You are on page 1of 19

ANRV337-PU29-08 ARI 14 February 2008 16:0

ANNUAL
Further
REVIEWS
Click here for quick links to
Annual Reviews content online,
The Descriptive
including:
• Other articles in this volume
Epidemiology of Commonly
• Top cited articles
• Top downloaded articles
Occurring Mental Disorders
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

• Our comprehensive search

in the United States∗


Access provided by 114.5.108.204 on 10/28/21. For personal use only.

Ronald C. Kessler1 and Philip S. Wang2


1
Department of Health Care Policy, Harvard Medical School, Boston, Massachusetts
02115; email: kessler@hcp.med.harvard.edu
2
Division of Services and Intervention Research, National Institute of Mental Health,
Bethesda, Maryland 20892-9629; email: wangphi@mail.nih.gov

Annu. Rev. Public Health 2008. 29:115–29 Key Words


The Annual Review of Public Health is online at mental illness, prevalence, comorbidity, age of onset, illness burden
http://publhealth.annualreviews.org

This article’s doi:


10.1146/annurev.publhealth.29.020907.090847 Abstract
Copyright  c 2008 by Annual Reviews. Data are reviewed on the descriptive epidemiology of commonly
All rights reserved
occurring DSM-IV mental disorders in the United States. These
0163-7525/08/0421-0115$20.00 disorders are highly prevalent: Roughly half the population meets

The U.S. Government has the right to retain a criteria for one or more such disorders in their lifetimes, and roughly
nonexclusive, royalty-free license in and to any one fourth of the population meets criteria in any given year. Most
copyright covering this paper.
people with a history of mental disorder had first onsets in childhood
or adolescence. Later onsets typically involve comorbid disorders.
Some anxiety disorders (phobias, separation anxiety disorder) and
impulse-control disorders have the earliest age of onset distribu-
tions. Other anxiety disorders (panic disorder, generalized anxiety
disorder, post-traumatic stress disorder), mood disorders, and sub-
stance disorders typically have later ages of onset. Given that most
seriously impairing and persistent adult mental disorders are asso-
ciated with child-adolescent onsets and high comorbidity, increased
efforts are needed to study the public health implications of early
detection and treatment of initially mild and currently largely un-
treated child-adolescent disorders.

115
ANRV337-PU29-08 ARI 14 February 2008 16:0

INTRODUCTION were raised about whether the striking re-


sults regarding prevalence and treatment held
Data on the epidemiology of commonly oc-
throughout the United States. These ques-
DSM: American curring mental disorders in the United States
Psychiatric tions were especially acute with regard to
have proliferated over the past two decades
Association’s treatment because the ECA sites were all in ur-
owing to the development of diagnostic crite-
Diagnostic and ban areas in which the survey catchment areas
ria in the DSM system that are amenable to
Statistical Manual of were quite close to major medical schools with
Mental Disorders operationalization and to the subsequent cre-
strong psychiatry departments. This sampling
ation of fully structured research diagnostic
NCS: National feature raised concerns that unmet need for
Comorbidity Survey interviews based on these criteria, which were
treatment due to low access might be consid-
used to carry out large-scale community epi-
ECA: erably greater in other areas of the country
Epidemiologic demiological surveys. We begin by presenting
than demonstrated by the ECA sample.
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

Catchment Area a brief historical overview of these recent de-


These concerns were answered a decade
Fully structured velopments, and then we turn to a more de-
later in the National Comorbidity Survey
diagnostic tailed review of the results from the National
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

