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Ethnic Differences in the Prevalence and Risk

Factors of Diabetic Retinopathy


The Singapore Epidemiology of Eye Diseases Study
Gavin S. Tan, MD, FRCSEd,1,2,3 Alfred Gan, MSc,1 Charumathi Sabanayagam, PhD,1,2,3
Yih Chung Tham, PhD,1 Kumari Neelam, MD,1,4 Paul Mitchell, MD, PhD,5 Jie Jin Wang, PhD,3
Ecosse L. Lamoureux, PhD,1,3 Ching-Yu Cheng, MD, PhD,1,2,3 Tien Y. Wong, MD, PhD1,2,3

Purpose: To evaluate the prevalence and risk factors for diabetic retinopathy (DR) in the Singapore Epide-
miology of Eye Diseases (SEED) Study.
Design: Population-based, cross-sectional study.
Participants: Persons of Malay, Indian, and Chinese ethnicity aged 40þ years, living in Singapore.
Methods: Diabetes was defined as nonfasting plasma glucose 200 mg/dl (11.1 mmol/l), glycated hemo-
globin A1c (HbA1c) >6.5%, self-reported physician-diagnosed diabetes, or the use of glucose-lowering medi-
cation. Retinal photographs, were graded for the presence and severity of DR using the modified Airlie House
classification system.
Main Outcome Measures: Diabetic retinopathy, diabetic macular edema (DME), vision-threatening diabetic
retinopathy (VTDR), defined as the presence of severe nonproliferative or proliferative DR, or clinically significant
macular edema (CSME).
Results: Of the 10 033 subjects, 2877 (28.7%) had diabetes and gradable photographs for analysis. The
overall age-standardized prevalence (95% confidence interval [CI]) was 28.2% (25.9e30.6) for any DR, 7.6%
(6.5e9.0) for DME, and 7.7% (6.6e9.0) for VTDR. Indians had a higher prevalence of any DR (30.7% vs. 26.2% in
Chinese and 25.5% in Malays, P ¼ 0.012); a similar trend was noted for any DME (P ¼ 0.001) and CSME (P ¼
0.032). Independent risk factors for any DR were Indian ethnicity (odds ratio [OR], 1.41; 95% CI, 1.09e1.83, vs.
Chinese), diabetes duration (OR, 1.10; 95% CI, 1.08e1.11, per year), HbA1c (OR, 1.25; 95% CI, 1.18e1.32, per
%), serum glucose (OR, 1.03; 95% CI, 1.00e1.06, per mmol/l), and systolic blood pressure (OR, 1.14; 95% CI,
1.09e1.19, per 10 mmHg). Diastolic blood pressure (OR, 0.74; 95% CI, 0.65e0.84, per 10 mmHg increase), total
cholesterol (OR, 0.87; 95% CI, 0.80e0.95, per mmol/l increase), and low-density lipoprotein (LDL) cholesterol
(OR, 0.83; 95% CI, 0.74e0.92, per mmol/l increase) were associated with lower odds of any DR. Risk factors were
largely similar across the 3 ethnic groups.
Conclusions: Indian Singaporeans have a higher prevalence of DR and DME compared with Chinese and
Malays. Major risk factors for DR in this study were similar across the 3 ethnic groups. Addressing these risk
factors may reduce the impact of DR in Asia, regardless of ethnicity. Ophthalmology 2017;-:1e8 ª 2017 by the
American Academy of Ophthalmology

Diabetic retinopathy (DR) is the most common ocular of disparities in socioeconomic status and healthcare access,
complication of diabetes mellitus and the leading cause of and a differential contribution of traditional risk factors for
visual loss in working-age adults in the developed world.1e3 DR such as poor glycemic blood pressure control and
There is an increasing prevalence of diabetes in Asia, duration of diabetes. Few studies have examined whether
particularly in India and China.4e7 The global prevalence of ethnicity is an independent risk factor for DR. Although it
DR among persons with diabetes is estimated at 34.6%, with has been reported that there is no ethnic difference in the
10.2% having vision-threatening levels of DR, although the association of glycated hemoglobin with retinopathy,15
rates vary widely between countries and ethnic groups nevertheless, there are still limited data on ethnic
globally.8 differences in risk factors for DR. Understanding ethnic
Previous work has observed racial/ethnic variation in the differences in the prevalence and risk of DR will allow
prevalence of DR.9e11 For example, in Western pop- better planning of public health measures and designing of
ulations, ethnic blacks and Hispanics have a higher preva- ethnicity-specific approaches to the management of DR.
lence of DR and diabetic macular edema (DME) than Singapore, comprising people of Chinese, Malay, and
whites.10,12e14 These variations may reflect a combination Indian origin, the 3 major ethnic groups in Asia, provides a

ª 2017 by the American Academy of Ophthalmology https://doi.org/10.1016/j.ophtha.2017.10.026 1


