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Original article
a r t i c l e i n f o a b s t r a c t
Article history: Stone-built Cultural Heritage is subjected to decay in urban environment over the centuries, due to sur-
Received 8 September 2017 face interaction and reaction with natural atmospheric agents and, particularly in the last centuries, air
Accepted 10 January 2018 pollutants. The Short wave Infrared (SWIR) characterisation of stone surface through portable instru-
Available online 9 February 2018
ments is attracting increasing interest in the field of Cultural Heritage. In this study, SWIR hyperspectral
investigation of carbonate rocks, undergoing acid attack under laboratory conditions was performed
Keywords: with the aim of providing useful quantitative information on the degree of sulfation of the surfaces of
IR reflectance
carbonate stone. Six marble and six travertine specimens were attacked by aqueous solutions of H2 SO4 at
Hyperspectral device
®
ASD Fieldspec 3
variable acid concentrations leading to the formation of gypsum. The reacted surfaces of stones were then
Stone damage investigated by a portable SWIR spectroradiometer. The resulting spectra were thus modelled through a
Gypsum full profile approach, in order to obtain a reliable and efficient fitting procedure. Thus, the SWIR charac-
Marble terisation of sulfated carbonate surfaces seems to be a promising, ready-to-use technique for monitoring
Travertine the conservation state of carbonate stone monuments (e.g. facades, statues). This method could provide
valuable support both for restoration practices and for continuous monitoring of stone alteration over
time, when assessing the best strategy of intervention and conservation against sulfation processes of
historical buildings.
© 2018 Elsevier Masson SAS. All rights reserved.
This work is focus on the capability of the hyperspectral tech- The impact of atmospheric agents and air pollution on Cultural
nique to give information on the degree of sulfation of the surfaces Heritage stone-built materials is a serious concern, as it potentially
of carbonate stone. This technique, recently introduced in the field threatens important parts of our history and culture. Atmospheric
of Cultural Heritage conservation, is completely non-invasive and pollution, frost and salt weathering are traditionally considered the
allows to gain spectral information in both the visible (VIS) and near major causes of building stone decay [1]. Main damages include sur-
infrared (NIR) regions using a portable spectroradiometer (ASD face corrosion, soiling and bio-degradation, with consequent loss
®
Fieldspec 3). The study is undertaken through the artificial alter- of details, blackening and formation of crusts on stone surfaces.
ation of carbonate stone specimen under laboratory conditions. In recent years, major changes in both the sources and amounts
of emissions of air pollution have deeply modified both the rate
and the extent of damage of historical buildings. The proficiency
of a combined study of meteorological parameters and air pollut-
ant distribution to unravel the role played by climate changes in
the weathering of stone buildings and monuments is attracting an
∗ Corresponding authors. Department of Earth Sciences, University of Florence,
increasing consensus among scientists [2,3]. Among the main com-
via La Pira 4, 50121 Florence, Italy.
E-mail addresses: vettori@icvbc.cnr.it (S. Vettori), francesco.dibenedetto@unifi.it ponents of air pollution, a reduction of the sulfur species (mainly
(F. Di Benedetto). SO2 ) and, at the same time, an increasing role of nitrogen and
https://doi.org/10.1016/j.culher.2018.01.006
1296-2074/© 2018 Elsevier Masson SAS. All rights reserved.
A. Suzuki et al. / Journal of Cultural Heritage 32 (2018) 30–37 31
Table 2
Main bands detectable for calcite and gypsum in the SWIR region (1200–2500 nm).
Mineral (nm) a
Type Group Assignment Ref.
with a tungsten filament and equipped with an Oxford INCA EDS obtained by Gaffey [25], who successfully refined the SWIR region
X-ray microanalysis, was used to analyse the six samples. of calcite spectra through a spectral decomposition in several
Gaussian contributions. With respect to that study, our fitting pro-
3.2. SWIR spectroscopy cedure differs because no preliminary normalization of the spectra
was carried out. This procedure was chosen to minimize any pos-
A field portable high-resolution spectroradiometer, ASD- sible numerical alteration of the original spectral features (namely,
®
FieldSpec 3, has been used to collect reflectance measurements. positions, intensities and widths of the bands).
