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Mental Health and Physical Activity 15 (2018) 153–163

Contents lists available at ScienceDirect

Mental Health and Physical Activity


journal homepage: www.elsevier.com/locate/menpa

Does manipulation of arterial shear stress enhance cerebrovascular function T


and cognition in the aging brain? Design, rationale and recruitment for the
Preventia randomised clinical trial
Daniel J. Greena,∗, Kay L. Coxa,b, Johanna C. Badcockc, Philip N. Ainslied, Carmela Pestelle,
Barbara A. Maslena, Nicola T. Lautenschlagerf,g,h
a
School of Human Sciences (Exercise and Sport Science), University of Western Australia, Perth, WA, Australia
b
School of Medicine, University of Western Australia, Perth, WA, Australia
c
Centre for Clinical Research in Neuropsychiatry, University of Western Australia, Perth, WA, Australia
d
School of Health and Exercise Sciences, The University of British, Columbia, Canada
e
School of Psychological Science, University of Western Australia, Perth, WA, Australia
f
Academic Unit for Psychiatry of Old Age, Department of Psychiatry, The University of Melbourne, Melbourne, VIC, Australia
g
North Western Mental Health, Melbourne Health, Melbourne, VIC, Australia
h
WA Centre for Health & Ageing, University of Western Australia, Perth, WA, Australia

ABSTRACT

Background: Cognitive and cerebrovascular declines are potentially life-chan-


ging conditions which are associated with a substantial healthcare burden worldwide. While pharmacological approaches for the prevention of cognitive decline have
been largely ineffective, exercise programs may be able to delay or prevent cognitive decline in those at risk. One putative mechanism for the beneficial impacts of
exercise on brain health involves improvement in cerebrovascular function. Exercise positively affects arterial structure and function in peripheral arteries and
microvessels, but the impacts on brain vascular function are largely unknown. Water immersion increases brain blood flow and shear stress, a mechanism that
improves artery health. We hypothesised that repeated water immersion may lead to adaptations which enhance cerebrovascular function and health in humans.
Methods/design: 72 sedentary older adults (50 years and older) with subjective memory complaints were randomly assigned to a 24-week water-based or land-based
walking program (designed to elicit differing stresses on blood vessels) or an education group. Measures of cerebral artery function and cognitive performance were
assessed before and after the intervention, and again at 48 weeks to test for persistence of any benefits. Other outcomes included biochemistry, blood pressure, body
composition and fitness.
Discussion: Water-based versus land-based exercise elicit different haemodynamic responses and, consequently, distinct patterns of shear stress in arteries, including
those supplying the brain. If the exercise programs prove beneficial, this will inform future strategies for the prevention of cerebrovascular decline in the ageing
‘healthy’ population.

1. Introduction cognitive decline have, to date, been relatively ineffective (Ihl et al.,
2015). Somewhat in contrast, regular exercise reduces cerebrovascular
The impact of dementia in Australia is considerable, with approxi- events (Vogel et al., 2009) and can improve cognition and mental
mately a quarter of a million sufferers and 1300 new cases diagnosed health in older adults, including those with cognitive impairment
per week (Access Economics, 2009). Dementia is now the second (Hillman, Erickson, & Kramer, 2008; Lautenschlager, Cox, & Kurz,
leading cause of death in Australia and, based on current trends, de- 2010). In older adults at risk of Alzheimer's Disease, the significant
mentia may overtake heart disease as the leading cause of death in effects of physical activity on cognition from a 24 week home-based
Australia by 2021 (Australian Bureau of Statistics, 2015). By 2050, walking program exceeded those previously reported in clinical trials
prevalence is expected to reach one million sufferers and 7400 new with cholinesterase inhibitors (Lautenschlager et al., 2008). This study
cases per week (Access Economics, 2009). Healthcare expenditure to showed a persistent benefit on cognition twelve months after the active
combat dementia has been projected to surpass that for all other health intervention was completed. Despite these promising findings regarding
conditions by 2060 (Access Economics, 2009). the effects of exercise, the mechanisms underlying the cerebral benefits
Pharmacological approaches to the prevention of dementia and of physical activity remain largely unknown. Consequently, there is no


Corresponding author. The University of Western Australia M408, Nedlands, WA, 6009, Australia.
E-mail address: danny.green@uwa.edu.au (D.J. Green).

https://doi.org/10.1016/j.mhpa.2018.10.005
Received 20 August 2018; Received in revised form 15 October 2018; Accepted 19 October 2018
Available online 24 October 2018
1755-2966/ © 2018 Elsevier Ltd. All rights reserved.
D.J. Green et al. Mental Health and Physical Activity 15 (2018) 153–163