Published by Elsevier Inc. ISSN 0161-6420/17
Ophthalmology Volume -, Number -, Month 2017

unique opportunity to examine possible ethnic differences in Risk Factor Measurements and Definitions
DR in Asians. Thus, the aim of this study is to compare the
All participants underwent a detailed interview: information on
prevalence and risk factors of DR in the 3 main ethnic socioeconomic status (education, income, housing status), lifestyle
groups in Singapore. risk factors (smoking and alcohol consumption), medication use,
and self-reported history of diabetes, hypertension, and cardio-
Methods vascular disease (myocardial infarction, stroke) was collected.
Educational level was categorized into 4 groups (polytechnic/uni-
versity, secondary education, primary education, and no formal
Study Design and Population education); monthly individual income level was categorized into 2
The Singapore Epidemiology of Eye Diseases (SEED, groups (<Singapore dollar [S$]<1000 and S$1000); and housing
2004e2011) Study is a population-based study that included 3 type was categorized into 2 groups (4-room Housing Develop-
major ethnic groups in Singapore: Malays (2004e2006), Indians ment Board flat vs. 5-room Housing Development Board flat or
(2007e2009), and Chinese (2009e2011).16,17 The study adhered private apartment/house). Height was measured using a wall-
to the Declaration of Helsinki, and ethics approval was obtained mounted tape and weight with a digital scale (SECA, model 782
from the Singapore Eye Research Institute Institutional Review 2321009; Vogel & Halke, Hamburg, Germany). We defined body
Board. On the basis of an age-stratified random sampling strategy, mass index (BMI) as weight divided by the square of height in
5000 Malays, 6350 Indians, and 6752 Chinese names were meters (kg/m2). Blood pressure was measured using a digital
selected. Of these, 4168 Malay, 4497 Indian, and 4605 Chinese automatic blood pressure monitor (Dinamap model Pro100V2;
individuals were deemed eligible to participate. The “ineligible” Criticon GmbH, Norderstedt, Germany), following the protocol
persons included those who had moved out from the residential used in the Multi-Ethnic Study of Atherosclerosis.10 Hypertension
address, had not lived there in the past 6 months, or were deceased was defined as systolic blood pressure 140 mmHg, diastolic
or terminally ill. A total of 3280 Malays (response rate: 78.7%), blood pressure 90 mmHg, or use of antihypertensive
3400 Indians (75.6%), and 3353 Chinese (72.8%), aged 40 to 80þ medication. Nonfasting venous blood samples were drawn and
years, participated in this population-based study. The study aimed sent for analysis of serum lipid levels (total cholesterol, high-
to examine an approximately equal number of participants from density lipoprotein cholesterol, and low-density lipoprotein
each ethnic group to provide robust comparable data across [LDL] cholesterol), hemoglobin A1C, creatinine, and glucose at
ethnicity. All participants underwent standardized clinical and the National University Hospital Reference Laboratory on the same
ocular assessment, questionnaire interview, and blood biochemical day. Diabetes was defined as casual plasma glucose 200 mg/dl
analyses. (11.1 mmol/l), self-reported physician-diagnosed diabetes or gly-
cated hemoglobin A1c (HbA1c) >6.5%, and use of glucose-
Retinal Photography and Diabetic Retinopathy lowering medication in accordance with the recommendation by
the American Diabetes Association.21 A participant was considered
Assessment to have type 1 diabetes if the participant was aged <30 years when
Two-field, 45-degree digital retinal photography was undertaken diagnosed with diabetes and was receiving insulin therapy with no
using a standardized protocol.10,18 After pupil dilation, 1 retinal other hypoglycemic medication history. Hyperlipidemia was
photograph centered at the optic disc (Early Treatment Diabetic defined as total cholesterol of 6.2 mmol/l or use of lipid-
Retinopathy Study [ETDRS] field 1) and another centered on the lowering drugs. Chronic kidney disease (CKD) was defined as
macula (field 2) were taken from both eyes using a digital retinal an estimated glomerular filtration rate (eGFR) of <60 ml/min per
camera (Canon CR-DGi with a 10-D SLR back; Canon, Tokyo, 1.73 m2, measured from serum creatinine.22
Japan). Photographs were sent and graded at the University of
Sydney by graders trained by the Blue Mountains Eye Study Statistical Analysis
principle investigator (P.M.), based on the modified Airlie House
Classification Scheme of the ETDRS.10,18,19 Diabetic retinopathy Analyses were performed using Stata version 14.2 (StataCorp LP,
was considered present if any characteristic lesion was present: College Station, TX) and R version 3.2.1 (Foundation for Statis-
microaneurysms, hemorrhages, cotton wool spots, intraretinal tical Computing, Vienna, Austria). We calculated the overall and
microvascular abnormalities, hard exudates, venous beading, and ethnicity-specific prevalence of any DR, and DME, VTDR, and
new vessels. Severity of DR was graded according to a scale CSME in those with diabetes. Age-standardized prevalence esti-
modified from the Airlie House classification system: Retinopathy mates were calculated by the direct method using the 2010
severity was categorized into minimal nonproliferative DR Singapore population census as the standard population. Charac-
(NPDR) (levels 15e20), mild NPDR (level 35), moderate NPDR teristics of participants by any DR were compared using the t test
(levels 43e47), severe NPDR (level 53), and proliferative DR for continuous variables (e.g., age and BMI) and chi-square test or
(PDR) (levels >60). Fisher exact test for categoric variables (e.g., hypertension and
Diabetic macular edema was defined as hard exudates in the ethnicity), as appropriate.
presence of microaneurysms and blot hemorrhage within 1 disc The associations of potential risk factors with the presence of
diameter from the foveal center or presence of focal photocoagu- any DR in diabetic individuals as a whole, and within each ethnic
lation scars in the macular areas. Those with DME were further stratum, were analyzed in separate logistic regression models that
divided into cases with clinically significant macular edema adjusted for (1) age and gender, and (2) additionally known
(CSME), defined as DME within 500 mm of the foveal center or if metabolic and socioeconomic risk factors of DR, including BMI,
focal photocoagulation scars were present in the macular area. HbA1c, systolic blood pressure, diabetes duration, income
Vision-threatening diabetic retinopathy (VTDR) was defined as the (<S$2000), housing types (4 rooms or smaller), and education
presence of severe NPDR, PDR, or CSME using the Eye Diseases levels (primary school or below). Where a variable was overall
Prevalence Research Group definition.20 For every participant, the found to be significantly associated with DR after multivariable
severity score of the worse eye was used for the analyses. If an eye adjustment, an expanded model that included multiplicative pa-
was ungradable, the score for the fellow eye was used to define rameters of the variable with ethnicity was used to test for signif-
these outcomes. icant interactions with ethnicity. Similar multivariable model

