Professional Documents
Culture Documents
of balance
Helen Francis, Napier University Business School, Edinburgh
Anne Keegan, RSM Erasmus University, Rotterdam
Human Resource Management Journal, Vol 16, no 3, 2006, pages 231–249
Current models of HRM suggest that expectations about HR roles are changing as
organisations are striving to make the HR function leaner and more ‘strategic’. In
our article we explore the changing roles of HRM as they are perceived by different
stakeholder groups within the HR profession through the medium of a study
examining the diffusion of the concept of ‘the thinking performer’ launched by the
Chartered Institute of Personnel and Development in 2002. We explain how the
concept of business partnering dominates respondents’ talk about HR policy and
practice and raise questions about the impact of this in terms of HRM’s relationship
with employees, employee well-being and the career paths of HR professionals. We
argue that the profession needs to reflect seriously on the consequences of a
dominant business/strategic partner framing of HR work, which fails to address the
duality that has historically always been inherent in HR practice. We conclude that
there is a need for a more balanced HR agenda addressing human and economic
concerns in current and future models of HRM.
Contact: Helen Francis, Napier University Business School, 210 Colinton
Road, Edinburgh EH14 1DJ. Email: h.francis@napier.ac.uk
F
or the past decade, research in HRM has focused on the take-up and impact
of commitment seeking ‘high performance’ HR practices that are argued to
lead to improved employee and organisational performance (Huselid et al.,
1997; Wood, 1999; Legge, 2001). More recently, attention has been drawn to the
potential of ‘e-enabled HRM’ in helping to reduce costs of HR services and to
‘liberate HR practitioners from routine administration so they can focus on strategic
and change management issues’ (Martin, 2005: 17). Linked with this is the emergence
of the business partnering modelling of HRM originally developed by David Ulrich
in 1997.
In what follows, we critically evaluate key assumptions underpinning new
conceptualisations of HR practice framed by the notion of business partnership, and
present initial findings from our in-depth research into the concept of the ‘thinking
performer’, launched by the Chartered Institute of Personnel and Development
(CIPD), as it relates to the changing roles of HRM. We do this by structuring our
article into four parts. In the first part we show how models and vocabularies of
HRM driven by the business partner concept are currently being amplified, and how
these are shaping the creation of current and future HR agendas. In the next section
we explain our research design, and then move on to present our findings, which
point to the dominance of business ‘speak’ in framing talk of HR practice and the
notion of the thinking performer, and how this is squeezing out space for framing
HR outcomes in terms of employee well-being and advocacy. In our final section, we
conclude by suggesting that the thinking performer concept could be a powerful tool
to encourage more explicit critical reflection on HR practice. We ask whether the
framing of the concept around the notion of business partner/strategic partner is
damaging its potential to facilitate the incorporation of broader issues of employee
well-being through promoting more critically reflective HR practice.
The term ‘thinking performer’ evolved from a deep-seated frustration amongst the
CIPD ‘executive’ at the emphasis typically placed on operational rather than strategic
issues amongst HR practitioners, and the need for them to understand the
importance of the links between HR activities and business outcomes (Whittaker and
Johns, 2004). Described as a conceptual device for focusing new entrants to the
profession on both thinking and reflecting, on the one hand, and performing and
doing, on the other (Marchington and Wilkinson, 2005), the term frames the vision
for the CIPD Professional Standards, launched in 2002, which is to ensure that all
CIPD members become ‘thinking performers’ who continuously update their
professional knowledge and ‘add value’ to the businesses by which they are
employed (CIPD Professional Standards, 2004). This business focus is clear in the
CIPD definition of thinking performer as
[s]omeone who ‘makes the move’ to becoming a business partner and
( . . . ) ‘is an HR professional who applies a critically thoughtful approach
to their own job so as to make a contribution to organisational survival,
profitability and to meeting its vision and strategic goals’. (CIPD
Professional Standards, 2004; Whittaker and Johns, 2004)
The framing of the concept by the CIPD is tightly bound with expressions like
‘strategic’, ‘value added’, ‘customer advantage’ and ‘doing things cheaper, better or
faster’. This is exemplified in the discussion found on the CIPD website on what the
thinking performer is (CIPD website, 2005) and the recent launch of the new
leadership and management standards, an element of the Institute’s Professional
Development Scheme (PDS):
The long-heralded shift from practitioner to HR business partner is
happening more and more – and it’s the biggest change since the
restyling of the personnel function. How is the CIPD helping members
make the move? . . . What is emerging is a shift from practitioner focused
on process to the ‘thinking performer’, a breed of professional who can,
through acquiring a top-to-toe, thorough knowledge of their business,
have a tangible influence on corporate strategy. (Whittaker and Johns,
2004: 32–33)
The values propounded here are similar to those underpinning the business
partner modelling of HRM as developed by Ulrich (1997). Described by the CIPD as
a fundamental rethink of what HRM is for, and how it is measured (CIPD Factsheet,
2005), the ‘business partner’ framework developed by Ulrich (1997) has recently been
trumpeted as the practitioner paradigm towards which the profession should aspire
(Caldwell, 2003: 988).
