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Received: 3 September 2012 Revised: 1 November 2012 Accepted article published: 26 November 2012 Published online in Wiley Online Library:
Abstract
The physical scientist views food as a complex form of soft matter. The complexity has its origin in the numerous ingredients
that are typically mixed together and the subtle variations in microstructure and texture induced by thermal and mechanical
processing. The colloid science approach to food product formulation is based on the assumption that the major product
attributes such as appearance, rheology and physical stability are determined by the spatial distribution and interactions of
a small number of generic structural entities (biopolymers, particles, droplets, bubbles, crystals) organised in various kinds
of structural arrangements (layers, complexes, aggregates, networks). This review describes some recent advances in this
field with reference to three discrete classes of dispersed systems: particle-stabilised emulsions, emulsion gels and aerated
emulsions. Particular attention is directed towards explaining the crucial role of the macromolecular ingredients (proteins
and polysaccharides) in controlling the formation and stabilisation of the colloidal structures. The ultimate objective of this
research is to provide the basic physicochemical insight required for the reliable manufacture of novel structured foods with
an appealing taste and texture, whilst incorporating a more healthy set of ingredients than those found in many existing
traditional products.
c 2012 Society of Chemical Industry
Keywords: emulsion droplets; Pickering stabilisation; air bubbles; nanoparticles; microparticles; starch granules; fat crystals
INTRODUCTION material first becomes broken down into fragments in the mouth,
Processed food products are multicomponent systems containing then later into new colloidal entities and ultimately into individual
many different kinds of ingredients. They are characterised by molecules as it makes its complicated journey through the human
structural complexity on many different length scales ranging from digestive system.12 – 14
the molecular to the macroscopic. The main structural building The epidemic of obesity in many developed societies is
blocks are food biopolymers – proteins and polysaccharides – presenting the food industry with the challenge of developing
and various types of dispersed entities – emulsion droplets, gas new food structures with appealing taste and texture but without
bubbles, fat crystals, starch granules, etc. The overall system the current strong reliance on conventional functional ingredients
properties such as texture, rheology and physical stability are such as fats, refined sugars and added salt.15 Consequently, there
determined by the nature and strength of interactions amongst is considerable research interest, for instance, in developing new
the different kinds of constituent polymers and dispersed entities, methods of replacing fat-based building blocks by gas bubbles
as moderated by the influence of small molecules and ions (salts, and biopolymer particles and in attempting to enhance the
sugars, lipids, etc.). This conceptual description of food structure consumer’s perceived in-mouth taste experience by the efficient
is known as the colloid science approach.1 – 4 encapsulation of salts and other flavour compounds. In addition,
Food structure creation may be regarded as a sequence there is a requirement to develop new methods of encapsulation
of three stages of food processing:5 – 7 (I) destruction of the technology for more effective incorporation of neutraceuticals
natural biological structure of the raw food material; (II) into functional foods.16 These bioactive compounds need to be
formation and deformation of new phases containing potential well protected within a colloid-based delivery system during
structural building blocks resulting from thermal, mechanical and processing and storage, but once eaten they are required to
biochemical treatments; (III) physicochemical stabilisation of some be rapidly released at an appropriate location within the human
final fabricated structure. Since stages I and II commonly involve gastrointestinal tract.13,17 – 19
processing operations with intensive flow and heat/mass transfer, This article describes ongoing research directed towards
they are typically handled using the methods and language of creating new colloidal structures that may assist in the manufacture
chemical engineering.8 The type of non-equilibrium structural of foods with enhanced taste, texture, nutritional quality and long-
state resulting from stage II is described by physicists as ‘strongly term health benefits. While the main emphasis here is necessarily
driven soft matter’.9 By way of contrast, the essential features of
stage III can be more readily understood in terms of the principles
of statistical thermodynamics as applied to colloidal systems in a ∗
Correspondence to: Eric Dickinson, School of Food Science and Nutrition,
state of effective thermodynamic equilibrium.10,11 In addition to University of Leeds, Leeds LS2 9JT, UK. E-mail: e.dickinson@leeds.ac.uk
these three stages of food processing, there is, of course, a further
stage of structural change once the food product is eaten, as the School of Food Science and Nutrition, University of Leeds, Leeds, LS2 9JT, UK
on colloidal systems formulated with food-grade ingredients, oil–water interface on a dispersed oil droplet, it generates a
cursory mention is also made of some structured systems prepared strong repulsive barrier that prevents neighbouring casein-coated
with non-food-grade components in order to illustrate specific droplets from close approach. An adsorbed layer of a globular
mechanisms and potential conceptual opportunities for the food protein (e.g. whey protein) has a rather different interfacial
sector. The main body of the article is organised under three structure: it can be regarded as a two-dimensional close-packed
headings: (i) particle-stabilised emulsions, (ii) emulsion gels; (iii) layer of compact particles.24 More complex interfacial structures
aerated emulsions. However, before considering specific examples (i.e. heterogeneous layers and multilayers) can arise from the
of systems falling under these three headings, it seems worthwhile adsorption of aggregated proteins or mixtures of proteins with
