CONG TY CP T~P DOAN CQNG HOA XA H<)I CHU NGHIA VI~T NAM

NHVA DONG A 89c l~p -T~r do - H?nh pht'.1c

S6: 0212016/BC-HDQT Ha N<)i, ngciy 19 thong 07 nam 2016

BAo cAo TiNH HiNH QUAN TRJ c6NG TY NIEM YET

(6 thang)

Kinh gi:ri: - Uy ban ChCmg khoan Nha mr6c

- So Giao d!ch ChCmg khoan thanh ph6 H6 Chi Minh

- Ten cong ty niem y~t: Cong ty c6 phbn t$p doan Niwa Dong A ~

(
- 8!a chi tr\J so chinh: Lo I CNS q1rn cong nghi~p Ng9c HcSi, xa Ng9c HcSi , huy~n Thanh Tri, TP Ha
N<)i

- Di~n tho(;1i: 04 3793 8686 Fax: 04 3793 8181 Email: info@ dag.com.vn

- V6n di~u I~ : 398.900.000.000 dcSng

- Ma chCmg khoan: DAG

I. Ho~t di)ng cua f>~i hi)i a6ng cf> dong

Thong tin v~ cac CUQC hQp va Nghi quy~t/Q uy~t d!nh CLla 8?i h9i a6ng c6 dong.·
I -------------- - - - - -- -----,

Stt ' s6 Ngh! quy~t Ngay Ni)i dung I

- - - - - - - - ---- ------ ------ -- - ----- I
' - Tho'.1g qua Bao cao HDQT. Ban T6ng Giam d6c, I
Ban Kiern soat;
I - Thong qua k~t qua SXKD 20 Is va phuung an chi tra
co tCrc ;
- Thong qua k~ ho?ch SXKD 2016
- Thong qua chu trnong tri~n khai dbu tu· cac d~r an
narn 2016;
- Thong qua i:1y quy~n HDQT tirn ki~m. dam phat, ky
hqp d?ng v6'i d6i tac chi~n ILl'Q'C d~ th~rc hi~n phat hanh
01 /2016/NQ-
26104120 16 c6 phi~u cho c6 dong chi~n ILrqc;
DHDCD
- Uy quy~n H DQT. Ban T6ng Giam ct6c, Chi:1 t!ch
I cong ty con l~ra ch9n a6i tac tin d~tng, ky hqp dcSng tin I
, d~1ng. tlwc hi~n vay v6n trung dai h?n ph~1c v~1 ho0t d(lng !

SXKD2016;
- Thong qua rn(rc thL1 lao cho HDQT, Ban Ki ~m soat;
- Thong qua l~ra ch9n do·n vi ki~m toan narn 2015. Uy
quy6n H DQT l~ra ch9n Cong ty ki~rn toa n nam 2016;
- Thong qua Chi:1 ti ch 1IDQT kiern nhi¢111 Tfing Giarn
a6c:

.
 II. H{'>i dbng quan trj:

1. Thong tin v~ thanh vien H<)i d6ng quan tri (HDQT):

i; s6 bu6i Ly do 1

b~t .i Ty I~ I
Stt Thanh vien HDQT Chfrc vi.i
Ngay h9p
tham dlf 1
khong I
01;1"~
1
dfiu HDQT fham
h9p . I
tham di.i· hQp
·-----+------+----

6 ng Nguyen Ba H.c_in_g___,._[_C_h_u_t_ic_h___2_1_10_4_12_0_1_5---+l_4_ _ _ _ _10__0_1c_o_-t-_ _ _ ____,[

0

12 I Ba Trlm Thi Le Hai I P.C11i:1tich 21 /04/2015 4 100% I

i I
I , I Cona tac I
n•6~ ngoai j
3 • Ong Ito .Junichi 21 /04/2015 0 0%

I
II - .
I4 I Ong An Quang Hieu 2 I /04/20 I 5 I 4 100%
,_I 5
- --;,-B
_ a_
· N-gL-1y_e_n_T_h_i -T-fn_h_ _ _ _ _ _ _2_11-
0-41; -0-I5--j 4 ;
100% I

