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530 Z. Clemens et al. / Neuroscience 132 (2005) 529 –535
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Fig. 1. Sleep spindle detection (A) raw EEG trace with two spindles (B) trace filtered between 11 and 16 Hz (C) peaks above the amplitude criterion
are indicated with blue background. The amplitude criterion is indicated as a red line. In red frame are the epochs with peaks above the amplitude
criterion and exceeding the duration of 0.5 s. These epochs were identified by the algorithm as spindles.
Memory tests properly. The sum of the points served as a measure of verbal
memory. Then faces were presented and subjects were asked to
A face-name association test with an evening and a morning recall the corresponding names. This time subjects were allowed
verbal free recall and a morning visual (facial) recognition task to think as long as they liked but each face was presented only for
were used. Since visual recognition can be applied only once for 10 s. Finally, names and corresponding faces were presented
the same material, evening visual memory was tested by another again and the experimenter confirmed the proper answers and
visual recognition test. These memory tests were specifically de-
revealed or corrected those which were missing or wrong.
signed for the present study. Testing was carried out before and
after the second night spent in the sleep laboratory. Both evening Short-term visual recognition test. Subjects were asked to
and morning testing sessions were held at fixed times: the evening remember 10 abstract figures presented on cards for 45 s. After 3
session began at 8:00 p.m., while the morning session began at min of distraction they were presented 30 figures, out of which 10
8:00 a.m. After finishing the evening session no instruction was had been presented during the learning period as well. Subjects
given to remember the material for later recall. were asked to determine whether the figures presented were
familiar or not. The percentage of correct recognitions (true
Evening session positives⫹true negatives/30) and the percentage of true positive
Face-name association test. The subjects had to learn 10 responses served as measures of evening visual memory.
visually presented names (first and second names) and corre-
sponding faces. The items were presented on a computer screen, Morning session
during three consecutive sessions with no interruption between
sessions. During the first session, only the names were presented, Face-name association test. Next morning subjects were
then during the second and third sessions names and correspond- first asked to free-recall the names again. Overnight verbal mem-
ing faces were presented together. Each item (a name alone or a ory retention, defined as the difference between evening and
name with a face) was presented for 10 s. After 3 min of distrac- morning verbal free recall scores, was calculated for each subject.
tion, which participants spent drawing, they were asked to free- Then, 30 faces were presented, including those 10 which had
recall the names. Ten points were given for each properly recalled been presented during the evening session as well. The subjects
full name (both first and second names) and four points were had to determine whether the faces presented were familiar or not.
given if a participant could recall only the first or the second name The percentage of correct morning facial recognitions (true