to remind ourselves briefly of the key functional attributes of the interacting polysaccharides.11 Differences in the structures of
two main classes of food biopolymer ingredients – proteins and adsorbed protein layers are sensitively reflected in their surface
polysaccharides. shear rheological properties.11,24 Whereas an adsorbed layer of
casein is rather mobile and fluid-like, the more rigid globular
protein monolayer possesses the character of a two-dimensional
FOOD BIOPOLYMER INGREDIENTS gel or glassy state. The mechanical properties of protein layers
Proteins (and mixed protein/polysaccharide layers) are relevant to the
The chemical and structural diversity of food proteins makes them food colloid scientist because they can be correlated with various
especially well suited to act as versatile functional ingredients. The aspects of the stability behaviour of emulsions and (especially)
soft solid-like textural characteristics of protein-based colloids arise foams.11,24,25
from the strong tendency of these biomacromolecules towards
self-assembly.20 Aggregation and gelation are readily induced Polysaccharides
by heating and pH change. Heat treatment of globular proteins Food polysaccharides are stiff polydisperse macromolecules with
causes unfolding and exposure of hydrophobic residues. (The a predominantly hydrophilic character. They are used in the food
disordered protein casein is already largely unfolded in its native industry for thickening and gelation of aqueous media under
state.) Acidification neutralises the net charge on the protein the technical label of ‘hydrocolloids’.26 The physicochemical
molecules as the pH is lowered towards the isoelectric point. As mechanism underlying the rheological functionality of each
a consequence of the combined processes of protein unfolding, distinct hydrocolloid ingredient is determined by the molecular
denaturation and precipitation, the gelation of food proteins is structure of the constituent carbohydrate polymer.27 The most
generally irreversible. (The reversible thermal gelation of gelatin commonly employed hydrocolloid thickeners in the food industry
is a notable exception.) Proteins also possess ligand-binding are xanthan gum, modified celluloses and galactomannans (guar
properties, so the formation of self-assembled protein aggregates and locust bean gum). Xanthan gum is well established as the
represents a powerful method of generating nanoscale delivery hydrocolloid of first choice for stabilising particulate suspensions
vehicles for bioactive molecules.16,17 Moreover, protein-based and emulsions because of its extremely high low-shear viscosity
hydrogels comprise convenient matrix materials within which to in aqueous media of low polymer content (∼1 g kg−1 ). Dispersed
trap colloidal particles or emulsion droplets. Once formed, the gel macroparticles or oil droplets become trapped and immobilised
microstructure is sensitively influenced by the chemical structure in the xanthan polymer network, which exhibits an effective yield
of the protein and by the aqueous solution conditions, i.e. pH, ionic stress that is more than sufficient to overcome the buoyancy forces
strength, calcium ions, etc. The food protein ingredients most often acting on the individual particles or droplets.
utilised for texture control and encapsulation are casein, whey The gelation of a dilute solution of a non-starch polysaccharide
proteins, gelatin, egg proteins, bovine serum albumin and some may be induced in one of three main ways:27 by the addition
plant proteins.21 Enhanced functionality of these food proteins of calcium ions (alginate, pectin), by lowering the temperature
in the structuring of aqueous media is commonly achieved in (agar, carrageenan, gellan) or by raising the temperature (methyl
combination with polysaccharides.11 cellulose, hydroxypropylmethyl cellulose). In the case of starch,
Most protein molecules have the ability to adsorb at oil–water the heat-induced gelatinisation of a concentrated dispersion of
and air–water interfaces and to function effectively as stabilisers of granules produces an opaque thermoreversible gel on cooling. In
emulsions22 – 24 and foams.25 The primary thermodynamic driving addition to their thickening/gelling functionality, some starch-
force for adsorption is the removal of the protein’s non-polar based ingredients (modified starches, maltodextrins) are also
side-chains away from the unfavourable environment of the used as ingredients for encapsulation under reduced moisture
aqueous solution, leading to a lowering of the concentration conditions where it is required to achieve a high solids
of water molecules in the interfacial region. A secondary driving concentration prior to drying.16 Amylose and cyclodextrins are
force is associated with the unfolding of the protein molecule recognised as having potential as nano-sized delivery vehicles
on adsorption. This causes a further change in the balance through the formation of inclusion complexes with hydrophobic
of protein–protein and protein–water interactions. Once it is bioactives and polyphenols.19 Also, in the context of colloidal
adsorbed, the protein cannot normally be removed easily from encapsulation technology, there is considerable current research
the interface. Therefore protein adsorption is often described as interest in the cationic polysaccharide chitosan – a soluble
‘irreversible’. deacetylated form of chitin – owing to its positive net charge
Depending on the protein molecular structure and the ionic under acid conditions28 and its ability to complex electrostatically
content of the aqueous medium, the stabilisation of dispersed with food proteins.29
particles and droplets by adsorbed protein can be explained in Some polysaccharides adsorb at oil–water interfaces. Hence
terms of a combination of polymeric (steric) and electrostatic they have the capacity to function as emulsifiers and emulsion
interactions.2,11 A disordered protein such as casein is an stabilisers by means of interfacial action.30,31 Hydrocolloids
excellent steric stabiliser.23 What this means is that, once that are commonly used as effective emulsifying agents in
the protein has become adsorbed as a monolayer at the food applications include gum arabic, modified starch/cellulose
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and some types of pectin. Hydrocolloid surface activity has attachment of polymer chains or the adsorption of surfactants.
