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Keywords: Photovoltaic (PV) electric power generation has the potential to account for a major portion of power generation
Crystalline silicon in the global power market. Currently, the PV market is dominated by crystalline silicon (c-Si) solar cells which
Surface recombination accounts for more than 80% of the share. Lower cost, optimized process parameters and improved PV cell
Passivation efficiencies are required to reduce the overall cost per watt peak (W). In this regard, PV cell manufacturers are
Dielectric layers
currently adopting thinner wafers, which tends to increase the surface recombination velocity (SRV). Excellent
Efficiency
surface passivation at the front and rear of the PV cell becomes imperative for realizing superior efficienciy on c-
Si substrates. In this article, our focus is to discuss the role of the surface passivation process for improving the
PV cell efficiency. The fundamentals and strategies to improve the surface passivation for c-Si solar cells are
discussed. Surface passivation schemes and materials with the ability to offer field effect passivation with di-
electric charges (positive/negative) present in the passivation films were reviewed. Moreover, we discuss the use
of a thin-dielectric passivation layer with a properly selected work function and band offsets for tunneling
contacts, facilitating a higher efficiency potential. Finaly, the front/rear surface passivation schemes required for
thinner wafers to maintain higher bulk lifetime and higher efficiencies for c-Si solar cells are presented.
⁎
Corresponding author.
E-mail address: shl@sejong.ac.kr (S.H. Lee).
https://doi.org/10.1016/j.solener.2018.03.025
Received 25 October 2017; Received in revised form 7 March 2018; Accepted 10 March 2018
Available online 22 March 2018
0038-092X/ © 2018 Elsevier Ltd. All rights reserved.
A. ur Rehman et al. Solar Energy 166 (2018) 90–97
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A. ur Rehman et al. Solar Energy 166 (2018) 90–97
The second strategy for surface passivation is to significantly reduce 4. Surface passivation schemes and materials
the surface concentration of electrons (ns) and holes (ps) at semi-
conductor interface by means of a built-in electric field (field-effect 4.1. Front surface passivation
passivation). The SRH recombination involves electrons and holes, and
the recombination rates are mainly caused by the capture cross section An effective surface passivation is required to cure the discontinuity
of defects. The peak recombination rate is observed while the product in the symmetry of the crystalline lattice at the silicon surface.
of concentration of holes and capture cross section equals the corre- Fundamentally, c-Si has two different type of surfaces, which can be
sponding product for electrons (Aberle et al., 1992). characterized as either metallized or non-metallized surfaces for solar
ns σn ≈ ps σp (6) cell fabrication. The metal-silicon interface needs to be carefully de-
signed as it has a very high recombination velocity, and excessively
It is very clear that the recombination rate can be reduced sig- large recombination losses should be avoided. In the same way, the
nificantly with a reduction in the concentration of the charge carrier illuminated non-metallized regions needs to be doped lightly (to avoid
density (either holes or electrons). The introduction of an internal formation of dead layer with minimal Auger recombination) and pas-
electric field below the semiconductor surface can help in reducing the sivated well to ensure a good blue response of the cell. The surface
concentration of the electrons and holes considerably. Technically, an passivation of both the front- and rear-sides of the cell are important in
internal built-in electric field can be induced by either employing a cell fabrication with higher efficiencies. The first cell having an effi-
doping profile underneath the surface or using an electrostatic field ciency > 20% has, front and rear passivation that was reported the
provided by means of stable electric charges in an overlying insulator. 1980s (Girisch and De Keersmaecker, 1988; Blakers and Green, 1986).
This can be done using thin dielectric layer with fixed charges on top of The front surface passivation is very important in the production of
the silicon surface. crystalline based silicon solar cells. The growth of positively charged
In PVs for surface passivation, silicon oxides and silicon nitrides are SiO and SiN has mainly been used as front surface for crystalline based
extensively used as positively charged dielectrics (Aberle, 1999), while silicon solar cells. The thermal growth of SiO is the most effective way
aluminum oxides are often used as negatively charged dielectrics (Hoex to passivate the front surface as lower interface-state density (1 × 1010/
et al., 2006; Wang et al., 2009, 2012). The fixed charges present in cm2eV) can be achieved (White and Cricchi, 1972; Declerck et al.,
dielectric films significantly impact the passivation on moderately and 1973). However, SiO growth involves high temperature process which
heavily doped silicon. This impact depends mainly on the polarity and eventually degrades the bulk lifetime, and hence, it is not suitable for
the magnitude of the fixed charges of the dielectric films. The fix charge industrial applications (Aberle, 2000). In contrast, the SiN growth by
(Qf) induces an electric field that impacts the carrier densities at the PECVD at lower temperature (≤400 °C) is considered as the most fea-
silicon surface, creating accumulation, depletion or inversion. High sible method for cell fabrication on industrial scale (Rahman and Khan,
efficiency is usually achieved by improving the open circuit voltage (V) 2012).
