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2018 VIII Brazilian Symposium on Computing Systems Engineering (SBESC)

Designing a Novel Dataset for


Non-Intrusive Load Monitoring
Douglas P. B. Renaux, Robson R. Linhares, Fabiana Pöttker, André E. Lazzaretti,
Carlos R. E. Lima, Adil O. Coelho Neto, Mateus H. Campaner
LIT-CITEC/PPGCA/CPGEI/DAELN
UTFPR
Curitiba, Brazil
{douglasrenaux,linhares,fpottker,lazzaretti,erig}@utfpr.edu.br; {adil,mhercules}@alunos.utfpr.edu.br

Abstract— Non-intrusive Load Monitoring (NILM) is a power efficiency. Furthermore, the Power Signature
technology that allows the identification of individual electrical techniques can be used in a distributed generation scenario
loads from a single aggregated measurement of with inverters connected to photovoltaic and wind turbine
voltage/current, hence, useful for diagnostic of the generators. In a preventive maintenance scenario, Power
consumption of electrical energy. This is performed by means Signature is applicable in early identification of load failure,
of load detection and disaggregation techniques, as there are in cases such as electric motors, switching mode power
several different power signatures from the active loads. In supplies, and several others.
order to develop more precise and efficient strategies and
algorithms for load detection and disaggregation, several In a three-layered IoT framework, consisting of edge
efforts have been made to build datasets that represent computing, fog, and cloud, the proposed architecture would
different scenarios of combined power loads and the events include IoT edge-nodes with the functionality of
that cause changes in their states, such as power on and power current/voltage sensing, event detection, load identification
off. The research presented here shows the conception of a new and disaggregation, signature database management, event
dataset for NILM research, from the analysis of the limitations database management and communications. For a large
of existing datasets, as well as the development and evaluation multisite enterprise, fog and cloud computing provide the
of a data collecting jig that is being used to collect this dataset. functionality of event database consolidation, signature
As a result, the infrastructure has been set up to build the LIT database updates, and electrical network management. This
dataset, which is expected to provide the NILM field of study
framework follows the trend of increased computing
with more precise data for power signature analysis.
activities at the edge, so to provide a viable solution for long
Keywords— Non-Intrusive Load Monitoring, Dataset, term extensive use of NILM by a significant portion of
Dataset collecting jig. electrical energy consumers. A possible architecture for edge
devices is presented in [3].
I. INTRODUCTION
At LIT-UTFPR, a project is underway to conceive and
Non-Intrusive Load Monitoring (NILM) is a viable develop an affordable NILM solution for use in residential as
technology to provide end users with a diagnostic of their well as larger consumer locations (Universities, Industrial
consumption of electrical energy. The annual growth of and Commercial). The architecture of this solution consists
World´s Primary Energy consumption has been between 1% of edge computing nodes (called MSIS – Monitoring,
and 2% for the last few decades [1],[2]. Concerning Sensoring, Identification, Storage) and servers at the fog and
Electrical Energy, this growth may be reduced significantly cloud levels called CO (Center of Operations).
by reducing waste and improper use. For that to be achieved,
an active involvement of the end user is required, as such, Of particular interest for this NILM solution is the
adequate tools are required for diagnostic so that end users behavior of Power Electronics loads, since their behavior and
become able to see the shape of their systems load as well as ranges of possible signatures present a challenge for
able to identify individual contributions to this aggregate correctly executing the functionality of load signature
load. identification and disaggregation. This particularly affects
the development of the edge devices, since their functionality
NILM technology consists of sensing current and voltage requires adequate software architecture and processing
at a single point for a whole residence, department, or sector power to respond to external events with real-time
in an industry; then, by means of signal analysis and constraints, therefore providing precise identification of
interpretation of the power signatures of known loads, power related events. To support this sort of identification, it
perform load disaggregation (decomposition) to identify the is of prime importance to have a comprehensive dataset
power consumption of each individual load and to detect comprising of a representative set of scenarios that can be
events such as power on, power off or change of state, such executed over and over while different strategies for event
as changing from standby to power on. Furthermore, power detection, signature analysis and load disaggregation are
signatures can also be used for early detection of faults in experimented.
electrical equipment.
This paper reports the results obtained in the process of
NILM can be used both in the diagnostic phase of a conceiving a new dataset, whose requirements have been
project aiming to improve the electrical efficiency of a driven by a comparison of existing datasets and identification
consumer facility as well as in the operations phase to detect of their limitations, as well as building the basic tools and
improper usage and for continuous improvement of the infrastructure to collect its data. This will allow the so-called
LIT dataset to be a valuable tool for the development of the
Project PD 2866-0464-2017 is supported by Copel Distribuição S.A.
the Electrical Energy Distributor for the state of Parana (Brazil). aforementioned NILM solution.