Z. Clemens et al. / Neuroscience 132 (2005) 529 –535 531
Table 1. Total number of spindles (mean and SD) during the whole sleep period at the 21 recording sites
F7 T3 T5 Fp1 F3 C3 P3 O1 Fpz
Total spindle numbers (means) 323 241 265 376 932 1224 1076 234 302
SD 259 167 196 251 258 345 458 255 237
Fz Cz Pz Oz Fp2 F4 C4 P4 O2 F8 T4 T6
1198 1696 1406 228 469 953 1159 969 274 338 238 221
473 546 599 315 295 305 514 623 413 175 178 199
Table 3. Correlation measures (r) and significance (P) of the correlations between memory measures and spindle numbersa
F7 T3 T5 Fp1 F3 C3 P3 O1 Fpz
Overnight retention
Overnight verbal r 0.097 ⫺0.08 0.112 0.080 0.725 0.660 ⫺0.014 ⫺0.082 0.103
memory retention P 0.720 0.721 0.679 0.769 0.0007 0.003 0.956 0.762 0.716
Correct morning facial r 0.018 0.077 0.281 0.141 ⫺0.157 0.308 0.305 0.251 0.302
recognitions P 0.946 0.770 0.291 0.603 0.532 0.214 0.218 0.349 0.273
Morning true positive r 0.177 0.013 0.425 0.323 0.191 0.233 0.212 0.309 0.425
facial recognitions P 0.511 0.961 0.100 0.223 0.447 0.352 0.398 0.244 0.114
Evening memory
Evening verbal r ⫺0.044 ⫺0.113 ⫺0.129 ⫺0.096 0.100 ⫺0.196 ⫺0.376 ⫺0.123 ⫺0.058
memory P 0.872 0.666 0.634 0.724 0.692 0.427 0.121 0.650 0.837
Correct evening visual r ⫺0.042 0.335 0.209 ⫺0.363 ⫺0.068 0.340 0.350 ⫺0.042 ⫺0.201
recognitions P 0.882 0.189 0.438 0.168 0.788 0.100 0.155 0.876 0.472
Evening true positive r 0.192 0.513 0.193 ⫺0.193 ⫺0.408 ⫺0.100 0.092 0.070 ⫺0.106
visual
recognitions P 0.492 0.042 0.490 0.492 0.104 0.703 0.725 0.796 0.718
Fz Cz Pz Oz Fp2 F4 C4 P4 O2 F8 T4 T6
0.538 0.516 0.161 0.201 0.156 0.414 0.350 0.015 ⫺0.022 0.191 0.326 0.040
0.032 0.034 0.538 0.490 0.564 0.088 0.155 0.952 0.935 0.478 0.276 0.878
0.312 0.424 0.333 0.109 0.233 0.206 0.310 0.179 0.146 ⫺0.078 0.197 0.119
0.225 0.089 0.244 0.711 0.384 0.411 0.210 0.478 0.591 0.769 0.519 0.650
0.397 0.386 0.211 0.301 0.373 0.386 0.274 0.115 0.186 0.191 0.171 0.298
0.128 0.126 0.469 0.296 0.154 0.114 0.271 0.648 0.491 0.478 0.576 0.246
⫺0.417 ⫺0.288 ⫺0.266 ⫺0.072 ⫺0.041 0.076 ⫺0.105 ⫺0.277 ⫺0.090 0.025 ⫺0.037 ⫺0.221
0.108 0.261 0.359 0.807 0.880 0.763 0.677 0.266 0.739 0.928 0.904 0.394
⫺0.071 0.242 0.442 ⫺0.212 ⫺0.114 0.218 0.281 0.089 ⫺0.196 0.205 0.512 0.189
0.795 0.350 0.114 0.468 0.675 0.384 0.259 0.725 0.466 0.446 0.073 0.468
⫺0.066 ⫺0.146 0.225 ⫺0.055 ⫺0.105 ⫺0.133 ⫺0.027 0.090 ⫺0.039 0.151 0.352 0.210
0.814 0.589 0.460 0.851 0.710 0.610 0.917 0.731 0.886 0.590 0.261 0.435
a
Significant values are indicated in bold.
Table 4. Correlation measures (r) and significance (P) of the correlations between memory measures and time spent in different stages of sleepa
Overnight retention
Overnight verbal memory retention r ⫺0.344 0.332 0.091 0.091 0.247 0.212
P 0.061 0.178 0.636 0.720 0.323 0.399
Correct morning facial recognitions r ⫺0.103 0.321 0.391 0.149 0.606 0.483
P 0.683 0.194 0.109 0.554 0.008 0.042
Morning true positive facial recognitions r ⫺0.313 0.165 0.366 ⫺0.038 0.359 0.224
P 0.206 0.512 0.135 0.881 0.143 0.372
Evening memory
Evening verbal memory r 0.356 ⫺0.083 ⫺0.091 0.146 ⫺0.023 ⫺0.198
P 0.147 0.744 0.719 0.132 0.925 0.431
Correct evening visual recognitions r ⫺0.161 0.081 0.009 0.294 0.024 0.161
P 0.523 0.748 0.970 0.235 0.925 0.523
Evening true positive visual recognitions r ⫺0.076 ⫺0.049 0.057 ⫺0.105 ⫺0.024 ⫺0.066
P 0.771 0.851 0.828 0.688 0.927 0.800
a
Significant values are indicated in bold.
