Professional Documents
Culture Documents
net/publication/333243612
CITATIONS READS
4 110
3 authors:
Irit Hadar
University of Haifa
117 PUBLICATIONS 1,141 CITATIONS
SEE PROFILE
Some of the authors of this publication are also working on these related projects:
All content following this page was uploaded by Pnina Soffer on 29 March 2021.
1 Introduction
(BPR) [5,4,20,21,25], and Process Innovation [5]. Methods in these streams provide
guidance to system analysts during the process of improvement. However, the various
methods do not replace the designers’ judgment while designing a beneficial change.
The knowledge of process (re)designers is limited by their personal experiences. In
order to enrich the designers of process changes, by exposing them to the experience of
others, extensive knowledge sharing is required. We argue that establishing a
knowledge base (KB) constructed based on past experience, can be helpful to process
designers. While efforts have been made in similar directions [31,32,41], we believe
that additional work is still needed for obtaining a systematically-collected and contem-
porary body of empirical data. Therefore, our objective is building a repository of re-
design cases in a form of a KB that will enable the following:
Using KB systems (KBS) in BP redesign is not a new idea; it has been discussed for
over three decades. The purpose of KBS is to enable analysis and identification of prob-
lems in the process and offer suitable alternatives using heuristics that evolved from
accumulated past knowledge [39,36,37]. Over the years, many efforts have been made
to define the required knowledge and its structure, and many KBS have been developed.
In this section, we review existing frameworks that attempt to characterize cases in
which redesign has been conducted. These frameworks serve as a baseline for this
work.
When talking about KBS in BP, it is worth noting the MIT process handbook ]28[,
which represents a fundamental work in the field of BP KBS , with findings studied
and congregated over a decade. This project created a repository of business processes
organized in a way that enables the retrieval and utilization of business process
knowledge for future (re)designing. One of the most impressive achievements in this
project is the representation of the similarity between processes through different levels
of process abstraction. The methods provided in this project enable storage of multitude
processes in support of designing, storing and evaluating different alternatives for the
same process. However, this repository represents accumulated knowledge focusing on
process design, and facilitates knowledge sharing in the context of the processes and
their similarities. It does not represent and analyze the situations that lead to process
redesign decisions, as our envisioned KB.
One of the most prominent early works in this field was authored by Nissen [36,37].
Nissen characterized a redesign case through a set of measurement-driven calculations.
Those measurements were subsequently mapped via if-else rule-based reasoning to a
problem-class taxonomy, also known as pathologies. These problem classes, in turn,
were mapped to the corresponding list of transformation-class solutions. The problem-
class taxonomy and transformation-class solution matrix were built upon knowledge
elicited from literature in the field of re-engineering. The author notes that although this
list is incomplete, it satisfies the need for which it was created. According to Nissen,
the rules’ generality level enables their opportunity to be applied to different domains.
Following additional studies [28,23], different domains can affect the type of changes
to be applied; for example, organizations in areas that require strict quality control or
areas that require security regulations. Additionally, since the taxonomy used for
4
improvement actions was formulated in the 1990s, it can be assumed that the develop-
ment of industry and technology over the past three decades requires its expansion.
Netjes et al. ]31[ expand Nissen’s structure from two perspectives: 1) The situation
in which the redesign occurred – by formulating its measurements to more accurate
workflow net-analysis definitions and additional measurements. 2) The redesign alter-
natives – which were updated to achieve contemporary actions of change using Reijers’
[41] set of redesign “best practices”. Like Nissen, Netjes et al. ]31] use a rule-based
engine to classify “best practices” applicable to a given situation, analyzed by a
measurements-driven approach. Netjes et al. ]31] based their rules on the measurements
only. However, in the process of selecting and evaluating the redesign alternatives, they
referred to another layer that represents the purpose of the change.
Ku et-al [23[ provided an overall end-to-end case-based reasoning automated rec-
ommender. First, they formulated the problem by defining the attribute set of a case,
including a limited set of redesign goals, business domain, and the redesign budget.
Then they defined a method for reasoning using a K-Tree based algorithm.
