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Administrative Theory & Praxis

ISSN: 1084-1806 (Print) 1949-0461 (Online) Journal homepage: http://www.tandfonline.com/loi/madt20

The Meaning and Significance of Citizenship in


a Transnational World: Implications for Public
Administration

Terry L. Cooper & Diane E. Yoder

To cite this article: Terry L. Cooper & Diane E. Yoder (1999) The Meaning and Significance of
Citizenship in a Transnational World: Implications for Public Administration, Administrative
Theory & Praxis, 21:2, 195-204, DOI: 10.1080/10841806.1999.11643364

To link to this article: http://dx.doi.org/10.1080/10841806.1999.11643364

Published online: 30 Jan 2016.

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THE MEANING AND SIGNIFICANCE OF CITIZENSHIP IN A
TRANSNATIONAL WORLD: IMPLICATIONS FOR PUBLIC ADMINISTRATION

Terry L. Cooper and Diane E. Yoder


University of Southern California

ABSTRACT

W hat are the meaning and significance of national citizenship in an increasingly global society?
That question is not easily answered, but the clear implication is that the world as we know
it in the late 20th Century may have made national citizenship less meaningful, significant, and
useful as a category within which to understand one's public obligations, both as a citizen and as
an employee of the citizenry. In this paper, we explore the question of national citizenship because
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the world in which we live seems to transcend the boundaries of the nation-state with ever-increasing
speed and pervasiveness. We define legal and ethical citizenship and review the general arguments
against national citizenship as a meaningful and significant concept and role. We proceed to
consider positive proposals for alternative postnational constructs and discuss the implications of
a transnational view of citizenship for public administrators and public administrative ethics.

W hat are the meaning and significance of


national citizenship in an increasingly global
society? That is the question we have been
national constructs. Finally, we consider the implica-
tions of a transnational view of citizenship for public
administrators and public administrative ethics.
asked persistently in recent years in response to our
efforts to develop and teach about the ethical tradition of CITIZENSlllP-LEGAL AND ETIllCAL
citizenship in the United States as a normative founda-
Although citizenship is a commonly understood
tion for public administrative ethics. The question is not
term, definitions of the word range in meaning and
easily answered, and the clear implication is that the
application (e.g., high versus low, supportive versus
world as we know it in the late 20th Century may have
constructive). As such, we must delineate our definition
made national citizenship less meaningful, significant,
of citizenship, which is based on Cooper's (1991) very
and useful as a category within which to understand
broad definition:
one's public obligations, both as a citizen and as an
employee of the citizenry.
Citizenship is the status and role which defines
the authority and obligations of individual
In this paper, we wish to begin exploring the
members of a community. This status and role
question of national citizenship because we find it harder
may be formally codified in terms of qualifica-
and harder to gloss over. It looms larger in our thoughts
tions, rights, and obligations by constitutions,
as the world in which we live seems to transcend the
charters and laws, or informally [italics origi-
boundaries of the nation-state with ever-increasing speed
nal] determined by values, tradition and con-
and pervasiveness. Because this is an "exploratory"
sensus. A citizen is one who qualifies for the
venture that we undertake here, this paper is less the
status of citizen as prescribed formally, or
product of extensive research and more of a think'piece.
informally, by a particular community, and is
We first define citizenship as we conceive of it both
encumbered by laws and norms with the obli-
legally and ethically. We then review the general
gations assigned to this role by that commu-
arguments against national citizenship as a meaningful
nity. (p. 5)
and significant concept and role. Following, we proceed
to consider positive proposals for alternative post-