ered in either of the studies. As far as we know, the present In two recent studies neocortically registered spindles
study is the first attempt to investigate the effect of sleep were reported to occur in temporal correlation with hip-
spindle activity on overnight memory retention. pocampal sharp waves (Siapas and Wilson, 1998; Sirota
Sleep spindles are powerful bursts of oscillations in the et al., 2003) known for involvement in long-term plastic
11–16 Hz frequency range, lasting for 0.5–3 s and arising changes at the cellular level. It was suggested that coor-
from thalamocortical circuitries. While the neurophysiolog- dinated spindle-sharp wave events might feature in com-
ical mechanism underlying spindle generation was delin- munication between the hippocampus and the neocortex,
eated in the past few decades, their functional significance underlying sleep-related memory consolidation. There are
has remained largely unknown (De Gennaro and Ferrara, also indications that the high level of synchrony during
2003). Early theories about their functional significance spindle oscillations might provide ideal conditions for long-
concentrated on sleep protective correlates of spindles, term synaptic changes through an intracellular cascade of
that is, inhibiting external sensory inputs during sleep biochemical events, activated by massive Ca2⫹ entry dur-
(Ehrhart et al., 1981). More recently sleep spindles, to- ing spindling in cortical pyramidal cells (Sejnowski and
gether with other NREM sleep oscillations, were implicated Destexhe, 2000).
in theories linking sleep oscillations and memory pro- Topographical EEG analysis in humans points to the
cesses (Buzsáki, 1989; Steriade and Timofeev, 2003). existence of two distinct spindle types, a slower one at
Fig. 2. Topographical maps representing correlation measures (A) of overnight verbal memory retention with the total number of sleep spindles, and
the level of significance (B) for the correlations at the 21 recording sites. Correlations were controlled for age. P values are plotted on logarithmic scale.
534 Z. Clemens et al. / Neuroscience 132 (2005) 529 –535
approximately 12 Hz with frontal maximum and a faster 1980), in autism (Godbout et al., 2002), in Alzheimer’s
one at approximately 14 Hz, more prominent over parietal syndrome (Montplaisir et al., 1995) as well as in normal
regions More interestingly, the two types of spindles were ageing (Nicolas et al., 2001).
also reported to be differentially affected by factors such as The present study was designed to investigate the
age, maturation, circadian factors, menstruation cycle, effect of normal individual variability in sleep spindle num-
pregnancy and pharmacological agents (De Gennaro and bers recorded from multiple scalp sites on memory reten-
Ferrara, 2003). However, the functional significance of tion. The experimental protocol was designed to avoid as
topographic differences has remained largely unknown so many confounding factors as possible. First, sleep was not
far. It is also debated whether the two types of spindles manipulated in any way. Subjects learned and were tested
reflect two separate spindle generators or whether both at the same time, and so circadian factors or the extent of
are produced by a single generating source and frequency fatigue did not confound results. Baseline performance
differences might be attributed to regional differences in before sleep was also taken into account. The effect of age
thalamocortical interactions (De Gennaro and Ferrara, was controlled as well. Unlike other studies (Schimicek
2003). This issue might be particularly important if we want et al., 1994) we used relative amplitude criterion for spindle
to interpret results of spindles detected over central areas, detection. We suggest that this helped us avoid distorting
since we do not know whether central spindles are simply effects stemming from considerable individual differences
a mixture of frontal and parietal spindles or whether they in spindle amplitudes and in overall EEG amplitudes,
reflect intrinsic features of the underlying brain areas. which are ignored in methods using fixed amplitude crite-
Our results on overnight verbal memory retention point to rion. Reliability of our spindle detecting algorithm was con-
the relevance of local neural processes related to sleep spin- firmed by high agreement with visual scoring of spindles
dle activity. It seems that left frontal spindles are predomi- during NREM sleep and the very small spindle numbers
nantly involved but left central, frontal midline and vertex detected by the algorithm during REM sleep.
detected spindles are also related to the verbal consolidation Taken together, our data suggest that sleep spindle
process, indicating that the known left hemisphere domi- activity, specifically left frontocentral spindles are related to
nance for verbal processes in right-handed subjects is also overnight verbal memory consolidation, while time spent in
present during overnight verbal consolidation. NREM sleep is important for facial memory retention. We
Interestingly, morning facial recognition scores did not suggest that these results have important implications for
correlate with spindle numbers but correlated with NREM effective learning.
sleep time. One potential explanation might be that reten-
tion of facial representations is related to other NREM Acknowledgments—We thank Dr. Björn Merker for helpful com-
oscillations, e.g. ⌬ or slow oscillations (⬍1 Hz), which were ments on the manuscript. This work was supported by the grant
(No: 5/0079/02) of the Hungarian National Research and Devel-
not quantitatively assessed in the present study. Neverthe-
opment Programs.
less this explanation does not seem very likely since morn-
ing facial recognition scores did not correlate significantly
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