The technical features of this spectroradiometer have been thor- The spectra of the standards (i.e. the marble M and gypsum gy1,
oughly described by Camaiti et al. [20]. Briefly, the FieldSpec Table 1) were fitted by a model described by the following equation
spectroradiometer is a compact instrument designed to acquire [25]:
VIS/NIR (350–1050 nm wavelength domain) punctual reflectance
spectra with a rapid scan: data collection times are of the order y () = a0 + a1 + a2 2 + a3 3 + FI () (1)
of ∼ 0.1 s for each spectrum. The SWIR portion of the spectrum is i=1,n
acquired with two scanning spectrometers. The first spectrome- where y() are the experimental SWIR data, a0 , a1 , a2 and a3 are
ter (SWIR1) operates in the range 900–1850 nm; the second one the polynomial coefficients of a cubic function (used to model the
(SWIR2) covers the region between 1700 and 2500 nm. The control- background), and Fi () are the Gaussian contributions, expressed
ling software automatically accounts for the overlap in wavelength by
intervals. The sampling interval for each SWIR region is about 2
−xc,i
2 nm, and the spectral resolution varies between 10 nm and 12 nm, −2
Ai wi
depending on the scan angle [20,24]. Field spectrometry typically Fi () = √ e (2)
requires the ambient solar illumination. In our case, however, we wi
⁄2
®
used the ASD-FieldSpec 3 spectroradiometer’s contact reflectance with Ai , wi , xc,i representing the intensity, width and cen-
probe (spot size of about 10 mm) with the internal light source tre of the i-th contribution, respectively. Spectra were fitted
(halogen lamp, 6.5 W; Fig. S3). in the region between 1630 and 2500 nm. This range was
®
The ASD-FieldSpec 3 measures the reflectance of a given target chosen to avoid/minimize spectral interference at wavelength
by comparing it with a reference material with known reflectance value < 1630 nm. Best fit was achieved by a non linear least squares
properties. We used as a reference the Spectralon (Labsphere, refinement, carried out under the Levenberg-Marquardt strategy,
Inc.), a polytetrafluoroethylene (PTFE) thermoplastic resin show- through the use of the Microcal Origin 9.0 software. The only free
ing approximately 100% reflectance across the entire spectrum. In parameters were: a0 , a1 , a2 , a3 , wi and Ai (i = 1,n). The number (n)
this study, white reference (Spectralon) has been acquired every and position (xc,i ) of all contributions were chosen on the basis
two sample spectra and, in order to minimise the spectral noise, of the bands described in the literature [25–27] in the considered
we registered 3 spectra (70 scans for each spectrum) for each sam- spectral region. In the 1630–2500 nm range, seven different bands
ple, averaging them. The standard deviation of the 3 spectra on the characteristic of calcite, listed in Table 2, occured between 1500
same specimens is estimated to be around 10−4 . Aiming at obtain- and 2500 nm. They arised from combination and/or overtones of
ing reflectance spectra corresponding to the same sampling area, the fundamental vibrations of the carbonate group [25,26]. More
we prepared transparency films masks to be correctly positioned complex is the situation for gypsum: in this phase, both OH/H2 O
on the study area using a suitable number reference points; the and sulfate groups have fundamental vibrations, from the combi-
masks were provided by holes having a diameter equal to the con- nation of which a band in the SWIR region can appear. Accordingly,
tact probe spot size (Fig. S4). The measurements were carried out 10 bands are assigned to gypsum (9 of which in the selected region,
on each sample before and after the acid attack. Table 2) [27]. As a consequence, calcite and gypsum spectral con-
tributions are quite well defined, largely due to the differences in
3.3. SWIR fitting procedure the main absorption bands at 2350 and 1950 nm, respectively.
Spectra of the sulfated specimens were fitted by a second model,
The interpretation of the SWIR spectra was based on a full- where the calcite and gypsum contributions were evaluated by
profile approach, i.e. simultaneously fitting bands and background weighing the best fit simulated contributions of the reference com-
by an opportune model. This procedure is based on the results pounds. This approach is justified by the additive properties of the
A. Suzuki et al. / Journal of Cultural Heritage 32 (2018) 30–37 33
Table 3
Results of the gravimetric analysis.
Fig. 1. Amount of formed gypsum on the sulfated carbonatic specimens: marble (in
SWIR spectroscopic signatures of calcite and gypsum [19,20]. The black) and travertine (in red).
background is still described by a cubic polynomial function. The
overall adopted function is:
4. Results
Table 4
Linear combination coefficients for calcite (kC ) and gypsum (kG ), with uncertainty
in brackets; least squares agreement factors (R2 ) are also reported.
Sample kC kG R2
5. Discussion
Fig. 5. Schematic representation of the interaction between the SWIR radiation and
the layered samples. The region investigated by the SWIR radiation during the mea-
surement is schematized by the dotted cylinder, where the grey region represents
the gypsum layer, and the white one that of calcite. hTOT = depth investigated by
SWIR; hG = the thickness of the gypsum layer.
sion of the reactants), the inlet of the fresh solution towards the
sample surface decreases. Indeed, the alteration process results
limited.
To have a clearer picture of the numerous factors concurring
to the final profile of the SWIR reflectance spectra, we can assume
a simplified model (Fig. 5), based on our experimental evidence.
