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ACKNOWNLEDGMENT
Finally, I thank the Almighty who gave me the courage and stamina to
confront all hurdles during the making of this project. Words aren’t sufficient to
acknowledge the tremendous contributions of various people involved in this
project, as I know ‘Words are Poor Comforters’. I once again wholeheartedly and
earnestly thank all the people who were involved directly or indirectly during this
project making which helped me to come out with flying colours.
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DECLARATION
work done by me under the supervision and guidance of Professor Ms. Golda
Sahoo, department of Law of Crimes, Tamil Nadu National law school and has not
formed basis for award of any degree or diploma or fellowship or any other title to
P.Prashanna Guruparan
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CONCEPT OF DURIS UNDER IPC
TABLE OF CONTENTS
RESEARCH METHODOLOGY
THE DEFENCES OF NECESSITY AND DURESS UNDER THE INDIAN PENAL CODE
JURISPRUDENCE PERSPECTIVES
CONCLUSION
BIBLIOGRAPHY
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INDIAN PENAL CODE:
The Indian Penal Code (IPC) is the main criminal code of India. It is a comprehensive
code intended to cover all substantive aspects of criminal law. The code was drafted in 1860 on
the recommendations of first law commission of India established in 1834 under the Charter Act
of 1833 under the Chairmanship of Thomas Babington Macaulay. It came into force in British
India during the early British Raj period in 1862. However, it did not apply automatically in the
Princely states, which had their own courts and legal systems until the 1940s
The world is full of situations which are such that the interests of one party can be
advanced only at the expense of the interests of another. These are called competitive interests.1
The British, Indian and American legal systems use conditional liability to accommodate for
such things as competitive interests. If someone commits a wrongful act in order to avoid an
dependent or someone closely connected with him, the person who acts commits the act without
In such a circumstance it would unfair on the part of law to expect that man to suffer the
risk and it would also be unfair of the law to treat him at par with the criminal who harms
someone with the evil intention and under no abovementioned mitigating circumstances2.
agents. The fact that the defendant broke the law in mitigating circumstances may be a ground
for reducing or cancelling punishment, but it is not necessarily a defence that prevents conviction
1
Feinberg, Joel, Harm to Others, Vol 1, Oxford Univ Press: New York, 1984
2
Sistare, C.T., Responsibility and Criminal Liability, Kluwer Academy: Dordrecht, 1989
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but there are certain situations such as necessity and duress among others when the defendant is
OBJECTIVES:
The object of this research paper is to analyze the validity and consequently extent and
scope of the defences of duress in Common Law and under the Indian Penal Code.
The scope was fairly wide because particularly in the case of the defence of duress there
REQUIREMENTS
The defences are restricted to cases where the threat or danger is of the death or of the serious
injury of the person himself or his near and dear ones3. Threats to property or to reputation have
been held to be insufficient by the courts4. In Stean’s case5 it was held that the threat of false
It is felt that it is strange to fix a degree of danger since the seriousness of the threat may vary
according to several other considerations. A dire threat should be necessary to excuse a person
who caused a grave harm, but it does not follow that some lesser threat should not be sufficient
It is held that the test to determine the danger is the “sober person of reasonable firmness” test
The full test is that of a “sober person of reasonable firmness sharing the characteristics of the
defendant” that allows the court to take account of the age, sex, and physical health while
3
DPP for Northern Ireland v. Lynch, [1975] AC 653
4
Valderamma-Vega, [1985] Crim LR 220
5
[1947] KB 997.
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excluding factors that have a direct bearing on the ability to resist threats. It must be noted that
age, sex and physical health are objective factors. It must also be noted that physical health is
taken into account and not mental health. This raises the question whether a defence based on
concessions to human weakness does not operate harshly against relatively timorous people
caught up in desperate situations, and whether it should not be possible to modify the standard to
Another objective element is that the defendant is not entitled to be judged on the facts as he
believed them to be. The Court of Appeal in Graham held that the test for duress is whether, as a
result of what the defendant reasonably believed that the duresser had said or done, he had good
cause to fear death or serious injury. The court used the expression “but for the circumstances he
The threat must be present and not a remote threat or future harm. This is the significance of
Hudson and Taylor [12] in which the Court of Appeal held that it is not necessary that the threat
Duress subject to the doctrine of prior fault. In Sharp the defendant joined a gang of
robbers, participating in crimes where guns were carried but when he tried to withdraw he was
himself threatened with violence. The Court of Appeals held that the defence of duress is
unavailable to anyone who voluntarily joins a gang “which he knows might bring pressure on
him to commit an offence and was an active member under such pressure.” Although the words
6
. Alldridge, “Developing the defence of duress”, [1986] Crim LR 433; K.J.M. Smith,”Must Heroes Behave
Periodically?”, [1989]
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“which he knows” are used this is an objective principle because out here he is expected to be a
reasonable person.