2324-7894/18/$31.00 ©2018 IEEE 243


DOI 10.1109/SBESC.2018.00045

Authorized licensed use limited to: UNIVERSIDADE FEDERAL DE SANTA CATARINA. Downloaded on October 07,2021 at 19:05:57 UTC from IEEE Xplore. Restrictions apply.
II. OVERVIEW OF AVAILABLE DATASETS 42 appliances, each measurement on a different power-on
There are several efforts regarding building NILM angle in the mains cycle.
datasets for researching [4]. For the sake of this overview The UK-DALE [7] is a public data set from 5 houses. It
and comparison, only the datasets that present high contains the house input AC mains voltage and current as
resolution data for transient detection (i. e. high sampling well as voltage and current of individual appliances, making
rate) have been selected, as this is an important desired it good for developing and testing disaggregation and
characteristic for the LIT dataset. training algorithms. The sampling rate is 16kHz for the entry
The selected datasets for power signature analysis sensors, while the individual sensors are sampled every 6
include: REDD (Reference Energy Disaggregation Data Set), seconds. There is more than 4 years of data in this dataset
COOLL (Controlled On/Off Loads Library), UK-DALE and it has been constantly updated.
(United Kingdom recording Domestic Appliance-Level The BLUED [8] is a request-access residential data set of
Electricity), BLUED (Building-Level fUlly-labeled dataset a single-family residence. It contains the house input AC
for Electricity Disaggregation), WHITED (Worldwide mains voltage and current. The sample rate is 12kHz and the
Household and Industry Transient Energy Data Set), and measurements were taken during 1 week. Every state
PLAID (Plug Load Appliance Identification Dataset). transition of the 43 appliances is labeled and time stamped,
The REDD [5] is a residential data set intended for providing ground truth for event detection algorithms, i.e.,
research on disaggregation methods. It contains the dataset includes precise (in-cycle) detection of load
measurements from 6 houses obtained over several months. events.
The house input AC mains voltage and current are monitored The WHITED [9] is a data set of appliance
at a sample rate of 15kHz. The voltages and currents at measurements from several locations (households and small
individual circuits are monitored at a sample rate of 0.5Hz industry) around the world. The waveforms are recorded
and plug-level monitors at a sample rate of 1Hz. The access with the first 5 seconds of the appliance start-ups for 110
to the REDD dataset is on an individual request only. different appliances, amounting to 47 different appliance
The COOLL [6] is a public home appliance data set. It types. The aim of this data set is to provide a broad spectrum
contains 42 appliances of 12 types. The AC mains voltage of different appliance types in different regions around the
and current are monitored for each appliance at a sample rate world.
of 100kHz during 6 seconds (turn-on and turn-off transients).
The individual monitoring at a high frequency sample makes
this data set good for both detection and classification
algorithms. There are 20 measurements for each one of the

TABLE I. COMPARISON OF AVAILABLE DATASETS

Dataset REDD COOLL BLUED UK- WHITED PLAID


DALE
Date 2011 2016 2012 2017 2016 2014
Residential Yes Yes Yes Yes Yes Yes
Commercial No No No No Yes No
Industrial No No No No Yes No
High-frequency sampling 15kHz 100kHz 12kHz 16kHz 44.1kHz 30kHz
Precise (in-cycle) detection of load No No Yes No No No
events
Load events resolution 2s 1ms <1ms 6s N.A. > 1 cycle
Low frequency sampling 0.5 Hz N.A. N.A. 1 and 6Hz N.A. N.A.
Dataset collecting duration Months (6 840 8 days (1 > 1 year 5,123 1,094
houses) waveforms house) (5 waveforms waveforms
of 6 s houses) of 5s of 1s
Number of classes N.A. 12 27 N.A. 47 11
Number of appliances N.A. 42 43 N.A. 109 235
Multiple simultaneous loads Yes No Yes Yes No No

The PLAID [10] is a public and crowd-sourced dataset appliances. The goal of this dataset is to provide a public
for load identification research consisting of one-second library for high-resolution appliance measurements that can
voltage and current waveforms for different residential be integrated into existing or novel appliance identification