its molecular origin in two alternative sources: the non- Nanoparticles of variable shape and surface charge are also
polar character of certain chemical groups attached to the provided by natural clay minerals, e.g. Laponite silicate (negatively
hydrophilic polysaccharide backbone (hydrophobically modified charged disc-like particles) or boehmite alumina (positively
starch/cellulose) or the presence of a protein moiety linked charged needle-like particles). Again the wettability of the bare
covalently to the carbohydrate polymer (gum arabic, sugar beet hydrophilic surface may be modified by the presence of adsorbed
pectin). Even a non-surface-active polysaccharide may contribute surfactants, copolymers or proteins.
to interfacial stabilisation of an oil-in-water emulsion if it can form Pickering stabilisation conventionally requires the presence
a secondary steric stabilising layer by electrostatic complexation of a complete monolayer coverage of closely packed particles,
with pre-adsorbed protein.30 – 33 Furthermore, as an alternative as illustrated schematically in Fig. 1(a). In practice, however,
strategy to electrostatic protein–polysaccharide interaction, a the concentration of particles available for adsorption during
food polysaccharide ingredient may be induced to react covalently emulsification may be limited, with the result that dispersed
with a protein to form a permanently bonded conjugate. In droplets of reduced surface coverage are initially formed that are
practice, this is most conveniently achieved by means of dry unstable with respect to bridging flocculation and coalescence.36
thermal processing (the Maillard reaction).31 The resulting surface- Even if the bulk particle concentration is high enough and the
active protein–polysaccharide conjugate can replace gum arabic emulsification conditions are favourable, the idealised model of
in certain food colloid applications.34 stabilisation by a uniform particle monolayer is rarely achieved
in practice, because real colloidal particles are polydisperse in
size and shape and are often extensively aggregated. In fact,
PARTICLE-STABILISED EMULSIONS colloidal particles having the requisite balance of hydrophilic
Over the past decade or so, there has been a growing interest and hydrophobic character to adsorb optimally at the oil–water
within the general colloid science community in the stabilisation interface during emulsification tend to exist in a state of weak
of emulsions by nanoparticles and microparticles.35 Much of this aggregation in the emulsion continuous phase. This has the
research activity has so far been concerned with the study of consequence that emulsion stability can be reached without
model colloidal systems containing inorganic (silica) particles with a fully saturated particle monolayer owing to the adsorbed
surfaces chemically or physically modified to achieve optimum aggregates forming an interconnected steric barrier both around
wetting and adsorption properties. As a consequence of these and amongst the droplets (Fig. 1(b)). This aggregated particle
developments, novel opportunities for the stabilisation of food network functions to protect the emulsion not only against
emulsions by solid particles are becoming recognised.36,37 droplet–droplet coalescence but also against gravity-induced
The mechanism whereby solid particles protect emulsion creaming/sedimentation and macroscopic phase separation.