People frequently act in a certain way because they feel under intense pressure, but that
does not mean we treat them as not responsible for those actions. A confluence of economic and
social pressures may occasionally lead a person to believe that there is no choice but to act in a
certain way. The courts have always opposed this line of argument7 but there is no easy
distinction (in terms of pressure experienced) between direct threat, dangerous emergencies and
other forms of moral involuntariness. This argument might fit with the “person of reasonable
firmness” test on the argument that it is unfair to expect the defendant to resist pressure which a
reasonably steadfast citizen would not have resisted. Thus factors such as immediacy and
The Defences of Necessity and Duress under the Indian Penal Code
The Indian Penal Code has two sections that specifically deal with the two defences of duress
and necessity. However there are differing schools of thought with regard to the manner in which
the penal code incorporates these defences. While some authorities consider that s.94 specifically
deals with duress and s.81 with necessity other authorities hold that the two sections are
supplemental and have to be read together to establish any one of the defences.
Section 81 states “Nothing is an offence merely by reason of its being done with the knowledge
that it is likely cause harm, without it being done without any criminal intention to cause harm,
and in good faith for the purpose of preventing or other harm to person or property.”
7
DPP v. Pittaway, [1994] Crim LR 600
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The ingredients are
1) No Criminal Intention
2) Good Faith (Good Faith is defined in s.52 which states “Nothing is said to be done or believed
on good faith which is done or believed without due care and attention”)
The good faith ingredient introduces proportionality as a requirement for that defence. The harm
Section 94 states “Except murder and offences against the state punishable by death, nothing is
an offence which is done by a person who is compelled to do it by threats, which, at the time of
doing it, reasonably cause apprehension that instant death to that person will otherwise be the
consequence, provided that the person doing the act did not of his own accord, or from a
reasonable apprehension of harm to himself short of instant death, place himself in the situation
At first glance it appears that s.81 deals exclusively with the defence of necessity and s.94 deals
exclusively with the defence of duress however it should be noted that most circumstances of
duress would satisfy the requirements under s.81 because the latter section is framed more
broadly. Moreover s.94 only encompasses threats to the person himself, what if his near and dear
ones are threatened? In that case is a defence available under s.81? The common law
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understanding is that the necessity must be by reason of non-human events or factors and duress
by human threats and thus the common law answer would be no! However according to the
Indian Penal Code I see no reason to exclude the possibility of the use of s.81 when you’re near
and dear ones are threatened. Thus s.81 encompasses the defence of necessity and some
circumstances of duress when the threat is not to oneself but to near and dear ones and also when
the threat is not of instant death. However s.94 is narrow and only encompasses the elements of
duress.
The Defences of Duress: Common Law and Indian Criminal Jurisprudence Perspectives
Introduction
The above maxim means “An act which is done by me against my will is not my act and
hence I am not responsible for it.” It sums up the reasoning of the defence which is that the
defendant was put under pressure to do the act and thus did not do it willfully so should not be
Duress is a well-established defence - where the accused is threatened with serious violence or
instant death9 as in the case of the Indian Penal Code (s.94) unless she/he commits a crime, then
generally this amounts to a total defence to the crime committed and the defendant is entitled to
be acquitted10. It is a full defence - in Hudson and Taylor11 (1971), the accused were two girls
8
Gaur, K.D., A Textbook on the Indian Penal Code, Oxford and IBH: New Delhi, 1992, p.143.
9
Devji Govindji, (1895) 20 Bom 215
10
http://devgan.in/ipc/section/94/
11
(1971) 2 All E.R. 244
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who committed perjury, having been threatened to be ‘cut up’ if they did not do so. The
convictions were quashed on the grounds that the defence of duress was valid.
The defendant has the mens rea to commit the offence and is also treated as acting voluntarily.