interview: used by a (NCS) (29), the first nationally representa-


Comorbidity Survey Replication (NCS-R)
trained lay tive survey to assess the prevalence and cor-
(30), the most recent nationally representative
interviewer who has relates of DSM disorders. The NCS, like the
epidemiological survey of mental disorders.
no clinical ECA, carried out face-to-face interviews with
experience. Asks
a fully-structured diagnostic interview to as-
questions with
largely structured sess the prevalence and correlates of DSM dis-
A BRIEF HISTORICAL orders. However, whereas the ECA studied
response options
(e.g., yes-no; OVERVIEW DSM-III disorders, the NCS studied DSM-
often-sometimes- The first survey to employ a fully structured III-R disorders. The NCS, like the ECA, doc-
rarely-never)
research diagnostic interview to assess the umented high prevalence of mental disorders
prevalence and correlates of DSM disorders and substantial unmet need for treatment.
was the Epidemiologic Catchment Area The NCS also documented that much of the
(ECA) study. The ECA was administered in treatment provided for mental disorders in
the early 1980s in population samples selected the United States at the time of the survey, in
from mental health catchment areas in five the early 1990s, failed to meet even the most
U.S. communities (47) using a diagnostic minimal published criteria for treatment ade-
interview developed specifically for the study, quacy (51, 52).
which was called the Diagnostic Interview As with the ECA, the NCS was followed
Schedule (DIS) (45). The DIS was designed by a number of replications in other parts of
to be used by trained lay interviewers and the world. These replications were greater in
to generate diagnoses that approximated number than after the ECA, however, because
those made blindly by experienced clini- the interview schedule used in the NCS was
cians. Methodological studies showed that developed by the World Health Organization
concordance of DIS diagnoses with clinical (WHO) to include not only DSM criteria but
diagnoses was statistically significant, but far also ICD-10 criteria. In addition, in an effort
from perfect (4, 46). to foster cross-national comparative studies,
The DIS was subsequently adopted and WHO carried out developmental work for
used in similar surveys in other parts of the survey in many different countries and
the world (16). Both the ECA and these made the instrument available in many dif-
later ECA-influenced surveys in other coun- ferent languages (48). WHO created a cross-
tries documented high prevalence of men- national research consortium that brought to-
tal disorders and widespread unmet need for gether the investigators who carried out the
treatment. However, because the ECA study many replications of the NCS to collaborate
was not nationally representative, questions in systematic cross-national comparisons (21).

116 Kessler · Wang


ANRV337-PU29-08 ARI 14 February 2008 16:0

High prevalence, early age of onset, substan- ple was carried out in parallel with the NCS-R
tial persistence, and high comorbidity were to study patterns and predictors of onset and
all documented consistently in these compar- progression of mental disorders (31).
NCS-R: NCS
ative analyses (17). The NCS-R and the other WMH surveys Replication
Perhaps the most concerning issue raised documented, consistent with the results of the
WMH Surveys:
by the ECA, NCS, and the other surveys that post-hoc ECA and NCS analyses, that many surveys carried out in
followed them was that the number of peo- mental disorders are mild (11, 25). However, the World Health
ple estimated to meet criteria for a mental the NCS follow-up study documented some- Organization’s
disorder in any given year was much higher thing else that was quite important: A substan- World Mental
Health Survey
than the number that could realistically be tial proportion of initially mild mental dis-
Initiative
treated. Commentators suggested that this orders progress to become serious disorders
observation might represent less of a prob- within a decade (31). This progression was
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

lem than it might at first seem because some common especially for seldom-treated child-
untreated cases almost certainly have mild or adolescent onset anxiety disorders, raising the
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

self-limiting disorders that do not need treat- question of whether expanded early detection
ment (42). However, in the absence of infor- and treatment of mild disorders during the
mation about disorder severity there was no school years might have an important public
way to know how many cases were in ques- health effect in preventing the subsequent de-
tion. The ECA and NCS were unable to pro- velopment of more serious disorders.
vide definitive data on this issue because the The NCS-R, as a replication of the NCS,
main concern of these surveys was to make was also used to study time trends in the
categorical assessments of specific DSM dis- prevalence and treatment of mental disor-
orders. Clinical severity of these disorders ders during the 1990s. This was an impor-
was not a major focus. Nonetheless, post hoc tant exercise because substantial changes oc-
analysis provided some indirect information curred in mental health care delivery in the
about severity. These analyses strongly sug- United States during the decade between the
gested that a substantial proportion of DSM NCS and the NCS-R. The Substance Abuse
cases in the general U.S. population are mild and Mental Health Services Administration
(42). Comparable results were obtained in sec- (SAMSHA) found that annual encounters in
ondary analyses of surveys carried out in other specialty mental health treatment centers in-
developed countries (6, 11). creased by nearly 50% between 1992 and
Because the results regarding disorder 2000 (38). The National Ambulatory Medical
severity based on the ECA and NCS method- Care Survey documented that people receiv-
ology were post hoc, the next generation of ing health care treatment for depression more
epidemiological surveys invested much more than tripled between 1987 and 1997 (44). The
heavily in assessing severity. The U.S. survey Robert Wood Johnson Foundation Commu-
involved in this effort was the NCS Repli- nity Tracking Survey documented that the
cation (NCS-R) (30), which was carried out proportion of people with serious mental ill-
a decade after the NCS (2001–2003) using ness who received specialty care increased by
a substantially expanded interview that in- nearly 20% between 1997–1998 and 2000–
cluded a wider range of disorders and much 2001 (39). To the extent that these increases
more detailed information about disorder in treatment were effective, we might expect
severity (32). This expanded interview was that the prevalence of mental disorders would
also used in a series of community epidemi- be lower in the NCS-R than in the NCS.
ological surveys coordinated by the WHO in However, this was not the case. Compari-
its World Mental Health (WMH) Survey Ini- son of the NCS-R with the NCS found that
tiative (27). In the United States, a ten-year the prevalence of DSM disorders among peo-
follow-up of the original baseline NCS sam- ple in the age range 18–54 (the age range