evidence-base for the optimisation of exercise programs which might increased transcranial Doppler measures of brain blood flow velocity in
delay cerebrovascular aging and cognitive decline in humans. Because cerebral arteries, which was reversible when water was drained from
exercise can potentially provide a universal, cheap, and relatively side- the immersion tank. Water immersion therefore increases brain blood
effect-free intervention, this is a critical gap in knowledge. flow and we hypothesise that repeated immersion may lead to adap-
We propose that exercise exerts some of its beneficial effects on tations which enhance cerebrovascular function in humans. It is also
cognition and cerebrovascular events as a result of improvement in germane that water based exercise is seen as highly feasible in older
vascular function. Our previous studies involving the assessment of populations, due to the weight assistance and the minimisation of falls
peripheral conduit arteries (e.g. brachial, femoral) and micro vessels risks. We propose to utilise this novel effect of water immersion to
have shown enhanced endothelial function and, in particular nitric manipulate (i.e. increase) cerebral shear stress and blood flow during
oxide bioavailability, as a result of the direct haemodynamic effects of each bout of exercise, thereby optimising impacts on cerebrovascular
exercise on the vascular endothelium (Green, Hopman, Padilla, health whilst simultaneously decreasing musculoskeletal impact and
Laughlin, & Thijssen, 2017; Green, Maiorana, & Cable, 2008; Green, risk of injury.
Walsh, et al., 2004; Maiorana, O'Driscoll, Taylor, & Green, 2003). The The Preventia Study is a randomised controlled superiority trial of
benefits of exercise on the vascular system extend to arteries distant to the impact, in older adults, of a novel aquatic exercise intervention
the working muscle (Green, Maiorana, O'Driscoll, & Taylor, 2004; which aims to optimise the haemodynamic stimulus responsible for
Maiorana et al., 2001; Maiorana et al., 2000; Maiorana et al., 2003; improvement in cerebrovascular function in humans. The study em-
Walsh, Bilsborough, et al., 2003; Walsh, Yong, et al., 2003). We suggest ploys techniques that we have developed and validated which reveal
that cerebrovascular endothelial function may play a key regulatory changes in brain blood flow and its regulation in humans. This inter-
role in neuro/angiogenic coupling, the proliferation and survival of vention will establish the impact of exercise training on cerebrovascular
neurons associated with growth of new blood vessels. In addition, we function and its association with cognition in older individuals with
propose that exercise exerts some of its beneficial effects on cognition memory concerns. This project is clinically relevant, with potential to
and cerebrovascular effects as a result of repeated increases in cerebral address the future impact of a common, debilitating and costly disease,
blood flow, shear stress and, consequently, NO and vascular endothelial and with potential carryover benefits to other conditions such as car-
growth factor (VEGF) production. Interventions which enhance en- diovascular disease.
dothelial function should therefore decrease cerebrovascular risk and
dementia in humans. 2. Methods/design
The proposal that cerebrovascular endothelial function may be
mechanistically implicated in dementia has recently gained support in 2.1. Hypotheses
animal studies (Chu & Heistad, 2010; Gertz et al., 2006). For example,
Gertz et al., 2006 reported that exercise trained mice exhibit higher 1. A land-based walking program will improve cerebrovascular func-
cerebral blood flow in the ischaemic region following stroke than un- tion in older participants (≥50 years), relative to a matched but
trained animals, along with better cognitive outcomes. These benefits non-trained control group.
were not evident in mice treated with an inhibitor of endothelial NO 2. Water-based walking, involving elevated responses to the circula-
during exercise. With exercise training, peripheral arteries experience tion (e.g. cerebral blood flow and shear stress) when training in
repeated increases in blood flow and shear stress; the dragging force of water, will improve cerebrovascular function to a greater degree
blood across the inner arterial wall. These stresses provide a stimulus to than land-walking.
enhanced endothelial function (Black, Green, & Cable, 2008; Green, 3. Improvement in cerebrovascular measures will be significantly re-
2009; Green et al., 2010, 2017; Green, Spence, Halliwill, Cable, & lated to changes in cognition, memory and clinical measures.
Thijssen, 2011; Naylor et al., 2011; Thijssen et al., 2010; Tinken et al.,
2010). If this is also true in the cerebral circulation, then repeated 2.2. Participant recruitment
episodic increases in brain blood flow that accompany exercise should
improve cerebrovascular function and promote healthy cognitive aging The study was approved by the Human Research Ethics Committee
(Green, Maiorana, et al., 2004; Maiorana et al., 2001; Maiorana et al., of The University of Western Australia and is a registered clinical trial.
2000; Maiorana et al., 2003; Walsh, Bilsborough, et al., 2003; Walsh, All participants provided written, informed consent prior to participa-
Yong, et al., 2003). During acute bouts of exercise, cerebral blood flow tion. This study conforms to the standards set by the Declaration of
velocities increase (Ogoh & Ainslie, 2009a, 2009b). In addition, resting Helsinki.
cerebral blood flow is elevated by habitual exercise across the lifespan Cognitively healthy older participants were recruited. Participants
(Ainslie et al., 2008) and a small number of studies have suggested that were subjective memory complainers (in the absence of depression or
exercise training may modify cerebral vascular function (Akazawa dementia), one of the clinical groups considered at increased risk of
et al., 2012; Murrell et al., 2013). Although these data suggest that future cognitive decline. Recruitment was undertaken through a com-
exercise is associated with enhanced cerebrovascular blood flow, bination of approaches including radio appeals, newspaper advertise-
longitudinal studies, and in particular randomised controlled trials ments, approaches to aged groups, publications and community cen-
pertaining to the impact of exercise training on cerebrovascular func- tres. Six overlapping cohorts were recruited for the study, with baseline
tion in humans, are sparse. testing commencing in January 2014 and finishing in May 2017. The
One form of exercise that may provide a novel, yet highly achiev- study involved baseline screening and testing, followed by a 24 week
able, stimulus for cerebrovascular benefit is water immersion-based intervention (land-based or water-based walking, or control group),
exercise. Due to hydrostatic effects, water immersion in the upright repeat testing, a further 24 weeks of no contact with the university,
posture is associated with a cephaloid shift in blood volume, increased then a final test battery at 48 weeks (Fig. 1.)
venous return, preload and stroke volume (Hall, Bisson, & O'Hare,
1990; Weston, O'Hare, Evans, & Corrall, 1987). Increases in cardiac 2.2.1. Inclusions
output of ∼50% have been reported (Weston et al., 1987). Immersion To be eligible, participants were 50 years or older (females were post-
of the lower body in water increases cerebral blood flow, both at rest menopausal); healthy but inactive (less than 60 min of moderate or higher
and during exercise (Carter et al., 2014; Pugh et al., 2015). We recently intensity exercise per week, for at least three months), with subjective
completed a study in which healthy participants were submerged to the memory complaints but no diagnosed cognitive impairment; available for a
level of the right atrium in water whilst continuous measurements of 15 month period; and prepared to undertake 150 min per week of mod-
brain blood flows were collected (Carter et al., 2014). Water immersion erate intensity exercise for six months, in a centre-based program.

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Fig. 1. Preventia study structure and timetable.

