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REVIEW ARTICLE
COMPARISON OF ANCHORAGE
EFFICIENCY OF ORTHODONTIC
MINI-IMPLANT AND CONVENTIONAL
ANCHORAGE REINFORCEMENT IN
PATIENTS REQUIRING MAXIMUM
ORTHODONTIC ANCHORAGE: A
SYSTEMATIC REVIEW AND META-ANALYSIS
YAN LIU, BDSa,†, ZHEN-JIN YANG, MDSa,†, JING ZHOU, MDSb, PING XIONG, MDSa,
QUAN WANG, MDSa, YAN YANG, MDSa, YU HU, MDSa, AND JIANG-TIAN HU, MDSa
a
The Affiliated Stomatology Hospital of Kunming Medical University, Kunming City, China
b
Department of Stomatology, Kunming Yanan Hospital, Kunming City, China
June 2020 1
The Journal of EVIDENCE-BASED DENTAL PRACTICE
The following data were extracted by 2 independent re- used to determine the presence of publication bias. Statis-
viewers from the included studies on a customized data- tical analysis was performed using the Review Manager
extraction sheet: year of publication, study design, coun- 5.3 software.
try, age of the patients at the beginning of treatment, type
of malocclusion, types of appliances used for anchorage To evaluate the effect of age on the efficacy of anchorage
reinforcement, tooth extraction plan of participants, degree devices, a subgroup analysis with patients aged #18 years
of mesial molar movement and tipping, degree of incisor and .18 years was also performed.
retraction and tipping, and treatment duration. Both the
reviewers discussed disagreements until consensus was RESULTS
reached which was otherwise resolved by a third reviewer.
Study Characteristics
The records of all the variables were collected through the
Our search yielded a total of 1819 potentially relevant
superimposition of lateral cephalometric radiograph and
studies of which 87 studies were reserved for full-text
three-dimensional scanning of dental casts. Positive values
reading and further assessment after the initial review. Ac-
represented mesial or extrusion movement of the teeth,
cording to the inclusion and exclusion criteria, 12 studies
while negative values represented distal and intrusion
were included and analyzed in our meta-analysis. The flow
movement of the teeth.
diagram of the study selection is shown in Figure 1. Out of
the 12 studies, 4 were RCTs,21-24 3 were prospective
Methodological Assessment
controlled trials,25-27 and 5 were retrospective studies.28-32
The risk of bias was assessed using Cochrane risk of bias
The main characteristics of the included studies are
tool for RCTs using the following criteria: random sequence
presented in Table 1.
generation, allocation concealment, blinding of participants
and personnel, blinding of assessors, incomplete outcome
Methodological Assessment and Publication Bias
data, selective reporting of outcomes, and other potential
Methodological assessment by Cochrane tool revealed a
sources of bias. According to the information extracted from
moderate risk of bias for the 4 RCTs. The common meth-
the included primary studies, each domain was rated as
odological deficiency in all these studies were lack of
“high risk,” “unclear risk,” or “low risk.” Methodological
blinding of participants and personnel. The results of
assessment of the non-RCTs was carried out using the
applying the Newcastle-Ottawa scale to assess the quality
modified Newcastle-Ottawa Scale.20 Using this scale,
of the non-RCT studies are shown in Table 2. The scores
quality of each selected study was assessed based on the
ranged from 6 to 8, indicating that all studies were of
selection of study groups, the comparability of groups,
relatively high quality. However, all the non-RCTs failed to
and the ascertainment of outcome of interest.
report the assessment of outcome with independent blind-
ing, and hence, no star was provided for this parameter.
Statistical Analysis
The endpoints analyzed are the absolute movement of the The publication bias in this meta-analysis was assessed us-
incisors and molars both vertically and horizontally. As the ing funnel plots of the primary outcomes. As shown in
endpoints are continuous variables, absolute effect mea- Figure 2, evidence of significant publication bias was found
sures were used for the analysis. Results of the analyses are in mesiodistal movement of molars (Figure 2A) by
presented graphically with forest plots after comparing inspection of the asymmetrical funnel plots. But, as the
study designs, methodologies, participants, and types of number of studies evaluated in this meta-analysis is rela-
anchorage to judge the clinical heterogeneity of the studies. tively less, the observed publication bias might be negli-
The I2 statistics enabled evaluation of statistical heteroge- gible. Furthermore, as the analysis included studies from
neity of the collected data. varied geographic location, the skill level of the dentists
In presence of higher heterogeneity (ie, I2 . 50%), random- would have also contributed to the bias. For the mesiodistal
effects (RE) meta-analytic models were used to calculate movement of incisors (Figure 2B), relatively less evidence of
the weighted overall mean and standard deviation of the publication bias was observed.