COOPER & YODER/The Meaning and Significance oj Citizenship in a Transnational World 195
This definition is intentionally broad and inclusive. To Now, at the end of the second millennium, the
further delineate the definition, Cooper (1991) suggests meaning of citizenship is increasingly problematic as
both legal and ethical dimensions of citizenship. Regard- social scientists, politicians, and others call into question
ing the former, "the legal constitutional definition of the nation-state as an adequate institution for understand-
citizenship in the United States is one which distributes ing and ordering collective life. l Turner (1993) main-
authority in a limited hierarchical fashion" (p. 9). This tains that "citizenship as an issue has become increas-
authority dictates the extent to which citizens may ingly prominent because the traditional boundaries of the
participate directly in government, and prescribes a nation-state ...have been profoundly challenged by global
citizen's rights and requirements for naturalization. It developments in the organization of modern societies"
corresponds to the more formal codifications referenced (p. 1). Those who assert the inadequacy of the nation
in the above definition. This legal status is a "means of state are doing so on the grounds that it is insufficiently
focusing attention on the more fundamental evolution of congruent with the most salient fact of the contemporary
a stream of values and principles which give essential world-interdependence on a global scale. First and
shape and content to the role of the citizen" (Cooper, foremost, a tremendous amount of global migration in
1991, p. 47). This legal role, however, does little to the latter part of the 20th Century, particularly with the
inform the other, more important dimension of citizen- demise of the former Soviet Union and Eastern Bloc
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ship: the ethical dimension of citizenship. countries and political upheavals in Africa, the Middle
East, and Southeast Asia, has fueled a global connected-
Whereas the legal definition prescribes the right to ness of unprecedented proportions.
participate in a government and public life, the ethical
definition prescribes the obligation to participate and This interdependence transcends national boundaries
refers more to the informal norms referenced in the and is manifested in many financial, political, environ-
above definition. According to Cooper (1991), five main mental, technological, and cultural ways. Financially,
ideas undergird ethical citizenship: (a) the dignity of the interdependence is marked by: (a) a global economy in
individual citizen; (b) the consensual nature of authority; which the economic status of one nation affects the
(c) a concern for the common good; (d) the importance status of all; (b) multinational corporations, 300 of
of civic virtue; and (e) the experience of participation in which control one quarter of the world's total productive
government as not only a right and obligation of citizen- assets; and (c) a network of international financial
ship, but also as education for citizenship (pp. 91-92). conglomerates managing currency transactions, global
It is this ethical dimension of citizenship that provides securities, credit cards, swaps, buyouts, and "a mind-
the normative foundations for the role of the public boggling menu of speculative devices for repackaging
administrator. and reselling money" (Turner, 1993, p. 178); and (d)
international trade and marketing ventures that allow
THE ADEQUACY OF NATIONAL both wholesale and retail sharing of a nation's produc-
CITIZENSIllP tive goods. Politically, we have witnessed: (a) the
United Nations and other supranational organizations
The nation-state has been understood for two
establishing international regimes that manage health,
centuries as the structure within which citizenship is
the environment, and human rights among other things;
established and enacted. Of course, "citizenship" from
(b) continued military and humanitarian international
a longer historical perspective had its origins in the
alliances; and (c) the inability of any single nation to
ancient Greek city states to identify members of the
assure its citizens a strong sense of security, the most
"polis," the sovereign city government of that era.
fundamental historic role of the nation-state. Environ-
However, the term re-emerged after the French Revolu-
mentally, we see: (a) an interconnected ecology and
tion in its present form to identify active participants in
global environmental problems such as global warming,
republics in the form of nation-states. Turner (1993)
ozone depletion, and deforestation; (b) an increasing
suggests that in that form, "Citizenship was a secular
interdependence of agricultural markets both out of
solidarity which within the context of nationalism was
necessity to exchange agricultural products and the
replacing religious solidarity and religious symbolism"
internationalization of the local supermarket; and (c) an
(p. 177). In his judgment, this modern tradition of
increasing acknowledgment of the need to manage
citizenship has implicitly understood the "the 'nation-
collectively the globe's scarce natural resources. Tech-
state' as the natural boundary of 'society'" (p. 177).
nologically, this interdependence is promoted by (a)

196 Administrative Theory & Praxis .:. June 1999, Vol. 21, No.2
widespread accessibility to air transportation and elec- with the administrative state run by technical experts and
tronic communications that "transport" people quickly representative government in which they experience
and easily to even remote regions across the globe; and little representation of their diverse interests and needs.
(b) an increase in collaborations in space exploration and Village organizations, neighborhood associations, block
satellite technology. Finally, we have seen the emer- clubs, homeowners associations, and farmers' alliances,
gence of a world-wide cultural olio that ranges from the among others, are asserting their desire for some degree
popular culture promoted by the media (e.g., fashion of self-determination. This is complemented by a rapidly
styles, entertainment, slang) to scientific research, growing nonprofit sector of service, civic, and policy
literature, and the arts. Although the traditional notion advocacy organizations. This phenomenon of global
of citizenship may be inadequate, theorists and practitio- grassroots movements represents a challenge to the
ners have yet to design an understanding of citizenship nation-state.
that would be sufficiently congruent in this interdepen-
dent world. POSTNATIONAL CITIZENSIllP?
Among those who subscribe to the idea that national
Soysal (1998) describes this move toward global
citizenship as traditionally understood is no longer
interdependence as "an increasing interdependence and
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adequate for collective life in an increasingly global