2.2.2. Exclusions Scale - GDS (Yesavage et al., 1982) greater than six, Standardised Mini-
Potential participants were excluded if they had a diagnosed cog- Mental State Examination - sMMSE (Folstein, Folstein, & McHugh,
nitive impairment (mild cognitive impairment or dementia), or if they 1975; Molloy & Standish, 1997) less than 24, Repeatable Battery for the
fell into the following categories based on baseline screening tests: Assessment of Neuropsychological Status (RBANS) delayed memory
Modified Telephone Interview Cognitive Status – TICS-m (Welsh, index score more than 1.5 standard deviations below the age-related
Breitner, & Magruder-Habib, 1993) less than 32, Geriatric Depression mean. Other exclusion criteria comprised: letter not returned by the

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relevant General Practitioner (GP) to confirm no objection to partici- GP, and the participant was excluded or further information sought
pation; participant had smoked tobacco in the last 12 months; systolic before enrolment, depending upon the particular condition/result de-
blood pressure greater than 160 mmHg or diastolic blood pressure tected.
greater than 100 mmHg; weekly alcohol intake greater than 280 g per
week and/or drinking more than 40 g ethanol in one session; body mass
2.4. Further baseline testing sessions
index (BMI) greater than 40 kg/m2; total cholesterol greater than
7.0 mmol/L; taking psychotropic medications such as cognitive en-
If the participant remained eligible after the screening visit (Fig. 1),
hancers, anti-epileptics or lithium; intermittent use of non-steroidal
four further testing sessions were conducted prior to formal enrolment
anti-inflammatory drugs; not able to meet the requirement of moderate
in the study. Specific details are given below, but briefly; the famil-
physical activity; not confident of exercising in chest-deep water; pos-
iarisation visit included a second, 20 min blood pressure assessment as
sible hospital admission or period of treatment/rehabilitation in the
described above; familiarisation with the mouthpiece and treadmill as
next six months; simultaneous participation in another research trial;
per the later fitness test assessment; and familiarisation with the lower
lack of fluency in English; and past or present history of medical con-
body negative pressure chamber (LBNP), which was to be used in later
ditions that were likely to preclude moderate intensity exercise or
cerebral blood flow testing. In addition, a saliva sample was taken to
which were likely to compromise survival (for a full list, see the trial
permit analysis of the ApoE genotype if the participant consented (lack
registration details).
of consent did not exclude participation in the study). A home blood
Upon contact from a potential participant, an initial, brief phone
pressure monitor was provided to the participant, along with detailed
interview was conducted in order to explain the study more fully, and
instructions and a supervised practice. An accelerometer, used to record
to screen out clearly ineligible participants or those who were not in-
general physical activity levels, was also provided and its use explained
terested in participating further (Fig. 2), for example those who were
at this visit.
too active or had an established medical condition that could interfere
The remaining three visits included a DXA (dual X-ray absorptio-
with their ability to participate in the study testing or in the exercise
metry) scan for body composition assessment, 12-lead ECG stress test
sessions.
supervised by a qualified medical practitioner, which also permitted
Of 911 initial contacts (Fig. 2), 241 progressed to a second and more
analysis of aerobic fitness via maximal oxygen consumption (VO2), and
extensive and formalised phone screening interview (45–60 min dura-
sessions for analysis of limb and cerebral blood flow under a range of
tion), which included questions related to memory, current physical
conditions, using advanced imaging techniques, as described in detail
activity, general health, alcohol, medications, and medical history, as
below. Adverse findings or difficulty tolerating the tests during any of
well as questionnaires in relation to cognition and mood; the TICS-m
these visits could result in cessation of participation in the study, with
and GDS. This process led to further participants being deemed in-
medically relevant data communicated to the participant's GP by the
eligible, as per the reasons provided in Fig. 2. During the phone screen,
study coordinator.
subjects were asked specific questions regarding their memory, (“Do
you have difficulty with your memory”, “Do you think your memory is worse
than it should be for your age”, “Have you ever had an assessment of your 2.5. Randomisation
memory”). Negative responses to the first question represented an ex-
clusion criterion. There was no specific time period mentioned. More Once all of the baseline testing had been completed, 72 participants
formally, the MAC-Q assessed self-perceived memory decline. (19 male, 53 female) remained eligible and interested in participating.
These participants were randomised to one of three study groups – land-
2.3. Screening visit based walking, water-based walking, and control (education only)
group (Fig. 2). Stratified block randomisation was used to minimise the
Subsequent to a successful phone interview, 114 eligible and willing effects of gender. Other known risk factors such as age will be con-
participants progressed to an initial, fasted, screening visit, of ap- trolled in the analysis. The block randomisation was done using a da-
proximately 2 h duration (Fig. 1). The study was explained in detail, tabase based on the ‘ralloc’ package within strata. The randomisation
and a written informed consent was obtained for participation in the used three randomised block sizes and simple randomisation within
study. Consent to contact the participant's GP was also obtained. Each blocks to ensure a ratio of study: control participants close to unity
participant was provided with a letter for their GP which explained the within strata and overall. The randomisation used a 2 × 3 design so
study protocol, and requested communication of any concerns re- there were six strata (from one stratification variable and three blocks).
garding the patient's participation, and also release of any relevant The order of the block size was randomised.
medical history details. Approval for participation from the GP was Group assignment was concealed in opaque envelopes and drawn by
required for enrolment into the study. a person independent from the study. To maintain concealment of the
Following the consent process, height, weight and anthropometric allocation the list was kept by one Chief Investigator not blinded to the
measures were taken using standard techniques, after which the par- group allocation.
ticipant underwent a resting (supine) 12-lead ECG (XScribe, Mortara Group sizes were Control: 23 (6 male); Land: 24 (6 male) and Water
Instrument, Milwaukee WI, USA). This was followed by blood pressure 25 (7 male.) Baseline characteristics for each group are presented in
recording, undertaken supine in a quiet darkened and isolated room, Table 1.
with a cuff auto-inflating every 2 min for 20 min (Dinamap V100, GE The control group was asked to maintain their usual levels of ac-
Healthcare, USA). Blood was sampled, after which the participant was tivity (all participants were inactive at recruitment), and attended the
given a light breakfast (muesli or toast; tea or coffee). Cognitive testing university every six weeks to participate in an educational seminar of
was then conducted in a separate room, with a trained psychologist or approximately 1 h, on a topic which was expected to be of interest but
psychology researcher conducting the tests under supervision; a self- was unrelated to physical activity, for example, “Staying Healthy”,
reported, detailed demographic and lifestyle questionnaire was then “Ergonomics at work and home”, “Basic First Aid and CPR”, “Keeping
also completed (details below). The test battery took approximately accident free, Sleep and Health”. The control group attended these
90 min to complete. The psychology researcher was blinded to the in- sessions to maintain contact with the research team and to minimise the
tervention group allocation. Subsequent to the screening appointment, possibility of a Hawthorne effect. The two exercise groups (land- and
the ECG recording and biochemistry results were evaluated by a med- water-based walking) completed three exercise sessions per week for 24
ical practitioner affiliated with the study. Any results of concern were weeks, building to a 1-h duration over the course of the study (see
communicated to the study coordinator and then to the participant's below).