Another KB structure that considers the goal and domain was suggested by Mansar
et al. [28] for a case-based reasoning KB. Their hierarchal structure for knowledge rep-
resentation is depicted in Fig. 1. The upper-level category of this hierarchy starts with
the process domain, and the lowest level ends with the redesign practices proposed by
Reijers and Mansar [41]. The case attributes, expressed by the structure layers,
generally describe the environment of the case and do not express metrics pointing to
the specific weakness of the case.
corresponding redesign patterns only. This solution does not relate the redesign pattern
to process attributes that characterize the situation prior to the redesign.
In summary, different structures have been proposed for capturing generic
knowledge for process improvement, including different (partly overlapping) sets of
attributes. Our aim was to use these as a basis for a unified structure, whose applicabil-
ity for capturing process improvement knowledge will be grounded in an accumulated
body of cases reported over the years.
3 Methods
This work presents the first iteration towards building a business process redesign KB.
In order to reflect the connections between the situations in which process improvement
is initiated and the appropriate act of improvement, the KB structure needs to be com-
prehensive and stable. In the pursuit of achieving a stable structure of KB, the following
research question was defined : In what structure should redesign data be arranged to
support revealing connections between initial situations and appropriate improvement
actions?
We operationalized the above research question by phrasing the following concrete
sub-questions:
This research began with a literature review aimed to explore existing frameworks
and constructs that are relevant to the research question. Based on this review, we de-
veloped a unified baseline framework that represents the components of the KB struc-
ture. In the consolidation phase, we examined the ability of the various attributes to
provide a representative structure for mapping the characteristics of the situation to the
acts of improvement. At this stage, we identified several of the baseline attributes that
required refinement in order to provide more precise improvement suggestions for a
given situation. In order to ensure the ability of the structure to represent a case of
redesign, a collection of cases that describe redesign projects in detail was analyzed,
yielding further extension, refinement, and validation of the framework.
The research method used for the full research program is systematic literature re-
view (SLR) [18]. For the first iteration of determining the structure of the KB, a litera-
ture review was conducted, following the principles of SLR [20], until saturation of the
structure was reached [10]. The review focused on cases where redesign was carried
out to an existing business process. This method allowed a broad review consisting of
organizations from different business areas. A search query was defined and refined to
retrieve redesign implementation cases documented in literature. The final query is:
("business process" ) + ("redesign" OR "re-engineering" OR "improvement" ) + ("case
study" OR "case-study" OR "case studies" OR "case-studies" OR "practice"). The rel-
evance filtering procedure included a review of the title, abstract and the case-study
6
4 Results
The first stage in defining the structure of the KB included the definition of its various
components and their relations. For the purpose of assembling the various components
and attributes that represent the structure, we explored the literature dealing with the
definition of KB structures in the field of redesign, as well as the literature dealing with
recommendation systems for improving BP. A prominent approach in the literature was
a division to three building blocks: situation, act of improvement and output evaluation.
The situation represents the “As-is” situation that raised the need for improvement. the
situation can be characterized using a variety of features. The act of improvement rep-
resents redesign actions that were taken. In order to gain generality over the different
cases, we will use abstract improvement patterns. Respectively, the third building block
represents the evaluation measures of the applied improvement. In order to understand
the relations among these components, we examined various cases of redesign in BP.
In the early stages of the study, we identified that the treatment of the cases under re-
view included a set of improvement patterns, whose contributions could not be sepa-
rated. This means that the reported redesign outcome represents the combination of
these patterns.
We continued to examine the literature in order to identify and understand the
relevant features of the three components. We started with the feature set resolution
[31,28,41,36,37] and this set was later analyzed and mapped to the sub-components.
The result of this analysis defines the framework (see Fig. 2). In this framework, three
components are represented and linked:
7
1. Situation characteristics – features that describe the case prior to the redesign, with
respect to the desired outcome. These features can be divided to:
a. Process characteristics and measures – features that represent the nature of the
process and design measures of the process under review. Examples include “pro-
cess family” [28] and “value for customer” [11] (nature of the process), as well
as “level of control” and “parallelism”[31] (design measures).
b. Problems and redesign goals – The purpose for which redesign was performed,
and a set of problems and constraints that are known to the organization.
c. Organizational features – Organization or business area aspects.