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Ethnicity Is a Risk Factor for DR

adjustments were applied to identify risk factors independently higher HbA1c, higher serum glucose, higher systolic blood
associated with any DME and VTDR, respectively. Last, to eval- pressure, lower diastolic blood pressure, lower total cholesterol
uate whether the higher prevalence of all 3 conditions in Indians and LDL cholesterol, CKD, and lower education were
could be explained by additional cardiovascular and renal risk independently associated with higher odds of any DR.
factors, we examined the change in each odds ratio (OR) after Vision-threatening diabetic retinopathy showed similar risk
further adjusting for mean arterial blood pressure, antihypertension factors to DR and was associated with a previous stroke and
medication use, total cholesterol, high-density lipoprotein choles- smoking but not with total and LDL cholesterol, education, or
terol, LDL cholesterol, serum glucose, smoking status, alcohol use, ethnicity. Likewise, DME showed generally similar risk factors to
myocardial infarction history, stroke history, and eGFR. All effect that for any DR and was associated with lower high-density lipo-
estimates were presented with 95% confidence intervals (CIs), and protein, higher serum triglycerides, and history of stroke, but not
statistical significance was defined as P < 0.05 in 2-sided hy- associated with total and LDL cholesterol, or education (Table 4).
pothesis tests. We evaluated the factors that may explain the higher prevalence
of DR among Indians (Table 5). We found that OR of any DR for
Indians relative to Chinese (OR of 1.42, Model 1) increased by
Results 11% after adjusting for DR risk factors, vascular risk factors, and
eGFR (adjusted OR of 1.53, Model 3). A similar trend of
Of the total of 10 033 persons who participated in SEED, 2964 had increased odds for DME and VTDR was found after adjusting
diabetes. After excluding those with ungradable photographs for known risk factors and eGFR.
(n ¼ 87, 2.9%), 2877 persons with diabetes (1008 Malays, 1288 Table 6 shows the major risk factors for DR stratified by ethnic
Indians, 581 Chinese) were included for the final analysis. Of these, groups. In general, risk factors were similar across the 3 ethnic
51 (1.7%) had type 1 diabetes and the rest had type 2 diabetes. groups, including higher HbA1c, longer duration of diabetes,
The age-standardized prevalence was 28.2% (95% CI, higher systolic blood pressure, lower diastolic blood pressure,
25.9e30.6) for any DR, 7.6 (95% CI, 6.5e9.0) for any DME, 7.7% and CKD. Lower total (P ¼ 0.001) and LDL cholesterol (P ¼
(95% CI, 6.6e9.0) for VTDR, and 6.4% (95% CI, 5.4e7.6) for 0.001) were associated with any DR in Malays only. Increasing
CSME. Indians had a higher prevalence of any DR (30.7% vs. age was associated with lower odds of DR in Chinese (P <
26.2% in Chinese and 25.5% in Malays, P ¼ 0.012). Similar trends 0.001) and Indians (P ¼ 0.024) but not in Malays (P ¼ 0.058).
were noted for any DME (9.5% vs. 6.1% in Chinese and 5.7% in A history of stroke was associated with VTDR in Indians only.
Malays, P ¼ 0.001) and CSME (7.6% vs. 5.9% in Chinese and There was no interaction among ethnicity with HbA1c, duration
5.0% in Malays, P ¼ 0.032). There was no significant difference in of diabetes, blood pressure, or lipids for the risk of DR. The
the prevalence of VTDR across the ethnic groups (P ¼ 0.078) only significant interaction was found between diabetes duration
(Tables 1 and 2). Pairwise differences were observed between and age. In a sensitivity analysis performed using the full
Malays and Indians for all conditions and between Chinese and categoric information available for socioeconomic status
Indians for DME only. variables, increasing age was associated with lower risk of DR
Table 3 shows characteristics of participants stratified by DR for all 3 ethnic groups and hypertension was associated with
status. Those with DR were more likely to have higher HbA1c, increasing risk of DR. All other results remained unchanged.
higher systolic blood pressure, longer duration of diabetes,
higher serum total and LDL cholesterol, higher serum creatinine,
lower BMI, lower education, and lower income, and to live in Discussion
smaller housing; were more likely to have higher prevalence of
hypertension, previous myocardial infarct, and previous stroke,
and less likely to be current smokers compared with those In this study of a multi-ethnic Asian population aged 40 to
without DR (all P < 0.05). 80þ years with diabetes, we showed that 1 in 3 had DR, and 1
In multivariable analysis including potential risk factors in 10 had vision-threatening levels of DR. The lower preva-
(Table 4), younger age, Indian ethnicity, longer diabetes duration, lence of diabetes in Chinese is consistent with the findings of

Table 1. Prevalence of Diabetic Retinopathy, Diabetic Macula Edema, and Vision-Threatening Diabetic Retinopathy by Race*

All (n [ 2877) Chinese (n [ 581) Malay (n [ 1008) Indian (n [ 1288)


