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To cite this article: Terry L. Cooper & Diane E. Yoder (1999) The Meaning and Significance of
Citizenship in a Transnational World: Implications for Public Administration, Administrative
Theory & Praxis, 21:2, 195-204, DOI: 10.1080/10841806.1999.11643364
Article views: 1
ABSTRACT
W hat are the meaning and significance of national citizenship in an increasingly global society?
That question is not easily answered, but the clear implication is that the world as we know
it in the late 20th Century may have made national citizenship less meaningful, significant, and
useful as a category within which to understand one's public obligations, both as a citizen and as
an employee of the citizenry. In this paper, we explore the question of national citizenship because
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the world in which we live seems to transcend the boundaries of the nation-state with ever-increasing
speed and pervasiveness. We define legal and ethical citizenship and review the general arguments
against national citizenship as a meaningful and significant concept and role. We proceed to
consider positive proposals for alternative postnational constructs and discuss the implications of
a transnational view of citizenship for public administrators and public administrative ethics.
COOPER & YODER/The Meaning and Significance oj Citizenship in a Transnational World 195
This definition is intentionally broad and inclusive. To Now, at the end of the second millennium, the
further delineate the definition, Cooper (1991) suggests meaning of citizenship is increasingly problematic as
both legal and ethical dimensions of citizenship. Regard- social scientists, politicians, and others call into question
ing the former, "the legal constitutional definition of the nation-state as an adequate institution for understand-
citizenship in the United States is one which distributes ing and ordering collective life. l Turner (1993) main-
authority in a limited hierarchical fashion" (p. 9). This tains that "citizenship as an issue has become increas-
authority dictates the extent to which citizens may ingly prominent because the traditional boundaries of the
participate directly in government, and prescribes a nation-state ...have been profoundly challenged by global
citizen's rights and requirements for naturalization. It developments in the organization of modern societies"
corresponds to the more formal codifications referenced (p. 1). Those who assert the inadequacy of the nation
in the above definition. This legal status is a "means of state are doing so on the grounds that it is insufficiently
focusing attention on the more fundamental evolution of congruent with the most salient fact of the contemporary
a stream of values and principles which give essential world-interdependence on a global scale. First and
shape and content to the role of the citizen" (Cooper, foremost, a tremendous amount of global migration in
1991, p. 47). This legal role, however, does little to the latter part of the 20th Century, particularly with the
inform the other, more important dimension of citizen- demise of the former Soviet Union and Eastern Bloc
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ship: the ethical dimension of citizenship. countries and political upheavals in Africa, the Middle
East, and Southeast Asia, has fueled a global connected-
Whereas the legal definition prescribes the right to ness of unprecedented proportions.
participate in a government and public life, the ethical
definition prescribes the obligation to participate and This interdependence transcends national boundaries
refers more to the informal norms referenced in the and is manifested in many financial, political, environ-
above definition. According to Cooper (1991), five main mental, technological, and cultural ways. Financially,
ideas undergird ethical citizenship: (a) the dignity of the interdependence is marked by: (a) a global economy in
individual citizen; (b) the consensual nature of authority; which the economic status of one nation affects the
(c) a concern for the common good; (d) the importance status of all; (b) multinational corporations, 300 of
of civic virtue; and (e) the experience of participation in which control one quarter of the world's total productive
government as not only a right and obligation of citizen- assets; and (c) a network of international financial
ship, but also as education for citizenship (pp. 91-92). conglomerates managing currency transactions, global
It is this ethical dimension of citizenship that provides securities, credit cards, swaps, buyouts, and "a mind-
the normative foundations for the role of the public boggling menu of speculative devices for repackaging
administrator. and reselling money" (Turner, 1993, p. 178); and (d)
international trade and marketing ventures that allow
THE ADEQUACY OF NATIONAL both wholesale and retail sharing of a nation's produc-
CITIZENSIllP tive goods. Politically, we have witnessed: (a) the
United Nations and other supranational organizations
The nation-state has been understood for two
establishing international regimes that manage health,
centuries as the structure within which citizenship is
the environment, and human rights among other things;
established and enacted. Of course, "citizenship" from
(b) continued military and humanitarian international
a longer historical perspective had its origins in the
alliances; and (c) the inability of any single nation to
ancient Greek city states to identify members of the
assure its citizens a strong sense of security, the most
"polis," the sovereign city government of that era.