connectedness, intensified world-level interaction and
society, several alternatives are advanced. We consider
organizing, and the emergence of transnational political
two of the most prominent. The most moderate is
structures, which altogether confound and complicate
"liberal nationalism" proposed by Tamir (1993). Instead
nation-state sovereignty and jurisdiction" (p. 195).
of accepting the inevitable demise of the nation-state,
Turner (1993) goes even further in his assertion that:
Tamir argues that one can observe renewed nationalism.
For example, he notes that the end of the Cold War has
[W]ith the growing interconnectedness of the
given rise to a resurgence of nationalism among Esto-
world economy and with the spread of cultural
nians, Latvians, Corsicans, and Lombards as they
globalism, it is no longer clear that the nation-
"awake from the long slumber that communist regimes
state will survive in its traditional form under
or Western European nation-states had forced upon
the pressure of globalization. The nation-state
them" (Tamir, 1993, p. 1). We might add the nationalis-
is not necessarily the most suitable political
tic passions that have surfaced in the former Yugoslavia
framework for housing citizenship rights. In
and in Africa. The problem, according to Tamir, is how
recognizing this, many citizens increasingly
to accommodate these nationalistic expressions without
appeal to supranational entities (e. g. , the
having to create a separate nation-state for each one. He
European Court or the European Parliament) to
suggests that:
satisfy their (national) citizenship rights. (p.
178)
[N]either our moral nor our communal identi-
ties are wholly prescribed for us by our history
As well, many cItIzens hold dual or even multiple
and our social affiliations. As moral agents,
citizenships, particularly in the United States, to remain
individuals who are exposed to alternative ways
tied to home and new countries, to facilitate interna-
of life, belief systems, and sets of norms are
tional travel and business, and to reap the most political
capable of responding by reconsidering their
and financial benefits possible from multiple countries
own. (Tamir, 1993, p. 2)
(Fritz, 1998). (Interestingly, most nations--including the
United States--tolerate citizens holding multiple pass-
Tamir does not argue the nation-state will vanish;
ports.)
he sees a transformation. Rather than being based on
and defined by a dominant cultural tradition, the
In addition to these supranational forces diminishing
"liberal" nation-state will be open to the inclusion (not
the significance of the nation-state, Serrano (1994) notes
the melting down) of all cultures and traditions. Under
the subnational pressures from citizens who are increas-
the assumption that human nature is not fixed and
ingly demanding control over their own lives at the local
unchanging, Tamir (1993) looks to a form of the nation-
level. These forces of civil society all over the globe are
state in which:
redefining the meaning of governance and democratic
participation. Citizens are expressing disillusionment
[I]ndividuals can assimilate into national com-

COOPER & YODER/ The Meaning and Significance of Citizenship in a Transnational World 197
munities other than the ones into which they where citizenship should be located is not clear. Appar-
were born (though full-scale assimilation is ently, Turner sees it resting in an increasingly dense
rarely possible); they can embrace the national web of international regimes that upholds human rights.
identity of their forefathers, even though they Although this web provides a new way to think about
might have been completely estranged from it; citizenship in the modem world, we wish to balance
or they can choose to preserve their communal Turner's optimism with the reality that the current
membership, not merely out of convention and international regimes are neither strong nor cohesive
routine, but as a result of reflection. (pp. 1-2) enough to house a new form of citizenship. Further-
more, international law is not ultimate, and nation-states
In disconnecting national culture from its embodiment in will not evaporate anytime soon.
a state, Tamir (1993) proposes "imaginary communi-
ties" in which "the nation exists only when its members Moving closer to the abandonment of national
consciously conceive themselves as distinct from other citizenship, Soysal (1998) looks toward the replacement
groups" (p. 3). Political and other institutions necessary of the citizen with the individual. He opines that in the
for the sustenance of these cultures can be maintained . postnational world:
within an overarching liberal nation-state. This requires
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acceptance of the possibility of: [U]niversal personhood replaces nationhood;