of the solar cell, which mainly depends on the effective surface passi-
vation of heavily doped c-Si. The role of effective surface passivation to
reduce Seff and the emitter saturation current density (J0e) has been an 4.2. Rear surface passivation
important topic in various research groups. The best reported Seff. and Je
values for c-Si considering positively and negatively charged films are In recent times, the trend of crystalline silicon solar cell has shifted
summarized in Table 1. towards a cost-driven reduction of the wafer thickness (< 200 µm) for
Table 1
Electronic properties of commonly used surface passivation materials (either positive and negative fixed insulator charge) for homojunction c-Si solar cells.
n-type n+-type p-type p+-type Interface trap density Fix charge (Qf)
(Dit,midgap)
S J S J
[cm/s] [fA/cm ]2
[cm/s] [fA/cm2] [×1011 eVcm−2] [×1011cm−2]
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A. ur Rehman et al. Solar Energy 166 (2018) 90–97
production on an industrial scale. However, the use of thinner wafers is industrial application has been investigated by various authors (Mack
associated with an increased amount of recombination losses (Aberle, et al., 2009; Wolf et al., 2009; Biro et al., 2009). However, the high
2000), and consequently, a well-passivated rear surface is required to operating temperatures (∼ 1000 °C) are not preferable especially for
keep the rear losses at an acceptable minimum. Moreover, a higher multicrystalline silicon substrates, which requires low temperatures to
internal reflection is required for good optical quality; therefore all of maintain higher lifetimes (Schultz et al., 2004).
the designs for high efficiency silicon solar cells use a passivation layer Wet oxidation can be used as a replacement for dry oxidation when
at the rear surface. Alongside the rear surface passivation, the use of the process temperature is decreased from ∼1000 °C to below 900 °C.
back surface field (BSF) is vital for high efficiency as it helps in the The use of wet oxidation for rear side passivation is usually realized
suppression of the minority carrier concentrations across the bulk. The with pyrogenic steam from high purity gases (H, O), at relatively lower
concept of BSF was introduced by Mandelkorn and Lamneck (1972), temperature (< 900 °C) Benick et al., 2011. This introduction of ul-
whereby a homojunction was used at the full back surface (Mandelkorn trapure water vapor into the oxidation tube by the pyrolytic purifica-
and Lamneck, 1972). The rear surface passivation along with BSF is tion of steam is an easier and more cost effective way of oxidizing the Si
used as for high efficiency potential, and several techniques have been surface. At Fraunhofer ISE, the use of such oxidation process has been
introduced over the years. Among them, Al2O3 deposition by ALD, wet successfully applied to study the suitability of rear side passivation of
oxidation, and AlO/SiN rear passivation are the most prominent tech- crystalline silicon solar cells (Stocks and Cuevas, 1998; Schultz et al.,
niques used for crystalline silicon solar cells. 2008). For incident photons with long wave-lengths, an absolute gain of
6% in both Voc and Jsc relative to Al-BSF solar cells was recorded
4.2.1. Rear passivation materials (Catchpole and Blakers, 2000).
4.2.1.1. AlO. High thermal processes above 900 °C degrades the bulk Moreover, wet oxidation has an oxide growth rate that is about one
lifetime, especially for multicrystalline silicon (mc-Si) wafers Stocks order of magnitude higher than the traditional high temperature
et al., 1997. AlO deposition has evolved as an alternative to passivate (1050 °C) dry oxidation process and can be useful for industrial appli-
rear surfaces with low temperature deposition by ALD, which offers cation competing high temperature dry oxidation process (Schultz
properties that are comparable to that of annealed SiO (Schmidt et al., et al., 2004).
2008; Hoex et al., 2007, 2008; Benick et al., 2008; Agostinelli et al.,
2006). 4.3. Passivation for tunneling contacts
Al2O3 has a very high density of negative charges (up to 1013 cm−2)
which make it a unique material for passivating p+ regions (Hoex et al., The contact area at the Si surface offers large amount of re-
2008). For AlO passivation the deposition method describes the density combination losses (up to > 50% for high efficiency cells), owing to the
of fixed negative charges. Another aspect of Al2O3 passivation is that it high density of the electronic states introduced by metals near the in-
provides hydrogen to Si interface during thermal treatments and hence terface within the Si band gap (Benick et al., 2008). To minimize the
helps in reducing the density of Dit at silicon surface (Dingemans et al., recombination at the contact area, two different approaches have pre-
2010). However, the presence of fixed negative charges at AlO/Si in- viously been adopted.
terface shields the electrons from the surface by means of field-effect
passivation of silicon surfaces (Saint-Cast et al., 2009; Werner et al., (i) Local contact formation with small contact area and local doping
2011; Dingemans et al., 2010). (PERL structure).