fundamental historic role of the nation-state. Environ-
However, the term re-emerged after the French Revolu-
mentally, we see: (a) an interconnected ecology and
tion in its present form to identify active participants in
global environmental problems such as global warming,
republics in the form of nation-states. Turner (1993)
ozone depletion, and deforestation; (b) an increasing
suggests that in that form, "Citizenship was a secular
interdependence of agricultural markets both out of
solidarity which within the context of nationalism was
necessity to exchange agricultural products and the
replacing religious solidarity and religious symbolism"
internationalization of the local supermarket; and (c) an
(p. 177). In his judgment, this modern tradition of
increasing acknowledgment of the need to manage
citizenship has implicitly understood the "the 'nation-
collectively the globe's scarce natural resources. Tech-
state' as the natural boundary of 'society'" (p. 177).
nologically, this interdependence is promoted by (a)
196 Administrative Theory & Praxis .:. June 1999, Vol. 21, No.2
widespread accessibility to air transportation and elec- with the administrative state run by technical experts and
tronic communications that "transport" people quickly representative government in which they experience
and easily to even remote regions across the globe; and little representation of their diverse interests and needs.
(b) an increase in collaborations in space exploration and Village organizations, neighborhood associations, block
satellite technology. Finally, we have seen the emer- clubs, homeowners associations, and farmers' alliances,
gence of a world-wide cultural olio that ranges from the among others, are asserting their desire for some degree
popular culture promoted by the media (e.g., fashion of self-determination. This is complemented by a rapidly
styles, entertainment, slang) to scientific research, growing nonprofit sector of service, civic, and policy
literature, and the arts. Although the traditional notion advocacy organizations. This phenomenon of global
of citizenship may be inadequate, theorists and practitio- grassroots movements represents a challenge to the
ners have yet to design an understanding of citizenship nation-state.
that would be sufficiently congruent in this interdepen-
dent world. POSTNATIONAL CITIZENSIllP?
Among those who subscribe to the idea that national
Soysal (1998) describes this move toward global
citizenship as traditionally understood is no longer
interdependence as "an increasing interdependence and
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COOPER & YODER/ The Meaning and Significance of Citizenship in a Transnational World 197
munities other than the ones into which they where citizenship should be located is not clear. Appar-
were born (though full-scale assimilation is ently, Turner sees it resting in an increasingly dense
rarely possible); they can embrace the national web of international regimes that upholds human rights.
identity of their forefathers, even though they Although this web provides a new way to think about
might have been completely estranged from it; citizenship in the modem world, we wish to balance
or they can choose to preserve their communal Turner's optimism with the reality that the current
membership, not merely out of convention and international regimes are neither strong nor cohesive
routine, but as a result of reflection. (pp. 1-2) enough to house a new form of citizenship. Further-
more, international law is not ultimate, and nation-states
In disconnecting national culture from its embodiment in will not evaporate anytime soon.
a state, Tamir (1993) proposes "imaginary communi-
ties" in which "the nation exists only when its members Moving closer to the abandonment of national
consciously conceive themselves as distinct from other citizenship, Soysal (1998) looks toward the replacement
groups" (p. 3). Political and other institutions necessary of the citizen with the individual. He opines that in the
for the sustenance of these cultures can be maintained . postnational world:
within an overarching liberal nation-state. This requires
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198 Administrative Theory & Praxis':· June 1999, Vol. 21, No.2
TOWARD TRANSNATIONAL CITIZENSIDP citizenship was first located in one of the states. The
reciprocity clause of the Articles of Confederation was
Speculation about the demise of the nation-state and
carried over in abbreviated form in the Constitution as
traditional citizenship is a legitimate intellectual enter-
the comity clause (Le., Article IV, Section 2, Clause 1),
prise, but serious plans for its burial seem premature.
