Professional Documents
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Modal Analysis
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Brüel & Kjær Sound & Vibration Measurement A/S.
Copyright © Brüel & Kjær. All Rights Reserved.
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Outline
Introduction
Identification Techniques
Projection channels
Summary
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Operational Modal Analysis – (OMA)
Determination of Modal Model by response testing only
– No measurement of input forces required
– Measurement procedure similar to
Operating Deflection Shapes (ODS)
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Data Acquisition (measurement procedure)
Measurement procedure similar to Operating Deflection Shapes
Measurements can be done in
a single data set (fast, data consistency) or
by using multiple data sets (limited number of transducers)
Fixed Reference
Accelerometers
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Z24 Highway Bridge, near Zürich
9 Data Sets, 250 DOFs
5 references
The measurements and analysis presented here were performed and made public in order to
check the performance of various algorithms of Modal Analysis software.
3,8 Hz
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Heritage Court Tower, HCT
1,3 Hz
The measurements and analysis presented here are performed by Professor Carlos Ventura,
University of British Columbia, Vancouver, Canada.
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Modal Analysis in the Presence of Harmonic Excitation
1,3 Hz
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Erfttal Bridge, High Speed Railway Bridge, Aachen
4 Data Sets, 44 DOFs
3,7 Hz
5,2 Hz
13,2 Hz 13,7 Hz
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Wind Turbine Wing
14,3 Hz
Acoustic excitation
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Small Building Model
20 Hz
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Setup: Plate – Frontend - Accelerometers
1 Data Sets, 16 DOFs 4 Data Sets, 17 DOFs
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The Brüel & Kjær OMA Solution
Modal Test
Vibration Consultant Operational
Data PULSE Modal Analysis
File
LabShop Software
Transfer
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Mobility Measurements (Traditional Modal Testing)
40
Output Response is measured
0
100
Output Spectrum
1
Structural System
200
Time(Excitatio n) - Input
Wo rking : Input : Input : FF T A nalyzer
FFT Even if the system is producing noise this is handled
100
0
by FRF estimators as H1, H2 , H3
-100
-200
0 40m 80m 120m 160m 200m 240m
[s]
Input Signal
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Limitations of traditional modal analysis
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Operational Modal – (The Combined Model)
If the system is excited by white noise
the output spectrum contains full information of the structure
as all modes are excited equally
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Operational Modal – (The Combined Model)
In general the excitation has a spectral distribution
Modes are weighted by the spectral distribution of the input force
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Operational Modal – (The Combined Model)
Noise also contributes to the Response
Measurement Noise
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Operational Modal – (The Combined Model)
Rotating parts creates Harmonic vibrations
Rotating Parts
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Combined System Model (analysis procedure)
Model of the combined system is estimated from measured responses
Combined System
Stationary
Zero Mean Measured
Gaussian Responses
White Noise Excitation Filter Structural System
(linear, time-invariant) (linear, time-invariant)
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Modal Model of Structural System
Brüel & Kjær Sound & Vibration Measurement A/S.
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Assumptions
Mathematical
Stationary input force signals can be approximated by
filtered zero mean Gaussian white noise
» Random in time and space
» Signals are completely described by their
correlation functions or auto- & cross-spectra
» Synthesized correlation functions or
auto- & cross-spectra are similar to
those obtained from experimental data
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How realistic the OMA assumptions are?
Just to remind, the OMA assumptions about the input forces {F}:
– Force spectra are broadband and smooth
– Forces are un- or weakly correlated
– Forces act all over the entire structure
Identification Techniques
Projection channels
Summary
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Identification Techniques
Non-Parametric
Modal parameters are estimated directly from curves,
functional relationships or tables
Parametric
Modal parameters are estimated from a
parametric model fitted to the signal processed data
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Non-Parametric Techniques
Amplitude First
Mode Second
Mode Third
Mode
H(w0)
2
Beam
Force
w0 Frequency
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Plate (Reflex or MTC)
Non-Parametric Techniques
Example: Operating Deflection Shapes
Determine the forced dynamic deflection at the operating speed
ODS frequencies are estimated from peaks in Autospectra
Deflection patterns are estimated f.ex. from transmissibility or
Phase Assigned Spectra measurements at ODS frequencies
Accelerometer
Xi
1.2, 0
1.1, 0
0.6, 0
Reference
Relative 0.5, 180 Absolute
Accelerometer
Xi
X
0.6, 180 Xi f0 i Xref Xi
Xref f0 Xref
0 . 4 , 180 Xref
0.3, Xi Xref
0
Structure
1 . 0, 0
1.3, 0
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Identification Techniques
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Outline
Introduction
Identification Techniques
Projection channels
Summary
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Frequency Domain Decomposition (FDD)
FDD procedure:
Cross Spectral Matrix estimation for each data set, [Gyy(w)]
Singular Value Decomposition (SVD) of Matrices
Identification of Single Degree of Freedom (SDOF) models
from SVD curves
Modal Parameter identification from SDOF models
SVD
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Why it works?