%* 95% CI %* 95% CI %* 95% CI %* 95% CI P Valuey
Any DR 28.2 25.9e30.6 26.2 20.7e33.1 25.5 21.8e30.3 30.7 27.5e34.4 0.012
Minimal DR 9.83 8.53e11.3 8.43 5.56e12.7 9.76 7.62e13.2 10.4 8.51e12.6
Mild DR 7.85 6.63e9.28 5.99 3.43e10.1 4.91 3.27e8.02 10.6 8.67e12.9
Moderate DR 6.02 4.97e7.27 7.77 4.70e12.4 6.09 4.40e9.20 5.37 4.02e7.10
Severe DR 0.71 0.37e1.29 0.60 0.02e3.37 1.29 0.52e3.88 0.40 0.10e1.19
Proliferative DR 3.75 3.04e4.65 3.39 2.18e5.99 3.43 2.25e6.16 4.00 2.96e5.39
Any DME 7.62 6.46e8.97 6.05 3.60e10.0 5.67 4.11e8.65 9.49 7.68e11.7 0.001
CSME 6.39 5.37e7.60 5.88 3.45e9.83 4.96 3.61e7.76 7.59 6.03e9.52 0.032
VTDR 7.68 6.55e9.00 6.93 4.37e10.9 6.44 4.74e9.53 8.87 7.18e10.9 0.078

CI ¼ confidence interval; CSME ¼ clinically significant macular edema; DME ¼ diabetic macular edema; DR ¼ diabetic retinopathy; VTDR ¼ vision-
threatening diabetic retinopathy.
Boldface indicates statistical significance.
*Prevalence rates were standardized to the 2010 Singapore Resident Population.
y
Chi-square test P value comparing age-standardized prevalence between ethnic groups.

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Table 2. Pairwise Comparison of the Age-Standardized Chinese and Malays. However, major risk factors for DR
Prevalence between Ethnic Groups* were similar across the 3 ethnic groups.
There is little available data from Asia directly comparing
Chinese vs. Malay Chinese vs. Indian Malay vs. Indian the prevalence of DR between ethnic groups. Few previous
Any DR 0.803 0.052 0.006 studies that compared prevalence of DR between Western
Any DME 0.835 0.017 0.001 and Asian populations in western countries have provided
CSME 0.501 0.215 0.014 indirect evidence to support the higher prevalence of DR in
VTDR 0.785 0.186 0.038 Asians compared with whites.25,26 Studies in the United
States have noted that Chinese and South Asian patients had a
CSME ¼ clinically significant macular edema; DME ¼ diabetic macular higher prevalence of DR than whites,27 and that the
edema; DR ¼ diabetic retinopathy; VTDR ¼ vision-threatening diabetic prevalence of DR and DME was significantly higher in
retinopathy.
Boldface indicates statistical significance. blacks and Hispanics compared with whites and Chinese
*Chi-square test P value. subjects.10 A pooled analysis from several population-
based studies found the prevalence of DR varied among
ethnic groups and was the highest in African Americans and
2 previous studies. The Singapore National Health Survey lowest in Asians.8 Our study found that Indian ethnicity was
found that the prevalence of diabetes in adults aged 18 to 69 associated with higher odds of DR, compared with Chinese
years was 15.3% in Indians, 11.0% in Malays, and 7.1% in and Malays. In this regard, 2 previous studies also reported
Chinese.23 Likewise, in the Singapore Prospective Study that Indian/South Asian ethnicity was an independent risk
Program, among an older group of participants (40e95 factor for DR; however, these were compared against a
years), the overall age-standardized prevalence of diabetes white population.9,27 In the United States, Hispanic
was 21.6% in Indians, 17.1% in Malays, and 11.5% in ethnicity was found to be an independent risk factor for
Chinese.24 Our study found that the prevalence of any DR DR.14,28 Because the socioeconomic status and access to care
and any DME was higher in Indians compared with vary among ethnic groups in these studies, we opine that our

Table 3. Characteristic of Population by Presence of Diabetic Retinopathy

No DR DR
Factor Mean (SD) or % (n) Mean (SD) or % (n) P Valuey
Age, yrs 61.5 (10.2) 61.9 (9.20) 0.335
Male* 51.1% (1029) 49.8% (428) 0.567
Ethnicity
Chinese 432 (21.4) 149 (17.3) 0.009
Malay 716 (35.5) 292 (34.0)
Indian 870 (43.1) 418 (48.7)
BMI, kg/m2 27.1 (4.84) 26.4 (4.68) <0.001
HbA1c, % 7.49 (1.54) 8.26 (1.85) <0.001
Diabetes duration (per year) 5.47 (7.68) 12.3 (10.1) <0.001
Glucose, mmol/l 9.27 (4.20) 11.2 (5.73) <0.001
Systolic BP, mmHg 143.5 (20.8) 149.7 (23.5) <0.001
Diastolic BP, mmHg 78.3 (10.2) 77.8 (11.2) 0.237
Hypertension* 78.3% (1577) 86.2% (740) <0.001
Total cholesterol, mmol/l 5.20 (1.21) 5.07 (1.32) 0.015
HDL cholesterol, mmol/l 1.14 (0.32) 1.16 (0.35) 0.111
LDL cholesterol, mmol/l 3.21 (1.00) 3.05 (1.03) <0.001
Triglycerides, mmol/l 2.04 (1.38) 2.05 (1.47) 0.923
Previous MI* 11.0% (221) 14.1% (121) 0.017
Previous stroke* 3.7% (75) 6.3% (54) 0.002
Current smoker* 14.5% (293) 11.7% (100) 0.039
Education (secondary or higher)* 33.4% (673) 24.9% (213) <0.001
Income (<S$2000/mo)* 82.4% (1632) 86.8% (732) 0.004
Housing type (4 rooms)* 71.9% (1449) 77.4% (664) 0.002
Creatinine (per mmol/l) 83.9 (42.7) 98.4 (75.6) <0.001
eGFR, mL/min/1.73 m2/yr 80.7 (21.1) 74.9 (26.6) <0.001
CKD 16.7% (327) 28.3% (231) <0.001

BMI ¼ body mass index; BP ¼ blood pressure; CKD ¼ chronic kidney disease; DR ¼ diabetic retinopathy; eGFR ¼ estimated glomerular filtration rate;
HbA1c ¼ glycated hemoglobin A1c; HDL ¼ high-density lipoprotein; LDL ¼ low-density lipoprotein; MI ¼ myocardial infarction; SD ¼ standard
deviation.
Boldface indicates statistical significance.
*Chi-square/Fisher exact test.
y
P value with t test assuming equal variance.