and Congress was given the power to establish a uni-
One need only witness continued military struggles and
form rule of naturalization. However, it was not until
ethnic cleansing around the globe. Furthermore, one
after the Civil War that national citizenship was un-
ought to keep clearly in mind that the web of interna-
equivocally established as having priority over that of
tional laws, conventions, and regimes, which Soysal
the states. Those seven decades between 1789 and the
looks to as replacements for the nation-state, was
end of the Civil War were a period of political
cre~ted and is maintained by powerful and unyielding
co~unity-building, debate over moral and legal
natIOn-states. Nevertheless, the implications of global
pnnclples, a fear of naturalization of political insur-
interdependence for national citizenship and, in turn, for
gents, growing economic interdependence, and intense
public administrative ethics deserves serious consider-
conflict. Ultimately, the integrity of the political com-
ation.
munity and the priority of national citizenship had to be
resolved by arms. We have not abandoned state citizen-
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COOPER & YODER/The Meaning and Significance of Citizenship in a Transnational World 199
against the exigencies of nature over which they had no of the U.S. Constitution, citizenship in one European
ultimate control. The hard truth of their common destiny Community member state confers rights in the others.
in a shared place with its harsh constraints provided the This legislation thereby severs the link between citizen-
impetus for resolving conflicts, building consensus when ship status and national territory. The Maastricht Treaty
possible, accommodating differences when neces- of 1991, ratified by the member states in 1993, makes
sary-the ingredients of community-building. this historic change explicit by creating a new sta-
tus-that of citizen of the European Community. Fur-
Also, we have become increasingly conscious of thermore, it anticipates a multi-level structure of mem-
our intertwined national economies that make it impossi- bership that "guarantees rights independently of mem-
ble for us to act autonomously without significant global bership in a particular state" (Soysal, 1998, p. 199).
economic consequences. The stock markets around the This is a good example of transnational citizenship
globe watch each other's national economic health and written into law.
react as though they were parts of one organic body as
witnessed in recent stock market reactions to the Asian The European Community has also recognized its
and Brazilian economic crises. Similar to those 13 economic interdependence by establishing a common
newly independent states that could not avoid their market system and a common currency. In 1998, the 11
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common economic purse, perhaps economic interdepen- countries allowed to proceed to the final stage of eco-
dency is creating the basis for world-wide community- nomic and monetary union were named to begin the
building. adoption of a common currency, the "Euro." These
include Austria, Belgium, Finland, France, Germany,
Lest we lapse into dewy-eyed optimism about a Ireland, Italy, Luxembourg, the Netherlands, Portugal,
global community, recall that a bloody civil war was and Spain. On January 1, 1999, the Euro became the
what finally forged the conglomerate of U.S. states into official currency of these countries by adopting conver-
one national community. Increasing interdependence and sion rates for the existing currencies and by trading in
global conciliation may not be a match for deeply rooted international markets. On January 1, 2002, Euro coins
cultural and socio-political differences among the and notes will begin circulating, replacing national
world's people. Nevertheless, on the positive side we currencies by July 1 of that year ("Going Euro," 1998).