Duress then is a true defence where the accused is raising issues over and above the elements of
the offence itself which excuse the offence. From the position of moral revenge, faced with the
choice of two evils, the accused is not to be blamed for choosing to break the law - she/he is less
morally blameworthy that a person who exercises free choice and then commits a crime. Equally
from the position of deterrence, if a person of reasonable strength of character would not have
resisted these threats, then it is difficult to see that punishing this defendant would deter anyone
else or encourage resistance. However it can be argued that this ‘concession to human frailty’
should not be regarded as a defence but as a factor in mitigation of sentence- after all
Burden of Proof
In Common Law though the defendant does not have to prove duress, she/he must cite evidence
sufficient to raise the issue in order for it to be left to the jury. The burden of disproving it
beyond reasonable doubt rests on the prosecution. In Indian Criminal Law duress comes under
the chapter of general defences. Section 105 of the Indian Evidence Act, 1872 states “when a
person is accused of any offence, the burden of proving the existence of circumstances bringing
the case within any of the General Exceptions in the Indian Penal Code [45 of 1860], or within
any special exception or proviso contained in any other part of the same Code, or in any law
defining the offence, is upon him, and the Court shall presume the absence of such
circumstances.” Thus the burden of proof is upon the defendant to show that he was under
duress.
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The test in duress is a dual one and can in that sense is compared to provocation, as it
incorporates both subjective and objectives aspects. Was the accused’s will overborne by the
threat and would a person of reasonable firmness have responded in a similar way. In Graham12
(1982) the accused was a homosexual living with his wife and a man. He was taking drugs for
anxiety. The other man, a violent person, was jealous of the wife and at his suggestion, he and
Graham killed the wife. Graham had been threatened but the Court of Appeal held that it did not
matter that his fortitude was weakened by drugs since a sober person would not have given way.
Lord Lane said that there must be a well-founded (i.e. on reasonable grounds) fear to which a
sober and reasonable person, possessing similar but permanent characteristics of the accused and
of reasonable fortitude would have given way. This is supported by the House of Lords in Howe
13
(1987)
The test has thus been imported from provocation - note the differences in both cases from
mistake since the belief in the threat must be based on reasonable grounds and it takes no
account of the position of a weak-willed individual. A mistaken and unreasonable belief that you
are being under duress would be no defence whereas a mistaken and unreasonable belief that you
are under attack and need to defend yourself would be a defence. The English draft Criminal
THREATS OF WHAT?
In Common Law the threat must be of (at least) serious violence- the s.94 of the Indian
Penal Code clearly states that the threat must be of instant death. Thus a threat to expose an
12
[1982] 1 WLR 294
13
[1987] AC 417
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accused’s immorality or financial position is insufficient both under the Penal code and Common
Law. In Valderrama-Vega[32] (1985) the accused was importing cocaine from Colombia and he
was threatened not only with death unless he complied but also with exposure of his
homosexuality and financial irregularities. The trial judge directed the jury that they should be
concerned solely with the death threat and this was upheld though the Court of Appeal was
unhappy with ‘solely’. The threat need not be the sole cause but must be the ‘sine qua non’ of the
accused’s acts
In R v. Hudson and Taylor, Hudson and Taylor raised the defence of duress to the
charge of giving false evidence. They said that they had been threatened with death. The charge
was dismissed.
THREATS TO WHOM?
Under Common Law the threats can be against the accused or against the family or close
associates -in Ortiz14 it was assumed that a threat to a wife and child was sufficient – However
under s.94 of the Indian Penal Code the threat can only be against the defendants self however as
it had been argued if s.81 is allowed to accomodate cases of duress where the threat to the family
or loved ones then it would be more appropriate and more akin to the common law principle.
15
If the accused has joined some association (criminal, terrorist) where threats to commit
offences could reasonably be foreseen, then she/he cannot rely on the defence - Fitzpatrick
(1971) - and this has been accepted by English court as in Sharp16 (1987) and Shepherd (1987).
14
(1986) 83 Cr App R 173.
15
Sanlaydo, (1933) 35 Cr LJ 262
16
[1987] QB 853
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S.94 of the Indian Penal Code clearly disqualifies from using the defence anybody who has put
In Shepherd the accused was involved in shop burglaries - he sought to withdraw but was
threatened by his accomplice who in fact assaulted him at the court while the case was awaiting
trial. Though the defence was withdrawn from the jury at the trial, the Court of Appeal held that
if it was an enterprise where violence was not involved but unexpectedly materialized, then it
should have been left to the jury. It was a question of fact as to the accused’s knowledge of his
accomplice, the nature and timing of the threats and the persistence of the offences. Compare this
with Sharp where the accused was a member of a gang which used firearms to rob post-offices -
the defence of duress was correctly withdrawn from the jury since the accused had voluntarily
DURESS.