2. Redesign configuration –The improvement act performed, captured as a combina-
tion of improvement patterns.
3. Output evaluation feature – Measuring the success level of the change regarding the
various redesign goals.
The following subsections describe in detail the set of features that represent each of
the various components. First, we describe the redesign configuration, then the situa-
tional features, and finally, the output evaluation features. This order is intended to
highlight the main decisions taken in a redesign project, namely, the redesign configu-
ration. These decisions stem from the situation characteristics and thus should be un-
derstood before their possible explanation is sought.
Table 1. Redesign patterns extended and adjusted from Reijers and Mansar’s [15].
Category Improvement Description Example papers where the ad-
pattern justment is relevant
Additional patterns
Information Documentation Document the input and out- AbdEllatif et al. (2018) [1].
put of a task for future use.
Refinement of patterns
Operation view Split Triage Consider the division of a Harrington (1991) [Error!
general task into two or more Bookmark not defined.]
alternative tasks
Operation view Merge Triage Consider the integration of Ghosh et al. (1997) [10],
two or more alternative tasks Kloos et al (2013) [19]
into one general task
Operation view Merge Task Combine small tasks into Ghosh et al. (1997) [10], Jan-
composite tasks. sen-Vullers et al. [16]
composition
Operation view Split Task com- Divide large tasks into work- Ghosh et al. (1997) [10], Jan-
able smaller tasks sen-Vullers et al. [16]
position
Organization: Specialist Use more specialized roles. Ghosh et al. (1997) [10], Jan-
population sen-Vullers et al. [16]
Organization: Generalist Make resources more gener- Ghosh et al. (1997) [10], Jan-
population alist over the tasks required sen-Vullers et al. [16]
by the process.
This component represents the situation before the applied improvement as a list of
features. The initial feature list was defined based on Netjes et al.’s [31] set of meas-
urements, which was expanded from Nissen [37]. After a partial review of cases ex-
tracted from the literature and an examination of the baseline framework coverage, we
refined some of the features and complemented the baseline list by features adapted
from additional sources [12,28,44,4]. The resulting feature list includes:
1. Features that were adopted from Netjes et al. without modification [31]);
2. Features of Netjes et al. [31] that were refined (see Table 2);
3. Additional features adapted from a variety of sources to support the data analysis
(see Table 3).
9
1. When a more distinct link to redesign patterns could be established with the refined
or additional feature(s).
2.At least one case in the dataset could be represented more accurately with the
refined or additional feature(s).
Note that the features in Tables 2-3 refer to measures, indicators, and assessments.
A major concern, when developing the envisioned KB, is to set the domains of values
of the features in a comparable, unbiased, and consistent way. Different ways of ob-
taining the values were suggested in the literature, ranging from a completely qualita-
tive textual description to precisely-calculated metrics [31]. Our data collection, by re-
trieving cases from the literature, results in many approaches and granularity levels of
process presentation. Therefore, a precise calculation of features following Netjes et al.
[31] could not always be achieved, and introduces a risk of yielding misleading values
based on incomplete and biased representation. To overcome this limitation, we de-
cided to use a 1-5 scale assessment, which partly relies (whenever possible) on the cal-
culated metrics suggested by Netjes et al. [31]. The conversion to this scale is based on
the variability and standard scores observed in the data. This strategy was used in order
to mitigate risks of bias and inaccuracies stemming from the different reporting and
modeling methods observed in the literature.
In order to represent the outcome achieved in redesign projects, we started with the
redesign output evaluation criteria proposed by Reijers and Mansar [41]: cost, quality,
flexibility and time. Each feature could assume a value of -1(negative), 0 (neutral) or 1
(positive). Reviewing the cases in our dataset revealed additional success measure-
ments, which were added to our list. These include: client satisfaction, capacity (in
terms of the possible number of concurrent instances), and resource utilization (sepa-
rately assessed for human and non-human resources). The outcomes of process rede-
sign and their classification will enable comparison with the goals of the redesign, in
order to assess the success level of the applied improvement.