Our results indicate that the sulfation process of a carbonate stone
(marble or travertine) surface results in a layered structure. Sup-
Fig. 4. Data of (a) kC and (b) kG versus the moles of the gypsum formed after the
attack, for travertine (full circles) and marble (open circles) specimens. Error bars posing that the thickness of the gypsum layer formed on the sample
for kC and kG . surface is uniform, and that the apparent density of the calcite sub-
strate and of the gypsum layer are homogeneous, the geometry of
the system can be described by two relevant parameters (besides
between kC for marble and travertine samples relies again in the
carbonate and sulfate apparent density): the depth investigated by
different porosities of the two lithotypes, which in turn reflect in
SWIR radiation (hTOT ), and the thickness of the gypsum layer (hG ).
different volumes sampled by the SWIR radiation (i.e. the pene-
The hG and hTOT values are in turn depending on numerous relevant
tration depth changes) and, ultimately, in the different amounts of
factors:
calcite contained in these volumes.
Concerning marble, the fact that the highest kC value (0.93,
M01 sample) is below the unity points to slight differences in the • the physico-chemical conditions of the acid attack, i.e. the molar-
matrix, the effect of which to the SWIR spectrum can be consid- ity of the H2 SO4 solutions and their viscosity, that apparently
ered unavoidable. Indeed, we assume hereafter that the uncertainty control the amount of gypsum formed, and then its thickness,
in the determination of kC is ± 0.1. The uncertainty of kG rela- hG ;
tive to the whole procedure can be estimated in a similar way. • the specific optical absorption coefficients, affecting hTOT , which
In the left side of the Fig. 4b, the discrepancy between gravimet- in turn depends on the composition of the sample surface as well
ric and SWIR evaluation of the gypsum content point again to a as on sample texture (porosity, crystal grain size, impurities, . . .)
± 0.1 units. [28].
5.2. SWIR parameter trends versus increasing gypsum content We stress that the porosity of the material substrate is a key fac-
and interpretation model tor deeply influencing the SWIR spectra: the higher the differences
in porosity between reference compounds and specimen, the larger
The plot showing the trend of kG versus the amount of gyp- the difference of the amount of the investigated phase (both calcite
sum (Fig. 4b) is characterised by a steep increase of the kG value and gypsum), detected by SWIR with respect to the amount of the
at relatively low gypsum contents, followed by an asymptotic same phase in the reference sample.
approach to a plateau for values close to 0.9. The origin of this From the above discussion, it appears that the quantitative
plateau is related to the presence of the gypsum layer (about 50 analysis of sulfation by using SWIR spectra is heavily influenced
microns), evidenced by SEM analyses, covering the altered sam- by matrix effects. An accurate choice of representative stan-
ples. We attribute the plateau to the occurrence of a passivation dard materials appears crucial to this aim. In the present case,
layer of gypsum over the carbonate surface, which prevents the where standards tailored to the specific features of the sam-
continuous increase of the film thickness. This process is in turn ples were available (i.e. M and gy1, Table 1), a straightforward
related to the increase of viscosity of the acidic solution with application for diagnostic purposes is achieved. In fact, by choos-
increasing of the H2 SO4 concentration. With increasing acid con- ing kG as the most relevant variable, our experimental results
centration, under the experimental conditions of the attack (the indicate that the degree of sulfation of a carbonate surface can
degradation of the carbonate surface is induced without stirring be monitored by kG values falling in one out of three possible
the solution, so that reaction is controlled only by the diffu- ranges:
36 A. Suzuki et al. / Journal of Cultural Heritage 32 (2018) 30–37
• 0 < kG < 0.25–degree of sulfation: low; tective layer in order to identify which procedure guarantees the
• 0.25 < kG < 0.50–degree of sulfation: moderate; smaller increase of sulfation on the surfaces investigated.
• kG > 0.5–degree of sulfation: high.
Such evaluations and comparisons are expected to be very useful
Since the estimate of the gypsum abundance at the carbonate when assessing the best strategy of intervention and conservation
surface is greatly dependent upon the differences in grain size, tex- against sulfation processes on our historical buildings.
ture, fabric, porosity existing between the reference and sample
matrix, it can be concluded that our SWIR based protocol gives Acknowledgements
its best results when these differences are minimised. Fully quan-
titative determinations will be thus available after having set up The Centro di Servizi di Microscopia Elettronica e Microanalisi
calibration procedures appropriate to the investigation subject (e.g. (MEMA), University of Florence, is acknowledged for kindly grant-
outdoor/indoor, flat/modelled). Conversely, the semiquantitative ing the use of the Scanning Electron Microscopy, as well as Mario
diagnostic tool here proposed can be considered as already mature Paolieri and Maurizio Ulivi are acknowledged for their assistance
for case studies as: in the same investigations. The Italian CNR is acknowledged for
support. FDB also benefited for departmental funding (ex 60%).
• surface cleaning, where the progresses or the effectiveness of a
cleaning procedure could be evaluated using our approach by
Appendix A. Supplementary data
acquiring spectra at different cleaning stages;
• monitoring of the alteration rate with time on stones exposed
Supplementary data associated with this article can be found, in
outdoor to atmospheric reactants (as e.g. the case of the façades
the online version, at https://doi.org.10.1016/j.culher.2018.01.006.
of historical buildings).
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