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Fig. 2. Participant recruitment, inclusion/exclusion, and intervention numbers.

2.6. Exercise training protocols included in each session. Land-based walking took place in the uni-
versity grounds as well as along the adjoining river foreshore and
All exercise was supervised and centre-based, with intensity mon- parkland, or on a treadmill if weather indicated. Water-based walking
itored using a heart rate watch (Polar RS300X HR monitor, Polar was in a heated (30 °C) chest deep swimming pool (20 × 30 m) located
Electro Oy, Finland) and with sessions conducted in small groups in the at the university. No swimming was involved; water walking was at a
early morning and evening. A supervised warm-up and cool down were pace that kept the heart rate in the required and monitored target zone.

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Table 1 24 week testing.


Baseline characteristics of the Control, Land-based and water-based walking
groups. 3. Outcome measures in detail
Control Land-walking Water-walking
In order to standardise the time of day of testing across the three
n = 23 (6M, 17F) n = 24 (6M, 18F) n = 25 (7M, 18F) major recall time points (baseline, 24 and 48 weeks), as well as the
interim 12 week blood flow testing session, all test sessions (apart from
Mean (SD) Mean (SD) Mean (SD)
the fitness test and cognitive tests) were conducted in the
Age (yrs) M 64.9 (9.3) 61.3 (6.6) 61.6 (5.6) Cardiovascular Research Laboratory at the University between 6am and
F 61.1 (6.0) 63.3 (7.2) 62.9 (7.2) 11am. Cognitive testing was in the same time slot, but in a quiet room
Ht (cm) M 180.0 (6.1) 173.9 (5.0) 175.4 (4.2)
in a building adjacent to the laboratory. The fitness test was conducted
F 163.4 (6.2) 162.0 (6.5) 163.6 (5.1)
Wt (kg) M 88.5 (15.2) 84.0 (4.2) 94.0 (16.6) in the afternoon, generally between 1pm and 6pm, and used the same
F 68.5 (8.4) 71.0 (10.9) 70.1 (17.0) laboratory facility and the same treadmill throughout the course of the
BMI (kg/m2) M 27.6 (6.1) 27.8 (1.2) 30.5 (5.0) study.
F 25.7 (3.2) 27.1 (3.9) 26.0 (5.4)

3.1. Biochemistry

Duration and intensity of the exercise sessions increased over the Blood was drawn from the antecubital fossa using a 21G needle by a
course of the study – from an initial 15 min of exercise, increasing to trained phlebotomist in the university laboratory into 6 collection tubes
50 min by the end of the 24 weeks. Participants (land and water) were (all Vacuette by Greiner bio-one, Kremsmünster, AT). Sterile techniques
given a personalised target heart rate range, based on heart rate reserve were applied, identical to those used in routine clinical services, and a
(HRR) calculated from their initial peak exercise test results. HRR takes maximum of 20 mL of blood was drawn per visit.
into account differences between subjects in resting heart rate, and has Three blood tubes (lithium heparin, fluoride oxalate and EDTA)
been recommended in preference to %HRmax by the American College were analysed by a commercial pathology laboratory, for lipids (total
of Sports Medicine (Garber et al., 2011). cholesterol, triglycerides, low- and high-density lipoprotein (LDL and
The relationship between heart rate and oxygen consumption HDL), and the ratio of total cholesterol:HDL)), urea and electrolytes
during exercise is maintained for water-versus land-based exercise (sodium, potassium, bicarbonate, urea, creatinine, and estimated glo-
(Pugh et al., 2015). Heart rate reserve was therefore used to standardise merular filtration rate (eGFR)), blood glucose, haematology (hae-
exercise intensity for the land- and water-groups. Each exercise session moglobin, red cell count, haematocrit, mean corpuscular volume, mean
was guided by an accredited exercise scientist/physiologist (accredited corpuscular haemoglobin, mean corpuscular haemoglobin concentra-
by Exercise and Sports Science Australia), and heart rate was monitored tion, red cell distribution width, platelet count and mean platelet vo-
and recorded every 5 min throughout the session. lume, white cell count and differential cell count - neutrophils, lym-
The second session of each week was an interval training session, phocytes, monocytes, eosinophils, basophils).
with the other two sessions of continuous intensity. The intensity of Serum (serum separator tube) and plasma (EDTA and lithium he-
training started at 40–45% heart rate reserve in accordance with re- parin) samples were collected for storage at −80 °C in 1 mL aliquots.
commendations of the American College of Sports Medicine (Pescatello All tubes were left at room temp until centrifugation and serum tubes
& American College of Sports Medicine, 2014), building to 55–65% by were left to clot for at least 20 min, and all four tubes were centrifuged
week 24. Additional, ‘make-up’ sessions were provided if required, to together at 21 °C, for 10 min at 3500 RPM. Platelet parameters (sodium
ensure optimal adherence to the protocol. citrate tube) were analysed in house as described elsewhere (Haynes
Mean training intensity expressed as percent heart rate reserve was et al., 2018).
calculated from the heart rates taken during the main set of the training
session (i.e. all heart rates except those taken during the warm up and 3.2. Anthropometry
cool down) and resting heart rate taken from the baseline blood pres-
sure assessment. Adherence to the training program was calculated Height was recorded using a wall-mounted stadiometer, with the
from the number of sessions completed out of the number prescribed head in the Frankfort plane and the participant barefooted. Digital
(72) expressed as a percentage. scales (CPWplus-200, Adam Equipment, Oxford CT, USA) were used to
measure body mass, with the same scales used throughout the course of
2.7. Repeat laboratory testing the study. BMI was calculated from these values, with the initial
(baseline) height measurement carried forward for BMI calculations
After the initial 12 weeks of exercise/seminars, participants re- throughout the course of the study. Arm (non-dominant side), waist and
turned for limb and cerebral blood flow analysis tests only. These were hipgirths were measured with a constant tension measuring tape
conducted on non-exercise days. After 24 weeks, most of the initial tests (Lufkin W606PM, Cooper Industries, USA); the sequence of measure-
were repeated, as per Fig. 1. Exceptions were the tests which had been ments was conducted three times and the waist-hip ratio was calculated
included for screening purposes only (e.g. resting ECG) or those that did for each sequence. The median value was used as the outcome measure.
not require repetition (DNA.)
Following the 24 week intervention, the control group was asked to 3.3. Body composition
maintain their current level of physical activity for a further 24 weeks,
but there was no attendance at the university during that time nor was Body composition was measured using dual X-ray absorptiometry
there deliberate or regular contact between the study staff and parti- (DXA - Lunar Prodigy Advance, GE Healthcare, Madison, WI, USA.).
cipants. The two groups who had undergone exercise interventions Radiation exposure was 0.8 μSv per scan (2.4 μSv over the study
were free to continue to exercise or not (they were not specifically in- period.) This is equivalent to about 1/1000th of the background ra-
structed to continue, nor to desist), at whatever level they chose. This diation from living in Perth (the city in Western Australia which the
was a deliberate strategy as it was of interest to ascertain whether the study was conducted) for one year. Standard calibration and quality
established patterns of physical activity between weeks 0 and 24 would assurance procedures were used, in line with the equipment doc-
be voluntarily maintained. umentation (www3.gehealthcare.com). Outcome measures were re-
A final round of testing was conducted at 48 weeks, identical to the gional and whole body percent fat; grams of fat tissue, lean tissue and