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Table 4. Risk Factors for Diabetic Macular Edema and Vision-Threatening Diabetic Retinopathy

DR DME VTDR
Multivariable Adjusted* Multivariable Adjusted* Multivariable Adjusted*
Risk Factor OR (95% CI) P Value OR (95% CI) P Value OR (95% CI) P Value
Age (per 10-yr increase) 0.77 (0.68e0.86) <0.001 0.69 (0.57e0.84) <0.001 0.73 (0.60e0.88) 0.001
Gender (female) 0.91 (0.74e1.10) 0.325 1.06 (0.76e1.49) 0.714 1.10 (0.79e1.53) 0.577
Ethnicity: Chinese 1.0 1.0 1.0
Malay 0.97 (0.73e1.29) 0.845 1.06 (0.62e1.79) 0.838 0.85 (0.52e1.39) 0.522
Indian 1.41 (1.09e1.83) 0.009 1.89 (1.17e3.05) 0.009 1.46 (0.94e2.29) 0.093
BMI (kg/m2) 0.98 (0.96e1.00) 0.076 0.97 (0.94e1.01) 0.124 0.97 (0.94e1.01) 0.137
HbA1c (per mmol/l) 1.25 (1.18e1.32) <0.001 1.29 (1.19e1.40) <0.001 1.26 (1.17e1.37) <0.001
Diabetes duration (per year) 1.10 (1.08e1.11) <0.001 1.09 (1.07e1.10) <0.001 1.10 (1.08e1.12) <0.001
Serum glucose (per mmol/l) 1.03 (1.00e1.06) 0.021 1.07 (1.03e1.11) <0.001 1.06 (1.02e1.10) 0.003
Systolic BP (per 10 mmHg, increase?) 1.14 (1.09e1.19) <0.001 1.14 (1.06e1.22) <0.001 1.16 (1.08e1.24) <0.001
Diastolic BP (per 10 mmHg) 0.74 (0.65e0.84) <0.001 0.61 (0.49e0.77) <0.001 0.57 (0.46e0.72) <0.001
Hypertension 1.33 (1.00e1.77) 0.053 1.26 (0.76e2.11) 0.371 1.72 (0.99e2.97) 0.054
Total cholesterol (per mmol/l, increase?) 0.87 (0.80e0.95) 0.002 0.97 (0.84e1.11) 0.657 1.00 (0.88e1.15) 0.961
HDL cholesterol (per mmol/l) 1.01 (0.75e1.36) 0.965 0.54 (0.33e0.91) 0.019 0.73 (0.45e1.18) 0.201
LDL cholesterol (per mmol/l) 0.83 (0.74e0.92) <0.001 0.87 (0.73e1.03) 0.108 0.93 (0.78e1.09) 0.364
Triglycerides (per mmol/l) 0.98 (0.92e1.05) 0.584 1.13 (1.02e1.24) 0.015 1.09 (0.99e1.20) 0.097
Current smoker 0.79 (0.58e1.06) 0.117 0.65 (0.37e1.14) 0.134 0.53 (0.29e0.97) 0.039
Education: primary or below 1.47 (1.16e1.86) 0.001 1.28 (0.85e1.93) 0.230 1.23 (0.82e1.84) 0.313
Income: <S$2000 0.89 (0.66e1.20) 0.441 1.28 (0.73e2.25) 0.387 1.33 (0.75e2.37) 0.331
Housing: 3e4 rooms or less 1.17 (0.93e1.47) 0.183 1.12 (0.75e1.66) 0.574 1.27 (0.85e1.90) 0.236
Previous myocardial infarct 1.12 (0.84e1.51) 0.435 1.37 (0.87e2.15) 0.170 1.48 (0.96e2.28) 0.074
Previous stroke 1.55 (0.99e2.43) 0.056 2.42 (1.33e4.40) 0.004 3.27 (1.87e5.72) <0.001
Serum creatinine (per mmol/l) 1.00 (1.00e1.01) <0.001 1.01 (1.00e1.01) <0.001 1.01 (1.01e1.01) <0.001
eGFR 0.99 (0.98e0.99) <0.001 0.98 (0.97e0.99) <0.001 0.97 (0.97e0.98) <0.001
CKD 1.81 (1.42e2.30) <0.001 3.21 (2.23e4.62) <0.001 4.33 (3.02e6.19) <0.001

BMI ¼ body mass index; BP ¼ blood pressure; CI ¼ confidence interval; CKD ¼ chronic kidney disease; DME ¼ diabetic macular edema; DR ¼ diabetic
retinopathy; eGFR ¼ estimated glomerular filtration rate; HbA1c ¼ glycated hemoglobinA1c; HDL ¼ high-density lipoprotein; LDL ¼ low-density li-
poprotein; OR ¼ odds ratio; VTDR ¼ vision-threatening diabetic retinopathy.
*Adjusted for age, gender, BMI, HbA1c, SBP, duration of diabetes, income, housing, and education level.