www.annualreviews.org • Epidemiology of Mental Disorders 117


ANRV337-PU29-08 ARI 14 February 2008 16:0

included in both surveys in the U.S. household are used in all results reported here. The core
population) did not change during the decade CIDI disorders assessed in the NCS-R in-
between the two surveys (26). The prevalence clude mood disorders (major depressive disor-
DSM-IV: The
Fourth Edition of estimate was 29.4% in the NCS and 30.5% der, dysthymic disorder, and bipolar disorder),
the DSM in the NCS-R. However, treatment was anxiety disorders (panic disorder, agorapho-
CIDI: WHO’s found to increase dramatically, from 20.3% bia, specific phobia, social phobia, generalized
Composite of people with a disorder receiving treat- anxiety disorder, post-traumatic stress disor-
International ment in the NCS to 32.9% in the NCS-R. der, obsessive-compulsive disorder, and sep-
Diagnostic Interview Significant treatment increases were limited, aration anxiety disorder), substance disorders
Lifetime though, were much more pronounced in the (alcohol and drug abuse and dependence), and
prevalence: general medical sector than in other parts of impulse control disorders (intermittent ex-
Proportion of
the treatment system (159% increase) com- plosive disorder, oppositional defiant disor-
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

population ever
having a disorder as pared with a lower increase among psychi- der, conduct disorder, and attention-deficit/
of time of atrists, and showed an even lower increase hyperactivity disorder). Lifetime prevalence,
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

assessment, among psychologists and other mental health age of onset, and 12-month prevalence were
recognizing that professionals (a 59% increase). Despite these assessed separately for each disorder (24). A
some could have a
increases, most people with mental disorders blinded clinical reappraisal study using the
subsequent onset
remain untreated, and those in treatment of- Structured Clinical Interview for DSM-IV
SCID: Structured
ten received suboptimal treatment (53). (SCID) (13) as the clinical gold standard found
Clinical Interview
for DSM-IV generally good concordance between DSM-
IV diagnoses based on the CIDI and the SCID
THE NATIONAL COMORBIDITY for anxiety, mood, and substance disorders,
SURVEY REPLICATION with area under the receiver operator char-
As implied above, the most recent estimates acteristic curve in the range .65–.88 for indi-
of the prevalence and correlates of DSM-IV vidual diagnoses (15). The CIDI diagnoses of
mental disorders in the United States come impulse-control disorders were not validated.
from the NCS-R. Because the remainder of
this review presents an overview of NCS-R
findings, we now discuss the NCS-R de- ESTIMATES OF LIFETIME
sign. The NCS-R is a nationally represen- PREVALENCE
tative household survey of 9282 respondents Table 1 shows the lifetime prevalence esti-
ages 18 and older in the coterminous United mates of the mental disorders assessed in the
States who were interviewed face to face in NCS-R. Some 46.4% of respondents had an
their homes between February 2001 and April estimated lifetime history of at least one of
2003. The survey included a diagnostic assess- the DSM-IV disorders assessed in the survey,
ment in a wide range of DSM-IV disorders whereas 27.7% of respondents had a lifetime
in addition to measures of many risk factors history of two or more disorders and 17.3%
and correlates. The response rate was 70.9%. had three or more disorders. The most preva-
More details on the NCS-R design and field lent class of disorders was anxiety disorders
procedures are presented elsewhere (23). (28.8%), followed by impulse-control disor-
DSM-IV diagnoses were made in the ders (24.8%), mood disorders (20.8%), and
NCS-R using Version 3.0 of the WHO’s substance use disorders (14.6%). The most
Composite International Diagnostic Inter- prevalent individual lifetime disorders were
view (CIDI) (32), a fully structured lay- major depressive disorder (16.6%), alcohol
administered diagnostic interview that gener- abuse (13.2%), specific phobia (12.5%), and
ates diagnoses according to the definitions and social phobia (12.1%).
criteria of both the ICD-10 (54) and DSM-IV Investigators sound significant differences
(2) diagnostic systems (32). DSM-IV criteria in prevalence estimates with age for almost