and universal human rights replace national
[E]njoying the right to national self-determina- rights ...The rights and claims of individuals are
tion along with the benefits accruing from legitimated by ideologies grounded in a trans-
membership in broader political alli- national community, through international
ances-especially if, as liberal nationalism codes, conventions, and laws on human rights,
proposes, the aspirations of creating an inde- independent of their citizenship in a nation-
pendent state for each nation is replaced with state. Hence, the individual transcends the
more modest solutions, such as local autono- citizen. (p. 194)
mies or federative or confederative arrange-
ments. (Tamir, 1993, p. 6) The basis for this prognosis is the trend toward "univer-
salistic rules and conceptions regarding the rights of the
The implication for nation-states dominated by a single individual, which are formalized and legitimated by a
cultural tradition is that political institutions and struc- multitude of international codes and laws. International
tures must be loosened and allowed to vary consider- conventions and charters ascribe universal rights to
ably. We can see domestic examples of such structures persons regardless of their membership status in a
in neighborhood councils. Within cities that have nation-state" (Soysal, 1998, p. 196). We would argue
neighborhood councils, everyone who lives in a given that this is tantamount to saying citizenship is no longer
area is allowed to voice their opinions and vote on a meaningful category; however, people still think of
community initiatives. These often provide voice for themselves very much as citizens, if not of a nation
ethnic and racial minorities, and establish some limited state, then of an ethnic group. This suggests that people
measure of self-governance (Berry, Portney, & Thom- are not yet ready to be identified simply as atomistic
son, 1993). individuals in a world community. Identity is still tied to
smaller scale social and political agglomerations.
At the opposite pole one finds assertions that such
adjustments as Tamir (1993) proposes are inadequate. Tamir's (1993) revisions of the nation-state and the
Scholars such as Turner (1993) argue that the nation- replacement of national citizenship with universal
state is no longer an adequate structure within which to personhood advocated by Soysal (1998) represent polar
define and secure citizenship. He maintains that in the perspectives of citizenship in a globalizing world. Still,
interdependent world, "citizenship will have to develop they provide us with a starting point to begin to develop
to embrace both the globalization of social relations and our own thoughts about the future of citizenship and the
the increasing social differentiation of social. systems. implications for public administrators.
The future of citizenship must therefore be extracted
from its location in the nation-state [emphasis added]"
(p. 15). After its extraction from the nation-state, just

198 Administrative Theory & Praxis':· June 1999, Vol. 21, No.2
TOWARD TRANSNATIONAL CITIZENSIDP citizenship was first located in one of the states. The
reciprocity clause of the Articles of Confederation was
Speculation about the demise of the nation-state and
carried over in abbreviated form in the Constitution as
traditional citizenship is a legitimate intellectual enter-
the comity clause (Le., Article IV, Section 2, Clause 1),
prise, but serious plans for its burial seem premature.
and Congress was given the power to establish a uni-
One need only witness continued military struggles and
form rule of naturalization. However, it was not until
ethnic cleansing around the globe. Furthermore, one
after the Civil War that national citizenship was un-
ought to keep clearly in mind that the web of interna-
equivocally established as having priority over that of
tional laws, conventions, and regimes, which Soysal
the states. Those seven decades between 1789 and the
looks to as replacements for the nation-state, was
end of the Civil War were a period of political
cre~ted and is maintained by powerful and unyielding
co~unity-building, debate over moral and legal
natIOn-states. Nevertheless, the implications of global
pnnclples, a fear of naturalization of political insur-
interdependence for national citizenship and, in turn, for
gents, growing economic interdependence, and intense
public administrative ethics deserves serious consider-
conflict. Ultimately, the integrity of the political com-
ation.
munity and the priority of national citizenship had to be
resolved by arms. We have not abandoned state citizen-
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First, we would suggest that the basis of ethical


ship, but its importance is clearly secondary to national
citizenship in the modern world-broader human rights
citizenship.
and more inclusive public obligations-is some kind of
political community or ongoing network of human
We have drawn this historical analogy not for
relationships concerned with collective decisions and
predictive purposes; rather, we review U. S. citizenship
action that are constructed through social interaction.
history for heuristic purposes. We fmd the developments
Cultivated political bonds and agreements, not natural
of citizenship in the U. S. from state to national-as
law, establish our rights and duties as citizens.
based on interdependence and the growth of a commu-
nity of interest-to be evocative of ways in which we
Historical analogy is useful in sketching citizenship
might imagine the evolution from national to transna-
images for the future; however, what we suggest in this
tional citizenship. This is not to suggest any kind of
paper is a more likely evolution of citizenship. In our
"historical law" or inevitability of events, but rather to
own national experience those were first rooted in
illuminate similar conditions, only to the extent that they
citizenship in one of states that composed the larger
are similar.
federation that ultimately took on the form of a nation-
state (Cooper, 1991, ch. 2). Under the Articles of
We do not have the clearly defmed community of
Confederation citizenship was held in one of the 13
interest among the world's nations today that existed in
states that had successfully broken free from British
the 18th Century among the former British colonies on
control, reflected in the fact that passports were issued
the Atlantic seaboard. We do not share an official
by each state. However, indicative of the existence of a
common language, we do not practice the same legal
community of interest that transcended individual states
traditions, our political institutions were not all born
the Articles included a reciprocity clause (Article IV)
from Anglo-European ideas, our cultures are far more
that guaranteed the privileges and immunities offered by
diverse than any differences that existed between New
any state to citizens of other states who happened to be
England Yankees and Southern plantation owners, and
within its boundaries. It was this greater community of
some of us have been the colonial masters of others.
interest rooted in interdependence of economies and
security, shared history, a common language, and the
However, for as many significant differences
British common law tradition that provided the founda-
between the experience in the 19th Century versus
tion for nascent nationhood. It was the ethical tradition
today, some interesting similarities are worth noting. As
of citizenship, embedded in this community of interest
stated above, we are becoming acutely aware of our
which has gradually democratized our public life and
global interdependence. We are facing the sometimes
which provides a normative basis for public administra-
painful fact of our common basis for life itself-the
tive ethics.
global ecosystem and its fragility. In that sense we are
like those 13 states with the cold and vast Atlantic on
Even after the ratification of the U. S. Constitution
one side and an unknown wilderness on the other, up
in 1789, it was still generally assumed that one's