study, which consisted of 3 Asian ethnic groups residing with DR in the Malay population only, with lower levels
within a similar environment with good access to public of total and LDL cholesterol to be associated with higher
healthcare, may more accurately reflect the ethnic differences risk. Prior epidemiologic studies did not report a
in this aspect. consistent association between serum lipids and DR.30
We found that glycosylated hemoglobin, duration of Treatment with statins as a class of lipid-lowering medica-
diabetes, and increased systolic blood pressure, the major tions was not associated with DR in this population, but
risk factors for DR, to be similar across the 3 ethnic groups. lipid treatment guidelines that recommend more aggressive
This is consistent with prior epidemiology studies on DR.29 lipid lowering for those with higher risk of vascular com-
Increasing age may be associated with a reduced prevalence plications may account for the lower lipid levels in those
of DR because of the competing risk of death in the older with DR.31 Current smokers were found to have a lower risk
population. Serum cholesterol was found to be associated of VTDR, which may be due to selective mortality of those

Table 5. Effect of Additional Factors on the Odds Ratio of Diabetic Retinopathy, Diabetic Macular Edema, and Vision-Threatening
Diabetic Retinopathy in Indians Compared with Chinese

OR in Indians with Reference to Chinese (95% CI)


Adjustment (Models) DR DME VTDR
Age, gender (1) 1.42 (1.14e1.77) 1.75 (1.18e2.60) 1.42 (0.99e2.05)
Plus known risk factors (2) 1.41 (1.09e1.83) 1.89 (1.17e3.05) 1.46 (0.94e2.29)
Plus additional vascular risk factors and renal disease (3) 1.53 (1.16e2.01) 2.01 (1.21e3.33) 1.54 (0.96e2.48)

CI ¼ confidence interval; DME ¼ diabetic macular edema; DR ¼ diabetic retinopathy; OR ¼ odds ratio; VTDR ¼ vision-threatening diabetic retinopathy.
Model 1: age and gender. Model 2: Model 1 variables plus BMI, HbA1c, SBP, duration of diabetes, income, housing, and education level. Model 3: Model 2
variables plus mean arterial pressure, antihypertension medication use, total cholesterol, high-density lipoprotein cholesterol, LDL cholesterol, serum
glucose, smoking status, alcohol use, myocardial infarction history, stroke history, and eGFR.

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Table 6. Risk Factors for Diabetic Retinopathy by Ethnicity

Chinese Malay Indian


Multivariable Adjusted* Multivariable Adjusted* Multivariable Adjusted*
Risk Factor OR (95% CI) for DR P Value OR (95% CI) for DR P Value OR (95% CI) for DR P Value
Age (per 10 yrs) 0.58 (0.44e0.77) <0.001 0.82 (0.68e1.01) 0.058 0.82 (0.69e0.97) 0.024
Gender (female) 0.88 (0.55e1.41) 0.602 1.13 (0.80e1.60) 0.487 0.77 (0.58e1.04) 0.088
BMI (kg/m2) 0.99 (0.93e1.05) 0.781 0.98 (0.94e1.01) 0.220 0.98 (0.96e1.01) 0.294
HbA1c (per mmol/l) 1.23 (1.05e1.44) 0.010 1.28 (1.18e1.40) <0.001 1.25 (1.15e1.37) <0.001
Diabetes duration (per year) 1.09 (1.06e1.12) <0.001 1.09 (1.07e1.11) <0.001 1.10 (1.08e1.12) <0.001
Serum glucose (per mmol/l) 1.04 (0.98e1.10) 0.205 1.03 (0.98e1.07) 0.245 1.03 (0.98e1.07) 0.225
Systolic BP (per 10 mmHg) 1.24 (1.10e1.40) <0.001 1.20 (1.11e1.28) <0.001 1.08 (1.01e1.16) 0.030
Diastolic BP (per 10 mmHg) 0.69 (0.49e0.98) 0.037 0.72 (0.58e0.89) 0.003 0.74 (0.61e0.90) 0.002
Hypertension 1.46 (0.66e3.23) 0.346 1.19 (0.67e2.10) 0.553 1.42 (0.98e2.06) 0.067
Total cholesterol (per mmol/l) 0.86 (0.69e1.07) 0.187 0.80 (0.69e0.92) 0.002 0.97 (0.85e1.11) 0.669
HDL cholesterol (per mmol/l) 0.97 (0.48e1.93) 0.923 1.24 (0.69e2.20) 0.471 1.44 (0.90e2.30) 0.126
LDL cholesterol (per mmol/l) 0.81 (0.62e1.06) 0.123 0.75 (0.64e0.89) 0.001 0.90 (0.77e1.06) 0.200
Triglycerides (per mmol/l) 0.94 (0.81e1.10) 0.449 0.95 (0.86e1.06) 0.382 0.98 (0.88e1.10) 0.768
Current smoker 0.58 (0.28e1.20) 0.142 1.05 (0.63e1.75) 0.840 0.78 (0.50e1.22) 0.280
Education: primary or below 2.43 (1.38e4.26) 0.002 1.85 (1.13e3.02) 0.014 1.15 (0.84e1.58) 0.381
Income: <S$2000 1.18 (0.59e2.36) 0.640 0.66 (0.34e1.26) 0.207 1.00 (0.67e1.48) 0.983
Housing: 3e4 rooms or less 1.33 (0.78e2.27) 0.287 1.15 (0.71e1.88) 0.567 1.24 (0.91e1.69) 0.173
Previous myocardial infarct 1.09 (0.50e2.37) 0.832 1.51 (0.89e2.55) 0.127 0.89 (0.59e1.33) 0.564
Previous stroke 1.06 (0.31e3.62) 0.920 1.14 (0.52e2.50) 0.753 2.15 (1.13e4.09) 0.019
Creatinine (per mmol/l) 1.01 (1.00e1.01) 0.008 1.00 (1.00e1.01) 0.028 1.01 (1.00e1.01) <0.001
eGFR 0.98 (0.97e0.99) 0.004 0.99 (0.98e1.00) 0.019 0.98 (0.98e0.99) <0.001
CKD 2.36 (1.22e4.54) 0.010 1.58 (1.09e2.29) 0.016 2.64 (1.75e4.00) <0.001