118 Kessler · Wang


ANRV337-PU29-08 ARI 14 February 2008 16:0

Table 1Lifetime prevalence of DSM-IV/WMH-CIDI disorders in the total NCS-R sample and by age.a
Reproduced with permission from Kessler et al. (24)
Total 18–29 30–44 45–59 60+
% (se) % (se) % (se) % (se) % (se) χ2 3
I. Anxiety disorders
Panic disorder 4.7 (0.2) 4.4 (0.4) 5.7 (0.5) 5.9 (0.4) 2.0 (0.4) 52.6b
Agoraphobia without panic 1.4 (0.1) 1.1 (0.2) 1.7 (0.3) 1.6 (0.3) 1.0 (0.3) 4.5
Specific phobia 12.5 (0.4) 13.3 (0.8) 13.9 (0.8) 14.1 (1.0) 7.5 (0.7) 54.3b
Social phobia 12.1 (0.4) 13.6 (0.7) 14.3 (0.8) 12.4 (0.8) 6.6 (0.5) 109.0b
Generalized anxiety disorder 5.7 (0.3) 4.1 (0.4) 6.8 (0.5) 7.7 (0.7) 3.6 (0.5) 39.9b
PTSDc 6.8 (0.4) 6.3 (0.5) 8.2 (0.8) 9.2 (0.9) 2.5 (0.5) 37.9b
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

OCDd 1.6 (0.3) 2.0 (0.5) 2.3 (0.9) 1.3 (0.6) 0.7 (0.4) 6.8
SADe 5.2 (0.4) 5.2 (0.6) 5.1 (0.6) – –e – –e 0.0e
disorderf 89.9b
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

Any anxiety 28.8 (0.9) 30.2 (1.1) 35.1 (1.4) 30.8 (1.7) 15.3 (1.5)
II. Mood disorders
Major depressive disorder 16.6 (0.5) 15.4 (0.7) 19.8 (0.9) 18.8 (1.1) 10.6 (0.8) 49.9b
Dysthymia 2.5 (0.2) 1.7 (0.3) 2.9 (0.4) 3.7 (0.7) 1.3 (0.3) 10.6b
Bipolar I–II disorders 3.9 (0.2) 5.9 (0.6) 4.5 (0.3) 3.5 (0.4) 1.0 (0.3) 62.0b
Any mood disorder 20.8 (0.6) 21.4 (0.9) 24.6 (0.9) 22.9 (1.2) 11.9 (1.0) 58.0b
III. Impulse-control disorders
ODD 8.5 (0.7) 9.5 (0.9) 7.5 (0.8) – –e – –e 3.0g
∗g
OD 9.5 (0.8) 10.9 (1.0) 8.2 (0.8) – –e – –e 7.6
ADHD 8.1 (0.6) 7.8 (0.8) 8.3 (0.9) – –e – –e 0.2g
Intermittent explosive disorder 5.2 (0.3) 7.4 (0.7) 5.7 (0.6) 4.9 (0.4) 1.9 (0.5) 74.7b
Any impulse−control disorder 24.8 (1.1) 26.8 (1.7) 23.0 (1.3) – –e – –e 4.0bg
IV. Substance disorders
Alcohol abuse 13.2 (0.6) 14.3 (1.0) 16.3 (1.1) 14.0 (1.1) 6.2 (0.7) 60.2b
Alcohol dependence 5.4 (0.3) 6.3 (0.7) 6.4 (0.6) 6.0 (0.7) 2.2 (0.4) 45.2b
Drug abuse 7.9 (0.4) 10.9 (0.9) 11.9 (1.0) 6.5 (0.6) 0.3 (0.2) 168.7b
Drug dependence 3.0 (0.2) 3.9 (0.5) 4.9 (0.6) 2.3 (0.4) 0.2 (0.1) 90.0b
Any substance disorder 14.6 (0.6) 16.7 (1.1) 18.0 (1.1) 15.3 (1.0) 6.3 (0.7) 71.4b
V. Any disorder
Anyf 46.4 (1.1) 52.4 (1.7) 55.0 (1.6) 46.5 (1.8) 26.1 (1.7) 115.4b
Two or more disordersf 27.7 (0.9) 33.9 (1.3) 34.0 (1.5) 27.0 (1.6) 11.6 (1.0) 148.3b
Three or more disordersf 17.3 (0.7) 22.3 (1.2) 22.5 (1.1) 15.9 (1.3) 5.3 (0.7) 140.7b
VI. Sample sizes
Part I (9282) (2338) (2886) (2221) (1837)
Part II (5692) (1518) (1805) (1462) (907)
Part II OCD subsample (1808) (493) (566) (457) (292)
a Abbreviations: ADHD: attention-deficit/hyperactivity disorder; CD: conduct disorder; OCD: obsessive-compulsive disorder; ODD: oppositional-defiant disorder;
PTSD: post-traumatic stress disorder; SAD: separation anxiety disorder.
b Significant age difference at the 0.05 level.
c PTSD was assessed only in the Part II sample (n = 5692).
d OCD was assessed only in a random one third of the Part II sample (n = 1808).
e SAD, ODD, CD, and ADHD were assessed only among Part II respondents in the age range 18–44 (n = 3199).
f These summary measures were analyzed in the full Part II sample (n = 5692). OCD, SAD, ODD, CD, and ADHD were coded as absent among respondents who

were not assessed for these disorders.