Even though, Al2O3 rear passivation offers the benefits in terms of (ii) A separating thin-dielectric layer in between the metal contact and
higher efficiency, the metallization etch back damages the surface of Si that tends to passivate the Si while still serving as a conductive
Al2O3 extensively (Lauermann et al., 2010). However, the use of SiN connection to the solar cell.
capping layer on top of Al2O3 reduces the surface damage and effec-
tively enhances the life-time (multiple of 2.5-fold), which helps to boost The thin passivated-dielectric layer is used as a buffer/tunneling
the efficiency with a gain of 0.7%. Moreover, for an n-type c-Si sub- layer at Si contact area and avoids the direct metal contact which cir-
strate passivated with AlO and AlO/SiN:H (hydrogenated silicon-nitride cumvents interface states within the Si gap. Another important feature
multilayers). This multilayer combination resulted in an ultra-low SRV is that these passivated contacts do not require any dopant diffusions
of (Seff < 3 cm/s) with an effective stability, even when processed at and hence minimizes surface and Auger recombinations. These passi-
higher firing temperature (> 800 °C) Dingemans et al., 2009. vating contacting schemes do not require any complicated patterning
process.
4.2.1.2. a-Si:H/SiO stacks. Amorphous silicon-rich oxynitride and Fig. 1 shows several materials highlighted with blue shading that
silicon-dioxide double layer stacks have also been used for rear can be used for the transport layer for contact between n-type BSF and
surface passivation. The layers act as a good passivation layer on the an n-type Si wafer. All these materials have almost similar conduction
rear surface when the rapid thermal process (RTP) and light soaking is band minima (CBM) and work functions compared to that of the Si.
done in subsequent steps. This results in an optimized effective lifetime Their energy gaps are also closer to or wider than those of. In contrast,
that can be realized with both p and n-type crystalline silicon it is difficult to contact the p-type BSF to the limited choices for the
substrates. This kind of double layer offers, good quality surface contact (green circles). This is because most of the metal oxide have
passivation with positive field effect and can withstand harsh energetically very deep valance band maxima (VBM) and cannot be
treatment (Seiffe et al., 2011). These double layered stacks resulted in used as p-type materials. The only alternate is to use p-type transparent
very low SRVs < 6 and < 11 cm/s which were obtained by depositing conductive oxide (TCO) with a gap that enclose that of Si or a p-type
them on low resistivity n and p-type crystalline silicon, respectively. TCO with larger work function (MoO). TCOs have been successfully
This process also performs the hydrogenation process and remains used as a front contact of the cell, resulting in a large open circuit
stable for temperatures above 800 °C (Dingemans et al., 2011). The best voltage (Voc) by forming MoO/a-Si:H contact structure for n-type Si
conversion efficiency of about 21.7% for crystalline silicon solar cells (Battaglia et al., 2014). Various research and development (R & D)
were achieved by Hofmann et al. using such passivation stacks groups have adopted the process of contact passivation, and have re-
(Hofmann et al., 2008). ported higher efficiencies (Table 2).
4.2.1.3. Wet oxidation. Thermal oxidation offers excellent rear side 5. Surface passivation for high-efficiency c-Si solar cells
passivation and reported higher efficiencies for crystalline silicon solar
cells (Zhao et al., 1999). Therefore, thermal oxidation process for The higher efficiencies of c-Si mainly depend upon the higher bulk
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A. ur Rehman et al. Solar Energy 166 (2018) 90–97
Fig. 1. Materials that can be used as a potential candidates for passivated contacts to Si summarized in Ref. (Stradins et al., 2014). The list contains the dielectric and semiconductor
materials with the valance band maxima (VBM) and conduction band minima (CBM) energies shown in the chart. The VBM of Si is also shown for comparison.
lifetimes, increased rear internal reflection (R) and front/rear re- surface passivation (Kerr et al., 2001). The surface passivation at rear
combination losses. In the PV industry, silicon wafers account for larger surface significantly reduces the rear SRV (Seff.rear) for higher efficiency
shares (17% of total cost) in the manufacturing cost of the modules structures; however, the front SRV (Seff.front) also plays a vital role in
composed of c-Si solar cells (ITRPV, 2015). The trend for using thinner achieving higher conversion efficiency. Fig. 2 shows that for a low
silicon wafers has emerged to reduce the $/W cost and to maintain solar Seff.rear, an absolute efficiency improvement of more than 1% can be
cell efficiency. In this regard, the appropriate use of surface passivation realized to reduce Seff.front to 103 cm/s which is lower than the current
(specifically the rear surface passivation) is essential in sustaining the state-of-the art (104–106 cm/s). This reduction in front/rear SRV can be
efficiency of PV cell. Fig. 2(a) clearly shows that for thinner silicon realized by highly optimized front emitter profile and high-quality di-
wafers, there is a need to reduce the rear surface losses in order to electric passivation for front and rear surface.