pooled data. Otherwise (I2 # 50%), the analysis was per-
formed using the fixed-effects models. The standardized PRIMARY OUTCOMES
mean difference (SMD) with 95% confidence interval (CI)
was used as the absolute treatment effect estimate. Statis- Mesiodistal Movement of Molars
tical significance was set at P , .05. Subgroup analysis was All twelve included studies provided the data on mesiodistal
performed in terms of participants’ average age at the movement of maxillary first molars, wherein 240 patients
beginning of treatment (#18 years old or $18 years old). were treated with MIs and 254 patients with conventional
Furthermore, funnel plots for the primary outcome were anchorage appliances. The random-effects analysis showed
June 2020 3
The Journal of EVIDENCE-BASED DENTAL PRACTICE
that MIs achieved a maximum reinforcement of orthodontic was used for analysis. A total of 213 patients were treated
anchorage with significantly lesser mesial movement with MI and 203 patients with conventional anchorage ap-
(I2 5 92.48; SMD 5 21.48 mm, 95% CI 5 22.25 to 20.72, pliances. The analysis revealed a significant difference be-
P 5 .0002) (Figure 3). Subgroup analysis suggested that the tween the MIs and conventional methods
age at the beginning of treatment may be one of the (SMD 5 20.47 mm, 95% CI 5 20.87 to 20.07, P 5 .02)
reasons for different treatment outcomes (.18 years, (Figure 4), with greater retraction of incisors reported in the
SMD 5 21.20 mm, 95% CI 5 22.01 to 20.39, MI group. Subgroup analysis revealed a significantly greater
P 5 .00384; ,18 years old, SMD 5 22.36 mm, 95% retraction in patients whose treatment was initiated after
CI 5 24.18 to 20.53, P 5 .0113). The significant 18 years (,18 years, SMD 5 20.07 mm, 95% CI 5 20.50
difference in mesiodistal movement of molars in patients to 0.35, P 5 .73; .18 years old, SMD 5 20.56 mm, 95%
aged .18 years suggested that the advantage provided CI 5 21.04 to 20.08, P 5 .02).
by the MIs might be enhanced in adult patients.
SECONDARY OUTCOMES
Mesiodistal Movement of Incisors
Eleven studies provided data on the mesiodistal movement Vertical Movement of Molars
of incisors. As the heterogeneity of the included studies Six studies reported the assessment of vertical movement of
was significantly higher (I2 5 74.90%, P ,.0001), a RE model molars that included 120 patients treated by MI and 112
RCTs
Upadhyay MI, 17.6 y; T, 17.3 y M/F: 0/18 (T); Headgear Angle’s class I with All the 4 first Cephalometric MI: 8.61 6 2.2,
et al., 200821 0/18 (MI) and TPA bialveolar protrusion premolars analysis T: 9.94 6 2.44
Al-Sibaie MI, 23.02 6 6.23 y; M/F: 12/16 (MI); TPA Angles class II Bilateral maxillary Lateral MI: 12.90, T: 16.97
and Hajeer, T, 20.46 6 4.8 y 9/19 (T) division I first premolars cephalometric
201322 analysis
Liu et al., MI: 21.65 6 4.4 y; M/F: 3/14 (MI); TPA Bialveolar protrusion All the 4 first Lateral MI: 25.6 6 5.06
200924 T: 19.71 6 3.06 y 3/14 (T) with Angles class I premolars cephalometric T: 26.88 6 6.54
or Angles class II analysis
division I
Sandler MI, 14.15 y Headgear Orthodontic Different extraction 3D study model MI: 26.83, T: 27.72
et al., 201423 T, 14.26 y and Nance patients requiring patterns followed analysis
Button maximum according to require
anchorage of space in each
patient
Park et al., MI, 18.8 6 4.7 y; M/F: 4/8 (MI); TPA or headgear Angles class II Maxillary first 3D model analysis MI: 8.6 6 0.8,
201232 T, 25.4 6 8.3 y 1/11 (T) division I premolars and T: 9.8 6 1.4
Koyama MI, 25 6 5.1 y; M/F: 1/13 (MI); Headgear and Angle’s class I with All the 4 first Lateral Unclear
et al., 201129 T, 24.8 6 5.1 y 2/12 (T) others bimaxillary premolars cephalometric
protrusion analysis
Lee and Kim, MI, 24.64 6 7.85 y; M/F: 0/20 TPA and headgear Angles class I with All the 4 first Lateral Unclear
201130 T, 22.16 6 3.11 y (MI & T) dentoalveolar premolars cephalometric
protrusion analysis
Yao et al., MI, 24.72 6 4.15; M/F: 2/23 (MI); Headgear Angle’s class I or Bilateral maxillary Lateral MI: 29.81, T: 32.29
200828 T, 22.32 6 3.92 2/20 (T) class II with first premolars cephalometric
bimaxillary analysis
June 2020
protrusion
(continued )
5
6
Volume 20, Number 2
Lai et al., MI, 24.6 y; T, 21.7 y M/F: 3/21 (MI); Headgear Angle’s class I or Bilateral maxillary 3D model analysis Unclear
200831 0/16 (T) class II with first premolars
bimaxillary
protrusion
Chen MI, 26.53 6 3.54 y; M/F: 6/9 (MI); Headgear Bimaxillary All the 4 first Lateral MI: 21.93, T: 23.88
et al., 201525 T, 25.25 6 3.19 y 7/9 (T) protrusion premolars cephalometric
analysis
Upadhyay Average age: 17.2 M/F: 5/10 (MI); Nance arch Angles class I or Bilateral maxillary Lateral MI: 9.2, T: 10.6
et al., 200827 (14.5-22.3) y 4/11 (T) and others class II division I with first premolars cephalometric
bialveolar protrusion analysis
Chopra MI, 15.12 6 1.42 y; M/F: 12/13 Nance Button; Bimaxillary All the 4 first Lateral MI: 21.16, T: 21.76
et al., 201726 T, 15.08 6 1.53 (MI & T) lingual arch protrusion premolars cephalometric
analysis
M/F, male/female; MI, mini-implant; RCT, randomized controlled trial; T, traditional anchorage; TPA, transpalatal arch.