Ulrich (1997) prescribes that HR practitioners engage in a set of proactive roles
defined along two axes: strategy versus operations, and process versus people. The
four key roles that emerge are strategic partner, administrative expert, employee
champion and change agent. The strategic partner role is one in which HR
professionals partner with line managers to help them reach their goals through
effective strategy formulation and strategy execution (Ulrich and Brockbank, 2005b:
27). Change agents are responsible for the delivery of organisational transformation
and culture change. Administrative experts constantly improve organisational
efficiency by re-engineering the HR function and other work processes such as
introducing ‘shared services’.
The employee champion is a particularly interesting role. It combines a focus on
people with a focus on day-to-day operational issues. In his most recent modification
of HR roles, Ulrich splits the employee champion role into the ‘employee advocate’
and ‘human resource developer’, placing the latter as a more future-focused process
role (Ulrich and Brockbank, 2005a, b). Central to the employee advocate role is the
requirement for the HR professional ‘to make sure the employer–employee
relationship is one of reciprocal value’, requiring the ability to
‘see the world through employees’ eyes’ and act as their representative,
while at the same time ‘looking through customers’, shareholders’ and
managers’ eyes and communicating to employees what is required for
them to be successful in creating value’. (Ulrich and Brockbank, 2005b:
201)
produced one of the most influential models of HRM which identified two strategies
by which personnel managers could gain power and influence within the
organisation – the conformist innovator and the deviant innovator. The conformist
innovator attempts to relate his/her work clearly to the dominant values and norms
in the organisation aiming simply to satisfy the requirements of senior management.
The deviant innovator subscribes to a quite different set of norms, gaining credibility
and support for ideas driven by social values rather than strict economic criteria
(Marchington and Wilkinson, 2005: 131).
Alternative classifications include one constructed by Tyson and Fell (1986), which
drew on a building industry metaphor to identify three distinct ‘types’ or models of
HR practice. These ranged from a basic administrative model (clerk of works) to
a sophisticated, industrial relations model (contracts manager) and a business-
oriented, strategically aware function, which designed the employment relationship
(the architect) (Tyson, 1995: 22). Storey (1992) proposed a fourfold typology of HR
roles based on two dimensions, strategic/tactical and interventionary/non-
interventionary: ‘advisers’, ‘handmaidens’, ‘regulators’ and ‘changemakers’.
These models construct how the HR function can best contribute to improved
employee and organisational performance and therefore create expectations about
effective HR practice. Increasingly, they have focused on a split between strategic
and non-strategic roles played by HR practitioners, and links between HRM and firm
financial performance have become more prominent (Huselid, 1995; Boxall, 1996;
Boxall and Purcell, 2003, Purcell et al., 2003). As a result, the HR function is ever more
expected to embrace a ‘strategic’ and less transactional approach to people
management as HR information systems are extended or supplemented with new
technologies (Martin, 2005). By framing the HR contribution in this way, it may be
difficult for HR practitioners to assume an independent stance from their line
‘partners’, and thereby draw on different sets of criteria for the evaluation of
organisational success that are reflective of social as much as business/economic
values (Legge, 1978; Townley, 2004). In other words, it is likely that HR professionals
will progressively seek to enhance their influence in the strategic decision-making
process through enactment of a ‘conformist’ strategy, thereby treating dominant
business values as a ‘given’.