can discern evidence of the nation-state being super-
seded by transnational conventions and regimes that The example of the European Community shows a
provide universalistic rules and principles. Soysal (1998) significant step toward a transnational community and
reviews these, taking particular note of the United provides us with a concrete example of how a group of
Nations Universal Declaration of Human Rights (1948), nation-states formed an international regime for strategic
the European Convention on Human Rights (1950), the economic and political purposes in the face of increasing
Geneva Convention on the Legal Status of Refugees interdependence. The North American Free Trade
(1951), the International Covenant on Civil and Political Agreement may be another example. However, what
Rights (1966), the UNESCO Declaration on Race and these examples show is not necessarily a fully transna-
Racial Prejudice (1978), and the UN Convention on the tional community on a macro-scale; rather, these
Protection of the Rights of All Migrant Workers and fledgling regimes are more region-specific. We predict
Their Families (1991). We would add the Montreal that the coming decades will witness an increasing
Protocol on Substances that Deplete the Ozone Layer number of such regional communities, perhaps as
(1987). Although international law and conventions are precursors to a global transnational community.
not always honored by all nations, they provide a
building block for a global political community. Such regional communities and institutional ar-
rangements are, and will continue to be, founded on a
The European Community is a prime example of a sense of shared identities and common interests. More-
transnational regime that is diminishing the sovereignty over, such institutional innovations are built on social
of its member nations in important ways. Soysal (1998) trust, and future innovations in citizenship will need to
asserts that "The most comprehensive legal enactment of be based on trust as well. Generally speaking, trust is an
a transnational status is encoded in the European Com- important part of social capital, which is integral to the
munities Law" (p. 198). Similar to the reciprocity clause successful function of democracies. Newton has de-
of the Articles of Confederation and the comity clause scribed two types of trust: "thin" and "thick" (Newton,
200 Administrative Theory & Praxis .:. June 1999, Vol. 21, No.2
1997). Thin trust is that based on loose, weak, heteroge- easily. Furthermore, for much of the free world, any
neous, social relations among people in a community. constraint in the rights we enjoy from our nation-based
Thick trust is based on regular interaction among citizenship would be met with serious resistance and
members of a community who share common back- uprising.
grounds (e. g., religious, ethnic). Militia groups and
small religious congregations evoke a modern-day image The more likely scenario involves the very gradual
of communities built on thick trust. Communities built thickening of a web of international regimes and con-
on thin trust are those similar to N AFT A or the Euro- ventions that progressively constrain the sovereignty of
pean Community, or more locally, voluntary associa- the nation-state and almost imperceptibly over time
tions or neighborhood watch groups. While we may displace the primacy of national citizenship. These
aspire to communities of thick trust as a basis for regimes and conventions might determine a "legal "
citizenship, it is more likely that citizenship will ema- transnational citizenship that determines who can
nate from communities of thin trust or some level of participate and how and what legal status and rights
trust in-between. citizens have in such regimes. Thus, we find it easier to
take seriously the possibility of a world in which this
IMPLICATIONS kind of legal transnational citizenship emerges alongside
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COOPER & YODER/ The Meaning and Significance of Citizenship in a Transnational World 201
citizenship. To be clear, we do not argue for withhold- clause in the U. S. Constitution, and the provisions of the
ing certain basic rights from anyone; rather, we suggest European Community. These are already codified in
offering these rights to all denizens, contingent on documents such as the UN Universal Declaration of
whether denizenship is legal or not, and with the explicit Human Rights, but the worldwide moral consensus to
intent of moving all illegal denizens to a legal resident support them is still in the process of formation. No
status and perhaps even citizenship. amount of formal legislation will accomplish that
fundamental task. Espada (1996) maintains that "The
In a similar vein, Carens (1995) advocates the chief feature of human rights is that they are moral
opening of national borders to allow free migration, but rights (that is, 'rights that are held to exist prior to, or
maintaining a distinction between residents (denizens) independently of, any legal or institutional rules') of a
and citizens. He explains: special species" (p. 9). The moral work must precede
the legal. In citizenship terms, ethical transnational
To say that membership is open to all who citizenship may be a prerequisite for legal transnational
wish to join is not to say that there is no dis- citizenship.
tinction between members and nonmembers.