COOPER & YODER/The Meaning and Significance of Citizenship in a Transnational World 199
against the exigencies of nature over which they had no of the U.S. Constitution, citizenship in one European
ultimate control. The hard truth of their common destiny Community member state confers rights in the others.
in a shared place with its harsh constraints provided the This legislation thereby severs the link between citizen-
impetus for resolving conflicts, building consensus when ship status and national territory. The Maastricht Treaty
possible, accommodating differences when neces- of 1991, ratified by the member states in 1993, makes
sary-the ingredients of community-building. this historic change explicit by creating a new sta-
tus-that of citizen of the European Community. Fur-
Also, we have become increasingly conscious of thermore, it anticipates a multi-level structure of mem-
our intertwined national economies that make it impossi- bership that "guarantees rights independently of mem-
ble for us to act autonomously without significant global bership in a particular state" (Soysal, 1998, p. 199).
economic consequences. The stock markets around the This is a good example of transnational citizenship
globe watch each other's national economic health and written into law.
react as though they were parts of one organic body as
witnessed in recent stock market reactions to the Asian The European Community has also recognized its
and Brazilian economic crises. Similar to those 13 economic interdependence by establishing a common
newly independent states that could not avoid their market system and a common currency. In 1998, the 11
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common economic purse, perhaps economic interdepen- countries allowed to proceed to the final stage of eco-
dency is creating the basis for world-wide community- nomic and monetary union were named to begin the
building. adoption of a common currency, the "Euro." These
include Austria, Belgium, Finland, France, Germany,
Lest we lapse into dewy-eyed optimism about a Ireland, Italy, Luxembourg, the Netherlands, Portugal,
global community, recall that a bloody civil war was and Spain. On January 1, 1999, the Euro became the
what finally forged the conglomerate of U.S. states into official currency of these countries by adopting conver-
one national community. Increasing interdependence and sion rates for the existing currencies and by trading in
global conciliation may not be a match for deeply rooted international markets. On January 1, 2002, Euro coins
cultural and socio-political differences among the and notes will begin circulating, replacing national
world's people. Nevertheless, on the positive side we currencies by July 1 of that year ("Going Euro," 1998).
can discern evidence of the nation-state being super-
seded by transnational conventions and regimes that The example of the European Community shows a
provide universalistic rules and principles. Soysal (1998) significant step toward a transnational community and
reviews these, taking particular note of the United provides us with a concrete example of how a group of
Nations Universal Declaration of Human Rights (1948), nation-states formed an international regime for strategic
the European Convention on Human Rights (1950), the economic and political purposes in the face of increasing
Geneva Convention on the Legal Status of Refugees interdependence. The North American Free Trade
(1951), the International Covenant on Civil and Political Agreement may be another example. However, what
Rights (1966), the UNESCO Declaration on Race and these examples show is not necessarily a fully transna-
Racial Prejudice (1978), and the UN Convention on the tional community on a macro-scale; rather, these
Protection of the Rights of All Migrant Workers and fledgling regimes are more region-specific. We predict
Their Families (1991). We would add the Montreal that the coming decades will witness an increasing
Protocol on Substances that Deplete the Ozone Layer number of such regional communities, perhaps as
(1987). Although international law and conventions are precursors to a global transnational community.
not always honored by all nations, they provide a
building block for a global political community. Such regional communities and institutional ar-
rangements are, and will continue to be, founded on a
The European Community is a prime example of a sense of shared identities and common interests. More-
transnational regime that is diminishing the sovereignty over, such institutional innovations are built on social
of its member nations in important ways. Soysal (1998) trust, and future innovations in citizenship will need to
asserts that "The most comprehensive legal enactment of be based on trust as well. Generally speaking, trust is an
a transnational status is encoded in the European Com- important part of social capital, which is integral to the
munities Law" (p. 198). Similar to the reciprocity clause successful function of democracies. Newton has de-
of the Articles of Confederation and the comity clause scribed two types of trust: "thin" and "thick" (Newton,