In Karu Mansukh Gond v. Emperor it was held that murder does not include abetment to murder
and thus such abetment could be excused under s.94. In Bachanlal19 the defendant caused the
disappearance of the evidence of murder under fear of instant death and he was excused. Under
common law in Lynch(1975) the defendant was ordered by members of the IRA to drive to a
garage where they shot and killed a policeman. The accused claimed that he knew the principal
17
Gemone, Marise and Herring, Jonathan, Criminal Law, 2nd Edn., Macmillan: London, 1998
18
Note: Duress and Murder”, 19 CLQ 161
19
1957 Cri LJ 344
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was a violent person who would shoot him if he did not obey. The House of Lords quashed the
conviction and ordered a re-trial. However in Howe, the House departed from this and ruled that
duress was not a defence to an accessory. The outcome of the decision can be seen with ‘proxy
bombings’ where a gun is put at someone’s head and they are ordered to drive a vehicle packed
with explosives to a particular destination. If someone is then killed, that person has no defence
to murder even though they are morally innocent. The House suggested that this could be dealt
A defence would be required only if the prosecution has established the necessary ingredients of
the offence i.e. actus rues and the mens rea. However this does not exclude the possibility that
evidence of compulsion could show that the accused lacked the necessary mens rea for the
offence. It is accepted in law that whether or not the accused puts forward duress as his
defence… evidence of subjection to the power of another in the form of personal violence, ill-
usage or threats of the same is always relevant to the issue whether or not the accused had the
specific intent required. It must be remembered that to have to do and to mean to do are two
different things and that in cases of duress a person has to do and does not mean to do. Thus
though there may be some degree of mens rea in an offence committed under duress there is not
20
Where the accused helped in removal of the dead body of a person after the murder of
such person by the accused’s master, under the threat of the master to kill him if he
20
PSA Pillai, The Criminal law Lexis Nexis 12th edition 1956 pg no 135
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refused to help him in the disposal of the dead body, the accused who would have
DURESS.
In Abbott 22(1977) the accused was ordered by Malik, head of a Trinidad commune, to kill a
woman. He did so because he feared that if he disobeyed Malik and he would be killed. The
Privy Council ruled that there was no defence - Lord Salmon’s judgment was based on the policy
grounds that such a defence would be a ‘charter for terrorists, gang leaders and kidnappers…’
There is however a strong dissent from Wilberforce and Edmund Davies who argue that there is
little foundation for the automatic exclusion of this defence, even for murder. Once the defence
This position is supported in Howe - a person should die rather than take the life of an innocent.
Hailsham also uses the international terrorist card that if a reasonable person would not have
resisted such threats, why does the conviction of the accused assist the fight against such
organisations?
21
Emperor v Antar Air 1925 All 315
22
[1977] AC 755
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Attempted murder
This was decided by the House of Lords in Gotts 23(1991) which used dicta by Griffiths
in Howe and concluded that duress was not a defence to attempted murder. The justification was
that murder was deliberate and intentional and so the fact of failure made no difference. The state
of mind for murder was the same as for attempted murder and the same policy reasons applied in
denying the defence. This still leaves open whether duress is a defence to conspiracy or
incitement to murder - Lord Lane in the Court of Appeal in Gotts suggested that it did apply
since these offences were further away from the full offence than attempt24.
25
As regards the second exception i.e. offence against the state punishable with death,
where compulsion is not an excuse from criminal liability, there is only one offence against the
state in the IPC, which is punishable with death. The offence of waging or attempting to wage a
war on abetting such war against the Government of India under s.121 IPC, is alone punishable
with death. The exception has presumably been introduced on the assumption that an individual
should place the sovereignty of his war against the state. The fact that a gun was pointed at him
and had he not waged a war, he would have been killed; is not an excuse.
It is submitted that the Indian Penal Code though accommodative of the defence of duress does
not deal with the offences appropriately. A reading of Section 94 makes it clear that the defence
23
[1992] 2 AC 412.
24
Gardner, Simon, “Duress in Attempted Murder”, 107 LQR 389
25
PSA Pillai, The Criminal law Lexis Nexis 12th edition 1956 pg no 135
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is only open in cases where the threat is to one’s own self and not to ones near and dear ones.