Let’s consider a linear, time invariant dynamic system.
The response spectrum can be expressed as a product:
w
Y Y
wH Hw
F
w F
wH HwH
[ G YY ( w)] [ GFF ( w)]
performing averaging:
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Why it works? – cont.
Let’s make the following assumptions about the input forces {F} :
– their frequency spectra are broadband and smooth
– the forces are un- or weakly correlated
– the forces act all over the entire structure
{F}
Then
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Why it works? – cont.
So if GFF w I
then GYY w HwI HwH
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Modal Behavior
The dynamic deflection y is a
linear combination of the Mode Shapes,
the coefficients being the Modal Displacements
= + + ++
or
m
y q r qr
r 1
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Frequency Domain Decomposition (FDD)
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Frequency Domain Decomposition (FDD)
Singular Value Decomposition of Hermitian matrices
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Frequency Domain Decomposition (FDD)
Singular Value Decomposition of Response Cross-spectrum Matrix
-36 Mode 1
-45 Mode 2
-54
-63
-72
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Frequency Domain Decomposition
-9
-18
-27
-36
0 7 14 21 28 35
Frequency [Hz]
Brüel & Kjaer, Operational Modal Analy sis Pro, Release 3.1
Project: Car 1.axp
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HCT, Building Model
Outline
Introduction
Identification Techniques
Projection channels
Summary
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Enhanced FDD Method (EFDD)
Mode Avg. Freq. [Hz] Std. Freq. [Hz] Avg. Damp. [%] Std. Damp. [%]
352.3 Hz - Enhanced FDD 352,3 3.935 564.6m 146.3m
487.7 Hz - Enhanced FDD 487,7 0,822 635.3m 200.1m
716.5 Hz - Enhanced FDD 716,5 3.463 516.6m 74.43m
867.6 Hz - Enhanced FDD 867,6 2.398 527.2m 99.7m
971,5 Hz - Enhanced FDD 971,0 6.135 369.3m 197.1m
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Enhanced FDD (EFDD)
Improved natural frequency and damping included from correlation functions
Improved Mode shape estimation from weighted sum of singular vectors:
weight i si
i
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Improving and enhancing FDD -> EFDD
0 Select MAC rejection level
• • (default 0,8):
• • •
•
• • i
• H
( 0 i )2
• MAC = 0,8
s1 • H
( 0 0 ) ( i i )
H
•
Improved shape estimation
from weighted sum:
s2
weight s
i
i i
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Frequency Domain Decomposition (FDD/EFDD)
FDD/EFDD procedure:
Cross Spectral Matrix estimation for each data set, [Gyy(w)]
Singular Value Decomposition (SVD) of Matrices
Identification of Single Degree of Freedom (SDOF) models
from SVD curves
Modal Parameter identification from SDOF models
» FDD: Shape, Frequency
» EFDD: Shape, Frequency, Damping
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Outline
Introduction
Identification Techniques
Projection channels
Summary
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FDD vs. EFDD: Advantages & Disadvantages
Advantages of FDD:
– Easy & Fast to use – snap feature to peaks
– Picking at any Frequency and any Singular Value is possible
» Better understanding of structural behaviour
Disadvantage of FDD:
– Frequency resolution no better than linespacing
– No damping estimated
Advantages of EFDD:
– Individual and average frequency and damping are estimated
– Standard deviation of frequency and damping are estimated
Disadvantage of EFDD:
– Distinguished peaks required in all datasets for all modes
– Fine tuning of MAC rejction level, min/max correlation
may be required for each resonance in each dataset
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Outline
Introduction
Identification Techniques
Projection channels
Summary
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Consequences of Harmonic Components
FDD The picked FFT line may be biased by the harmonic component(s)
Harmonics must be away from the resonances (no damping estimated)
EFDD The identified SDOF used for modal parameter estimation may be
CFDD biased by harmonic component(s)
Harmonics must be outside the SDOF bell thereby potentially
narrowing the SDOF and resulting in poorer identification (leakage)
Or the Harmonics must be detected and removed
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OMA – Harmonic Detection Implementation