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bone mineral content; fat mass ratios (trunk:total, legs:total; were assessed by a cardiologist affiliated with the study, and clearance
(arms + legs)/trunk) and bone mineral density. was required for enrolment in to the study proper. If any medical or
ECG issues of concern were apparent, the participant's GP was notified
3.4. Blood pressure – laboratory and the results supplied to facilitate any follow-up.
Prior to the exercise test the participant had abstained from food
Blood pressure was recorded using an automated sphygmoman- and drinks other than water, for 2 h. Standard preparatory techniques
ometer (Dinamap V100, GE Healthcare, USA) with readings taken in were used for the ECG, with light abrasion of the skin to ensure good
the supine position, every 2 min for 20 min. Appropriate cuff sizes were contact. An initial resting (supine) trace was recorded to confirm a
used, based on arm girth measurement, and the non-dominant arm was normal ECG with no artefact. A blood pressure cuff requiring manual
cuffed. The test was administered in a quiet, temperature-controlled inflation was fitted to the left arm, and the participant was asked to
room, with the investigator close-by but outside the closed door, and stand on the treadmill. Resting (upright) heart rate and blood pressure
the display was angled away from the participant's view. were recorded, and the Borg scale for rating of perceived exertion
(Borg, 1982) was explained. The participant applied a nose clip and
3.5. Blood pressure – home recording inserted a Hans Rudolph mouthpiece, as per the familiarisation session.
The mouthpiece had a two-way valve which permitted subsequent
Home blood pressure was recorded on three occasions per time analysis of expired air. One minute of respiratory data was collected
point, on alternate days (two weekdays and one weekend day) between with the participant standing on the stationary treadmill, to ensure
4pm and 6pm, prior to the evening meal. No caffeine (tea, coffee, values gained were valid and accurate. The treadmill starting speed and
chocolate) or alcohol was consumed in the 2 h interval prior to the test, gradient were set (Table 2) and the ECG recording was started; once the
and there was at least 24 h between any moderate or higher intensity participant was ready the test commenced. The protocol comprised
exercise session and the blood pressure measurement. The participant continuous, incremental stages lasting 3 min per stage - see Table 2 for
was instructed to be in a quiet area, not reading, talking, listening to speed and gradient specifications.
media or watching television. Measurement was taken while seated, During the medically supervised tests, the ECG and heart rate were
with the arm supported (bench or pillows) at approximately heart level. continuously monitored by the supervising GP and by an exercise
The cuff was placed on the non-dominant arm, and remained in place physiologist. Blood pressure was measured manually by the supervising
during a period of 5 min rest plus five readings commencing at 2 min GP in the final minute of each stage. Heart rate and RPE were recorded
intervals. Where possible, the identical monitor was provided for the in the last 30s of each stage.
participant at each time point. Systolic and diastolic blood pressure Verbal encouragement was provided throughout the test, to elicit
were recorded, together with heart rate. The monitors used (UA-767PC maximal effort. The test ended once the participant was no longer able
automated home blood pressure monitor - A&D Medical, Thebarton, to achieve the required workload, i.e. volitional exhaustion was
Australia) have been shown to have good validity and reliability reached. Participants were able to terminate the test at any time by
(Rogoza, Pavlova, & Sergeeva, 2000). pressing the emergency stop button or by signalling by hand that they
wanted the test to stop. If any contraindications to the test were ob-
3.6. ApoE4 genotyping served by any of the researchers, they were under instruction to stop the
test immediately (e.g. ECG concerns, an exaggerated hypertensive re-
A saliva sample was collected according to manufacturer's instruc- sponse, chest pain or angina), in line with ACSM guidelines.
tions during baseline screening, to enable determination of ApoE4 On completion of the test, blood pressure and heart rate were
genotype (Genotek, Oragene DNA Self-Collection kit OG-500 - Genotek monitored for a minimum of a further 6 min, with the participant su-
Inc, Ottawa On Canada, K2K 1L1). Participants refrained from eating, pine, to ensure that ECG, blood pressure and heart rate responses in
drinking, smoking or gum chewing for 30 min prior to the test. recovery were normal, returned to baseline levels, and the participant
Unwillingness to provide a DNA sample did not exclude participation in was comfortable and asymptomatic.
the study. The samples were batched for analysis. They were stored in a
secure location at room temperature (range 15–30 °C).
3.9. Physical activity
3.7. Resting ECG
Representative weekly physical activity volume was collected using
A 12-lead, resting ECG (X-Scribe, Mortara Instrument, Milwaukee an Actigraph accelerometer (Actigraph GT1M, Pensacola, FL, USA),
WI, USA) was performed at the initial screening visit only. The parti- attached to an elasticised strap. The device was placed over clothing, on
cipant was in a supine posture in a quiet room. The resulting trace was the right hip bone. Information was collected at entry, 24 and 48 weeks,
assessed by a medical practitioner affiliated with the study, and any to determine any changes in lifestyle physical activity which occurred
issues of concern were referred to the participant's GP, with the parti- around the prescribed centre-based activities. A continuous eight-day
cipant generally excluded, depending upon the severity of the ECG diary was used to record hours of wear.
abnormality.
Table 2
3.8. Graded exercise stress test Protocol for aerobic fitness test.
Stage Speed (km/h) Gradient (%)
Aerobic fitness was assessed via using a graded exercise test on a
treadmill. In line with ACSM recommendations at the time of the study 1 2.4 3
2 3.2 4
launch (Gordon & Pescatello, 2009), baseline and 12 month tests were
3 4.0 5
medically supervised, and included 12-lead ECG monitoring. Medical 4 4.8 6
supervision was not required at the six month test, because of the recent 5 5.6 8
initial supervised test. However, the 12 month repeat test was medically 6 6.4 10
supervised, again in keeping with guidelines (Pescatello & American 7 8.0 10
8 9.6 10
College of Sports Medicine, 2014).
9 11.2 10
At baseline this exercise stress test served the dual purpose of fitness 10 11.2 15
test and screening for cardiovascular risk assessment. Results of the test

