Professional Documents
Culture Documents
4, Winter 2004 (
C 2004)
During the past several decades there have been more than 600 studies of
interpersonal dependency, a personality style wherein the person habitually looks
to others for protection and support, even when autonomous functioning is possible
(Bornstein, 1992, 1993, in press). High levels of dependency are linked with an
array of Axis I disorders including depression (Nietzel & Harris, 1990), eating
disorders (Bornstein, 2001), anxiety disorders (Stewart, Knize & Pihl, 1992), and
somatization disorder (Hayward & King, 1990). On Axis II, dependent personality
disorder diagnoses are associated with elevated risk for borderline, histrionic,
and avoidant symptoms (Barber & Morse, 1994; Ekselius, Lindstrom, Knorring,
Bodlund & Kullgren, 1994).
Given its clinical significance, it is not surprising that dependency has been
conceptualized from a variety of theoretical perspectives, including classical psy-
choanalytic (Coen, 1992), neo-analytic (Horney, 1945), object relations (Bornstein,
Address correspondence to Robert F. Bornstein, Ph.D. Box 407, Gettysburg College, Gettysburg,
Pennsylvania, 17325; e-mail: bbornste@gettysburg.edu.
293
0022-0116/04/1200-0293/0
C 2004 Springer Science+Business Media, Inc.
294 Bornstein
1 Although most investigations have focused on the environmental antecedents of dependency, twin and
adoption studies suggest that approximately 30% of the variance in dependency levels is attributable
to genetic factors (Bornstein, in press).
Dependency Treatment Strategies 295
Given the centrality of the self-concept in the etiology and dynamics of depen-
dency, integration of the cognitive and existential frameworks may be particularly
fruitful. To a greater degree than other frameworks, the cognitive and existential
models emphasize exploration of the self as a route to positive change (Beck, 1976;
Ottens & Hanna, 1998; Overholser & Fine, 1994).
Only one study has compared these two therapeutic modalities in a sin-
gle sample of patients. Watson, Gordon, Stermac, Kalogerakos, and Steckley
(2003) assessed changes in depression, self-esteem, level of distress, and problem-
focused coping in matched groups of outpatients receiving 16 weeks of cognitive-
behavioral or process-experiential therapy for depression. Significant gains were
296 Bornstein
found on each dimension, with patients in the two groups reporting virtually iden-
tical outcomes.2
This paper offers recommendations for an integrated cognitive-existential
approach to treatment of problematic dependency. I begin by discussing the cog-
nitive and existential strategies, and convergences and divergences between the
two models. I then outline a framework for integration of cognitive and existential
treatments, and discuss unresolved issues and future directions.
2 Although existential and process-experiential treatments are not identical, they share many common
elements, and findings obtained with one modality have often been used to draw conclusions regarding
the other (see Elliott, 2002).
Dependency Treatment Strategies 297
3 Terror management theory suggests that when people are made anxious about their own mortality,
they engage in an array of cognitive distortions to bolster their sense that the world is predictable
and controllable (e.g., underestimating health risks, overestimating the degree to which others share
their views and values; Pysczynski, Greenberg & Solomon, 2000). One recent finding is particularly
relevant to the existential perspective on dependency: When college students undergo an anxiety-
producing mortality salience manipulation, they compensate by increasing their estimates of their
romantic partner’s commitment to the relationship (Florian, Mikulincer & Hirschberger, 2002).
298 Bornstein
this process in motion, the therapist creates an environment wherein the patient
can take risks within and outside therapy, and incorporate new ways of being into
real-world relationships. Writing assignments, skill-building tasks, and role-play
scenarios are among the techniques used to loosen entrenched defenses and open
up new ways of experiencing.
The cognitive and existential models both emphasize the role of self-distor-
tions in the dynamics of dependency. Although cognitive theorists describe these
distortions in terms of a maladaptive self-schema and existential theorists describe
them in terms of an inauthentic self, both frameworks trace dependent behavior to
a perception of oneself as weak and ineffectual, and recognize that dependency-
related emotional responses (e.g., fear of abandonment) result from this distorted
perception of self.
Interpretive Focus
Change Processes
In cognitive therapy, the patient’s experience of self and other people is pre-
sumed to change as she practices new ways of thinking and processing information.
Enhanced reality testing is a primary goal. In existential therapy, change is thought
to result from experiencing emotional patterns which create new possibilities for
thought and behavior. A more open experience of self and others—not enhanced
reality-testing—is paramount.
Experiential Learning
In both the cognitive and existential models, the therapist encourages the
patient to practice new ways of responding outside therapy. For cognitive therapists,
in vivo experiences reify changes that occur during treatment by generalizing these
changes to real-world situations. For existential therapists, experiential learning
helps loosen entrenched defenses and trigger new emotional patterns.
Engagement
The goals of engagement are to help the patient understand her strengths and
limitations and encourage her to become invested in treatment. Three strategies
are useful in attaining these goals.
Although older patients, grieving patients, and patients who have experienced
a serious illness or injury may describe fears and fantasies related to death and
Dependency Treatment Strategies 301
mortality at the outset of treatment, most dependent patients focus primarily on re-
jection, abandonment, and other dependency-related themes (Bornstein, in press).
These themes represent genuine concerns experienced by dependent patients, who
may be convinced that without the support of others, they cannot survive, but they
also serve a defensive purpose, preventing them from focusing on fundamental
concerns regarding poor choices and missed opportunities (Yalom, 1980).
Just as the therapist should follow the patient’s lead in framing the presenting
complaint, in most cases it is useful to interpret the patient’s fears and fantasies on
the level at which they are presented. By exploring these concerns using experience-
near language, the patient can be engaged more deeply in therapy. Reinterpretation
and reframing should be done later, during the pattern search and change phases.