Eliminating harmonic components (deterministic signals) in EFDD & CFDD techniques
Harmonic components indicated in SVD plots using kurtosis calculations
Harmonic components removed in SDOF model before extracting the modal parameters
=> Makes OMA much more applicable for operating mechanical structures,
where the excitation are subject to deterministic forces due to the rotating parts
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Probability Density Function (PDF) - background
x 2
y f x , y f x a cosarcsin x a
1 2 2 1
e
2
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Kurtosis - Definition
E x
x ,
4
4
*i.e. 4th normalized moment
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Using Kurtosis as Harmonic Indicator
Hamonic Indicators
All responses are approximate
Gaussian distributed in case of
multiple broad-banded random inputs
Gaussian Sinusoidal
Harmonic response has a totally Probability Probability Density
Density Function Function
different distribution
Procedure:
1. Bandpass filter
» At each frequency
2. Calculate Kurtosis
E x
x ,
4
4
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Summary - Extended / Fast Kurtosis Check
Extended Kurtosis Check and Fast Kurtosis Check
for detection of “rotating components”
Identification
Extended Kurtosis Check
– Each frequency is investigated
Fast Kurtosis Check
– Only investigate frequencies,
where peaks (abrupt changes)
are repeated in
multiple SVD curves
Manual Selection
Deterministic signals are indicated by
vertical lines
Suppression
Deterministic signals removed by
interpolation (Linear/Polynomial)
No damaging filtering applied
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Example – Ship Structure – Harmonic Detection
Test
90 min; 16 channels; fs = 128 Hz
Indicator:
Normal distribution
Kurtosis
Definable
Threshold
Indicator:
Sinusoidal distribution
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Curve-fitted Frequency Domain Decomposition (CFDD)
Polynomial Interpolation using SDOF curvefitting
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Curve-fitted Frequency Domain Decomposition (CFDD)
Response Matrix: G yy (f ) H f G F F f H H f H f H H f
Estimate MDOF spectrum Gyy(f) by SVD
» Select Frequency Interval (Peak picking on 1st SV, MAC rejection value)
2 j f T
B (f ) B 0 B 1e B 2e 4 j f T
FRF of SDOF system: H (f )
A (f ) 1 A1e 2 j f T A 2e 4 j f T
Frequency and damping estimates are obtained from the roots of A(f)
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Outline
Introduction
Identification Techniques
Projection channels
Summary
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Automatic Mode Extraction using FDD/EFDD/CFDD
Automatic Mode Extraction using the FDD/EFDD/CFDD Techniques
Simplifies and speeds up the modal analysis task
Reduces human errors and demands less modal analysis skills
Ease preliminary analysis of a new problem
Allows for unattended testing - Structural Health Monitoring
Modal Coherence
(light blue graph with inverse fill)
– Defines whether you have a
» Modal Domain (High)
» Noise Domain (Low)
Modal Domain
(light green graph)
– Property defined for all modes
– Defines the frequency region
dominated by the mode
Excludes deterministic signals
from identification using
Fast Kurtosis Check (option)
1
Low: Noise dominance
0.8 High: Modal dominance
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Indicator Function - Modal Domain
For areas, where the Modal Coherence (d1(f0)) is higher than a certain user-
defined threshold, a Modal Domain can be established around peaks.
Peaks must fulfill user-defined criteria to be qualified as a mode.
Deterministic signals are automatically excluded (option).
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Procedure
Automatic Identification of Modes
For each Data Set specified, repeat step 1 to 3
1. Identify the highest peak among all 1st Singular Values
2. Characterize the peak as physical or non-physical mode. Criteria:
– 1) High modal coherence; 2) Not a deterministic signals; 3) Max damping
3. Establish a modal domain around a physical mode and a noise domain around
a non-physical mode and exclude from further searches
Until (specified number of peaks found) or (peaks below dynamic headroom)
4. Reject “modes” not fulfilling a certain MAC criteria (option)
Remark:
As only the upper singular curve
is searched, repeated roots
cannot be detected!