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algorithms. PLAID currently contains measurements for DSReq 6. Synthetic and natural multiple load shaping.
more than 200 different appliance instances, representing 11
appliance classes, and totaling more than a thousand records. DSReq 7. Minimum monitoring duration for natural
shaped loads (for each monitoring file): 24h.
To better understand the limitations of these datasets, a
comparison is presented in Table I. It is noteworthy that the
number of classes corresponds to the number of different The majority of the available datasets are comprised of
loads in the dataset, whilst each load can contain one or more residential loads, such as home appliances, home electrical
appliances. Also, load events resolution indicates the tools, audio/video equipment, HVAC (heating, ventilation
resolution that each dataset can identify the events along the and air-conditioning) and lighting. Commercial loads would
high-frequency samples. also include these sorts of loads but at much higher power
ranges. Industrial loads include a variety of high-power
III. A TAXONOMY FOR LOAD EVENTS electrical motors, from single-phase to three-phase; also,
A prerequisite to correctly specify the requirements of a heaters, air-conditioning, lighting, and appliances operating
dataset comprising load events is the understanding of the at power ranges even higher than their commercial
types of electrical loads from the point of view of power counterparts.
switching events. The following taxonomy has been
The main objective of NILM is to identify the loads that
elaborated by the authors as an extension of the currently
compose a given voltage/current aggregated signal. Hence,
available taxonomies [2].
the requirement of having multiple loads in a dataset is of
From the perspective of power switching, electrical loads utmost relevance. To be useful for the evaluation of
are classified as: disaggregation algorithms, the dataset must include precise
indications of every load event (i.e. load on, load off, load
LT1. On/Off. Such as a light (not-dimmered). change of state, load change of power level). At least a
LT2. State-Machine based. Such as a printer whose precision of a single mains cycle must be achieved, but a
states are: off, standby, awake, heating, and better precision, such as 5 ms, is desirable.
printing. Among the techniques currently under evaluation for
LT3. Asymmetric. A load whose positive and load identification based on power signatures are: wavelet,
negative semi-cycles are distinct, such as a load V-I curves and Fourier analysis [3]. For adequate operation
connected via a single diode. of these techniques, voltage/current signals must be acquired
at rates higher than 64 samples per mains cycle.
LT4. Continuously variable. Such as a dimmered
light or an electric motor with speed control. Synthetic load shaping is achieved by programming
power sequencing of a given set of loads (the jig for such a
LT5. Random. A load whose power consumption scenario is described in the next section). Precise switching
varies randomly, such as an audio amplifier times can be obtained in a controllable laboratory set-up,
whose power requirement varies according to thus, repeatable scenarios are obtainable.
the music being played.
However, to acquire real-world voltage/current sensor
data, natural load shaping acquisitions must be collected. In
this case, power sensors are required next to each load to
IV. THE DESIGN OF A NOVEL DATASET
identify when individual load events occur.
The MSIS edge computing embedded device has the
following preliminary requirements: V. HARDWARE DESIGN AND CONSTRUCTION OF A DATA
COLLECTING JIG
MReq 1. Single-phase to Three-Phase 4-wire
installations (3 phases plus neutral) with voltage and To collect data for the LIT Dataset according to
current sensing (3 voltage and 4 current sensors). requirements DSRq1 to DSRq7, a data collecting jig has
been designed and implemented. Its block diagram is
MReq 2. Sampling rate of 128 samples per cycle, presented in Fig. 1.
corresponding to 15.36 kHz for a 60Hz mains.
This jig is used for single-phase loads. A similar jig is
MReq 3. Local storage capacity of 30 days. under construction for three-phase loads. The first block on
the left provides protection via a circuit breaker, an industrial
grade fast fuse and an emergency stop push-button.
Hence, the set of requirements for our LIT dataset is Concerned with the safety of the jig´s operator, we decided
derived from the above MSIS requirements and from the to insert the current sensors in the neutral line and switch the
limitations of the currently available datasets, resulting in: loads on the phase line. Since the jig is also used to evaluate
DSReq 1. Comprised of residential, commercial, and the performance of several types of current sensors (scope
industrial loads. current probe, shunt resistor, current transformers from
different suppliers, hall effect current sensors, …), up to four
DSReq 2. Includes loads of five types: LT1 to LT5. sensors can be connected in series. The small red blocks in
the diagram represent screw terminal strips, that facilitate the
DSReq 3. Multiple simultaneous loads
replacement of one type of current sensors by another. Up to
DSReq 4. Precise indication of load events (precision eight loads can be connected to this jig. Power control of
better than 5 ms). each load is achieved by a relay in parallel to a TRIAC.
DSReq 5. Minimum sampling rate of 15,360 Hz.