Noting the attractiveness of the ‘strategic partner’ role amongst HR professionals
in the UK, Ulrich and Brockbank call for practitioners not to lose sight of the
employee champion role, and argue that employee relations ‘is not just window
dressing’ and that ‘. . . caring for, listening to, and responding to employees remains
a centrepiece of HR work’ (Ulrich and Brockbank, 2005b: 201). Here, attention is
drawn to the need for fair treatment of employees and to treat individuals with
dignity. Nevertheless, like their earlier modelling of business partnership, arguments
remain underpinned by a strong notion of mutuality between different stakeholders,
guided by the belief that managers, employees, consultants and HR professionals
will all work collaboratively towards a common goal of efficiency and high
performance levels.
Ulrich and Brockbank explain that HRM’s role in delivering value to customers,
shareholders, managers and employees rests on being able to create a ‘unique and
powerful perspective’ in which they ‘see aspects of the business environment that go
beyond what other disciplines bring and that add substantially to business success’
(2005b: 8). In terms of employee advocacy, focus is placed on the need for HR
professionals to ‘form a bridge between management and employees so that mutual
understanding makes the best of whatever the company faces’ (2005b: 85). These
arguments fail to address in any depth the real problems HR professionals face in
achieving a balance between competing stakeholder interests and values, nor why so
many firms ‘still operate with an imperialistic rather than empowering style of
leadership; with a financial rather than people-driven approach’ (Brown, 2005).
(Dunn, 1990; Hart, 1993; Keenoy, 1997, 1999). While it is evident from research that
practitioners recognise a need to encompass both ‘hard’ business-oriented and ‘soft’
people-centred employment practices (Truss, 1999; Watson, 2002), models of HRM
typically fail to capture this dynamic because these ‘hard/soft’ elements are
conceptualised as discrete entities that can be measured in objective terms (Keenoy,
1999; Francis, 2003; Watson, 2004).
Conceptualising HRM in ways that acknowledge the complexities and tensions
that line/HR managers face in their attempt to develop the kind of ‘high
performance working’ promoted by the CIPD (EEF/CIPD Report, 2003) seems to us
an essential goal which could be facilitated by a critically reflective framing of HR
practice. This could provide a critical response to what Legge (1999) notes as a trend
to represent employees in terms of a market-based discourse facilitating HR
practitioners to draw on strict economic criteria rather than social values to legitimise
their practice, and what Renwick (2003) observes as the gambling by HR
practitioners with employee well-being in their efforts to gain strategic influence.
Given the concerns that have been expressed by commentators on the business
partner model, it is surprising that the CIPD align their central vision of the thinking
performer so closely with business partnership. Nevertheless, the framing of the
thinking performer concept in ways that emphasise a ‘critically thoughtful approach’
and the importance of employee well-being in all HR considerations could help
balance the overly business focused tendencies noted in business partnership
models, but is this happening as the thinking performer moves into practice? Our
exploratory research seeks to answer this question by tracing the thinking performer
into practice, exploring what kind of meanings are associated with the term and
whether and how it influences HR practice.
RESEARCH METHODS
The study reported here was designed to identify the meanings respondents attach
to the concept of the thinking performer and how it relates to the changing role of
human resource management. Our research started with a systematic review of the
CIPD Professional Standards and related documentation, and in depth conversations
with a purposive sample of respondents (Patton, 2002), whom we believed likely to
have rich insights into the emergence of the thinking performer, and how the
thinking performer is being traced into practice. To that end, all but one of our
respondents are linked to the CIPD and include: members of the CIPD ‘executive’ (10
members of the Membership and Professional Development Committee and the
Professional Knowledge and Information Departments); examiners (2 PDS); PDS
Course Leaders (7); HR practitioners (51) including HR assistants, HR advisors, HR
managers, HR directors, HR business partners, HR recruitment consultants;
members of the National Upgrading Panel (3); students working towards graduate
membership of CIPD (11); and the Regional (Scottish) Secretary of the General
Municipal Boilermakers Union.