Closely-coupled modes can.
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Outline
Introduction
Identification Techniques
Projection channels
Summary
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Projection channels
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Plate unprocessed
Determining proper projection channels
The individual correlation coefficient of the measured data:
C ij( )
2
E ( y i ( t ) y j ( t ))2
Ey i ( t ) y i ( t ) E y j ( t ) y j ( t )
The correlation coefficient matrix of the measured data:
1 C12 C13 C14 . . . C1N
C 21 1 C 23 . . .
C31 C32 . . .
C 41 . . .
. . .
. .
. .
CN1 . . . . . . 1
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Projection channels – Single data set
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Projection channels – Multiple data sets
N: No of measurement channels
M: No of projection channels
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Summary, Projection channels
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Outline
Introduction
Identification Techniques
Projection channels
Summary
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Stochastic Subspace Identification (SSI)
Classes of Identification (time domain method)
Data Driven: Use of raw time data
Covariance Driven: Use of Correlation functions
SSI procedure
Generate compressed input format (Hankel Matrix)
– Select total number of modes (structural, harmonics, noise)
» Based on apriori knowledge
– Select Identification Class
» Unweighted Principal Components (UPC); Principal Components (PC);
Canonical Variate Analysis (CVA)
Estimate Parameters from Stabilization diagram
» Select interval of model order candidates (use SVD diagram)
» Estimate models (adjust tolerance criteria)
» Select the optimal model for each data set (use validation (synthesis))
Select and link modes across data sets
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Hankel matrices with outputs
Matrix with constant (positive sloping) skew-diagonals
y( 0 ) y(1) y( 2 ) y( 3 ) ... y( j 1)
y(1) y( 2 ) y( 3 ) y( 4 ) ... y( j )
... ... ... ... ... ...
Y0|i 1 Y p y( i 1) y( i ) ... ... ... y( i j 2)
Y
Y f y( i )
Y y( i 1) ... ... ... y( i j 1)
i | 2 i 1
y( i 1) y( i 2) ... ... ... y( i j )
... ... ... ... ... ...
y( 2i 1) y( 2i ) ... ... ... y( 2i j 2)
i << j large
i = No of modes
2i = State Space Dimension Hermann Hankel
1839 - 1873
2i+j-2 = No of samples
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Combined System Model used in SSI
Combined System A
Xˆ i [ xˆi xˆi 1 xˆi j 1 ]
Stationary
zero mean Measured
Gaussian Responses
White Noise Excitation Filter Structural System
(linear, time-invariant) (linear, time-invariant) C xt yt
wt
Unknown excitation forces vt
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Linear stochastic systems, State Space Model
wt vt
xt+1 xt yt
+ C +
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Stochastic Subspace Identification (SSI)
Modal parameter extraction from SSI
A Vi V 1
zt 1 i zt et
Modal decomposition 1
zt V xt
yt zt et
Right hand mode shapes:
Eigenvalues:
Non-physical Modes
i Modal frequency
Left hand mode shapes:
Physical Modes Modal distribution of e
and damping
Initial modal amplitudes
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Stochastic Subspace Identification (SSI)
xˆt 1 Axˆt Ket
Least squares estimation of A and C
yt Cxˆt et
yt xˆt 1
x A, C Axˆt : xˆt 1 Axˆt tI
x x
x x Cxˆt : yt Cxˆt tII
x Assuming xˆt , xˆt 1 , yt properties:
x̂t
Zero mean Gaussian stochastic process
Modeled by a state space formulation
Error
t
x
x
x
x
x
x x̂t Then a least squares estimation gives
Gaussian white noise residuals
Result : t Ket & t et
I II
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Stochastic Subspace Identification (SSI)
S1 : Subspace matrix
s6
s5
X̂ i is calculated from s4
s3
V W1i Xˆ iW2
s2
U S V U S
1 1 1
T
1
1/ 2
1 S 1/ 2
1 1
T s1
Singular value
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Stochastic Subspace Identification (SSI)
Parametrical Modal estimation requiring apriory knowledge of Model Order
Physical Modes as well as Non-physical Modes are estimated
7 X X X X + X +
6 X X X + X X
5 X X + X X
4 X X + X
Frequency
Stable Modes
Stable Modes not fulfilling Damping apriori knowledge
+ Stable modes are repeated in two consecutive models fulfilling user defined criteria
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X Estimated parameters not fulfilling apriori knowledge of damping
Brüel & Kjær Sound & Vibration Measurement A/S.