200 Administrative Theory & Praxis .:. June 1999, Vol. 21, No.2
1997). Thin trust is that based on loose, weak, heteroge- easily. Furthermore, for much of the free world, any
neous, social relations among people in a community. constraint in the rights we enjoy from our nation-based
Thick trust is based on regular interaction among citizenship would be met with serious resistance and
members of a community who share common back- uprising.
grounds (e. g., religious, ethnic). Militia groups and
small religious congregations evoke a modern-day image The more likely scenario involves the very gradual
of communities built on thick trust. Communities built thickening of a web of international regimes and con-
on thin trust are those similar to N AFT A or the Euro- ventions that progressively constrain the sovereignty of
pean Community, or more locally, voluntary associa- the nation-state and almost imperceptibly over time
tions or neighborhood watch groups. While we may displace the primacy of national citizenship. These
aspire to communities of thick trust as a basis for regimes and conventions might determine a "legal "
citizenship, it is more likely that citizenship will ema- transnational citizenship that determines who can
nate from communities of thin trust or some level of participate and how and what legal status and rights
trust in-between. citizens have in such regimes. Thus, we find it easier to
take seriously the possibility of a world in which this
IMPLICATIONS kind of legal transnational citizenship emerges alongside
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national citizenships-a multinational dual citizenship of


Whether these regional expressions of transnational
sorts. Perhaps at some point in the future, that more
principles and institutions foreshadow some kind of
inclusive citizenship will take priority over our national
transnational citizenship remains to be seen. If it is true
allegiances, but a truly postnational world seems too far
that citizenship, human rights, and public responsibilities
from our current history to be a serious possibility. An
are grounded in socially constructed communities of
"ethical" transnational citizenship is harder to envision
interest, the development of a global community of
and even if we could, we do not foresee it as primary to
recognized shared interests reflecting unavoidable
national ethical citizenship because it is based on infor-
interdependencies seems unlikely. Its realization is
mal norms and cultural traditions that are deeply rooted
dependent on an exercise of human will, institutional
in the human psyche.
creativity, interpersonal skill, negotiation, extraordinary
patience, persistence, and vision on an unprecedented
What, then, are the implications of increasing
scale. We think the probability of global citizenship as
global interdependence for national citizenship at
a replacement for national citizenship is slim to none
present? We would expect that alongside national
anytime in the imaginable future.
citizenship, nations would be forced to rethink "denizen-
ship." Denizens are those who live in a particular place,
Nevertheless, what form might a transnational
who typically have rights such as the protection of life
citizenship likely take if, indeed, it materializes? Based
and property, but may not possess the same rights as
on U.S. historic experience with dual citizenship (i.e.,
citizens (e.g., voting, standing for elective office,
reciprocal state and national citizenship), it seems highly
freedom of travel). In the United States, some denizens
probable that change will come slowly and national
live here with the acknowledgment and legal permission
citizenship will continue to be the primary political
of the government, while others live here illegally. The
identity of most people in the world. Access to modern
U.S. Constitution is interpreted to apply to anyone
electronic communication technology may speed this
within our borders, however it is unclear whether it
process somewhat, but not so much as to bring about
applies to those denizens who are here without the
fundamental change in the nation state in the immediate
knowledge and legal permission of the U.S. govern-
decades ahead. Developments paralleling the European
ment. Thus, some determination of rights afforded to
Community, which attenuate some national citizenships
legal versus illegal denizens will need to be outlined. As
and add new levels of citizenship, may develop. Still, it
we build transnational consensus about human rights we
is impossible to conceive of a sequence of events leading
may find ourselves expanding the rights of denizenship
from citizenship and governance as it is now to one of
to include even limited voting rights such as participa-
a global government and official citizenship status that
tion in local, if not national, elections. It is through the
supersedes the current forms. Our socio-political,
cultivation of a shared ethos about human rights and
cultural, and moral identities are tied up with our status
obligations that an ethical tradition of denizenship may
as citizens of nation-states. These deeply embedded
emerge to support expansion of that role alongside
products of socialization will not change quickly or

