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Bioprotective mechanisms of lactic acid bacteria


against fungal spoilage of food
Solvej Siedler1, Rafik Balti2 and Ana Rute Neves1

In modern societies, conscious consumers demand healthy, to identify bioactive compounds, first, high resolution
fresh and natural foods devoid of added chemical analytical methods (e.g. GC-MS, HPLC-MS, HPLC-
preservatives and stabilizers. The use of lactic acid bacteria MS, MS/MS) to identify novel compounds, validating
(LAB) to preserve food is one of the oldest and best their bioactivity afterwards, and second, bioassay guided
characterized approach. Production of organic acids is the approaches, where fractions are analyzed regarding the
main feature LAB use to outcompete spoilage organisms, but remaining bioactivity, followed by the identification of
several other mechanisms have been demonstrated. In this novel bioactive compounds in the corresponding fraction.
review, a critical overview of the mechanisms used by LAB to This review will have a closer look at compounds result-
inhibit spoilage organisms will be presented. Discrepancies ing from LAB activity that have been reported to have an
between the concentrations of compounds resulting from LAB inhibitory effect on yeast and mold growth. Discrepancies
activity and their inhibitory amounts are discussed. Technical between measured and inhibiting concentrations of these
limitations hindering discoveries in this field as well as future compounds will also be addressed. Furthermore, we
trends in the application of LAB solutions to food bioprotection discuss the difficulties in identifying and validating
will be covered, including antifungal peptides and competitive new antimicrobial compounds due to low production
exclusion. titers and potential additive and synergistic effects
between them.
Addresses
1
Bacterial Physiology, Discovery, R&D, Chr. Hansen A/S, Bøge Allé 10-
Compounds derived from bacterial
12, 2970 Hørsholm, Denmark
2
Unité de Physiologie Fonctionnelle et Valorisation des Bio-Ressources metabolism
(UR17ES27), Higher Institute of Biotechnology of Beja, University of In the past, several antimicrobial compounds produced by
Jendouba, PB 382, Habib Bourguiba Avenue, 9000 Beja, Tunisia LAB have been identified and characterized individually
for their inhibitory potential against spoilage organisms
Corresponding author: Siedler, Solvej (dksosi@chr-hansen.com)
(Figure 1a, Table 1). These compounds range from
simple organic acids and primary metabolic products to
Current Opinion in Biotechnology 2019, 56:138–146 very complex compounds derived from bioconversions or
This review comes from a themed issue on Plant biotechnology peptide synthesis as well as protein cleavage. The most
important and best characterized antimicrobials produced
Edited by Rute Neves and Herwig Bachmann
by LAB are lactic and acetic acid, which are bioactive in
their protonated form at low pH [12] and may act syner-
gistically [13]. Other LAB metabolic products contribute
https://doi.org/10.1016/j.copbio.2018.11.015 to the overall antimicrobial capacity of LABs, although
0958-1669/ã 2018 Elsevier Ltd. All rights reserved.
their specific effects are difficult to quantify [14]. While
most of the organic acids are produced through central
carbon metabolism, other inhibitory compounds are pro-
duced via secondary metabolism or bioconversion
(Figure 1b, Table 1).The mechanisms behind the inhi-
bition of some single compounds have been studied in
Introduction detail, and encompass membrane destabilization [15],
Lactic acid bacteria (LAB) have been used for thousands proton gradient interference [16–18], enzyme inhibition
of years to protect a range of foods, including bread, [14], to creation of reactive oxygen species [14,19]
vegetables and dairy products against spoilage organisms. (Figure 2). Yet, these studies focus only on individual
In recent years, there has been an increased emphasis on compounds neglecting synergistic and/or additive effects.
identifying novel LAB strains with antimicrobial activity
for food bioprotection [1–3], focusing on the characteri- Synergistic/additive effects and concentration
zation of the antimicrobial spectrum and not the under- efficacy
lying mechanisms [4–9]. However, there is also an The identification of novel bioactive compounds is chal-
increasing interest in understanding the principles behind lenging, and the development of identification methods
the antifungal activity, including the identification and with higher sensitivity and more efficient separation (e.g.
quantification of bioactive compounds produced by bio- GC–MS, HPLC-MS/MS) was key to enable detection of
protective LAB [10,11]. There are two main approaches low concentrations of organic compounds in complex