Copyright © Brüel & Kjær. All Rights Reserved.
Stabilization
diagram
Model vs. measurements
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Selecting proper model order for SSI
Parameter Uncertainty
Final Prediction Error
Fitting Error
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Select and Link Modes
Select and link modes across all Data sets
or
Autoselection: Selects all stable modes in all data sets
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Shape/Matrix merging – Data Set linking
SSI SSI
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Stochastic Subspace Identification (SSI)
Classes of Identification (time domain method)
Data Driven: Use of raw time data
Covariance Driven: Use of Correlation functions
SSI procedure
Generate compressed input format (Hankel Matrix)
– Select total number of modes (structural, harmonics, noise)
» Based on apriori knowledge
– Select Identification Class
» Unweighted Principal Components (UPC); Principal Components (PC);
Canonical Variate Analysis (CVA)
Estimate Parameters from Stabilization diagram (manual / automatic)
» Select interval of model order candidates (use SVD diagram)
» Estimate models (adjust tolerance criteria)
» Select the optimal model for each data set (use validation (synthesis))
Select and link modes across data sets (or Merge Data Sets - UPC)
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Stochastic Subspace Identification – More Tools
Decimation
Filtering
Projection Channels
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Use of decimation in SSI
The use of decimation and in SSI
Modes can be identified within a ”limited” frequency range
30 Hz 60 Hz 90 Hz 6 Hz 12 Hz 18 Hz 24 Hz 30 Hz
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Use of filtering in SSI
The use of high-pass, low-pass, band-pass and band-stop
filtering in SSI
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Use of projection channels in SSI
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Bridge DS 1
Use of Crystal Clear Stabilization in SSI
Removes the scatter of noise modes in Stabilization Diagram
– Even Better Stabilization of the physical modes
» Sort non-physical modes from physical modes
» Influence from non-physical modes minimized
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Estimation of the dynamics of a system
Fitting A and C is a linear least squares estimation problem:
All stable modes of all estimated models of all test setups are included
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Summary, SSI
State Space Models:
– Efficient Matrix Calculations in pc (e.g. MatLab)
Stabilization Diagram:
– Identify Physical Modes from Poles of Combined Model
– Apriori Knowledge of Damping can be applied
– User definable tolerance criteria (fd, , MAC & Initial MAC)
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Outline
Introduction
Identification Techniques
Projection channels
Summary
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Validation
Common sense (does it look like a mode shape?)
Complexity plots
» Normal vs. Complex shapes
where
and 0 MCF 1
MCFr 1 MPCr
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Modal Assurance Criterion (MAC)
A measure of the consistency (degree of linearity) between
estimates of mode shape vectors:
cr dr
T 2
*
MACcdr
crT crdrT dr
* *
where cr and dr are estimates of the mode shape for mode r
from two different models c and d (CrossMAC)
Consistency between:
Different experimentally determined mode shapes
– different projection channels (columns)
– different curvefitting algorithms, FDD vs. SSI
Experimentally and analytically determined mode shapes
r s
T 2
*
MACrs
rT rsT s
* *
where r and s are the modal vectors for mode r and mode s
from the same model (AutoMAC)
Combined System
Stochastic Deterministic
Stationary
Zero Mean Measured
Gaussian Responses
White Noise
Loading System Structural System
(linear, time-invariant) (linear, time-invariant)
Four scenarios:
– Loading System: a) Time Varying or b) Time Invariant
– Structural System: a) Time Varying or b) Time Invariant
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Effects of time varying systems, 2
Stochastic Deterministic
Structural System
Time Invariant Time Varying
~ Spectral Density Correct ~ Spectral Density Incorrect
Time Invariant
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SVD – Harmonic Excitation
Singular Value Decomposition (SVD) of Response Spectral Matrix
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Consequences of Harmonic Components
Techniques Consequences of Harmonic Components
FDD The picked FFT line may be biased by the harmonic component(s)
Harmonics must be away from the resonances (no damping estimated)
EFDD & CFDD The identified SDOF used for modal parameter estimation may be
biased by harmonic component(s), unless Harmonic Detection is used
Harmonics must be outside the SDOF bell thereby potentially
narrowing the SDOF and resulting in poorer identification (leakage)
SSI The SSI methods will estimate both harmonics and modes. The modes
(PC, UPC, CVA) are estimated correctly even for harmonics very close to the modes
Information in the time signal is used both to extract the harmonics and
the modes, therefore the recording time should generally be longer
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SVD - Importance of proper excitation, 1
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SVD - Importance of proper excitation, 2
Validated using SVD of response spectral matrix
- Plate with heavy coupled modes
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Importance of proper excitation, 3
Validated using SVD of response spectral matrix
- Plate with heavy coupled modes
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Importance of proper excitation, 4
Torsion mode:
- 188,9Hz, 3,7%
- first SV
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SVD – Defect transducer, cable break etc.