g The χ 2 test evaluates statistical significance of age-related differences in estimated prevalence. χ 2 is evaluated with one degree of freedom for SAD, ODD, CD,

ADHD, and any impulse-control disorder.

www.annualreviews.org • Epidemiology of Mental Disorders 119


ANRV337-PU29-08 ARI 14 February 2008 16:0

all the disorders assessed in the NCS-R, with that the patterns are substantively plausible
generally monotonic increases found starting and generally consistent with those found in
with the youngest (ages 18–29) to the next prospective studies. An examination of AOO
AOO: age of onset
oldest (for the most part, ages 30–44) age distributions is important for at least two rea-
Projected lifetime
groups, followed by a decline in the oldest age sons. The first reason is that information on
risk: Proportion of
population estimated group(s). The lifetime prevalence estimates of AOO allows us to distinguish between life-
to have a disorder at the disorders considered in the survey were time prevalence (the proportion of the popu-
some time in their always lowest in the oldest age group (60+), lation who had a disorder at some time in their
lives based on with the most extreme examples of this pat- lives up to their age at interview) and pro-
statistical projection
tern of differences occurring for drug abuse, jected lifetime risk (the estimated proportion
drug dependence, post-traumatic stress disor- of the population who will have the disorder
der, and bipolar disorder. by the end of their lives). Lifetime risk cannot
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

The NCS-R is not alone in finding these be estimated directly from community surveys
age patterns in estimated lifetime preva- because respondents differ in age and, there-
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

lence. Most community epidemiological sur- fore, number of years at risk. However, pro-
veys find very similar patterns (17). A number jections of estimated future risk can be made
of methodological factors could account for from AOO distributions.
this pattern. For instance, people living in in- Second, an understanding of AOO is im-
stitutions (including nursing homes and other portant for targeting research on prevention
assisted-living facilities) are usually excluded of mental disorders (3), early intervention
from general population surveys, and people with prodromal or incipient mental disorders
who die early are always excluded, which in- (33), and primary prevention of secondary
correctly implied that elderly survey partici- disorders (19). In the absence of AOO
pants were especially healthy. It is noteworthy information, we would have no way to know
in this regard that mental disorders have sig- the appropriate age range to target preventive
nificant risk factors for early mortality (8). The interventions. A related issue is that early
lower reported lifetime prevalence of men- AOO is often associated with greater disorder
tal disorders among older respondents may severity (28), persistence (10), and lack of
also be due to a genuine cohort effect, that is, treatment response (43). On the basis of these
the risk could actually be increasing in people associations, AOO information can be useful
born in the younger generations. Regardless in making projections of aggregate illness
of the interpretation of the pattern, though, course associated with primary and secondary
the implication is that lifetime prevalence es- disorders.
timates in community surveys should be con- The disorder-specific estimates of AOO in
sidered lower bounds on the estimates in re- the NCS-R, which are shown elsewhere (24),
cent cohorts. are very similar to those in the other WMH
surveys (22) in all major respects. In all these
surveys, the impulse-control disorders have
AGE OF ONSET the earliest AOO distributions of any disor-
Although age of onset (AOO) is one of the ders studied, with median AOO in middle
least commonly studied aspects of descriptive childhood for attention-deficit/hyperactivity
epidemiology, it has important implications disorder (ADHD), middle-late childhood
for clinical practice and research. The dearth for oppositional-defiant disorder (ODD) and
of information on AOO of mental disorders conduct disorder (CD), and late childhood
is presumably due to reluctance on the part of to late adolescence for intermittent explo-
epidemiologists to rely on the retrospective sive disorder (IED). Impulse-control disor-
reports obtained in general-population sur- ders also have an extremely narrow age
veys. However, analysis of these data shows range of onset risk. For example, 80% of all

