Continuous Assessment Examination 2 (Oct.

2021)
Program :B.COM Max. Marks : 30
Course : SECURITIES LAW Time : 1 Hour
Course code : SBAA3010 Sem :V
Batch :2019-2022 Date :21.10.2021
Part-A Answer ALL the questions (5×2=10)

Q.No Questions CO
1. Define the term Derivatives. 3(1)

2. Why Listing of Shares is Important? 3(1)

3. List out the primary objectives of SEBI. 4(1)

4. State any two benefits of Buy back of shares. 4(2)

5. What is meant by Securities appellate tribunal? 4(2)

Part-B Answer ALL the questions (2×10=20)

Q.No Questions CO
Examine the documents to be submitted by a company
6. 3(2)
in order to list its securities.
(OR)
Explain the different types of debentures.
7. 3(3)

Discuss the powers and functions of SEBI Act.

8. 4(2)

(OR)
Summarize the procedure and powers of Securities
9. 4(3)
Appellate Tribunal