Those who choose to cooperate together in the We suggest that ethical transnational citizenship
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state have special rights and obligations not may be a way of preparing illegal denizens for legal
shared by noncitizens. Respecting the particu- denizenship and, perhaps eventual citizenship. That is,
lar choices and commitments that individuals participating in local communities is a way to under-
make flows naturally from a commitment to stand the community in which one lives, to build a
the idea of equal moral worth. (Indeed, consent thicker trust within the community, and to incorporate
as a justification for political obligation is least people of very diverse backgrounds and cultures. It may
problematic in the case of immigrants.) What also be an indication of a person's intention to become
is not readily compatible with the idea of equal a fully participatory member of a community. Ulti-
moral worth is the exclusion of those who want mately, the choice for citizenship would remain with the
to join. If people want to sign the social con- individual, but those denizens who wish to enjoy legal
tract, they should be permitted to do so. (Car- benefits within their given communities might move
ens, 1995, p. 249) toward receiving those benefits by exercising their
ethical obligations and attaining legal denizenship. By
Carens' argument implies the establishment of legal moving through the ranks of denizenship, legal denizen-
bases for greater denizenship rights, but he understands ship, and perhaps citizenship, members of the commu-
that such things can only be accomplished through nity establish trust. Such a process would also establish
ethical consensus, not by fiat. His argument proceeds reciprocity among community members and their
from a Rawlsian original position under the veil of leaders, which is an integral part of social capital and
ignorance and reasons that any of us looking at the democratic success. Critics of our viewpoint may cite
world from that perspective would not choose the fairness issues in establishing conditions of denizenship
exclusive club approach to citizenship and denizenship or citizenship. As van Gunsteren (1994) argues, how-
now in existence. ever, "conditions for citizenship have always
existed ... flippant treatment of these requirements
The necessary condition, then, for the next step endangers the quality of citizenship" (p. 37) and
toward transnational citizenship would be the develop- denizenship. Furthermore, we are not arguing for the
ment of a consensus that certain human rights attach to cultural and political assimilation of all denizens; rather,
each human being apart from citizenship in a nation- we focus at the community level to acknowledge the
state. We may consider this intermediary step a "trans- diversity of ethnic, cultural, and other differences
national ethical citizenship." Espada (1996) insists that among denizens. We agree with Bader (1997) that
to have effect, universal human rights must be under- "something is inherently wrong with the conception of
stood as applying "to all human beings, unconditionally a melting pot that tries to achieve a new public, political
and unalterably" (p. 9). Each person carries these rights culture by ignoring strong ethnic and national cultures
wherever he or she decides to take up denizenship, and identities or relegating them to the 'private realm'"
somewhat like the rights provided by the reciprocity (p. 776). That is, we promote community ethics and
clause of the Articles of Confederation, the comity varying levels of participation and legal status to ac-
202 Administrative Theory & Praxis .:. June 1999, Vol. 21, No.2
knowledge the differences among those within our Survey deserve our serious attention. Through such
borders. approaches we should be investigating the extent to
which moral development of public officials is similar
What are the implications for American administra- and whether public administrative ethical standards are
tive ethics if we view our ethical tradition of citizenship shared across national boundaries. Although we are not
as a normative foundation? We see nothing in the sure that the time is right to introduce these dimensions
foreseeable future that renders that perspective useless of administrative ethics into our teaching and training,
or meaningless. Weare still citizens of nation-states it might be worth considering. Public administrators of
with both legal and ethical responsibilities for that role. all nations need to start developing an awareness of their
Those who work in the public sector can still ascribe to place in a transnational ethical environment.