120 Kessler · Wang


ANRV337-PU29-08 ARI 14 February 2008 16:0

lifetime ADHD cases begins in the age range is noteworthy that the projected lifetime risk
4–11, whereas the vast majority of ODD and of a given DSM-IV disorder in the NCS was,
CD cases begins between ages 5 and 15. Fully on average, one third higher than estimated
Comorbidity: the
half of all lifetime IED begins in childhood or lifetime prevalence. This means that for ev- joint occurrence of
adolescence. ery 10 people who already have a history of two or more
Some anxiety disorders—the phobias and any given mental disorder, 3–4 people in the disorders in the same
separation anxiety disorder (SAD)—also have population are likely to develop the disorder at person
very early AOO distributions in the NCS- some point in the future. Not surprising, the
R, with median AOO in the range of early- highest class-specific proportional increase in
middle childhood and interquartile range projected lifetime risk vs. prevalence was as-
(IQR; 25th–75th percentiles of the AOO dis- sociated with mood disorders, and the low-
tributions) of 4–20 years of age. The other est was associated with impulse-control dis-
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

anxiety disorders, in comparison, have consid- orders. This demonstrates the fact that many
erably later AOO distributions than the pho- mood disorders begin in middle age or old
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

bias and SAD do, although the cross-national age, whereas most impulse-control disorders
variation in both median AOO (age range 25– begin in childhood or adolescence.
53) and IQR AOO (age range 15–75) is con- The high comorbidity known to exist
siderably wider than for the impulse-control among impulse-control disorders (18, 20, 35)
disorders or the phobias or SAD. The mood is expected to result in many respondents
disorder AOO distributions are quite simi- who developed child or adolescent impulse-
lar to those for the later-onset anxiety disor- control disorders or early-onset anxiety disor-
ders, with consistently low prevalence until ders and experienced subsequent onsets of co-
the early teens followed by a roughly linear morbid disorders that typically have later ages
increase through late middle age and a declin- of onset, such as substance, mood, or later-
ing increase thereafter. The median AOO of onset anxiety disorders. This possibility was
mood disorders has a very wide range across investigated in the NCS-R by comparing the
countries (ages 25–45) and an even wider IQR risk-to-prevalence ratios of any disorder vs.
(ages 17–65). individual disorders. Most projected new on-
Finally, the AOO distributions of sub- sets of individual disorders were found to be
stance use disorders in the NCS-R are quite secondary disorders, as indicated by the fact
tightly grouped in that few onsets occur prior that the risk-to-prevalence ratio for any dis-
to the mid-teens and cumulative increase in order was close to 1.0. Very similar patterns
onset is rapid in adolescence and early adult- were found in other WMH surveys (22).
hood. Considerable variation exists, however,
in the sharpness of the change in the slope
as well as in the age range of this change, TWELVE-MONTH PREVALENCE
leading to wider variation in both the me- AND SEVERITY
dian (ages 18–29) and the interquartile range Mental disorders that were active within the
(ages 16–43) of the AOO distributions than 12 months of the NCS-R interview were clas-
for impulse-control disorders or early-onset sified by severity using a complex classifica-
anxiety disorders but lower variation than for tion scheme. Cases were classified serious if
mood disorders or other anxiety disorders. they had any of the following: a 12-month
suicide attempt with serious lethality intent;
work disability or substantial work limitation
PROJECTED LIFETIME RISK due to a mental or substance disorder; a posi-
As noted in the previous section, one impor- tive screen for nonaffective psychosis, bipo-
tant reason for estimating AOO distributions lar I or II disorder; substance dependence
is to obtain data on projected lifetime risk. It with serious role impairment (as defined by

www.annualreviews.org • Epidemiology of Mental Disorders 121


ANRV337-PU29-08 ARI 14 February 2008 16:0

disorder-specific impairment questions); an Of 12-month cases, 22.3% were classified


impulse-control disorder with repeated seri- serious, 37.3% moderate, and 40.4% mild.
ous violence; or any disorder that resulted Having a serious disorder was strongly re-
Twelve-month
prevalence: in 30+ days out of role in the year. Cases lated to comorbidity, with 9.6% of those with
proportion of a not defined serious were defined as moder- one diagnosis, 25.5% with two, and 49.9%
population that ate if they had any of the following: sui- with three or more diagnoses classified as se-
reports having a cide gesture, plan, or ideation; substance de- rious cases. Among disorder classes, mood dis-
particular experience
pendence without serious role impairment; orders had the highest percentage of serious
(e.g., meeting
criteria for a mental at least moderate work limitation due to a cases (45.0%) and anxiety disorders the lowest
disorder) at any time mental or substance disorder; or any disor- (22.8%). The anxiety disorder with the high-
in the 12 months der with at least moderate role impairment est proportion of serious cases was obsessive-
prior to the interview in two or more domains of the Sheehan Dis- compulsive disorder (50.6%), whereas bipo-
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

ability Scales (SDS) [the SDS assessed dis- lar disorder had the highest proportion of
ability in work role performance, household serious cases (82.9%) among mood disor-
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

