found in the kinds of metric irregularitiesin-
rather than a succession of static frames when we view a troduced at each level, with lower levels being characterized by
motion picture-in listening to music our imagination is cap- syncopations and higher levels by expansions and contractions.

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