a fiduciary role in relationship to fellow citizens and a
special duty to enhance democratic governance. This In one sense, this has already begun in places like
fiduciary role, developed by Cooper (1991), is one the United States where public administrators are
based on acting as a citizen on behalf of the citizenry in developing awareness of the special needs and issues of
carrying out one's public duties and is founded on the ever-increasing numbers of immigrants and applicants
virtues of public spiritedness, prudence, and substantive for naturalization. In fact, this phenomenon supports our
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rationality. Public spiritedness is about respecting and contention that public administrators are in key positions
enhancing the public good and the rights and obligations to promote the evolution of new categories of citizen-
of the citizenry over one's personal interests and con- ship. Public administrators have resources, continuity,
tributing to the process of citizens' development. Public and direct knowledge of the communities within which
spiritedness also places service to the citizenry over they work. For these reasons, public administrators are
service to one's department, organization, or political more likely candidates than elected officials to design
superiors. Prudence, based on the Aristotelian concept and promote changes in denizenship and citizenship.
of phronesis, is about exercising practical wisdom to This is exactly the prescribed role for fiduciary adminis-
achieve good ends via good means. Substantive rational- trators, to promote the public interest and the well-being
ity promotes the use of instrumental rationality, while of the members of their communities. We suggest
also reasoning about the value assumptions and ends of reinvigorating the role of public administrators, whereby
government action. a democratic and participatory ethic will undergird the
actions of public administrators who are dedicated to
We do think the increasing interdependence of imparting civic knowledge, increasing citizen and
nation-states suggests that we should avoid viewing our denizen participation, and creating communities of thick
ethical tradition of citizenship, or our regime values, as trust and inclusion for all those who wish to be included.
ultimate and absolute. They are social constructs that We hesitate to be more specific about the actions public
reflect a particular stage in human political organization administrators should take in promoting new categories
that are subject to change. The virtues of the fiduciary of citizenship, primarily because those categories have
administrator, however, can support either a nation-state yet to be determined. Moreover, we believe that public
citizenship or a transnational citizenship. The key to the administrators must be attuned to the particular needs
latter is focusing on shared values and a shared common and desires of their local communities. We also would
good in the transnational context. . suggest that public administrators not usurp elected
officials' rights and thus they should negotiate these
Placing our citizenship rights and obligations into changes with local elected officials.
the context of a transnational world does suggest some
important considerations; First, we may need to place CONCLUSION
our tradition under the judgment of broader statements
In sum, we believe our national citizenship is intact
of human rights such as the UN Universal Declaration.
and ethically relevant at the present moment, even as we
Our scholarly work on administrative ethic~ should
move increasingly toward regional regimes and conven-
include the examination of transnational codifications of
tions. Still, in a world as increasingly intertwined and
human values and public norms. Transnational compara-
interdependent as ours, we dare not rest on our nation-
tive research such as Stewart and Sprinthall's Kohl-
state laurels. Public ethics in the 21st Century calls for
bergian studies in the U.S., Poland, and the Russian
our best forethought and anticipation of the likely
Federation using their Stewart Sprinthall Management
postnational world that lies ahead.
COOPER & YODER/The Meaning and Significance o/Citizenship in a Transnational World 203
ENDNOTE
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Espada, J. C. (1996). Social Citizenship Rights: A London: Sage.
Critique of F.A. Hayek and Raymond Plant. New van Gunsteren, H. (1994). Four conceptions of citizen-
York: St. Martin's Press. ship. In B. van Steenbergen (Ed.), The Condition of
Fritz, M. (1998, April 6). Pledging multiple alle- Citizenship (pp. 36-48). London: SAGE Publica-
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Terry L. Cooper is the Maria B. Crutcher Professor in Citizenship and Democratic Values at the University of
Southern California School of Policy, Planning, and Development. He is the author of two books, including An Ethic
of Citizenship for Public Administration, the editor of two others, and has written numerous articles on citizenship,
citizen participation, and administrative ethics.
Diane E. Yoder is a Ph.D. candidate and instructor at the University of Southern California School of Policy,
Planning, and Development. She has authored articles on environmental policy and administrative ethics.
204 Administrative Theory & Praxis .:. June 1999, Vol. 21, No.2