However this problem can be avoided if a wide interpretation is given to s.81 and the
abovementioned cases of threats to near and dear ones can be included under s.81. However it is
submitted that a change is due. S.94 should be exhaustive of the defence of duress and s.81
should be exhaustive of a defence of necessity and cases where it is a valid defence. These two
sections have not been worked by the lawyers and the courts so tremendous reliance has been
placed on common law sources even by the Indian Criminal Law academicians. In my opinion
the emphasis should be placed on appropriate “duress” legislation. In several common law
The English Draft Code of 1985 provides that a person has a defence of duress with respect to
an act if
(i) That a threat has been made to kill or cause serious injury to himself or another if the act is
(ii) That the threat will be carried out immediately if he does not do the act or, if not
(iii) That there is no other way of preventing the threat being carried out; and
(b) The threat is one which in all the circumstances (including any of his personal characteristics
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(i) It is an affirmative defence that the actor engaged in the conduct charged to constitute an
offence because he was coerced to do so by the use of , or a threat to use, unlawful force against
his person or the person of another, that a person of reasonable firmness in his situation would
(ii) The defence provided by this Section is unavailable if an actor recklessly places himself in a
situation in which it was probable that he would be subjected to duress. The defence is also
Duress: No one is liable for committing a crime in reasonable response to threats of immediate
serious harm to himself or another person unless he himself purposely causes the death of, or
It is submitted that the tests for determining the immanency and danger of a threat should not be
purely objective and the court should not rule out looking into personal characteristics. The
2) Response to threat
Perception of the threat is highly subjective in itself and unnecessary effort should not be made
In the case of response to threat the objective test should be used. The question should be asked
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With regard to the causing of death it is submitted that the defences of both necessity and duress
There is always debate on the subject that whether these defences should be available for
certain offences and whether they should be available at all. Indian Criminal jurisprudence has
not contributed much to understanding in the area of the general defences of necessity and
duress. The Indian Penal Code incorporates the provisions s.81 and s.94 to provide for such
circumstances. However the law in this regard is wholly borrowed from the common law
understanding. Common law has worked hard on defining and limiting the scope of these
defences and there is an excess of notable cases to this effect from which notable inputs to the
The British Law Commission has recommended a shift that would dismantle several of the
objective tests. According to them the basis of the defence should be the defendants belief that
such a threat has been made (no reasonable requirement) , the defendants belief that the threat
would be carried out before he could obtain “effective protection” (no requirement to avail
himself of a reasonable opportunity), and proof that the threat was one “which in all
resist. The counterweight to balance these benefits for the defendant is the placing of the burden
As mentioned in the introduction there is also a view that the defences of duress should be done
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The British Law Commission says that duress should be defence for murder with shifted burden
of proof. Some says that intentional killing of human being can never be excused. Duress has
CONCLUSION:
Over a period of time several views have been expressed about the status of these defences and
questions have been raised as to whether these defences should be exonerating (totally excusing)
problem. Their general approach is to maintain that the stronger the temptation or pressure to
commit a crime the stronger the laws threat should be in order to counterbalance it. This is to
strengthen resolve under pressure. However even Bentham admitted that penalties and
The concept of utilitarianism insists that the defences should be done away with because over a
period of time in a world where social and economic pressures are increasing there would be a
Finally put forth are the proposed changes in the Indian Penal Code.
“Except murder, and offences against the state punishable with death, nothing is an offence
which is done by a person who is compelled to do it by threats, which at the time of doing it,
26
Gotts, [1992] 2 AC 412
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cause apprehension that instant death or grievous hurt to that person or another in whom he is
BIBLIOGRAPHY
CASES REFERRED:
[1947] KB 997.
[1987] AC 417
[1987] QB 853
[1977] AC 755
[1992] 2 AC 412.
Feinberg, Joel, Harm to Others, Vol 1, Oxford Univ Press: New York, 1984
Sistare, C.T., Responsibility and Criminal Liability, Kluwer Academy: Dordrecht, 1989
Alldridge, “Developing the defence of duress”, [1986] Crim LR 433; K.J.M. Smith,
“Must
PSA Pillai, The Criminal law Lexis Nexis 12th edition 1956 pg no 135
Gaur, K.D., A Textbook on the Indian Penal Code, Oxford and IBH: New Delhi, 1992,
p.143.
Gemone, Marise and Herring, Jonathan, Criminal Law, 2nd Edn., Macmillan: London,
1998
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