The Journal of EVIDENCE-BASED DENTAL PRACTICE
Park et al., Koyama Lee and Kim, Upadhyay Chopra Chen et al., Lia et al., Yao et al.,
Quality evaluation 201232 et al., 201129 201130 et al., 200821 et al., 201726 201525 200831 200828
Representativeness of the * * * * * * * *
mini-implant group
Selection of the * * * * * * * *
conventional anchorage
group
Ascertainment of the * * * * * * * *
mini-implant treatment
group
Demonstration that * * * * * * * *
outcome of interest was
not present at the start
of the study
Comparability of ** * ** ** * * ** **
participants in mini-implant
and conventional anchorage
groups
Assessment of outcome – – – – – – – –
with independent blinding
Adequacy of follow-up * * * * * * * *
for outcomes to occur
Lost to follow-up – – – * – – – –
acceptable
Total quality (score) High (7) High (6) High (7) High (8) High (6) High (6) High (7) High (7)
Each study was scored based on all the parameters mentioned and studies were assigned 1 or 2 stars based on the Newcastle-Ottawa scale description.
patients treated with conventional appliances. As the het- better intrusion in the MI group than in the conventional
erogeneity among the studies was significantly higher, a group (SMD 5 20.30, 95% CI 5 -1.18 to 0.58; P 5 .5)
random-effects model was used for analysis (I2 5 83.27, (Figure 6).
P , .0001) (Figure 5). Although there were no significant
differences between the groups, a negative SMD was
demonstrated (SMD 5 20.21 mm, 95% CI 5 20.87 to DISCUSSION
0.45, P 5 .52) indicating the intrusion of maxillary molars Although there are several anchorage reinforcing appli-
to be higher in MIs group than in the conventional ances, achieving an absolute anchorage control while
anchorage group. treating bimaxillary protrusion poses a therapeutic chal-
lenge to clinicians.7 The availability of multiple treatment
modalities further complicates the selection of optimal
Vertical Movement of Incisors
treatment choice. Currently, MIs have been widely used
Seven studies reported the assessment of vertical move-
as orthodontic anchorage reinforcement as they provide
ment of incisors which included 117 patients treated by MIs
an absolute anchorage with an ideal movement of only
and 110 patients with conventional appliances. A RE model
the targeted teeth.33,34 Furthermore, as they are directly
was used for the analysis as the heterogeneity was signifi-
attached to the bony appendages, they were
cantly higher (I2 5 89.76%, P , .0001). There was no sig-
considered to be effective. Several studies have
nificant difference observed between the MIs and
reported that traditional anchorage reinforcement is
conventional groups; however, a negative SMD indicated
June 2020 7
The Journal of EVIDENCE-BASED DENTAL PRACTICE
Primary Outcomes
Restricting the mesial movement of the molars while
closing extraction spaces is very crucial during en-masse
retraction and is the key factor for retaining an absolute
anchorage.3,31 The results of our study demonstrated a
significantly minimal, undesirable mesial molar
movement with MIs in comparison to conventional
appliances (SMD 5 21.48 mm, P 5 .0002), indicating
an absolute anchorage that is achievable with MIs. The
major causes of anchorage loss in conventional methods
are biomechanical deficiencies and the patients’
discomfort of wearing headgear for 12 hours per day.13
In clinical practice, a decrease in mesial movement of
2 mm on each side can achieve better treatment
outcomes in some patients. In addition, patients’ age
seemed to play an important role in the mesiodistal
movement of molars and incisors. The mesial movement
of the molars was lower and the distal movement of the
incisors was greater in patients aged $18 years than
those in patients aged #18 years. This may be due to
the significantly higher cortical thickness at specific sites
in adult patients that provide more stability to MIs than
younger patients.37
Figure 3. Mesiodistal movement of molars. CI, confidence interval; RE, random-effects; SMD, standardized mean
difference.