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The TRIAC provides a means of precise power switching The voltage and current signals collected from the
at a given point of the mains cycle, while the relay operates sensors flow to the signal conditioning module that includes
in a similar way to a conventional switch, as both have the differential instrumentation amplifiers and low pass filters to
bouncing effect when closing or opening. A command guarantee the signals are at adequate level and adequate
module operates independently on the relay and on the frequencies before the analog-to-digital conversion process
TRIAC, hence, it is possible to switch a load only with a that takes place in the embedded module. This is either a
TRIAC, only with a relay, or by switching them both National Instruments MyRIO board [11] or a Renesas
simultaneously. Even load dimmering effects can be Synergy evaluation board that implements the following
obtained with the proposed structure, by commanding only functionalities: analog-to-digital conversion; load events
the TRIAC with a given delay on each mains cycle or semi- registering (made possible via the trigger signal sent from the
cycle. The command module senses each zero-crossing of command module); and storage of the dataset files in non-
the mains, so that precise timing can be obtained in each volatile storage.
power-on or power-off command. Since there is a delay
between the relay command (powering the coil on or off) and Isolated power supplies provide the required power to the
the actual opening/closing of the relay contacts, a power command, signal conditioning and embedded modules.
sensor provides a precise indication of the moment when A digital scope with a current probe is used in the
each load is actually powered. evaluation of the jig operation.

Load 1 . .. Load 8

8 Power Power
Sensor Sensor

Isolated 8
Power Command
Supply
8
Mains
Sync

Trigger
Voltage
Sensor
Protection
Ph
Single-Phase
3-wire Single
Mains Current Current
Probe Transformer, ...

N
Shunt

Circuit Breaker 10A 2


Fast Fuse 15A Isolated Signal Embedded Module
Emergency Stop Power Condi- National Instruments MyRio
Supply tioning or Renesas Synergy

! Scope
! – indicates a line not isolated from the mains. !

Fig. 1. Block Diagram of Data Collecting Jig

For the construction of the jig an aluminum profile fuse. The wiring of the jig is mostly inside PVC wire
structure has been used as well as an acrylic panel that ducts.
supports the components of the jig (Fig. 1). The jig´s On the top right are the eight sockets for the eight loads
power connection is on the left, as well as sockets for the whose voltage/current are sensored. The power to each
power supplies of some of the jig´s equipment. Also, on socket is controlled by a relay/TRIAC board (in blue). Just
the left, in the middle, is the protection board with the left of this board is the microcontrolled command board. In
emergency button, circuit breaker and the industrial grade the center of the panel are the current sensors: a shunt
resistor (green), a current transformer (light blue), another

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type of current transformer (black), and the current probe MyRIO, which is further described in Section VI. This
of the oscilloscope. photograph has been taken during an experiment to
evaluate the accuracy and bandwidth of two distinct
Finally, on the lower right corner of the panel is the current transformers using the scope´s current probe as the
embedded module, in this case the National Instruments reference sensor.

Fig. 2. Photograph of the Jig

VI. SOFTWARE ARCHITECTURE FOR DATA COLLECTING corresponding to the acquired samples that have been
received from FPGA. This happens once every second and
The block diagram representing the part of the data the correct 32-bit sample value, to which the timestamp is
collecting jig that concerns to data acquisition using the NI grouped into a tuple, is selected by checking the PPS
MyRIO device is presented in Fig. 3. For the sake of this information that has been previously obtained and grouped to
description, the rectangular blocks represent hardware the acquired samples by the FPGA acquisition logic.
components and the round (ellipsoidal) blocks represent
software components. Every tuple of samples and timestamp is sent to the
Storage Timed Loop via an internal FIFO. The Storage
The FPGA embedded into MyRIO is configured to Timed Loop, on its turn, stores the 32-bit sample value and
implement an acquisition loop at 15.36 kHz, which is the the 32-bit timestamp as two separate fields of a NI Technical
desired sampling rate according to DSReq 5. On every cycle, Data Management Streaming (TDMS) file into the USB
a pair of 12-bit samples are acquired, corresponding to the flash disk attached to the MyRIO [1]. This TDMS file can be
digitally converted outputs of the voltage and current further opened and processed by a PC application, in order to
transformers (Vvt and Vct) attached to the power circuit add its collected data to the LIT dataset being built.
being monitored, respectively. This pair of samples is used to
build a 32-bit integer that will be stored as the current value VII. DATA COLLECTING AND ANALYSIS
for the sampled signals. Additionally, the Pulse Per Second Once the Jig has been built, several experiments have
(PPS) signal is received from a GPS device and grouped been performed. Firstly, concerning the correct operation of
together in a tuple with the current sample pair, in order to the Jig: the command module has been programmed to
indicate the transition of a second with a relatively high switch the eight loads in a given order and at predefined
precision (typically 100 ns jitter). times. The correct operation could then be verified with the
The tuple formed by the acquired samples and the PPS scope. Also, the operation of the signal conditioning circuit
signal is made available via DMA by the FPGA to the Real- and embedded module could be verified by comparing the
Time application running into the Cortex A9 processor. This voltage/current samples acquired by this module to the
application is composed of three NI LabView timed loops, samples acquired by the scope (Agilent Infiniium 54830D
which act as independent periodic threads. with large storage capacity and a Tektronix current probe
A6302 / AM503B). The scope has been set to acquire at 20
The GPS Parsing Timed loop is responsible for parsing kS/s, the closest setting to the sampling rate of the embedded
the NMEA strings, received from an external GPS device. module, which is 15.36 kHz. Fig. 1 presents a summary of
The absolute time fields are decoded from a specific NMEA multiload acquisition whose duration is only of 10 seconds.
message (GPRMC) and converted to a 32-bit timestamp On the left is the aggregated current of the loads as loads 1 to
value [12]. 5 are powered on, while on the right can be seen the
The Sample Processing Timed Loop adds the 32-bits powering-off of loads 5, 4 and 3. The comparison with the
timestamp to a new tuple, together with the 32-bit integer