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Bioprotective lactic acid bacteria Siedler, Balti and Neves 139

Figure 1

(a)

Acids derived from amino acids Organic acids

Acetic acid Hydrocinnamic acid


2-Hydroxy-3- Lactic acid
Indolelactic acid Vanillic acid
methylbutanoic acid Succinic acid

Propionic acid Benzoic acid p-Coumaric acid


2-Hydroxy-4- Formic acid
Phenyllactic acid methylpentanoic acid

Azelaic acid

2-Hydroxy-(4-
4-Hydroxy-
phenyllactic acid
LAB Salicylic acid

methylthio) butanioic
acid Cyclic dipeptides

Others
Volatiles Acroleim

Cyclo(L-Phe-L-Pro)
Mevalonolactone Ethanol
Fatty acids Reutericyclin
Cyclo(L-Phe-4-OH-L-Pro)
Diacetyl
H2O2 Methylhydantoin
CO2
3-Hydroxydodecanoic acid

δ-Dodecalactone
3-Hydroxy-5-cis-dodecanoic acid

(b)
Lactose or Glucose Peptides Amino acids Hippurlc acid

Cyclic
dipeptides Amino acids Hippurlc acid
Glucose-6-P CO2

Reutericyclin
Fructose-1,6-BP D-Leucine α-Keto acid Benzoyl-CoA
Xyl-5-P

DHAP GAP-3-P
Acetyl-P Fatty-acids
Benzoic acid
Hydroxy-acid
Glycerol-3-P Pyruvate
Acetate

Acetoacetyl-CoA
Glycerol Glycerol Acetyl-CoA Salicylic acid
α-acetolactate
Mevalonolactone
Reuterin (3-HPA) Malonyl-CoA
Formate

Acrolein Diacetyl Ethanol

Current Opinion in Biotechnology

(a) Chemical structures of various antimicrobial compounds found in the supernatant of LAB, (modified from Ref. [10]). Sources are indicated:
central carbon metabolism or fatty acid synthesis (blue); compounds derived from amino acids (green); compounds derived from amino acids and

www.sciencedirect.com Current Opinion in Biotechnology 2019, 56:138–146


140 Plant biotechnology

Table 1

List of compounds derived from LAB metabolic activity and their antimicrobial spectrum

Compound Producing Microorganisms Pathway a Target Ref.


Lactic acid all LAB C yeasts, Gram 
Acetic acid heterofermentative LAB C yeasts, Gram 
Benzoic acid L. plantarum S,B fungi, Gram [55]
Azelaic acid L. reuteri 5529, P. freudenreichii L. saci68 and L. bacteria [26]
spicheri O15
Propionic acid L. buchneri, L. diolivorans C fungi [24]
Cinnamic acid derivatives L. amylovorus DSM 19280 O fungi [21,23]
Salicylic acid L. amylovorus DSM 19280 O,B fungi [20,23]
Vanillic acid Lactobacillus O [21]
p-Coumaric acid b L. reuteri, L. plantarum b O [20,22]
Diacetyl
Lactococcus, Leuconostoc, Lactobacillus and
Acetaldehyde C yeasts, Gram  [56]
Acetoin Pediococcus
Hydrogen peroxide all LAB C yeasts, Gram  [14]
Carbon dioxide heterofermentative LAB C [14]
Ethanol heterofermentative LAB C [57]
Reuterin/Acrolein L. reuteri C fungi, protozoa, Gram  [58,59]
3-Hydroxy fatty acids C [60]
Reutericyclin L. reuteri S Gram + [18]
Cyclic dipeptides L. plantarum, L. pentosus S fungi [25,61,62]
3-Phenyllactic acid L. plantarum, Lb alimentarius, L. rhamnosus, S
4-Hydroxyphenyllactic acid Lb sanfransiscensis, L. hilgardii, Leuconostoc citreum, S fungi [61,63]
L. brevis, L. Acidophilus, Leuconostoc mesenteroides
2-hydroxy-4-methypentanoic acid L. plantarum, L. paracasei S fungi [20,53,64]
2-hydroxy acids L. paracasei S fungi [53]
Methylhydantoin S
Mevalonolactone L. plantarum S fungi, Gram [25]
d-Dodecalactone L. plantarum S fungi, Gram  [65]
a
Abbreviations: C, central carbon metabolism; S, secondary carbon metabolism: B, bioconversion; O, other/no de novo synthesis.
b
Hypothetic release from grass after addition of LAB [20].