Figure 4. Mesiodistal movement of incisors. CI, confidence interval; RE, random-effects; SMD, standardized mean
difference.
and 22.01 mm (95% CI 5 22.45 to 21.58 mm), used in assessing the effectiveness of MIs and a
respectively, between the MIs and the conventional conventional anchorage system to account for any kind of
anchorage groups. In the present study, we analyzed the reporting bias from the included articles. This method
SMD, whereas in the previous analysis, the mean ensured uniform units of all parameters considered for the
difference between the groups was evaluated. SMD was analysis.
Figure 5. Vertical movement of molars. CI, confidence interval; RE, random-effects; SMD, standardized mean
difference.
June 2020 9
The Journal of EVIDENCE-BASED DENTAL PRACTICE
Figure 6. Vertical movement of incisors. CI, confidence interval; RE, random-effects; SMD, standardized mean
difference.
In our meta-analysis, greater incisor retraction of 20.47 mm the class II malocclusion only in the MI group. The
was seen in the MI group than in the conventional group. intrusion of molars is particularly beneficial for patients
The amount of incisor movement is reciprocally related to with anterior open bite resulting in clockwise rotation of
mesiodistal movement of the molars; lesser mesial move- maxillary dentition.41 Even minor changes in the vertical
ment of molars makes more space for incisor retraction. dimension of posterior teeth can produce significant
According to Horiuchi et al., palatal cortical bone and width changes in the anterior dimension, with about 1 mm of
of alveolar bone are the possible limiting factors during posterior teeth intrusion producing 3 to 4 mm of upward
incisor retraction.39 The movement of anterior teeth using and forward movement of the chin.21
conventional anchorage appliances mostly depends on
the forces applied on the posterior teeth and patient However, there was no significant difference in the vertical
compliance and hence is less compared to MIs. movement of incisors (P 5 .96). The placement of anterior
hooks and the occlusogingival positioning of the MIs in the
The subgroup analysis also revealed a greater advantage in jaws play an important role in the intrusion effect of molars
patients aged .18 years in terms of minimizing unintended and incisors.42 However, the thickness of bone and the
mesial movement with maximum anterior retraction. The overlying mucosa and the proximity to the roots are some
probable reasons for the same could be the stable bony of the confounding factors that limit altering the vertical
appendages in the adult population; this requires further position of the implant.21 Patients with gummy smile or
confirmatory studies. Other factors could not be accounted deep bite can benefit from the intrusive effects of incisors
for in this analysis because of lack of data stratified based on exhibited by MIs.
the other demographic parameters in the included studies.
Nevertheless, the influence of other parameters might be It is also noteworthy to mention that the observed outcomes
interdependent on each other which may not be possible to (either anchorage loss or gain) in the included studies may
account for. also be influenced by friction. It has been suggested that
there may be distal and intrusive forces resulting from the
Secondary Outcomes direction of the retraction forces which may cause increased
From our study, it was evident that MIs could provide more friction of the archwire to the brackets or tubes.43 However,
intrusive effect on molars than the conventional method. as suggested by Upadhyay et al., it is unclear if this effect
Molar extrusion with resultant clockwise rotation of the will be more pronounced when a coil spring is left in
mandible can lead to an increase in the open bite, which is place for a couple of months after front retraction,44 and
one of the common adverse effects of the conventional the same has not been analyzed so far. Thus, the
method. Yao et al.40 reported molar intrusion followed by underlying biomechanical causes need to be further
counter clockwise rotation of mandible, thereby improving explored. In our analysis, studies describing implants
placed between the first and second premolars were tip back bend arch, or elastic traction, thereby affecting the
included. During the space closure, the force produced by treatment outcomes so as to conceal the true results of the
the elastomeric chain or coil spring between the MIs and meta-analysis. Furthermore, as the number of studies
hooks has a vertical and horizontal components to intrude reporting efficiency of MI after the therapeutic extraction of
and retract the anterior segment, thereby resulting in the maxillary first and second premolars during anterior
intrusive effect of these teeth.45 In cases where bodily segment retraction is limited, we have included studies
retractions are indicated, forces should pass near the reporting variations in extraction pattern. Hence, the results
center of resistance.46 should be interpreted with caution.
June 2020 11
The Journal of EVIDENCE-BASED DENTAL PRACTICE
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June 2020 13