We consider the inductive approach taken here to be consistent with our research
goals of exploring, through small rich samples, the emergent meaning of the thinking
performer and how this concept relates to change in HR work and changing
expectations of HR practitioners (Isabella, 1990). Interviews were initially semi-
structured around a list of questions pertaining to changes in the nature of the HR
function in respondents’ organisations and their recognition and understanding of
the thinking performer concept. As the interviews progressed, the theme of HR
business partnership and specifically the model of four HR roles from Ulrich’s (1997)
HR Champions book came up regularly. Consistent with accepted exploratory
research practice, we adapted our semi-structured questionnaire to take account of
this emerging pattern and incorporated questions to explore this issue in relation to
changing HR roles (Cresswell, 1998).
One aspect of our study that deserves attention is the reliance on a homogeneous
sample of CIPD respondents. It is plausible that membership and involvement with
the CIPD shapes one’s attitudes towards HR practice. Survey evidence has shown
that there is a relationship between membership of the CIPD and those
personnel/HR practitioners who are convinced of HRM’s existence (‘believers’),
those who are convinced of its non-existence (‘atheists’) and those who are unsure
(‘agnostics’) (Grant and Oswick, 1998). Trehan (2004) also suggests that the CIPD
FINDINGS
I think the key area is around being strategic, you know, strategic
concepts and thinking. (HR manager, private sector)
In this sense, HR work has thus become more focused on delivering business needs
and HR practitioners must become more adept at measuring their effectiveness in
terms of business competitiveness rather than employee comfort (Ulrich, 1998).
These findings are consistent with a recent review of how recruitment consultants
view an ideal candidate for business partner:
As part of her study, Beckett cites one HR director consultant who argues,
I listen to the words people use. Someone who is interested in how the
business is doing and talks sales figures, shows more potential than
someone who uses HR speak all the time. (2005: 19)
It is complicated by the fact that the majority of their concerns and needs
are operational rather than strategic and there appears to be an
increasing divergence between these needs/concerns and the content of
the CIPD programmes. (Course tutor)
The thinking performer is just the same thing as the business partner
and I think that there is an implicit emphasis in the CIPD on wanting
students to think more strategically. I may be wrong, but I think you
have got an institute which is, in a sense, trying to promote its own
prestige and its own wealth in the greater world and promote some
influence. This is at the expense at what its members really need and
where we fulfil that role in an educational process. I think that that is
what is actually happening, and that we are actually starting to diverge
away from the basic educational needs of the majority of students
coming onto the standard programme and who are largely in lower level
HR roles. (Course tutor)
I don’t feel a lot of students doing the CIPD are performing a strategic
role, then I don’t think, you know, you’re not going to sit there, you’re
not going to advise on absence management or a disciplinary process or
something like that. There is a disconnection and I think, you know,
you’re a student and I think the CIPD think they’ll be strategic business
partners and we’re not, you know, we have to deal with day-to-day HR
issues that arise in the business and that’s why I think I have to, I
personally feel that I have difficulties in the examination. (Student)
[I]n our sample, the paltry 1 per cent of articles that focused on the
interplay of HR and technology seemed to ignore the magnitude of this
trend. Have HR information systems been left to consultants and other
management practitioners? Or, have academicians failed to keep up with
the latest developments in HR technology and to incorporate these into
our research questions? An underlying assumption may be that research
on technology use in HR is not unique to HR representatives and HR
systems, that is, that it should be left to computer scientists. Future
research should explore whether HR and technology is a research area
deserving unique consideration. (2004: 672)
HR service delivery. In this context, it might be naïve to assume that line managers
have the time, the training or the interest to give employee well-being the kind of
priority it deserves, especially when it appears to have increasingly less priority
amongst HR professionals themselves.