BMI ¼ body mass index; BP ¼ blood pressure; CI ¼ confidence interval; CKD ¼ chronic kidney disease; DR ¼ diabetic retinopathy; eGFR ¼ estimated
glomerular filtration rate; HbA1c ¼ glycated hemoglobin A1c; HDL ¼ high-density lipoprotein; LDL ¼ low-density lipoprotein; OR ¼ odds ratio.
*Adjusted for age, gender, BMI, HbA1c, SBP, duration of diabetes, income, housing, and education level.

with current smoking and VTDR. Although previous stroke ethnic groups.15 Our finding supports the use of a standard
was significantly associated with DR in Indians, adjusting HbA1c cutoff value in the diagnosis and screening of
for stroke did not decrease the higher OR for DR in diabetes across Asian ethnic groups.15,32,33
Indians. We also found a higher prevalence of Given there is no difference in the risk factors for DR
cardiovascular disease in Indians (21.7% vs. 17.8% between ethnic groups and no interaction between the
Malays; 14.3% Chinese). We did not find any other known major risk factors and ethnicity, genetic difference
significant risk factor in the Indian population that may between ethnic groups may account for some of these dif-
account for the excess risk of DR. Furthermore, adjusting ferences in prevalence. There is evidence to support a ge-
for known risk factors for retinopathy and vascular risk netic component for DR.34,35 Familial aggregation studies
factors, and CKD, results in an increase in the risk of DR, and clinical trials, including the Diabetes Control and
DME, and VTDR associated with Indian ethnicity Complications Trial, suggested a heritable tendency for DR
(Table 5). However, there may be other environmental independent of shared risk factors.36 Few genes have been
factors such as diet, which may differ between ethnic found be in involved in the pathogenesis of DR. The use
groups, for which we did not have data available. of genome-wide association analysis and gene sequencing
There was no interaction found between ethnicity and methodologies in appropriate populations with diabetes may
other risk factors for DR, including glycosylated hemoglobin, increase the likelihood of discovering genes and combina-
duration of diabetes, blood pressure, or lipids. Raymond et al9 tions of genes that are closely related to the pathogenesis
and Stolk et al,27 who reported an independent increased risk of DR in the near future. Genetic association studies
of DR in South Asians compared with whites, found an performed on the SEED study population found type 2
interaction between ethnicity and duration of diabetes. diabeteseassociated genetic loci to be associated with
Socioeconomic factors and access to medical care may increased risk of DR, although no ethnic difference in ge-
affect the relationship between ethnicity and duration of netic risk at these loci was found.37 Further research needs
diabetes in those populations. Our population had similar to be performed to further elucidate the cause for the
good access to care, and although there were socioeconomic ethnic differences in prevalence and risk of DR.
differences with Malays having lower levels of education The strengths of this work include a large population-
and income, these factors were taken into account in the based, multiethnic sample, with standardized grading of
multivariable analysis. The lack of interaction between retinal photographs and detailed standardized assessment of
ethnicity and HbA1c on DR is consistent with that reported other systemic and ocular factors. However, a few limitations
in a prior study that compared whites, blacks, and Hispanic should be acknowledged. Diabetic retinopathy was graded on