2. Ho?t d<)ng giam sat cua HDQT do_i v6i Ban Giam doc:

- Chi d?o, don doc t6 chCrc D?i h(li d6ng c6 dong tlwcrng ni~n nam 2016;

- Giarn sat tinh hinh hO?t d(lng san xu'1t kinh doanh CL!a Cong ty Ill~ va cac cong ty con;

- Theo doi, danh gia tlnh hinh th~rc hi~n k~ hO?Ch san xu'1t kinh doanh nam 2016;

- Theo doi, don doc va phoi hqp tim ki~m, lam vi~c doi tac d~ th~rc hi~n vi~c phat hanh c6 phi~u cho
c6 dong chi~n ltrqc:

3. Ho?t d<)ng ci:1a cac ti~u ban thu<)c H<)i d6ng quan tri:

- Chu§n bi cac tai li~u hQp HDQT va hQp 8H8C8 tlwong nien nam 20 16

- Chu§n bi cac tai li~u cong bo thong tin theo quy dinh CLl3 phap lu?t

4. Cac Nghi quy~t/Quy~t d!nh cua H9i d6ng quan tr!

I~~ s6 Nghl q uy~_t_~__N_g a_'Y_-+

r
1
1
I I- Thong
: thLrcmg nien 20 16
N
_ 9·_·c_Iu_ n_g_ _ _ _ _ _ _ _

qu~ chuung trinh, n9i dung hQp DHDCD

---j

il Ol /2016/NQ-HDQT 14/03 /2016 1 - Th'ong qua t1··.

im g1an va'd"!a d.1em
; to; c h'uc f)Hf)Cf) I
tlwcmg nien 2016

I. 2 02/2016/NQ-HDQT
I
I 05 /05 /2016 :
i Mien -nhiem
.
ch(rc danh Ph6 T6ng Giam doc doi v6i a I
i , ' Nguyen Thi Vi~t Ha
I --1---·
i
,
: i· QLiy~t dinh v/v chot danh sach c6 dong dtS chi tra c6 I:

I3 ' 0312016/NQ-H DQT : 04/06/2016 i . . . ·

f-- '._ 1 __J__ tc1_·c _va xin y kien bang van ban -~

I I Quy~t dinh v/v ILra chon cong ty ki ~ m toan l3CTC nam i

~ I 0512016/N Q·H ElQT ~ 06106120 16 i 2016. . . . . . • .. I

1 I I 1 Quyet dinh v/v chot danh sach c6 dong de time h1~n 1

II 5 't 06/2016/NQ-H DQT 28/06/2016 I . : ' . u . . I
_ _ _L _ _
:
_______
: lay y kien bang ·van ban
__J _ _ _ _ _ _ _ _ _ _ _ _ _ _ .. ___________
!!

'•
 III. Ban ki~m soat :

I. Thong tin v~ thanh vien Ban Ki~m soat (BKS):

Thanh , ,
l s6.
1
bufli hQp
. Ty I~ tham Ly do khong
Stt Chfrc v1.1 Ngay bat aau BKS tham
vien BKS dt,t• hQp tham dt,r hQp
dt,t•
'
r---

Ba Ph?m I Tmcrng I 2110412015 100% I I

I
I
I
Thi
Ha
Tht'.1y \ ban
I
I
I
I I
I -
12
I Ong Ph?m J I 2110412015 100% ! I
Th~ Hoang
---·---'---
'
I -,
I _) Ba Ha Thi : 2110412015 I I
100% ' I

L My 1-l~mh
I
I
I
I

2. Ho?t d(lng giam sat cC1a BKS d6i v6i HDQT, Ban Giam d6c di~u hanh va c6 dong:

- Ki~m tra, giam sat d~ dam biio Cong ty ho?t d(lng theo dt'.mg Lu?t doanh nghi~p . Di~u I~ Cong ty va
Nghi quy~t cC1a 8H8C8;

- Ki~m tra, th~m d!nh Bao cao tai chinh nam 2015 cua Con& ty;

- Tham gia cong tac t6 cht'.rc D?i h(li d6ng c6 dong tlrncrng nien nam 2016. dam biio D?i h(li du·qc tlwc
-
;-=T
I-{

hi~n dung quy d!nh cC1a Phap lu?t va Di~u I~ cC1a Cong ty;