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3.10. Demographic, health, lifestyle and medication information applies to him/her when considering the last 14 days, on a scale
from 5 (all of the time) to 0 (none of the time). Thus, the raw score
This data was obtained via questionnaire, in the same session as the ranges from 0 (absence of well-being) to 25 (maximal well-being).
cognitive assessment. Questions encompassed living arrangements, (Staehr, 1998).
years of education, occupation, income, computer use, country of birth, • MAC-Q Memory Complaint Questionnaire provides a brief assess-
clubs, hobbies, family medical history, and minimal diet/nutrition in- ment of subjective memory complaints. It consists of five items as-
formation (serves per day, supplement use), as well as alcohol con- sessing memory in specific situations and one item measuring
sumption, smoking history, medical history, medications, physical ac- overall self-perceived memory decline. Drawing on earlier studies, a
tivity and exercise history. score of 25 and above on the MAC-Q is taken to be indicative of
significant memory complaint, potentially requiring further assess-
3.11. Cognition ment.(Crook, Feher, & Larrabee, 1992).

A battery of relatively brief but reliable and well-validated cognitive 3.12. Cerebrovascular function
tests was administered at baseline, 24 and 48 weeks, to encompass a
range of cognitive domains. These tests were conducted by a trained This was assessed by combining bilateral measures of cerebral ar-
clinical or research psychologist, who was blinded to the treatment tery blood flow velocity using non-invasive, transcranial Doppler
allocation group. A second research psychologist independently scored techniques according to standardised approaches (Willie et al., 2011).
all test results a second time to ensure accuracy and consistency. All In addition to resting baseline intra-cranial velocity recordings, three
testing was administered in a quiet room away from the laboratory. In test conditions were implemented to challenge the cerebrovascular
addition to the TICS-m and GDS conducted during the initial phone system and provide information as to the functional responsiveness to
screening procedures, the following tests were conducted: the stan- distinct types of stimulation. These test conditions reflected neurovas-
dardised Mini Mental State Examination (sMMSE); the Repeatable cular coupling, dynamic cerebral autoregulation, and cerebrovascular
Battery for the Assessment of Neuropsychological Status; the Trail CO2 reactivity (described in more detail below). Intra-cranial velocity,
Making Test (TMT) Parts A + B; the Hospital Anxiety and Depression as an index of cerebral blood flow, was assessed at baseline, 24 and 48
Scale; the 5-item World Health Organization Well-Being Index (WHO- weeks, with an additional assessment half way through the exercise
5); and the Memory Complaint Questionnaire (MAC-Q). The demo- intervention period (at 12 weeks.) These tests were conducted on non-
graphic, WHO-5, HADS and MAC-Q questionnaires were self-adminis- exercise days, at the same time of day, and the participants were re-
tered, whilst the other tests were all researcher-administered. quired to have abstained from moderate/vigorous physical activity,
caffeine and food, for at least 6 h prior to the test. Previously published
• sMMSE - The SMMSE is a brief cognitive test with a maximum score guidelines were followed (Willie et al., 2011) so the procedures will be
of 30. The test is widely used by physicians and as a screening test described in brief here.
for cognitive impairment. Items on the sMMSE assess word recall, At the start of the session, the participant was fitted with a head
orientation to time and place, attention, language and visuospatial frame (Marc 600, Spencer Technologies, Seattle WA, USA) similar to a
abilities (Folstein et al., 1975; Molloy & Standish, 1997). bicycle helmet frame, with a 2-MHz ultrasound probe located on each
• RBANS – is a brief (approx. 30 min), reliable battery designed to temple, to facilitate imaging of the cerebral arteries. A Finometer PRO
assess cognitive decline or improvement across multiple areas of (Finometer, Finapres Medical Systems, Amsterdam, The Netherlands)
cognitive function, including immediate and delayed memory, at- allowed continuous monitoring of beat-to-beat blood pressure via
tention, language and visuo-spatial skills. Specific tests capture photoplethysmography. Following instrumentation, the participant lay
episodic memory (list learning and story recall), speed of informa- supine for the remainder of the test period, with the lower half of the
tion processing (digit symbol coding), language abilities (picture body enclosed in a lower body negative pressure chamber (LBNP).
naming and semantic fluency), visuo-construction skills (figure copy Although this chamber was only activated for one test condition,
and line orientation) and executive functions (fluency, digit span). standardising the participant's position throughout the entire test pro-
The RBANS is suitable for use in adults < 89y, is sensitive to a wide tocol ensured optimal reproducibility of blood vessel images. Once the
range of cognitive abilities, and is increasingly used in clinical trials participant was in position, a facemask which spanned the mouth and
of treatments that impact neurocognitive status (Randolph, Tierney, nose was fitted and this mask was used during baseline recording and
Mohr, & Chase, 1998). all three test conditions. A 10 min stabilisation rest period commenced,
• TMT Parts A + B – indexes individual abilities related to visual after which 10 min of continuous recording was conducted to provide
search, scanning, speed of processing, mental flexibility, and ex- baseline blood flow velocity measures (LabChart 7 software, AD
ecutive functioning. It contains two parts: TMT-A requires partici- Instruments, Sydney, Australia.) The following tests were then con-
pants to draw lines in the correct sequence connecting 25 encircled ducted, always in the same order. There was a rest period of at least
numbers, distributed on a sheet of paper. The TMT-B is similar, 10 min observed between each of these tests. On the left side, the
except participants are required to alternate between numbers and middle cerebral artery (MCA) was insonated, whilst on the right side
letters. Scoring is based on the amount of time required to complete the posterior cerebral artery (PCA) was assessed. This remained the
each task (Army Individual Test Battery, 1944). same for all tests and for all subject attendances. The same sonographer
• HADS – this test is a widely used measure of psychological distress, completed all of the following tests in a given subject.
designed for use in non-psychiatric patient populations (Zigmond &
Snaith, 1983). The HADS consists of two 7-item subscales, mea- • Neurovascular coupling - neural activation of the brain triggers a
suring anxiety and depression respectively; though latent structure cerebral blood flow response. In the ageing brain and various
analysis suggests it is best used as a more general measure of dis- pathologies (Phillips, Chan, Zheng, Krassioukov, & Ainslie, 2016),
tress. (Cosco, Doyle, Ward, & McGee, 2012). The HADS was in- some ‘uncoupling’ of this response can occur (Venkat, Chopp, &
cluded as a potential covariate, given that individual difference in Chen, 2016). Cerebral blood flow was assessed in response to in-
distress may influence cognitive performance. creased neural activity induced by repeated trials of voluntary eye
• WHO-5 Well-Being Index – is among the most widely used measures movement (tracking) and cognitive tasks (a reading exercise). Re-
to assess subjective psychological well-being. It uses a generic global sponse times to these tests and the magnitude of change in brain
rating scale, which only contains positively phrased items. blood flow provide indices of cerebral neurovascular function. For
Participants are asked to rate how well each of the 5 statements this test, the participant breathed room air through the facemask,