Conclusion
SVD plot should always be investigated
no matter which method is used for modal extraction
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Conclusion - Overview and practical experiences
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Outline
Introduction
Identification Techniques
Projection channels
Summary
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OMA Conclusion
General Conclusions:
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Conclusion (advantages)
No elaborate fixturing of structures, shakers and force transducers
– No test rigs needed
– Short setup time
– No dynamic loading from shakers and stingers
– No crest factor problems as when using hammers
– No potential destruction of structure
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Conclusion (concerns)
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Operational Modal Analysis – In brief
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Operational Modal Analysis – Why?
Structures impossible or difficult to excite can be tested
– Large or fragile structures
– Structures with boundary conditions difficult to simulate
– Uncontrolled and/or unmeasured internal or ambient excitation
Modal model represents real operating conditions
– True boundary conditions
– Actual force and vibration levels
Testing of large structures
Simple, straightforward and fast setup, measurement and like bridges, aircraft and ships
analysis by only using accelerometers
– No elaborate fixturing of structure, shakers and force
transducers
– Measurement procedure quite similar to ODS
No interference or interruption of daily use
– Testing can be done in-situ using the natural excitation
– No costly downtime
Modal testing can be applied in parallel with other applications Easy interpretation of results
e.g. order analysis and sound quality using animated geometries
Inexpensive instrumentation
– No test rigs (in-situ measurements), shaker stands, shakers,
impact hammers, signal generators etc.
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Operational Modal Analysis – Application Cases
Automotive
– Engine, transmission, suspension and exhaust system
testing during operation in test cells
– On-road full-body testing of vehicles/motorcycles
– Trains and trams during operation
Aerospace & Defence
– Flight flutter certification of aircraft using ambient and artificial
unmeasured excitation
– In-flight testing of helicopters for various payloads Testing of ship at sea using natural
– Testing of satellites using acoustic excitation internal and ambient excitation
– Launch of missiles Fundamental frequency of main
Maritime engine close to 2nd mode of hull
– Ships at sea, submarine signature testing, diesel engines Fundamental frequency automatically
etc. removed and 2nd mode extracted
Rotating Machinery
– Engines, generators, turbines, compressors, etc. in operation
Civil Engineering
– Structures excited by ambient excitation like wind, waves,
traffic and seismic micro-tremors: bridges, buildings, towers,
wind turbines, dams, off-shore platforms, etc.
Consumer products
– White goods, power tools, disk drives, etc. Raw measurement data provided by S.E.
And many others … Rosenow et al., University of Rostock, Germany
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Operational Modal Analysis – Solution
Patented frequency domain techniques
– Frequency Domain Decomposition FDD, EFDD and
CFDD
– Automated mode estimation
– Automatic suppression of harmonic components
– Quick and easy-to-use peak-picking technique
– For lightly to medium damped structures
Time domain techniques
Easy spectral peak-picking
– Stochastic Subspace Identification (SSI): UPC, PC, CVA FDD, EFDD and CFDD
– Automated mode estimation
– Most accurate estimates of natural frequencies,
damping and mode shapes
– For lightly, medium and heavily damped structures
Validation of results
– Synthesis of response spectra
– Modal Assurance Criterion (MAC) plots/tables
– Powerful animation capabilities
Several projects can be run simultaneously
– Easy comparison of results Crystal Clear stabilization diagrams
Part of complete solutions for structural dynamics (CC-SSI)
– Classical Modal Analysis, ODS Analysis, Model
Updating, Transducers and Acquisition hardware …
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Operational
Modal Analysis
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