solutions. Several studies have identified 10 potential organic acids to be synergistically responsible for the
antimicrobial compounds in supernatants of LAB [20–23]. inhibitory effect of the LAB strain Lactobacillus sanfran-
However, the individual contribution is difficult to quan- ciscensis CB1, that is, acetic acid, caproic acid, formic acid,
tify, as the reported levels of antifungal compounds propionic acid, butyric acid and n-valeric acid. The acids
produced by LAB are often considerably below the con- tested individually at concentrations produced by L.
centrations exerting inhibitory effects when assayed indi- sanfranciscensis did not inhibit Fusarium graminearum
vidually in the laboratory (Table 2). These high minimal 623, but their combination resulted in strong inhibition
inhibitory concentration (MIC) values suggest that inhi- of the mould [24]. However, these results have not been
bition is not occurring in the original material, but the verified in other studies. In 1999, Niku-Paavola et al.
compounds might contribute to the overall inhibition by analysed active fractions of a culture filtrate from L.
having a synergistic or additive effect. In fact, sometimes plantarum, identifying benzoic acid, methylhydantoin,
only certain combinations of compounds, acting synergis- mevalonolactone and cyclo(glycyl-L-leucyl). While the
tically, show an inhibitory effect [24]. In our opinion, compounds alone only resulted in an inhibition of 10–
these high MIC values hinder identification of the com- 15% compared to the growth in reference media, combi-
pounds with bioassay-guided fractionation techniques, as nations of the compounds together with 1% lactic acid
their additive effect would be lost, and/or their concen- could prevent growth of the bacterium Pantoea agglomer-
tration would be too low to allow detection of their ans completely [25]. In a recent study, Le Lay et al.
antimicrobial activity. analyzed the compounds produced by Leuconostoc citreum
L123, Lactobacillus brevis Lu35, Lactobacillus reuteri
Corsetti et al. reported on the fungal inhibitory effects of a 5529 and Lactobacillus spicheri O15 in wheat flour hydro-
LAB isolate from sourdough. They found a mixture of lysate broth and compared it to the compounds produced

(Figure 1 Legend Continued) fatty acid synthesis (purple); compounds derived from bioconversion from extracellular compounds-no de novo
synthesis (red); unknown biosynthesis (black); and most likely not synthesized by LAB but found in supernatant after fermentation for example,
released from grass (orange). (b) Overview of the known biosynthetic pathways of bioactive compounds in lactic acid bacteria. The bioactive
molecules are highlighted with a red border. Direct reactions are given with a bold arrow, multiple reactions are indicated by a dashed line.