3. S~r ph6i hQ'p ho?t d(lng gili'a BKS d6i v6i ho?t d(lng cC1a HDQT, Ban Giam d6c di~u hanh va cac
can bi;> quan ly khac:

- 86ng g6p y ki~n v~ m(lt s6 v~n d~ lien quan d~n tinh hinh th~rc hi~n k~ ho?ch san xu§t kinh doanh
cC1a Cong ty;

- ChC1 d(lng ph6i hQ'p HDQT, Ban Giam d6c Cong ty trong cong tac ki~m tra, giam s~t ho?t d(lng siin
xu§t kinh doanh cC1a Cong ty, trao d6i thong tin lien quan d~ hoan thanh nhi~m v~1

4. Hol;lt d(lng khac c1:ia BKS (n~u c6): Khong

IV. Dao t~o v~ quan tr! cong ty: Khong

V. Danh sach v~ ngU'<'ri c6 lien quan ciia cong 'ty niem y~t theo quy c1!nh t~i khoan 34 Di~u 6
Lu~t Chfrng khoan v~'t giao d!ch ct'ia ngU'<'ri c6 lien quan cl'1a cong ty v6·i chinh Cong ty

I. Danh sach v~ nguO'i c6 lien quan cua cong ty:

2. Giao d!ch gili'a cong ty v6i nguo·i c6 lien quan cC1a cong ty; ho?c giu·a c6ng ty v6i c6 dong 16n,
ngu·o·i n(li bi;>, nguo·i c6 lien quan cC1a nguO'i n(li bi;>:

3. Giao d!ch gil'ra nguoi n(li bi;> cong ty niem y~t. nguoi c6 li en quan cC1a nguoi n(li b<) v6i c611g ty
con, cong ty do cong ty niern y~t n~111 quy~n ki~111 soat
.
"
4. Giao dich giCra cong ty v6i cac d6i tu9·ng khac

4.1. Giao dich gil'ra cong ty v6i cong ty rna thanh vicn HDQT, th an h vien Gan Ki ~m s0:1t, Ci {11 11 d(,c
(T6ng Giam d6c) di~u hanh da va dang la thanh vien sa ng 1$p h o~c thanh vien HD(H, Gia;n dt\c
(T6ng Giam c16c) di~u hanh trong thoi gian ba (03) nam tro l?i day (tinh t?i thoi difrn idp bcio c{i o).

'•
4.2. Giao d!ch giCra c6ng ty v6i c6ng ty ma ngm'.Ji c6 lien quan cC1a thanh vien HDQT. thanh vien Ban
Ki~m soar. Giam a6c (TcSng Giam a6c) di~u hanh la thanh vien HDQT. Giam d6c (TcSng Giarn d6c)
di~u hanh

4.3. Cac giao d!ch khac cC1a c6ng ty (n~u c6) c6 th~ mang i?i J9·i fch v?t chcfit hoi;\c phi v?t chcfit d6i v6i
thanh vien HDQT, thanh vien Ban Ki~m soar, Giam d6c (T6ng Giam d6c) di~u hanh.

VI. Giao djch c6 phi~u cua ngm'ri n(>i bi) va ngm'ri lien quan ci"ia ngm':ri n(>i bi)

I. Danh sach ngubi n(li b(l va ngu<':ri c6 lien quan CLl3 ngubi 'n(li b(l: Ph~1 l~IC dfnh kem

2. Giao dich cC1a ngLrbi n(li b(l va ngubi c6 lien quan d6i v6i c6 phi~u cC1a c6ng ty niem y~t:
I ' Quan ' s6 cli phi~u sO' hii'u l s6 cfi phi~u sO' Ly do tang,
Ngm'ri thl)'C hi~n h~ v6'i I afiu ky I hii'u cu6i ky giam (mua,
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?p cong ty
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j C?ng ty TNHH
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I ChC1 tich I 0 0% 9.255.892 23 .20%
nhuqng g6p
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VTI. Cf1c vftn d~ dn lu·u y khac/

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2 I N~uv~n Thi I 16n!! Oanh KC 1oai1 truant!
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