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while the research assistant held reading material in a comfortable The participant lay supine in a quiet, temperature-controlled room
position for the participant. The participant spent 2 min with their for a 20 min rest period. At the end of this period, blood pressure was
eyes closed, then 2 min with their eyes open (reading). This was assessed using an automated sphygmomanometer (Dinamap, V100, GE
immediately followed by five sets of 30s with eyes closed followed Healthcare, USA) to check for consistency with previous (screening)
by 30s of reading, for a 9 min total protocol. This methodological blood pressure values for that participant. Baseline, high-resolution
approach is in accordance with published guidelines on this tech- ultrasound scans of the brachial (distal third of the upper arm) and
nique (Phillips et al., 2016). superficial femoral (upper third of the thigh, near the groin) arteries
• Dynamic cerebral autoregulation – for this test, cerebral blood flow were then simultaneously collected by two trained sonographers for
was assessed in response to different ‘doses’ of blood pressure ma- assessment of wall thickness (IMT), using 10-MHz linear array probes
nipulation. Alterations in blood pressure were induced by an oscil- attached to a high-resolution ultrasound machine (T3200, Terason,
lating vacuum pressure around the lower half of the body (to the Burlington, MA, USA). Camtasia software (Camtasia Studio 8,
level of the umbilicus), via a LBNP chamber (Vacustyler – TechSmith, Okemos, MI, USA) was used to capture the data for 1 min.
Weyergans, Dueren, Germany). Impairment in dynamic cerebral Conduit artery structure and function were measured under three
autoregulation is strongly linked to adverse clinical outcomes (Aries, conditions designed to elicit significant blood flow responses in the
Elting, De Keyser, Kremer, & Vroomen, 2010; Tzeng & Ainslie, relevant arteries: 1) flow mediated dilation (FMD); the compensatory
2014). After 5 min of baseline data collection, the LBNP was acti- arterial diameter response to increased shear stress following a 5 min
vated in a 5s-on/5s-off protocol with a suction pressure of 90 mbars. period of proximal arterial occlusion induced by cuff inflation; 2)
This protocol was continued for 2 min (12 cycles.) After 2 min rest, sublingual administration of a nitric oxide donor and vasodilatory agent
the interval was switched to 10 s on/off, and data for 12 further (400 μg glyceryl trinitrate spray – GTN); and 3) response to an ischemic,
cycles (4 min) were recorded. This methodological approach is in handgrip exercise condition.
accordance with published guidelines on this technique (Meel-van FMD in peripheral arteries is strongly correlated with coronary ar-
den Abeelen et al., 2014). We opted to use LBNP to assess auto- tery function (Takase et al., 1998) and independently predicts cardiac
regulation because it involves supine assessment which may be events in those with cardiovascular disease or risk factors, and also in
more appropriate and manageable for repeated assessments in our asymptomatic individuals (Green, Jones, et al., 2011). A 1% decrease in
older patient population. We also considered that the pressures FMD is associated with a 13% increase in cardiovascular event risk
could be more accurately standardised for repeated assessment (Green, Jones, et al., 2011). FMD was assessed following a 5 min oc-
using LBNP. Finally, we considered that an exercise stimulus (e.g. clusion of blood flow achieved by inflation of the pneumatic cuff
the squat-stand), might be affected by metaboreflexes (Braz et al., around the forearm and thigh, with the cuff distal to the ultrasound
2014), and may therefore not have been an ideal repeated measures probe location. A rapid inflation/deflation pneumatic blood pressure
tool for pure autoregulation assessment in this exercise training cuff (D.E. Hokanson, Bellevue, WA USA) was placed on the dominant
study. forearm, immediately distal to the olecranon, but was not inflated. A
• Cerebrovascular CO2 reactivity – this test measures a dose-response second cuff was placed around the thigh approximately 15 cm distal to
effect to different ‘doses’ of blood CO2, achieved by switching from the inguinal ligament. Cuffs were simultaneously inflated to 220 mmHg
room air to gas mixtures that contain differing concentrations of to restrict arterial flow for 5 min, then rapidly deflated, using an au-
CO2. Impairment in cerebrovascular CO2 reactivity is an in- tomatic (Hokanson) cuff inflator. Diameter and flow recordings, via a
dependent predictor of stroke risk and cognitive impairment high frequency linear array probe, were continuously recorded for