Current Opinion in Biotechnology 2019, 56:138–146 www.sciencedirect.com


Bioprotective lactic acid bacteria Siedler, Balti and Neves 141

Figure 2

Cell wall instability / permeability Proton gradient interference

Fatty acids Lactic acid


Peptides Acetic acid
CO2 Propionic acid
Reutericyclin
Peptides

yeast
Oxidative stress Enzyme inhibition

Hydroxy acids, CO2

Acrolein
• H2O2
OH
Enzyme Enzyme Enzyme

Competitive Non-competitive
inhibition inhibition

Current Opinion in Biotechnology

Different inhibitory mechanisms of the described compounds against spoilage organisms include membrane destabilization [15], proton gradient
interference [16–18], enzyme inhibition [14], and creation of reactive oxygen species [14,19]. Not all mechanisms are known in detail and some are
still under investigation.

by Lactobacillus casei Lu53 as a negative control [26]. produced in concentrations lower than their MIC value
Various combinations of the identified compounds were [26]. Combination of compounds as a solution to inhibit
used to evaluate their effect on conidial germination and spoilage organisms has also already drawn commercial
growth of the molds Penicillium corylophilum and Eurotium interest. For example, the combination of subinhibitory
repens. Some combinations presented the same activity as concentrations of diacetyl (0.05% w/v) and cinnamic
the bacterial culture supernatant thus confirming the aldehyde (0.0025% w/v) for inhibiting the growth of yeast,
involvement of the identified molecules in the antifungal moulds and bacteria has recently been patented (WO
activity. In short, the combination of lactic acid and acetic 2011095372 A1). Curiously, studies aiming at understand-
acid together with ethanol and hydrogen peroxide was ing the mechanisms underlying the combinatorial effects
sufficient to restore the inhibition phenotype. Interest- of antimicrobial compounds produced by LAB are scarce.
ingly, further addition of the other identified compounds Moreover, considering that many of these compounds are
(e.g. phenyllactic acid, hydroxyphenylllactic acid and weak organic acids it is even more surprising that the
azelaic acid) to the mixture decreased the antifungal effects are rarely examined under controlled conditions of
activity, suggesting that these compounds play no role pH. MIC values can be used to indicate inhibition poten-
in the inhibitory mechanism. Omitting acetic acid from tial, but direct comparison is often hindered as MICs are
the mixture resulted in even lower antifungal activity not measured under standardized conditions against the
[26]. Acetic acid was found in concentrations close to its same yeast or mould strains (Table 2). Even in the same
MIC values [27], while the other compounds were species, large variations in sensitivity towards a certain

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142 Plant biotechnology

Table 2

Compounds produced by lactic acid bacteria and their individual minimal inhibitory concentration (MIC) values against yeast, mould and
bacteria as well as the reported production concentration in LAB. The concentrations produced are highly dependent on the conditions
used and should only be considered as an indicator

Compound MIC yeast (mM) MIC mould (mM) MIC bacd Reference Produced (mM) Reference
(mM)
Lactic acid 278 274–405 2–11 [13,27,66] 55 [26]
Acetic acid 100 38–41; 0.5–14 [13,24,27,66,67] 5–40 [24,26,56]
80
8.3
Benzoic acid 10 1.27 a [68] 0.19 [69,70]
Azelaic acid 4.5 [71,72] 0.01 [26]
10.6–21.3
Succinic acid 200–500 [73] 29–300 [73,74]
Propionic acid 8.1 [24] 54 [75]
Formic acid 21–43 19.5 0.1–1.5 [24,66,76] 1.5–27 [24,39,74]
Ethanol 434 [77] 80 [57]
Diacetyl 1.45–2.9 0.005 0.005–0.011 [56] 0.15–0.7 [56]
0.7
Hydrogen peroxide 4.4–80 1–2 [78,79] 0.0006 [26]
Reuterin/Acrolein 8–50 [58]
a a
Reutericyclin 0.3–2.8 [18] 14 [80]
Cyclo(L-Phe-L-Pro) 0.08 [61]
3-Phenyllactic acid 50–500d, 55 [61,73] <7 [73,81]
0.57
4-Hydroxyphenyllactic acid 50-500 b [73] <7 [73]
3-Hydroxy fatty acids <0.46 <0.46 [15] 0.009 [15]
Indolelactic acid 24 [53] 0.02 [53]
2-Hydroxy-(4-methylthio)butanoic acid 66 [53] 0.029 [53]
2-Hydroxy-3-methylbutanoic acid 42 [53] 0.2 [53]
2-Hydroxy-4-methypentanoic acid 38 [53] 0.49 [53]
d-Dodecalactone 3.2–4.2 1.7–3.2 3.9–31 [65]
c
MIC50.
a
mM.
b
pH-dependent.
d
Bacteria.

