Professional Documents
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Quality Management in Hungarian Higher Education Organisational Responses To Governmental
Quality Management in Hungarian Higher Education Organisational Responses To Governmental
Governmental Policy
Author(s): Tibor Csizmadia, Jürgen Enders and Don F. Westerheijden
Source: Higher Education , Oct., 2008, Vol. 56, No. 4 (Oct., 2008), pp. 439-455
Published by: Springer
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Education
Introduction
Since the global economic upheavals of the 1970s governments have faced three major
problems (Pollitt et al. 2001). The first is financial: the ability to tax seems to have dimi-
nished, just as the cost of continuing to maintain welfare states has risen. The second problem
has been an apparent decline in trust in governmental organisations (see, e.g. Norris 1999).
T. Csizmadia
e-mail: csizi@gtk.vein.hu
J. Enders
e-mail: j.enders@utwente.nl
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Theoretical framework
Our point of departure, as we stated above, is to understand the way organisations respond
to environmental pressures - in this case governmental reform. In the field of organisation
studies, various theories have been developed and applied over the years, which enable to
examine and understand this aspect of organisations. We first turned to the approaches of
resource dependency and neo-institutional theories. The main reason for using both per-
spectives is that organisations exercise strategic choice, but do so within constraints
imposed by their institutional environments (Hrebeniak and Joyce 1985; Pfeffer and
Salancik 1978). A growing number of studies have indeed suggested that these theories
offer distinct but complementary explanations why and how organisations respond to
institutional change (Oliver 1991; Greening and Gray 1994). Neo-institutional theory
focuses amongst other things on the role of myths, beliefs and norms in organisational
structure and behaviour. Resource dependence theory emphasises organisational responses
in the face of dependencies on external organisations.
The common essence of their complementary perspectives is that organisations exercise
strategic choices but do so within constraints imposed by their institutional environment
(Hrebeniak and Joyce 1985; Pfeffer and Salancik 1978). However, at this point, the frame-
work required additional elements not treated sufficiently in this organisational literature.
Prime among these were the individuals in the organisations and their decision-making rules
and habits (Sabatier 2005). The specific organisational character in different social fields was
still underplayed, however. Therefore our theoretical framework was expanded to incorpo-
rate characteristics of higher education institutions that were found important by the literature
to explain organisational response to governmental reform in the higher education field.
The resource dependency perspective assumes that, in order to survive, organisations
need a sufficient supply of resources. These resources often cannot be produced by the
organisations themselves; therefore, to guarantee the flow of resources, an organisation
must interact with other organisations that control these resources, and thus it depends on
them. This perspective concludes that an organisation will be more likely to follow the
requirements of the supplier of resources when it depends on these resources. However, it
also emphasises that external control is not absolute, because organisational constraints
always leave space for autonomous decision and improvisation.
At this point, we turned to neo-institutional theory, which demonstrates how organi-
sations perceive their environments, how they act to control and avoid dependencies in
order to maintain organisational discretion and autonomy of action and how they are
influenced by their routines and organisational culture. It also suggests that organisations,
in order to survive, adapt to norms and beliefs in their environment and incorporate them,
which produces homogeneity within a certain organisational field. In addition, in neo-
institutionalism, legitimacy is seen as a dominant factor securing stability and survival.
However, institutional theorists have also contended that institutions facing conflicting,
inconsistent demands about what practices they ought to use can maintain legitimacy by
adopting symbolic designs to mask core activities that may be controversial, i.e.
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Hypothesis 2 (a) The higher the complexity of higher education institutions, the slower the
pace of quality management implementation.
(b) The higher the complexity of higher education institutions, the narrower
the scope of quality management implementation.
Hypothesis 3 (a) The more the disciplinary balance is toward hard and convergent sciences
within higher education institutions, the faster the pace of quality
management implementation.
(b) The more the disciplinary balance is toward hard and convergent sciences
within higher education institutions, the wider the scope of quality
management implementation.