maintenance, social life, and intimate rela- ders, ODD had the highest (49.6%) among
tionships on 0–10 visual analogue scales with impulse-control disorders, and drug depen-
verbal descriptors, and associated scale scores dence had the highest (56.5%) among sub-
of none (0), mild (1–3), moderate (4–6), se- stance disorders.
vere (7–9), and very severe (10)] (36). All other Tetrachoric correlations between all log-
cases were classified mild. This classification ically possible pairs of these disorders were
scheme is somewhat more refined than the estimated and found to be nearly all positive
one used in comparative analyses of all WMH and statistically significant (25). The highest
surveys (11) because the NCS-R has more de- correlations involved well-known syndromes:
tailed information than the other WMH sur- bipolar disorder (major depressive episode
veys. To assess the meaningfulness of these with mania-hypomania), double-depression
severity ratings, number of days in the past (major depressive episode with dysthymia),
12 months when respondents were totally un- anxious-depression (major depressive episode
able to carry out their normal daily activities with generalized anxiety disorder), comorbid
because of mental or substance problems was mania-hypomania and ADHD, panic disor-
compared across categories. The mean of this der with agoraphobia, comorbid social phobia
variable was significantly higher (F2,5689 = with agoraphobia, and comorbid substance
17.7, p < 0.001) among respondents classified disorders (both alcohol abuse and dependence
serious (88.3) than those classified moderate with drug abuse and dependence).
(4.7) or mild (1.9). The correlation matrix was explored with
Table 2 shows the 12-month prevalence factor analysis, and a two-factor solution was
estimates of the DSM-IV disorders assessed the best fit (25). Rotation to a varimax solution
in the NCS-R. The highest of these esti- showed that the first factor had high factor
mates is for specific phobia (8.7%), social loadings for internalizing disorders (anxiety
phobia (6.8%), and major depressive disorder disorders, major depressive episode), whereas
(6.7%). Among classes, anxiety disorders are the second factor had high factor loadings for
the most prevalent (18.1%), followed by mood externalizing disorders (CD, substance disor-
disorders (9.5%), impulse-control disorders ders). This pattern is very similar to the one
(8.9%), and substance disorders (3.8%). The found in previous factor analyses of comor-
12-month prevalence of any of these disor- bidity matrices using community epidemio-
ders is estimated to be 26.2%, with more than logical studies (20, 34, 49).
half of cases (14.4% of the total sample) hav- Among the 219 or 524,288 logically pos-
ing only one disorder and smaller proportions sible multivariate disorder profiles that can
having two (5.8%) or more (6.0%). be made from the 19 NCS-R disorders

122 Kessler · Wang


ANRV337-PU29-08 ARI 14 February 2008 16:0

Table 2 Twelve-month prevalence and severity of DSM-IV/WMH-CIDI disorders (n = 9282).


Originally published in Kessler et al. (25), used with permission
Severitya
Total Serious Moderate Mild
% (se) % (se) % (se) % (se)
I. Anxiety disorders
Panic disorder 2.7 (0.2) 44.8 (3.2) 29.5 (2.7) 25.7 (2.5)
Agoraphobia without panic 0.8 (0.1) 40.6 (7.2) 30.7 (6.4) 28.7 (8.4)
Specific phobia 8.7 (0.4) 21.9 (2.0) 30.0 (2.0) 48.1 (2.1)
Social phobia 6.8 (0.3) 29.9 (2.0) 38.8 (2.5) 31.3 (2.4)
Generalized anxiety disorder 3.1 (0.2) 32.3 (2.9) 44.6 (4.0) 23.1 (2.9)
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

Post-traumatic stress disorderb 3.5 (0.3) 36.6 (3.5) 33.1 (2.2) 30.2 (3.4)
Obsessive-compulsive disorderc 1.0 (0.3) 50.6 (12.4) 34.8 (14.1) 14.6 (5.7)
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