maintain higher efficiency (Duttagupta, 2014). The shaded area in the
figure represents the present range of the wafer thicknesses (ranges
180–220 µm), currently used for industrial application. The effective 6. Conclusion and outlook
rear surface losses of about 500–1000 cm/s with aluminium back sur-
face (Al-BSF) are currently manufactured in the PV industry. Solar cells In summary, because the possible discontinuity in the symmetry of
with rear surface losses lower than 100 cm/s have been reported as the crystalline lattice at the Si surface, the importance and funda-
important components to improve the solar cell efficiency (Schmidt mentals of the surface passivation process for c-Si solar cells were stu-
et al., 2008; Dullweber et al., 2012; Gatz et al., 2011). Furthermore, died. The rate of the surface recombination can be minimized by re-
rear surface losses can be reduced effectively by incorporating surface ducing the density of interface trap (Dit) and/or an imbalance in the
passivating dielectric at the rear side of the solar cell. The higher bulk surface concentration of either holes or electrons. The reduction in the
lifetime of c-Si substrates have an important impact on solar cell effi- surface concentration of electrons/holes can be achieved by im-
ciency. Fig. 2(b) shows that lower rear surface losses have higher im- plementing a doping profile below the Si surface or by field-effect
pact on solar cell efficiencies when the bulk lifetimes are higher (lower passivation due to electrical charges present in the passivating films.
recombination losses in bulk). The presence of fixed charges (positive/negative) in passivating films is
Good quality surface passivation for c-Si on either side (front/rear) useful when performing field-effect passivation. The recent trend of
have significantly impacts the solar cell efficiency. Fig. 3 shows the using thinner wafers (< 200 µm) for cost reduction of c-Si solar cells
impact of front surface passivation on efficiency with reduction in poses an issue of an increased number of recombination losses and
Seff.front especially when the rear surface is passivated well (Duttagupta, consequently a high quality surface passivation at the rear side is es-
2014). Currently trend of front SRV (Seff.front) is generally in the order of sential. Thus, an effective rear surface passivation method is a short-
104–106 cm/s for homogeneous emitter with sheet resistance of term challenge for the successful implementation of PV cell fabrication
70–100 ohms/sq, which depends on diffusion process and quality of on an industrial scale. As discussed in this paper, there are several
surface passivation schemes that are well suited for this task. Moreover,
Table 2
High efficiency solar cells fabricated with passivated tunneling contacts at various research and development (R & D) centres.
R & D Centre Type Passivated & transport Electrode V (mV) Jsc (mA/ FF (%) Eff. (%) Ref.
layer cm2)
Panasonic HIT i-a-Si/doped a-Si TCO & Metal 750 39.5 83.2 24.7 (Taguchi et al., 2014)
(double side junction) (IBC-HIT) 740 41.8 82.7 25.6 (Masuko et al., 2014)
Sunpower IBC (passivated contacts) SiOx/doped poly-Si Metal 734 40.4 81.5 24.1 (Smith et al., 2013)
Silevo Tunnel oxide SiOx/doped poly-Si TCO & Metal 739 38.9 80.5 23.1 (Heng et al., 2015)
ECN Passivated emitter and rear poly-Si SiOx/doped poly-Si Metal 675 38.8 79.1 20.7 (Stodolny et al., 2016)
(PERPOLY)
GIT Poly-Si/SiO/p-Si SiO/Poly-Si Metal 683.4 39.66 78.1 21.2 (Tao et al., 2016)
ANU TiO or SiO/TiO TiO or SiO/TiO Al/Ag 676 39.2 80.7 21.6 (Yang et al., 2016)
a-Si/MgF a-Si/MgF Al 687 37.8 77.3 20.1 (Wan et al., 2016)
EPFL Hetero-structure w/MoO a-Si/MoOx (p) – a-Si/LiF TCO & Metal 725 38.6 80.4 22.5 (Geissbühler et al., 2015)
(n)
B-doped SiCx (p) SiOx/i-Si/SiCx TCO/Ag 694.7 37.2 79.1 20.44 (Nogay et al., 2016)
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A. ur Rehman et al. Solar Energy 166 (2018) 90–97
Fig. 2. Solar cell efficiency as a function of: (a) Si wafer thickness and (b) bulk lifetime, for a simulated one-Sun n+p c-Si wafer solar cell. Multiple effective rear surface recombination
velocities (Seff.rear) were used to study the effect for silicon wafer thickness and bulk lifetime by Duttagupta (2014).
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A. ur Rehman et al. Solar Energy 166 (2018) 90–97
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