5 Discussion
Building a KB structure required for the embodiment of any business process redesign
project is a challenging mission. Such KB should encompass all aspects of a redesign
project along its timeline: starting from the situation leading to the improvement deci-
sion, the chosen redesign actions and finally the evaluation of their outcomes. A main
challenge lies in how to represent each of these components separately and their rela-
tionships. Following the SLR research method for the purpose of the data collection
allowed us to systematically capture high volume and diversity over different process
types and business domains. This, in turn, allowed obtaining a body of empirical evi-
dence, which could not be accomplished in an industry field study.
12
This work makes extensive use of knowledge accumulated in literature, however its
main contribution is in its systematic establishment of the KB structure. Another con-
tribution is our representation of redesign configurations. This approach gives meaning
to sets of patterns and the relationships among them, thereby enriching the existing
approaches that address each pattern separately.
Despite the many advantages of collecting data via literature review, this method
holds several limitations. First, it became apparent during our study that feature values
could not be determined precisely, since the cases reported in the literature are not uni-
form in their reporting methods, focus, and their granularity level. In order to achieve
comparability, we chose a uniform scale of values, namely, assessments on a scale of
1-5. Second, relying on reports from the past two decades, we may miss technological
progress and innovations in acts of redesign which had not yet been recorded in the
literature. We argue that the features of our proposed KB structure are sufficiently ge-
neric to represent additional cases in this area as well. For example, the pattern "auto-
mation" used to represent a transition of processes from manual to computerized or IS-
supported in the past. Analogically, at present it can be used to represent a transition
from expert-based to machine (AI)-based decision making.
Another possible limitation is a bias that may be caused by the academic literature
presentation format, which constitutes a barrier for cases that could not fit into an aca-
demic paper. To address this, we added the granularity level feature, which enables
relating to processes, whose granularity of representation is low, as higher-level pro-
cesses. These can be associated to large processes in organizations that can be broken
down into small sub-processes coordinated by the higher-level process.
To summarize, this paper presented our work, aimed to systematically and generi-
cally establish a structure for a business process redesign KB, which emphasizes gen-
erality and flexibility in order to mitigate its limitations. The next iteration of our re-
search program will be aimed at populating the KB based on the full-scale SLR.
6 Conclusion
The objective of the study was to establish a structural basis for a business process
redesign knowledge base (KB). This KB will enable process designers to explore
potential solutions for problems similar to those encountered in the past, or seek
solutions in situations of uncertainty. In order to create a sufficient KB, the features that
represent a situation in which redesign is performed and the corresponding patterns of
actions need to be determined. In this work, a structural basis for a business process
redesign KB was established by combining, refining, extending and validating several
existing frameworks of structural components in the field of business process decision
support. These components have been assembled and tested for their ability to cover
various cases in which redesign was performed.
Future research direction includes abstract representation of similar situations compo-
nents using meta model maps [39] for the purpose of building and organizing the
knowledge base to enhance its querying abilities. The formed KB enbles the
13
References
1. AbdEllatif, M., Farhan, M. S., & Shehata, N. S.: Overcoming business process reengineer-
ing obstacles using ontology-based knowledge map methodology. Future Computing and
Informatics Journal 3(1), 7-28 (2018).
2. Banavar, G., Hartman, A., Ramaswamy, L. and Zherebtsov, A.: A formal model of service
delivery. In Handbook of Service Science, pp. 481-507. Springer, Boston, MA (2010).
3. Becker, J. and Janiesch, C.: Restrictions in process design: a case study on workflows in
healthcare. In International Conference on Business Process Management, pp. 323-334, .
Springer, Berlin, Heidelberg (2007).
4. Conger, S.:Six sigma and business process management. In Handbook on Business Process
Management 1 ,pp. 127-146. Springer, Berlin, Heidelberg(2015).
5. Davenport, T.H.: Process innovation reengineering work through information technology.
Harvard Business Press(1993).
6. Dias, D.: Method for Improving Healthcare Management Using Enterprise
Ontology (Doctoral dissertation, Master Dissertation from Instituto Superior Técnico)
(2012).
7. Falk, T., Griesberger, P. and Leist, S.: Patterns as an artifact for business process improve-
ment-insights from a case study. In: International Conference on Design Science Research
in Information Systems, pp. 88-104. Springer, Berlin, Heidelberg (2013).