Research proposition 4 (a) The higher the commitment of leaders, the faster the pace of quality
management implementation.
(b) The higher the commitment of leaders, the wider the scope of quality
management implementation.
Hypothesis 5 (a) The more the higher education institutions are supported by external
consultants, the faster they can implement quality management.
Research proposition 5 (b) The more the higher education institutions are supported by external
consultants, the wider the scope of quality management implementation.
(c) The more the higher education institutions are supported by external
consultants, the more adequately they implement quality management.
Research proposition 6 (a) The more bureaucratic the decision-making processes, the slower the pace
of quality management implementation.
(b) The more political the decision-making processes, the slower the pace of
quality management implementation.
Hypothesis 7 (a) Reputation can have a positive or a negative influence on the pace of
implementation of a quality management mechanism; it will be more
negative the more reputation implies independence from governmental
resources, while it will be more positive the more reputation implies actual
decision-making capacity of the higher education institution.
(b) Reputation can have a positive or a negative influence on the scope of
implementation of a quality management mechanism; it will be more
negative the more reputation implies independence from governmental
resources, while it will be more positive the more reputation implies actual
decision-making capacity of the higher education institution.
theoretical independent variables that could be made with the 'Protocol'. As far as the
scope of implementation is concerned, this was seen to depend on the set of organisational
variables (complexity, disciplinary characteristics, reputation and leaders' commitment)
and 'external consultancy', but not on 'dependency', for the empirical reason that the
Hungarian government in its policy only concentrated on quality management for edu-
cation, not for research; it did not demand a wider scope. Similarly, the scope of quality
management implementation was not connected to the decision-making process because
bureaucratic and political decision-making were in the first place expected to affect the
speed of decision-making rather than its substance. Finally, both elements of adequacy
(comprehensiveness of quality management mechanisms and their symbolic or genuine
adoption) are closely related to the support of quality experts. Implementing a
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Research design
Empirical results
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-, hypothesis not supported; 0, contradictory results; hypothesis neither falsified nor confirmed; +, weak
support for hypothesis; ++, strong support for hypothesis or research propositions; MR, multiple regression;
CS, case studies
2 They not only showed to be always in the expected direction and statistically significant - the latter except
in research proposition 5c because that could only be studied in the case studies, not through my survey -
they also had the greatest impact on quality management implementation.
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3 They not only showed to be always in the expected direction and statistically significant - the latter cannot
be said about research proposition 5c since that could only be studied qualitatively, in the case studies, not
quantitatively, through our survey - they also had the greatest impact on quality management
implementation.
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The theoretical framework seems to be largely supported by the results of the investiga-
tions, but needs critical consideration in some respects. Below we discuss possible
refinements as well as methodological limitations of our approach.
First, the importance of decision-making processes uncovered in our study shows that
there is a need to study the processes of quality management implementation, and not only
their outcome. Quality management implementation as an outcome, observed in a short
time period, hides many of the dynamic processes that should interest policy makers,
experts and also academics. For example, a study could be proposed that is not only a study
of quality management implementation (institutionalisation), but also a study of de-insti-
tutionalisation processes. As indicated elsewhere, various fads, particularly quality
mechanisms in higher education, have failed (Birnbaum 2000), and became de-institu-
tionalised (Oliver 1992). Since de-institutionalisation could not be included in the time
period of the study it needs more studies on how and why such processes occur. The fact
that so much symbolic compliance was observed, gives additional urgency to such a study.
Therefore, the results of this study, as well as its method, underscore the importance of
longitudinal observations also noted in implementation studies: to study implementation
over a longer term (Sabatier 2005; Kyvik 2005; Kogan 2005).
4 The variable dependency was operational ised by asking higher education institutions to what extent their
income was received from government.
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5 First, however, one Hungarian specific concept - namely the Protocol - should be replaced by the quality
assurance model implied by the different national expectations.
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