droplets against coalescence by interfacial action is known as In a Pickering O/W emulsion prepared with an oil phase having
Pickering stabilisation.35 In principle, the range of particle sizes a significant solubility in water (e.g. a flavour oil), the mechanical
capable of exhibiting Pickering stabilisation extends from just rigidity of the adsorbed layer can prevent emulsion coarsening
a few nanometres up to several micrometres. The effectiveness arising from diffusive oil transport between droplets (Ostwald
of the mechanism relies on the fact that once a particle has ripening). This capability confers a functional advantage on the
become attached to the oil–water interface it can be regarded as use of solid particles instead of biopolymers as emulsifying agents
being irreversibly adsorbed.36,37 So long as the particle packing in food systems.36,37 The elastic character of the interfacial layer
density at the droplet surface is sufficient to form a continuous under conditions of dense particle packing leads to a phenomenon
mechanical barrier, long-term steric stabilisation of dispersed called ‘arrested coalescence’, whereby two (or more) unstable
droplets is readily achieved. The protective effect of the mechanical droplets of intermediate surface coverage join together to form
barrier is enhanced by particles that are preferentially wetted by a non-spherical composite droplet, as shown schematically in
the emulsion’s continuous phase (Finkle’s rule). Hence it is found Fig. 1(c). The arrested coalescence phenomenon is different from
that oil-in-water (O/W) emulsions are more effectively stabilised by the more well-known mechanism of ‘partial coalescence’ that
hydrophilic particles, and water-in-oil (W/O) emulsions by particles involves the formation of solid-like clumps of fat globules as a
that are predominantly hydrophobic. Some familiar foods are consequence of the semicrystalline character of the fat phase in
stabilised (at least in part) by this mechanism, e.g. homogenised dairy emulsions sheared at ambient temperature.38 Visualisation
or reconstituted milk (O/W emulsion stabilised by casein micelles) of arrested coalescence has been convincingly demonstrated39 by
and margarine and fatty spreads (W/O emulsion stabilised by fat the application of a micromanipulation technique to individual
crystals). pairs of hydrocarbon droplets each with a controlled surface
Much recent understanding concerning the stabilisation of coverage of silica microparticles. Evidence for the mechanism was
Pickering emulsions has been based on experiments with systems also recently observed40 in silica particle-stabilised O/W emulsions
containing monodisperse polymer latex spheres or inorganic of extremely high volume fraction. We may note that arrested
particles.35 Polystyrene latices made by emulsion polymerisation coalescence does not occur in emulsions prepared with surfactants
constitute well-defined model nanoparticles and microparticles or proteins. In the surfactant case, this is because the adsorbed
of variable surface charge density. Although the hydrophobic molecules rapidly exchange with molecules in the bulk aqueous
character of the polystyrene core dominates their wettability phase as the surface area changes, whilst in the protein case the
behaviour at the oil–water interface, the grafting of block viscoelastic adsorbed layer is not sufficiently rigid to resist the
copolymers onto the polystyrene chains produces sterically Laplace pressure gradient driving liquid droplets into their normal
stabilised latex particles that are sufficiently hydrophilic to spherical shape.
stabilise O/W emulsions. In the case of synthetically prepared A challenge for those working in the field of food colloids is
solid nanoparticles of silica or alumina, the wettability of the to identify microparticles and nanoparticles that are effective
predominantly hydrophilic surface may be modified by the as emulsion stabilisers and also acceptable for use in food
(a)
ADSORBED
STARCH SMALL OIL
PARTICLES DROPLETS
STARCH
GRANULE
FRAGMENTS
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(d)
BRIDGING
FG
AIR
hydrophobin
dairy cream of relatively high fat content (>300 g kg−1 ) converts containing fully liquid droplets. While gas bubbles and liquid
the thick liquid-like O/W emulsion into a stiff solid-like structure oil droplets can in principle coexist in model systems without
with a significant yield stress. The aerated emulsion structure is destabilisation of the foam (or the emulsion),95 in order to confer
stabilised by a network of partially coalesced fat globules (see long-term stability, there usually has to be some kind of additional
Fig. 7) formed under the influence of the localised shearing structuring agent present within the continuous phase or at
forces generated during whipping.94 A crucial condition for the the air–water interface.96 Researchers working on imaginative
successful shear-induced aeration of dairy cream is that the fat methods of colloidal structuring in composite systems containing
phase should be semicrystalline. That is, there should be sufficient bubbles and droplets have coined various descriptive terms such
liquid fat present to facilitate the efficient sticking together of the as the ‘air-filled emulsion’,97 the ‘aerated emulsion gel’81 and the
globules via liquid fat bridges into a rigid crystal-based network, ‘foamulsion’.98 Some generic classes of structural arrangement are
but not so much liquid fat as to cause excessive clumping of illustrated schematically in Fig. 8.
fat globules or incipient emulsion phase inversion (churning to In a system with air bubbles and oil droplets present together,
butter). Optimum processing is achieved by whipping the cream each individual spherical bubble is susceptible to a strong
to a maximum degree of stiffness at a temperature in the range buoyancy force because of its relatively large size and low
5–10 ◦ C. Overwhipping leads to large clumps of fat globules and a absolute density.96 For a total dispersed volume fraction that
loss of foam volume. The microscopic image in Fig. 7 shows some is well below close packing (Fig. 8(a)), rapid destabilisation of the
evidence of overwhipping for this particular sample.94 system occurs owing to bubble creaming and phase separation.