8. Feld, W.M., 2000. Lean manufacturing tools, techniques, and how to use them. CRC press.
9. Fusch, P.I. and Ness, L.R.: Are we there yet? Data saturation in qualitative research. The
qualitative report, 20(9), pp.1408-1416 (2015).
10. Ghosh, D., & Tanniru, M.: Generating and evaluating process redesign options: A network
modeling approach. Annals of Operations Research 71, 293-315 (1997).
11. Hammer, M, Reengineering work don't automate, obliterate. Harvard business review 68(4),
104-112 (1990).
12. Harmon, P.: The scope and evolution of business process management. In Handbook on
business process management 1 , pp. 37-81. Springer, Berlin, Heidelberg (2010).
13. Harrington, H. J.: Business process improvement: The breakthrough strategy for total qual-
ity, productivity, and competitiveness. McGraw Hill Professional (1991).
14. Harrington, H.J.: Business process improvement. Association for Quality and Participation
(1994).
14
15. Hofacker, I. and Vetschera, R.: Algorithmical approaches to business process de-
sign. Computers & Operations Research 28(13), pp.1253-1275 (2001).
16. Jansen-Vullers, M., Netjes, M., Reijers, H. and Stegeman, M.J.: A Redesign Framework for
Call Centers , Process Management (pp. 306-321). Springer, Berlin, Heidelberg (2006).
17. Jiao, Y-Y., K. Li, and R. J. Jiao. "A case study of hospital patient discharge process re-
engineering using RFID." 2008 4th IEEE International Conference on Management of In-
novation and Technology. IEEE, 2008.
18. Kitchenham B., Charters S.: Guidelines for performing systematic literature reviews in soft-
ware engineering, Technical report, EBSE Technical Report EBSE-2007-01, pp 1-57 (2007)
19. Kloos, M., Hulstijn, J., Seck, M. and Janssen, M.: XBRL-driven Business Process Improve-
ment: a simulation study in the accounting domain. In International Conference on Software
Engineering and Formal Methods, pp. 288-305. Springer, Cham (2013).
20. Kloos, M.: Business Process Management in an Accounting Firm (2012).
21. Knorr, R.O.: Business process redesign key to competitiveness. Journal of Business Strategy
12(6), pp.48-51 (1991).
22. Ko, R. K., Lee, S. S., & Wah Lee, E.: Business process management (BPM) standards: a
survey. Business Process Management Journal 15(5), 744-791(2009).
23. Ku, S., Suh, Y.H. and Tecuci, G: Building An Intelligent Business Process Reengineering
System: A Case‐Based Approach. Intelligent Systems in Accounting, Finance & Manage-
ment 5(1), pp.25-39 (1996).
24. Lederer, M., Schott, P. and Kurz, M.: Subject-Oriented Business Processes Meet Strategic
Management: Two Case Studies from the Manufacturing Industry. In S-BPM in the Wild,
pp. 13-34. Springer, Cham (2015).
25. Lee, R.G. and Dale, B.G.: Business process management a review and evaluation. Business
process management journal 4(3), pp.214-225 (1998).
26. Liu, Y. and Iijima, J.:. A Case Study of Business Process Simulation in the Context of En-
terprise Engineering. In Enterprise Engineering Working Conference , pp. 96-110. Springer,
Cham (2015).
27. Lodhi, A., and Köppen, V: Business process modeling for post execution analysis and Im-
provement. In 2011 5th International Conference on Software, Knowledge Information, In-
dustrial Management and Applications (SKIMA) Proceedings, pp. 1-8. IEEE (2011).
28. Malone TW, Crowston K, Herman GA. Organizing business knowledge: the MIT process
handbook. MIT press)2003(.
29. Mansar, S.L., Marir, F. and Reijers, H.A.: Case-based reasoning as a technique for
knowledge management in business process redesign. Electronic Journal on Knowledge
Management 1(2), pp.113-124 (2003).
30. Nakajima, S.: Introduction to TPM Total Productive Maintenance (preventative mainte-
nance series). Hardcover. ISBN 0-91529-923-2 (1988).