COOPER & YODER/ The Meaning and Significance of Citizenship in a Transnational World 201
citizenship. To be clear, we do not argue for withhold- clause in the U. S. Constitution, and the provisions of the
ing certain basic rights from anyone; rather, we suggest European Community. These are already codified in
offering these rights to all denizens, contingent on documents such as the UN Universal Declaration of
whether denizenship is legal or not, and with the explicit Human Rights, but the worldwide moral consensus to
intent of moving all illegal denizens to a legal resident support them is still in the process of formation. No
status and perhaps even citizenship. amount of formal legislation will accomplish that
fundamental task. Espada (1996) maintains that "The
In a similar vein, Carens (1995) advocates the chief feature of human rights is that they are moral
opening of national borders to allow free migration, but rights (that is, 'rights that are held to exist prior to, or
maintaining a distinction between residents (denizens) independently of, any legal or institutional rules') of a
and citizens. He explains: special species" (p. 9). The moral work must precede
the legal. In citizenship terms, ethical transnational
To say that membership is open to all who citizenship may be a prerequisite for legal transnational
wish to join is not to say that there is no dis- citizenship.
tinction between members and nonmembers.
Those who choose to cooperate together in the We suggest that ethical transnational citizenship
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state have special rights and obligations not may be a way of preparing illegal denizens for legal
shared by noncitizens. Respecting the particu- denizenship and, perhaps eventual citizenship. That is,
lar choices and commitments that individuals participating in local communities is a way to under-
make flows naturally from a commitment to stand the community in which one lives, to build a
the idea of equal moral worth. (Indeed, consent thicker trust within the community, and to incorporate
as a justification for political obligation is least people of very diverse backgrounds and cultures. It may
problematic in the case of immigrants.) What also be an indication of a person's intention to become
is not readily compatible with the idea of equal a fully participatory member of a community. Ulti-
moral worth is the exclusion of those who want mately, the choice for citizenship would remain with the
to join. If people want to sign the social con- individual, but those denizens who wish to enjoy legal
tract, they should be permitted to do so. (Car- benefits within their given communities might move
ens, 1995, p. 249) toward receiving those benefits by exercising their
ethical obligations and attaining legal denizenship. By
Carens' argument implies the establishment of legal moving through the ranks of denizenship, legal denizen-
bases for greater denizenship rights, but he understands ship, and perhaps citizenship, members of the commu-
that such things can only be accomplished through nity establish trust. Such a process would also establish
ethical consensus, not by fiat. His argument proceeds reciprocity among community members and their
from a Rawlsian original position under the veil of leaders, which is an integral part of social capital and
ignorance and reasons that any of us looking at the democratic success. Critics of our viewpoint may cite
world from that perspective would not choose the fairness issues in establishing conditions of denizenship
exclusive club approach to citizenship and denizenship or citizenship. As van Gunsteren (1994) argues, how-
now in existence. ever, "conditions for citizenship have always
existed ... flippant treatment of these requirements
The necessary condition, then, for the next step endangers the quality of citizenship" (p. 37) and
toward transnational citizenship would be the develop- denizenship. Furthermore, we are not arguing for the
ment of a consensus that certain human rights attach to cultural and political assimilation of all denizens; rather,
each human being apart from citizenship in a nation- we focus at the community level to acknowledge the
state. We may consider this intermediary step a "trans- diversity of ethnic, cultural, and other differences
national ethical citizenship." Espada (1996) insists that among denizens. We agree with Bader (1997) that
to have effect, universal human rights must be under- "something is inherently wrong with the conception of
stood as applying "to all human beings, unconditionally a melting pot that tries to achieve a new public, political
and unalterably" (p. 9). Each person carries these rights culture by ignoring strong ethnic and national cultures
wherever he or she decides to take up denizenship, and identities or relegating them to the 'private realm'"
somewhat like the rights provided by the reciprocity (p. 776). That is, we promote community ethics and
clause of the Articles of Confederation, the comity varying levels of participation and legal status to ac-