(Markus & Boland, 1992; Markus & Cullinane, 2001). The partici- 1 min at baseline, during the last 30s of cuff inflation, and for a further
pant initially breathed room air for a 5 min baseline collection 5 min after cuff deflation. Brachial and femoral views were captured
period. The mask was then connected to a Douglas bag containing a simultaneously by two sonographers highly trained in the imaging of
mixture of 3% CO2, 21% O2 and balanced N2. The participant con- these arterial parameters.
tinued to breathe normally for a further 4 min. The mask was then Following the FMD test, common carotid IMT was assessed.
immediately connected to a second Douglas bag containing a mix- Thickening of the carotid arterial wall is associated with increased
ture of 6% CO2, 21% O2 and balanced N2. . Four minutes of data cerebrovascular (e.g. stroke) and cardiovascular risk (Chambless et al.,
collection were recorded for this concentration, after which the 1996; Hollander et al., 2003; Johnsen et al., 2007; Lorenz, Markus,
participant was allowed to rest and the instrumentation was re- Bots, Rosvall, & Sitzer, 2007). With the participant supine and the head
moved. Previously published guidelines were followed (Willie et al., slightly extended and rotated, the left common carotid artery was lo-
2011). cated using a 10-MHz linear array probe. Longitudinal images were
obtained from three planes; the optimal angle of incidence and two
3.13. Limb blood flow and arterial structure complementary angles (anterior, lateral and posterior). The image was
recorded for an interval of 3–5 beats, for a region approximately 1 cm
In addition to the structure and function of the cerebral arteries, distal to the bifurcation of the artery. This was repeated for the right
those of the conduit arteries (brachial and femoral) in response to the common carotid artery.
land and water-based exercise programs were assessed. High-resolution Prior to the subsequent (after a 10 min rest period) administration
ultrasound was used to assess arterial wall thickness (brachial, femoral of the GTN spray, a further blood pressure check was conducted using
and common carotid arteries) and FMD of the brachial and femoral the Dinamap sphygmomanometer. One minute baseline scans of bra-
arteries. FMD is a non-invasive measure of endothelial function that is a chial and femoral arteries were then recorded simultaneously. A single,
marker of cardiovascular disease (Green, Jones, Thijssen, Cable, & 400 μg dose of GTN was then sprayed under the participant's tongue.
Atkinson, 2011; Rossi, Nuzzo, Origliani, & Modena, 2008). Our as- Three minutes after administration, simultaneous brachial and femoral
sessment and analysis techniques have been published in detail in ultrasound recordings were recorded, for a period of 5 min. Blood
previous papers (Thijssen et al., 2011; Woodman et al., 2001). pressure was checked again, after which time the participant rested for
Prior to the test session, the participant had fasted, abstained from 15 min, remaining supine, with a further blood pressure check at the
caffeine and refrained from moderate/vigorous physical activity for at end of this period.
least 6 h. Blood pressure-lowering- or Viagra-type medication use was The final limb blood flow assessment comprised an ischaemic ex-
queried, as they are contraindicated for GTN administration. Measures ercise test. This hyperaemic response to ischaemic exercise provides an
were assessed at baseline, 12, 24 and 48 weeks, with all tests scheduled index of arterial lumen remodelling (i.e. structural size). The peak hy-
for non-exercise days. peraemic blood flow response and the peak conduit artery diameter

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response to this stimulus in humans provide valid indices of resistance Conflicts of interest
and conduit artery size or remodelling, respectively.
For the ischaemic exercise test a cuff was placed distal to the ole- The authors have no conflicts of interest to declare.
cranon, and a weighted handgrip exercise device was moved into a
position comfortable for the participant. Following a 1 min baseline Acknowledgements
scan, the cuff was rapidly inflated and sustained for 5 min. For the
middle 3 min, the participant performed the handgrip exercise in time This work was supported the National Health and Medical Research
with a metronome (25 contractions per minute) with a load of 0.5 kg. Council of Australia (1045204). DG is supported by a NHMRC Principal
Upon cessation of the exercise the participant lay as still as possible for Research Fellowship (APP1080914).
the remainder of the test. Data was recorded for the final 30 s of cuff
inflation, and continuously for the 5 min subsequent to cuff deflation. A References
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