6
Tan et al 
Ethnicity Is a Risk Factor for DR

2-field nonstereoscopic fundus photography, which may miss 7. Sabanayagam C, Yip W, Ting DS, et al. Ten emerging trends
peripheral lesions compared with standard 7-field ETDRS in the epidemiology of diabetic retinopathy. Ophthalmic Epi-
photography, and thus potentially underestimating the demiol. 2016;23:209-222.
prevalence of DR. The DME criteria adopted in our study 8. Yau JW, Rogers SL, Kawasaki R, et al. Global prevalence and
may not be directly comparable to other studies using ste- major risk factors of diabetic retinopathy. Diabetes Care.
2012;35:556-564.
reoscopic photography or examination. Because of the 9. Raymond NT, Varadhan L, Reynold DR, et al. Higher prev-
cross-sectional design of our study, causal relationships alence of retinopathy in diabetic patients of South Asian
between risk factors and DR may not be definitively ethnicity compared with white Europeans in the community: a
concluded. Although our study population encompasses the cross-sectional study. Diabetes Care. 2009;32:410-415.
3 major ethnic groups in Asia, the social, health, and living 10. Wong TY, Klein R, Islam FM, et al. Diabetic retinopathy in a
conditions in Singapore are different from other Asian multi-ethnic cohort in the United States. Am J Ophthalmol.
countries. Thus, our findings may not be entirely extrapo- 2006;141:446-455.
lated to other Asian countries with the same ethnicity 11. Sivaprasad S, Gupta B, Crosby-Nwaobi R, Evans J. Preva-
group. Furthermore, data collected from each ethnic group lence of diabetic retinopathy in various ethnic groups: a
worldwide perspective. Surv Ophthalmol. 2012;57:347-370.
were over a time period from 2004 to 2011; diabetes care
12. Varma R, Bressler NM, Doan QV, et al. Prevalence of and risk
may have changed over this 8-year period, which may factors for diabetic macular edema in the United States. JAMA
affect the prevalence of complications such as DR. By Ophthalmol. 2014;132:1334-1340.
comparing data from the Singapore National Health Survey 13. Klein R, Sharrett AR, Klein BE, et al. The association of
performed in 200423 and 2010,38 the age-standardized atherosclerosis, vascular risk factors, and retinopathy in adults
prevalence of diabetes increased from 9.0% in 2004 to with diabetes: the Atherosclerosis Risk in Communities study.
11.3% in 2010. The survey also showed that 32.0% of Ophthalmology. 2002;109:1225-1234.
known persons with diabetes had poor blood glucose 14. Harris MI, Klein R, Cowie CC, et al. Is the risk of diabetic
control in 2010, higher than the proportion of 20.4% in retinopathy greater in non-Hispanic blacks and Mexican
2004. If the ethnic differences in DR prevalence were due Americans than in non-Hispanic whites with type 2 diabetes?
A U.S. population study. Diabetes Care. 1998;21:1230-1235.
to the time of data collection, based on the result from this
15. Bower JK, Brancati FL, Selvin E. No ethnic differences in the
National health survey, the Chinese cohort (surveyed in association of glycated hemoglobin with retinopathy: the Na-
2010) would have had a higher prevalence of DR than the tional Health and Nutrition Examination Survey 2005-2008.
early cohorts. Diabetes Care. 2013;36:569-573.
In conclusion, our study provides major population- 16. Lavanya R, Jeganathan VS, Zheng Y, et al. Methodology of
based data comparing the characteristics of DR among the Singapore Indian Chinese Cohort (SICC) eye study:
Chinese, Malays, and Indians, the 3 major ethnic groups in quantifying ethnic variations in the epidemiology of eye dis-
the whole of Asia and living in a homogenous environment, eases in Asians. Ophthalmic Epidemiol. 2009;16:325-336.
for which there was limited prior data. In this large cohort, 17. Foong AW, Saw SM, Loo JL, et al. Rationale and method-
we showed that 1 in 3 persons with diabetes had DR and 1 ology for a population-based study of eye diseases in Malay
people: the Singapore Malay Eye Study (SiMES). Ophthalmic
in 10 had VTDR. Although Indians had a higher prevalence
Epidemiol. 2007;14:25-35.
of any DR and DME, major DR risk factors were similar 18. Wong TY, Cheung N, Tay WT, et al. Prevalence and risk
across the 3 ethnic groups. Asia has a rapidly increasing factors for diabetic retinopathy: the Singapore Malay Eye
population with diabetes.5e7 Given that guidelines on DR Study. Ophthalmology. 2008;115:1869-1875.
care are variable in Asia,39 our results suggest that a more 19. Mitchell P, Smith W, Wang JJ, Attebo K. Prevalence of dia-
common and standardized approach in addressing DR risk betic retinopathy in an older community. The Blue Mountains
factors, in particular blood glucose and blood pressure Eye Study. Ophthalmology. 1998;105:406-411.
control, may reduce the public health impact and burden 20. Kempen JH, O’Colmain BJ, Leske MC, et al. The prevalence
of this preventable cause of vision loss in Asia. of diabetic retinopathy among adults in the United States. Arch
Ophthalmol. 2004;122:552-563.
21. American Diabetes Association. Standards of medical care in
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Footnotes and Financial Disclosures


Originally received: June 15, 2017. Author Contributions:
Final revision: September 28, 2017. Conception and design: Tan, Gan, Sabanayagam, Mitchell, Wang,
Accepted: October 17, 2017. Lamoureux, Cheng, Wong
Available online: ---. Manuscript no. 2017-1382. Data collection: Tan, Gan, Sabanayagam, Tham, Neelam, Mitchell, Cheng
1
Singapore Eye Research Institute, Singapore National Eye Centre, Analysis and interpretation: Tan, Gan, Sabanayagam, Tham, Cheng, Wong
Singapore.
2 Obtained funding: Not applicable
Department of Ophthalmology, Yong Loo Lin School of Medicine, Na-
tional University of Singapore and National University Health System, Overall responsibility: Tan, Gan, Sabanayagam, Tham, Neelam, Mitchell,
Wang, Lamoureux, Cheng, Wong
Singapore.
3
Duke-National University of Singapore Medical School, Singapore. Abbreviations and Acronyms:
4
Department of Ophthalmology and Visual Sciences, Khoo Teck Phuat BMI ¼ body mass index; CI ¼ confidence interval; CKD ¼ chronic
Hospital, Singapore. kidney disease; CSME ¼ clinically significant macular edema;
5 DME ¼ diabetic macular edema; DR ¼ diabetic retinopathy;
Center for Vision Research, University of Sydney, Sydney, Australia. eGFR ¼ estimated glomerular filtration rate; ETDRS ¼ Early Treatment
Financial Disclosure(s): Diabetic Retinopathy Study; HbA1c ¼ glycated hemoglobin A1c;
The author(s) have no proprietary or commercial interest in any materials LDL ¼ low-density lipoprotein; NPDR ¼ nonproliferative diabetic reti-
discussed in this article. nopathy; OR ¼ odds ratio; PDR ¼ proliferative diabetic retinopathy;
Funded by the National Medical Research Council (grants 0796/2003, SEED ¼ Singapore Epidemiology of Eye Diseases; VTDR ¼ vision-
IRG07nov013, IRG09nov014, STaR/0003/2008; CG/SERI/2010) and threatening diabetic retinopathy.
Biomedical Research Council (grants 08/1/35/19/550, 09/1/35/19/616), Correspondence:
Singapore. The sponsor or funding organization had no role in the design or
Tien Y. Wong, MD, PhD, Singapore Eye Research Institute, Singapore
conduct of this research.
National Eye Center, 11 Third Hospital Avenue, Singapore 168751. E-mail:
HUMAN SUBJECTS: Study protocol was approved by IRB/ethics com- wong.tien.yin@snec.com.sg.
mittee of the Singapore Eye Research Institute Institutional Review Board.
All studies adhered to the tenets of the Declaration of Helsinki.

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