molecule can occur, which makes the reproducibility of bacteriocins, have been extensively reviewed elsewhere
the assays in different laboratories very difficult [28]. [30,31]. AFPs are a subset of the larger group of antimi-
Especially, spoilage organisms obtained from a food crobial peptides (AMPs) [32]. AFPs are specific and active
source often have higher resistance towards for example, against fungal infections, and the target pathogens do not
lactic acid than another differently isolated ancestor [29]. develop resistance [33,34]. Until now, several AFPs have
To get a better understanding of the mechanisms behind been purified and identified from food protein hydroly-
the bioactive compounds and their synergistic or additive sates [35]. While some AFPs where derived from fermen-
effects, understanding of the physiology of common tation products, such as kefir and sour cream [36–38],
spoilage yeast and mould strains is needed. Additionally, many AFPs have been identified from sourdough fer-
for food applications other factors such as the impact of mented wheat germ [39], and Chinese traditional fermen-
the antimicrobial compound on the organoleptic proper- ted meat Dong (Nanx Wudl) [40]. Recently, Song et al.
ties of the fermented product need to be considered. For reported the purification of an active antifungal peptide
example, acetic acid is a well-accepted food preservative, TFNTPAMYVAIQAVLSLYASGR from spiny head
but it is unlikely that consumers will indulge in a fer- croaker (Collichthys lucidus) by-product fermentation
mented milk with a vinegar-like taste. [41]. The theoretical mass of this peptide was
2373.75 Da and it exerted a noticeable antifungal effect
Proteinaceous compounds against Pestalotiopsis sp. with MIC value of
Proteinaceous compounds produced by lactic acid bacte- 0.82 mg mL 1. Extensive studies have been done on
ria comprise ribosomal (RSPs) and non-ribosomal (NRPs) the antifungal activity of milk derived peptides and AFPs
peptides as well as peptides derived from enzymatic have been mostly identified in peptide fragments from
hydrolysis of proteins. In this review, we focus on anti- lactoferrin (Lf) [42]. Lactoferricin (Lfcin), the major
fungal peptides (AFPs) derived from the cleavage of food peptide derived from Lf, possesses an 18-residue loop
proteins, since ribosomal synthesized peptides, such as region with a disulphide bridge and many positively

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Bioprotective lactic acid bacteria Siedler, Balti and Neves 143