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acquisition data shown by the scope allowed the validation of t he basic functionalities of the Jig.

Load Load NI MyRIO device


1 N
MyRIO RT (Cortex A9)
VT CT
NMEA
Power Sample Processing serial
Grid Vct Timed loop port
CA (-10 to +10 V)
A/D FPGA DMA GPS
PPS
Acquisition device
Vvt signal
logic @ GPS Parsing Timed
(-10 to +10 V)
A/D 15.36 kS/s Loop

Storage Timed Loop

Hardware
component
USB
Software flash
component disk

Fig. 3. Data acquisition using MyRIO device

Fig. 4. Current waveforms in a multiple load acquisition

The second set of experiments are concerned with the The Voltage Transformer has been connected to the
selection of the voltage and current sensors, from simple and monitored circuit by an extension cable (white and green
low-cost resistive sensors to active sensors such as voltage twisted cables shown in Fig. 5). The USB flash disk
and current Hall-sensors. The dataset comprises both connected to the MyRIO is highlighted with a red rectangle.
acquisitions made with low-cost sensors, that are The GPS device has not been mounted to this preliminary
representative of the sensors used in residential NILM version. This installation has not used the data-collecting jig
equipment as well as acquisitions made with costlier sensors structure, as the purpose has been to test the MyRIO data
whose measurements are more precise. acquisition functionality in isolation, particularly the
correctness of acquired voltage data and the performance
Finally, preliminary data collecting has been performed when storing these data into the USB flash disk.
in order to test the data acquisition functionality using
MyRIO. For this purpose, the MyRIO device has been Current and voltage data have been collected during a
isolated from the jig and installed close to a circuit breaker period of 5 minutes. The voltage levels of the Voltage
panel, as shown in Fig. 5. The Current Transformer has been Transformer have been conditioned between -4.5 and +4.5
installed inside the panel (blue device on the left of Fig. 5), V, therefore inside the dynamic range of the analog input of
surrounding the cable of the power circuit to be monitored. MyRIO (-10.0 to +10.0 V). The current levels of the Current

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Transformer have been converted to voltage levels by a 180 disaggregation process. However, the existing datasets do not
Ω resistor and conditioned between -1.0 and +1.0 V, present all of the requirements that are relevant to evaluate
therefore also inside the dynamic range of the analog input of the disaggregation process as a whole (from detection to
MyRIO (-10.0 to +10.0 V). The converted output voltage disaggregation), such as: comprised of residential,
levels of the Current Transformer will be eventually adjusted commercial, and industrial loads; loads of five types (LT1 to
in order to better fit the dynamic range of the analog input LT5); multiple simultaneous loads; precise indication of load
and minimize the quantization error introduced by the events (precision better than 5 ms); minimum sampling rate
corresponding A/D converter. of 15,360 Hz; synthetic and natural multiple load shaping;
minimum monitoring duration for natural shaped loads of 24
hours.
In order to meet all the requirements presented above,
this paper presented the development and evaluation data of
a jig that will be used to collect this new dataset.
Additionally, the basic concepts and infrastructure to build
the dataset were presented, which is expected to provide the
NILM field of study with more precise data for power
signature analysis. Future steps of this research include
obtaining the complete dataset, as well as the analysis of
different detection, classification and disaggregation
algorithms using the acquired waveforms.
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