Assessment as Engagement
Pattern Search
obsequiousness. Often such individuals dedicate their lives to locating and appeas-
ing an ultimate rescuer.”
Change
Conceptualizing Resistance
Overcoming Resistance
of thinking about the self and other people (Overholser, 1997). Phenomenologi-
cally, the patient learns to replace defensiveness with openness: Narrow, constricted
experience gives way to a willingness to take risks and experience the world in a
different way (Hassenfeld, 1999; Yalom, 1980). To maximize the likelihood that
these changes will be mutually supporting and synergistic, within-session inter-
ventions should be supplemented by between-session homework assignments that
foster experiential learning.
Within-Session Interventions
Experiential Learning
Schneider and May (1995) offer a broad array of suggestions for in vivo
assignments aimed at promoting choice and responsibility, making unrecognized
defenses explicit, and helping the patient experience long-avoided emotional pat-
terns. Many of these exercises involve deliberately taking risks so the patient can
experience the feelings that come from meeting a challenge rather than avoid-
ing it. Other assignments involve activating and tolerating unpleasant emotional
states (e.g., anxiety regarding rejection) so these emotions become less frightening.
Like Overholser (1997), Schneider and May (1995) recommend that experiential
learning take place gradually, beginning with less challenging tasks before more
difficult tasks are confronted.
To build synergy between cognitive and existential learning experiences, the
therapist should return periodically to the patient’s experience of self. This can
be approached from the cognitive perspective (by focusing on self-esteem, self-
confidence, and self-efficacy), and from the existential perspective (by exploring
self-awareness, self-focus, and openness to experience). When significant shifts
in thought and emotional patterns are accompanied by positive changes in the
patient’s experience of self, termination can begin.
Termination
The goals of termination are to solidify changes that have taken place in
earlier phases of therapy, provide the patient with strategies to manage backslides,
and set the stage for continued growth and positive change.
Finding Balance
actual and ideal selves should be narrower at the end of therapy than at the out-
set; readministration of Higgins’s (1987) Selves Questionnaire can help evaluate
changes in this area. It is also useful for patient and therapist to review the patient’s
descriptions of Possible Selves (i.e., hoped-for, expected, and feared future selves;
Markus & Nurius, 1986). Successful cognitive-existential treatment should lead
to movement toward actualization of the patient’s hoped-for self, and away from
the feared self.
Relapse Prevention
As Overholser and Fine (1994) noted, backslides during the latter stages of
therapy can be valuable learning experiences. They provide opportunities for ther-
apist and patient to discuss dependency “triggers” and confront the inevitability
of occasional slips. Existential therapists agree that confronting backslides during
therapy can help the patient deal more effectively with backslides after therapy
ends (Schneider & May, 1995). Development of skills to identify and overcome
dependency-related backslides is key to relapse prevention. These include: a) learn-
ing to detect mindless information processing and replace mindlessness with mind-
fulness; b) becoming sensitive to internal signals (e.g., fluctuations in anxiety level)
that signal defensiveness and narrowing of phenomenal experience; c) identifying
relationships that are associated with regression to dysfunctional ways of think-
ing and feeling, and taking steps to change those relationships; and d) becoming
proactive, engaging in activities that set the stage for continued growth and gain.
CONCLUSION
As Corrie and Milton (2000) noted, there are limits to the degree to which
cognitive and existential treatment models can be combined. These models are
based on contrasting epistemologies, and the goals of these approaches will always
differ to some degree. In the applied realm, many existential therapists are opposed
to “universalizing” treatment strategies, preferring to work within the context of
the moment; cognitive therapists have been at the forefront of the manualized
treatment movement.
Despite these limitations, an integrated cognitive-existential approach to prob-
lematic dependency has several advantages over existing treatment models. It can
enhance understanding of the current situation by conceptualizing this situation
from multiple perspectives, and provide a framework within which dependent re-
sponding can be altered by intervening at different levels. Given the centrality of
dependency-related thoughts and emotional responses, intervening in these areas
may yield more lasting gains than those produced by traditional treatment models.
Though promising, an integrated cognitive-existential framework is also
associated with certain practical challenges. Some patients (and some therapists)
Dependency Treatment Strategies 307
might not find it easy to move back and forth between different levels. Even those
therapists who are comfortable with this process may find it difficult to build syn-
ergy between cognitive and existential interventions. For those patients who do
not benefit from a cognitive-existential approach, the therapist must be prepared
to utilize other intervention strategies in conjunction with—or in lieu of—those
described here (see Crits-Christoph & Barber, 1991; Linehan, 1993; Turkat, 1994).
Finally, it is important to recognize that integration can take place in several
different ways, and need not be limited to the introduction of new therapeutic tech-
niques within a single course of treatment (Stricker & Gold, 1993). Psychotherapy
researchers group integration strategies into three categories: a) integration within
a single session (e.g., when patient and/or therapist approach an issue from a new
perspective); b) integration across sessions (which is usually initiated by the ther-
apist to provide fresh perspective on an issue); and c) integration across treatment
episodes (which is almost always initiated by the patient, who may seek different
types of therapy during different stages of coping with a problem).
Integration across treatment episodes sometimes reflects a patient’s dissatis-
faction with an earlier therapy experience, but it can also stem from a conscious
decision to reconceptualize a longstanding issue from a new vantage point. Thus, it
is important that new interventions be planned with the patient’s treatment history
in mind. To maximize treatment effectiveness in therapeutic work with dependent
patients, the therapist must recognize that regardless of his or her goals and agenda,
the integration process may already be underway.
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