charged and hydrophobic residues [43]. Bellamy et al. mechanism alone or in combination with bioactive com-
reported that the primary antifungal mechanism of action pounds. LAB might be able to inhibit the growth of spoilage
of Lfcin appears to be through direct interaction with the organisms by efficiently using nutrients which would limit or
fungal surface and disruption of the fungal membrane even deplete the pool of essential nutrients in the growth
[44]. In addition, Lfcin causes dissipation of the proton medium. Honoré et al. measured the metabolite consump-
gradient across the cell membrane [43]. Another impor- tion by three L. paracasei strains and correlated the differ-
tant peptide is the Lf(1–11) peptide, which comprises the ences to growth inhibition [53]. The consumption of glucose
first 11 amino acid residues of the N-terminal region of Lf and glutamine by these Lactobacilli correlated inversely to
and exhibits antifungal activity against Candida albicans the growth of spoilage mould. In the human body, competi-
and Aspergillus fumigatus [45]. The mechanism of action of tive exclusion has been described as ‘nutritional immunity’,
Lf(1–11) also appears to rely on interactions with the where depletion of iron and zinc in specific body niches
fungal membrane, with important structural features results in inhibition of pathogenic fungal growth [54]. While,
including its highly cationic nature and the presence of the latter mechanism might not be active in lactic acid
hydrophobic valine (V6) and tryptophan (W8) residues bacteria, competition for other essential nutrients cannot
[46]. Isracidin (R1PKHP-IKHQG-LPEQV-LNENL- be ruled out even in nutrient rich raw materials. To what
LRF23) produced by the digestion of as1-casein with extent competitive exclusion plays a role in the different
chymosin at pH 6.4 is potently antimicrobial against both food matrices has not been studied in detail and its role on the
Gram-positive and Gram-negative bacteria [47]. Also, overall bioprotective mechanism remains to be elucidated.
Lahov and Regelson reported that isracidin protects mice
against C. albicans by stimulation of both phagocytosis and Conclusion
immune responses [48]. While many peptides derived LABs can produce a variety of compounds with antimi-
from milk proteins have been identified by cleavage with crobial activity. Of note, the amounts of individual com-
human enzymes found in the digestive system, for exam- pounds produced by LAB are often insufficient to sustain
ple trypsin and chymosin [49], not many studies have the inhibitory phenotype, which most likely arises from
been examined the proteases from LAB that contribute to synergistic or additive bioactivity from the combination of
AFP production. A recent study has identified a metallo- compounds. Thus, identification of new antimicrobial
protease from Lactococcus lactis involved in the production compounds is hampered by their occurrence in low
of a bioactive peptide SSSEESII from as2 of casein [50]. amounts in complex matrices. Furthermore, they may
Furthermore, a bioactive peptide (DMPIQAFLLY) not inhibit per se, which hinders the identification by
derived from cleavage of b-casein has been recently fractionation techniques. Thus, new approaches are
identified in sour cream containing L. rhamnosus and L. needed to identify and study these complex relations.
paracasei [38].
Furthermore, knowledge on the physiology of the spoilage
In addition to AFPs from milk and dairy products, AFPs organisms is required to understand the mechanisms
were identified in bovine blood and egg proteins. The behind the bioactive compounds. Beside small metabo-
peptide VNFKLLSHSLLVTLASHL (1992.401 Da) iso- lites, also peptides with antifungal activity have been
lated from the a-subunit of bovine hemoglobin strongly reported as resulting from LAB bioactivity. These antifun-
inhibited the growth of C. albicans [51]. Secondary structure gal peptides are not produced de novo by LABs, however,
derivatives of peptide fragments at the catalytic site of they are produced during proteolysis of proteins present in
chicken and human lysozymes were synthesized and tested their surrounding (e.g. wheat or milk proteins). This might
for antifungal activity against C. albicans [52]. These pep- be a co-evolutionary effect as it is beneficial for the mam-
tide fragments exhibited variable fungicidal activity. Lyso- mal, if its milk proteins can be cleaved to bioactive pep-
zyme, the full helix-loop-helix (HLH) domain (HP-full) of tides, preventing pathogenic organisms from growing.
human lysozyme and its C-terminal a-helix (HP-H2) all More studies should aim at understanding the synergistic
showed a strong fungicidal activity. On the other hand, the or additive effects and how the consortium of microorgan-
full HLH domain (CP-full) of chicken egg-white lysozyme isms as well as host proteins interact with each other.
was inactive against this fungus.

Competition for nutrients Conflict of interest statement


Solvej Siedler and Ana Rute Neves are employed at Chr.
Production of antimicrobial compounds is presumably the
Hansen A/S, a company that develops and commercia-
most widely used mechanism to inhibit spoilage organisms.
lizes bioprotective cultures.
However, considering that the concentrations of the antimi-
crobial compounds are often order of magnitudes below their
individual inhibitory concentration, it is plausible to specu- Acknowledgements
late that other mechanisms play a role. One such mechanism We acknowledge our colleagues in the Discovery function of the R&D
organization as well as the Application Department in Chr. Hansen A/S for
is competition for nutrients, where spoilage organisms and valuable discussions and sharing of results. We acknowledge Eric Johansen
LAB compete for the available nutrients, either as a for critical reading of the manuscript.

www.sciencedirect.com Current Opinion in Biotechnology 2019, 56:138–146


144 Plant biotechnology

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