31. Netjes, M., Mansar, S.L., Reijers, H.A. and van der Aalst, W.M.: Performing business pro-
cess redesign with best practices an evolutionary approach. In International Conference on
Enterprise Information Systems ,pp. 199-211. Springer, Berlin, Heidelberg (2007).
32. Niedermann, F. and Schwarz, H.: Deep business optimization Making business process op-
timization theory work in practice. In Enterprise, Business-Process and Information Systems
Modeling, pp. 88-102. Springer, Berlin, Heidelberg (2011).
33. Niedermann, F., Maier, B., Radeschütz, S., Schwarz, H. and Mitschang, B.: Automated pro-
cess decision making based on integrated source data. In International Conference on Busi-
ness Information Systems, pp. 160-171. Springer, Berlin, Heidelberg (2011).
15
34. Niedermann, F., Radeschütz, S. and Mitschang, B.: Business process optimization using
formalized optimization patterns. In International Conference on Business Information Sys-
tems, pp. 123-135. Springer, Berlin, Heidelberg (2011).
35. Niedermann, F., Radeschütz, S. and Mitschang, B.: Deep Business Optimization A Plat-
form for Automated Process Optimization. ISSS/BPSC, 2010, pp.168-180 (2010).
36. Nissen, M.E.: An intelligent tool for process redesign manufacturing supply-chain applica-
tions. International Journal of Flexible Manufacturing Systems 12(4), pp.321-339 (2000).
37. Nissen, M.E.: Redesigning reengineering through measurement-driven inference. MIS
Quarterly, pp.509-534 (1998).
38. Øvrelid, E., Sanner, T. and Siebenherz, A.: Creating Coordinative Paths from admission to
discharge: The role of lightweight IT in hospital digital process innovation. In Proceedings
of the 51st Hawaii International Conference on System Sciences (2018).
39. Plott, C.R. and Kathryn Z.: The willingness to pay-willingness to accept gap, the" endow-
ment effect," subject misconceptions, and experimental procedures for eliciting valua-
tions. American Economic Review, 95.3, pp. 530-545 (2005)
40. Pourshahid, A., Mussbacher, G., Amyot, D., & Weiss, M.: An aspect-oriented framework
for Business Process Improvement. In International Conference on E-Technologies, pp.
290-305. Springer, Berlin, Heidelberg.
41. Reijers, H.A., and Mansar, S.L.: Best practices in business process redesign an overview
and qualitative evaluation of successful redesign heuristics. Omega, 33(4), pp.283-
306.(2005).
42. Riempp, G.: Wide Area Workflow Management in practical application. In Wide Area
Workflow Management , pp. 233-251. Springer, London (1998).
43. Roberts, B., & Thomas, G.: Integrating E-commerce into the retail supply chain. In Seeking
Success in E-Business ,pp. 365-383. Springer, Boston, MA (2003).
44. Seidmann, A. and Sundararajan, A.: Information Technology, Performance Control & Or-
ganizational Structure: Effects on Business Process redesign. Information Technology, 8,
pp.16-996 (1996).
45. Siadat, S. H., & Shamasbi, S. M.. Reengineering Purchase Request process of TAM Iran
Khodro Company using Best Practices. In Information and Knowledge Technology (IKT),
2015 7th Conference on ,pp. 1-10. IEEE (2015)
46. Smits, M.: Impact of policy and process design on the performance of intake and treatment
processes in mental health care: a system dynamics case study. Journal of the Operational
Research Society 61(10), pp.1437-1445 (2010).
47. Van den Bergh, J.,Viaene, S.: Process innovation: redesigning an enterprise backbone sys-
tem. In Enterprise Information Systems of the Future , pp. 1-17. Springer, Berlin, Heidelberg
(2013).
48. Van Der Aalst, W.M., Ter Hofstede, A.H. and Weske, M.: Business process management A
survey. In International conference on business process management, pp. 1-12, Springer,
Berlin, Heidelberg (2016).
49. Kutucuoglu, K. Y., Hamali, J., Sharp, J. M., & Irani, Z.:Enabling BPR in maintenance
through a performance measurement system framework. International Journal of Flexible
Manufacturing Systems, 14(1), 33-52 (2002).