There is growing research interest in designing novel ways Nevertheless, creaming can be restricted, and in principle stopped
of incorporating air bubbles into conventional O/W emulsions altogether, by transforming the aqueous continuous phase into a
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ingredients such as a hydrocolloid (pectin) and small-molecule processes triggered by the secretionary and motor responses
emulsifiers (lactic acid esters of monoglycerides) were successfully of the gastrointestinal tract.12,124
incorporated117,118 in order to improve the long-term stability of From the material science viewpoint, a useful tool for
the aerated emulsion and also to manipulate its rheology and deriving mechanistic understanding is numerical simulation and
perceived texture to make it appear more like traditional whipped modelling.9 The simulation methodology that is appropriate for
dairy cream. a particular problem depends on the length scale involved.
Other novel ways of producing composite structures from mixed For instance, computational fluid dynamics has been used
bubbles and droplets can be envisaged. One such conceptual to give insight into hydrodynamic flow conditions on the
possibility, as illustrated in Fig. 8(d), is based on an extension of the macroscopic scale within the human digestive system;125,126
mechanism of heteroaggregation. In principle, this kind of gel-like molecular dynamics has been used to simulate nanoparticle
aerated emulsion could be fabricated from a heteroaggregated adsorption and self-assembly at liquid–liquid interfaces;127 – 129
mixture of dispersed bubbles and droplets with their air–water and and Brownian dynamics simulations have been employed to
oil–water interfaces separately coated with oppositely charged explore the effect of colloidal interactions on the formation and
biopolymers (or protein–polysaccharide complexes). By exploiting shear-induced breakdown of model colloidal particle gels.130 – 132
existing knowledge of the competitive and cooperative adsorption These and other modelling approaches should provide a
of food biopolymers at fluid interfaces, there is the potential with general theoretical framework for understanding the structural
such a binary aerated emulsion system for separately fine-tuning breakdown mechanisms of specific systems such as particle-
the nature of the colloidal interactions between biopolymer- stabilised emulsions,133,134 mixed biopolymer gels135 – 138 and
coated layers on droplets and bubbles.119
emulsion gels,85,139 – 141 as studied under laboratory conditions
by the combined techniques of large-deformation rheology and
confocal microscopy.
CONCLUSIONS AND OUTLOOK The ultimate objective of these combined theoretical and
This article has outlined some advances in the use of
experimental studies is, of course, to determine the essential
mixed ingredients for the development of emulsion-based
physicochemical factors underlying the oral sensory perception of
food structures having improved colloid stability and textural
food materials and the health-related aspects of food digestion.
characteristics. The different types of structures have been
Realistically speaking, though, it has to be emphasised that there
described under the three broad headings of particle-stabilised
is still a long way to go before such in vitro laboratory models
emulsions, emulsion gels and aerated emulsions. For each of these
and computer simulations can properly aspire to be considered as
system types, and indeed some others not discussed here (e.g.
reliable representations of what happens to the colloidal structure
hydrogel microspheres120 or double emulsions121,122 ), a common
of food within the human body.
factor determining the microstructure and physical properties is
the nature of the interactions of the food biopolymers in the
bulk aqueous phase and at the various kinds of interfaces. We
recognise, of course, that the colloidal structures encountered in
ACKNOWLEDGEMENT
practice are necessarily more complicated and messy than those In attempting to understand some of the fundamental principles
represented in the idealised schematic diagrams of this article. underlying the science and technology of food systems, this
Furthermore, while accessibility to advanced instrumentation author has been greatly influenced by the inspiration and insight
remains a key factor to progess in this field,4 the characterisation of Professor Pieter Walstra, who sadly died in Wageningen on 29
of interfacial organisation on the nanoscale is by no means a May 2012 at the age of 81. His excellent textbook Physical Chemistry
straightforward matter, despite the widespread availability of of Food,142 written during an academically active retirement,
powerful techniques such as X-ray/neutron scattering/reflectivity, is a fitting testament to Pieter’s dedicated scholarship and his
atomic force microscopy, confocal laser scanning microscopy, undoubted commitment to the colloid science approach to food
Brewster angle microscopy, diffusing wave spectroscopy and structuring.
cryoscopic scanning electron microscopy.
In summary, the design principles involved in building these
different types of colloidal structures may be concisely expressed
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