202 Administrative Theory & Praxis .:. June 1999, Vol. 21, No.2
knowledge the differences among those within our Survey deserve our serious attention. Through such
borders. approaches we should be investigating the extent to
which moral development of public officials is similar
What are the implications for American administra- and whether public administrative ethical standards are
tive ethics if we view our ethical tradition of citizenship shared across national boundaries. Although we are not
as a normative foundation? We see nothing in the sure that the time is right to introduce these dimensions
foreseeable future that renders that perspective useless of administrative ethics into our teaching and training,
or meaningless. Weare still citizens of nation-states it might be worth considering. Public administrators of
with both legal and ethical responsibilities for that role. all nations need to start developing an awareness of their
Those who work in the public sector can still ascribe to place in a transnational ethical environment.
a fiduciary role in relationship to fellow citizens and a
special duty to enhance democratic governance. This In one sense, this has already begun in places like
fiduciary role, developed by Cooper (1991), is one the United States where public administrators are
based on acting as a citizen on behalf of the citizenry in developing awareness of the special needs and issues of
carrying out one's public duties and is founded on the ever-increasing numbers of immigrants and applicants
virtues of public spiritedness, prudence, and substantive for naturalization. In fact, this phenomenon supports our
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rationality. Public spiritedness is about respecting and contention that public administrators are in key positions
enhancing the public good and the rights and obligations to promote the evolution of new categories of citizen-
of the citizenry over one's personal interests and con- ship. Public administrators have resources, continuity,
tributing to the process of citizens' development. Public and direct knowledge of the communities within which
spiritedness also places service to the citizenry over they work. For these reasons, public administrators are
service to one's department, organization, or political more likely candidates than elected officials to design
superiors. Prudence, based on the Aristotelian concept and promote changes in denizenship and citizenship.
of phronesis, is about exercising practical wisdom to This is exactly the prescribed role for fiduciary adminis-
achieve good ends via good means. Substantive rational- trators, to promote the public interest and the well-being
ity promotes the use of instrumental rationality, while of the members of their communities. We suggest
also reasoning about the value assumptions and ends of reinvigorating the role of public administrators, whereby
government action. a democratic and participatory ethic will undergird the
actions of public administrators who are dedicated to
We do think the increasing interdependence of imparting civic knowledge, increasing citizen and
nation-states suggests that we should avoid viewing our denizen participation, and creating communities of thick
ethical tradition of citizenship, or our regime values, as trust and inclusion for all those who wish to be included.
ultimate and absolute. They are social constructs that We hesitate to be more specific about the actions public
reflect a particular stage in human political organization administrators should take in promoting new categories
that are subject to change. The virtues of the fiduciary of citizenship, primarily because those categories have
administrator, however, can support either a nation-state yet to be determined. Moreover, we believe that public
citizenship or a transnational citizenship. The key to the administrators must be attuned to the particular needs
latter is focusing on shared values and a shared common and desires of their local communities. We also would
good in the transnational context. . suggest that public administrators not usurp elected
officials' rights and thus they should negotiate these
Placing our citizenship rights and obligations into changes with local elected officials.
the context of a transnational world does suggest some
important considerations; First, we may need to place CONCLUSION
our tradition under the judgment of broader statements
In sum, we believe our national citizenship is intact
of human rights such as the UN Universal Declaration.
and ethically relevant at the present moment, even as we
Our scholarly work on administrative ethic~ should
move increasingly toward regional regimes and conven-
include the examination of transnational codifications of
tions. Still, in a world as increasingly intertwined and
human values and public norms. Transnational compara-
interdependent as ours, we dare not rest on our nation-
tive research such as Stewart and Sprinthall's Kohl-
state laurels. Public ethics in the 21st Century calls for
bergian studies in the U.S., Poland, and the Russian
our best forethought and anticipation of the likely
Federation using their Stewart Sprinthall Management
postnational world that lies ahead.

COOPER & YODER/The Meaning and Significance o/Citizenship in a Transnational World 203
ENDNOTE

I See particularly the international regime literature and

the New Institutional economics literature.

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Hall. Turner, B. S. (1993). Citizenship and Social Theory.
Espada, J. C. (1996). Social Citizenship Rights: A London: Sage.
Critique of F.A. Hayek and Raymond Plant. New van Gunsteren, H. (1994). Four conceptions of citizen-
York: St. Martin's Press. ship. In B. van Steenbergen (Ed.), The Condition of
Fritz, M. (1998, April 6). Pledging multiple alle- Citizenship (pp. 36-48). London: SAGE Publica-
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Terry L. Cooper is the Maria B. Crutcher Professor in Citizenship and Democratic Values at the University of
Southern California School of Policy, Planning, and Development. He is the author of two books, including An Ethic
of Citizenship for Public Administration, the editor of two others, and has written numerous articles on citizenship,
citizen participation, and administrative ethics.

Diane E. Yoder is a Ph.D. candidate and instructor at the University of Southern California School of Policy,
Planning, and Development. She has authored articles on environmental policy and administrative ethics.

204 Administrative Theory & Praxis .:. June 1999, Vol. 21, No.2

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