He goes on to talk about feeling ‘let down’ by the failure of the profession to realise
how important the employee champion is to a fully rounded HR function.
Linked with the above, our findings reveal that the employee champion role is not
seen as a viable career move for ambitious HR practitioners, a finding that dovetails
with the recent CIPD (2003) survey noted earlier, which shows that the employee
champion role is least favoured by respondents. Furthermore, while Jarvis and
Robinson (2005) cite survey evidence to indicate that HR directors have currently
worked in the profession for an average of 20 years, there is a concern amongst some
of our respondents that a gulf is beginning to emerge between those at the top and
lower rungs of the HR career ladder as people are perceived to be parachuting into
top HR jobs from outside the profession:
business and strategic partners and people at the lower end of the scale
like administrators and lower line who are beginning to feel like they
have been cut off. It’s almost a two-tier system. Strategic partners are the
important guys, but that’s not how it should be. (HR adviser)
At a more senior level, HR directors in our study also expressed concern about the
profession losing sight of its distinctive employee champion role. One HR director
HR needs to carve out a distinctive contribution in this respect to avoid the costs
to employee well-being of a blindly strategic focus. The business partner ethos does
not guarantee employee well-being such as job satisfaction and work–life balance for
all employees, reduced levels of stress, and better promotion of health and wellness
at the workplace. In HR’s urgency to move away from an ‘unhealthy preoccupation
with administrative process and regulatory compliance’ (CIPD Impact Report, 2005:
7), one has to ask the questions, who will be the guardians of employee well-being
and who will ensure consistency of organisational justice for all employees?
As we have discussed in this article, the thinking performer concept is central to the
new CIPD leadership and management standards, is intuitively appealing if not
widely known among our HR respondents, and is framed in terms of business
partnership/strategic partnership at a discursive level in CIPD-produced material on
the concept. What we would like to add is that there is the potential to use the
thinking performer concept to promote a ‘critically thoughtful approach’ to HR
practice (noted on page 232). This, however, cannot be expected to occur
automatically, especially given the current strong business partner framing of the
term. On the contrary, it needs critical reflection to be given more prominence in the
modelling of the thinking performer and placed as a foreground issue framing
effective HR practice. Such an approach might better facilitate reflection on the
dominant assumptions in today’s modelling of HRM and its potentially negative
side-effects in terms of employees, which could be an immensely valuable
contribution. Two of the main drawbacks of the business partner modelling are (1)
the apparent disconnection between operational and strategic HR mindsets, and (2)
the disconnection between employees and HR personnel who are gradually
disappearing from the shopfloor.
These concerns resonate with issues raised in the HR literature about devolving
HR work to line managers (Redman and Wilkinson, 2001; Renwick, 2003; Hope-
Hailey et al., 2005; Torrington et al., 2005). For example, Torrington and colleagues
ask:
Notes
1. Peccei explains that employee well-being encompasses a number of work-related
dimensions including for example both positive and negative work-related affect, job stress,
and various aspects of job satisfaction (Furnham, 1991, cited by Peccei, 2004: 3). See also
Harter et al. (2003).
2. In one case this included the following standards:
• ‘90% of queries targeted, to be resolved immediately;
• Urgent Calls – where the query is unable to be answered immediately and needs
to be escalated, the target is for 90% to be resolved within 48 hours;
• General Calls – where the query is unable to be answered immediately and
needs to be escalated, the target is for 90% to be resolved within 72 hours;
• the ratio of voice mails to phone calls is that it will not exceed 1 : 10;
• all calls logged in to the Call Logging System. This HR call centre supports over
3,200 managers and employees in the UK.’
Acknowledgement
The authors would like to thank Lesley Wilson, Dreamcatchers Consultancy,
Glasgow (dreamcatcherglasgow@hotmail.com), for her help in gathering empirical
material for this research and in facilitating workshops held with students and HR
practitioners.
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