Separation anxiety disorderd 0.9 (0.2) 43.3 (9.2) 24.8 (7.5) 31.9 (12.2)
Any anxiety disordere 18.1 (0.7) 22.8 (1.5) 33.7 (1.4) 43.5 (2.1)
II. Mood disorders
Major depressive disorder 6.7 (0.3) 30.4 (1.7) 50.1 (2.1) 19.5 (2.1)
Dysthymia 1.5 (0.1) 49.7 (3.9) 32.1 (4.0) 18.2 (3.4)
Bipolar I–II disorders 2.6 (0.2) 82.9 (3.2) 17.1 (3.2) 0.0 (0.0)
Any mood disorder 9.5 (0.4) 45.0 (1.9) 40.0 (1.7) 15.0 (1.6)
III. Impulse-control disorders
Oppositional-defiant disorderd 1.0 (0.2) 49.6 (8.0) 40.3 (8.7) 10.1 (4.8)
Conduct disorderd 1.0 (0.2) 40.5 (11.1) 31.6 (7.5) 28.0 (9.1)
Attention-deficit/hyperactivity 4.1 (0.3) 41.3 (4.3) 35.2 (3.5) 23.5 (4.5)
disorderd
Intermittent explosive disorder 2.6 (0.2) 23.8 (3.3) 74.4 (3.5) 1.7 (0.9)
Any impulse-control disorderd,f 8.9 (0.5) 32.9 (2.9) 52.4 (3.0) 14.7 (2.3)
IV. Substance disorders
Alcohol abuseb 3.1 (0.3) 28.9 (2.6) 39.7 (3.7) 31.5 (3.3)
Alcohol dependenceb 1.3 (0.2) 34.3 (4.5) 65.7 (4.5) 0.0 (0.0)
Drug abuseb 1.4 (0.1) 36.6 (5.0) 30.4 (5.8) 33.0 (6.8)
Drug dependenceb 0.4 (0.1) 56.5 (8.2) 43.5 (8.2) 0.0 (0.0)
Any substance disorderb 3.8 (0.3) 29.6 (2.8) 37.1 (3.5) 33.4 (3.2)
V. Any disorder
Anye 26.2 (0.8) 22.3 (1.3) 37.3 (1.3) 40.4 (1.6)
One disordere 14.4 (0.6) 9.6 (1.3) 31.2 (1.9) 59.2 (2.3)
Two disorderse 5.8 (0.3) 25.5 (2.1) 46.4 (2.6) 28.2 (2.0)
Three or more disorderse 6.0 (0.3) 49.9 (2.3) 43.1 (2.1) 7.0 (1.3)
a Percentages in the three severity columns are repeated as proportions of all cases and sum to 100% across each row.
b Assessed in the Part II sample (n = 5692).
c Assessed in a random one third of the Part II sample (n = 1808).
d Assessed in the Part II sample among respondents in the age range 18–44 (n = 3199).
e Estimated in the Part II sample. No adjustment is made for the fact that one or more disorders in the category were not assessed for all Part

II respondents.
f The estimated prevalence of any impulse-control disorder is larger than the sum of the individual disorders because the prevalence of

intermittent explosive disorder, the only impulse-control disorder that was assessed in the total sample, is reported here for the total sample
rather than for the subsample of respondents among whom the other impulse-control disorders were assessed (Part II respondents in the age
range 18–44). The estimated prevalence of any impulse-control disorder, in comparison, is estimated in the latter subsample. Intermittent
explosive disorder has a considerably higher estimated prevalence in this subsample than in the total sample.

www.annualreviews.org • Epidemiology of Mental Disorders 123


ANRV337-PU29-08 ARI 14 February 2008 16:0

assessed, 433 were observed (25). Nearly 80% generally support these lay diagnoses in the
of these patterns involved highly comorbid aggregate, arguing against an overestimation
cases (three or more disorders), which ac- of prevalence based on invalidity of diagnoses
counted for 27.0% of all respondents with a from lay interviews. Indeed, the more gen-
disorder and 55.9% of all instances of these eral pattern is for clinical interviews to di-
disorders. The distribution of comorbidity in agnose more cases than lay interviews. Fur-
these profiles was significantly different (χ 2 3 thermore, the fact that the diagnoses in these
= 110.2, p < 0.001) from the distribution we interviews do not include all those in DSM-
would expect to find if the multivariate struc- IV adds another layer of conservative bias to
ture among the disorders was due entirely to the overall prevalence estimates. It seems safe
the two-way associations that are the focus of to conclude, on the basis of these considera-
factor analysis. The full set of implications of tions, that a very high proportion of people in
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

this finding is not yet clear, but one important the general U.S. population meet criteria for
implication is that the structure of comorbid- a DSM-IV disorder.
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

ity is too complex to study merely with the Along with their high prevalence, perhaps
kinds of factor-analytic models that have been the most striking finding is the generally early
used up to now. AOO of mental disorders, with first onsets
concentrated in the first two decades of life
and later-onset disorders occurring largely as
DISCUSSION temporally secondary comorbid conditions.
The results of the NCS-R and other commu- These findings are, of course, limited by the
nity epidemiological surveys are limited by the fact that they are based on retrospective re-
fact that they focus on the household popula- call, but the results based on these retrospec-
tion and exclude population segments likely tive reports are consistent with the results of
to have high proportions of the severely men- epidemiological surveys of children and ado-
tally ill (e.g., the homeless and people living in lescents. These early AOO distributions sug-
institutions). Furthermore, systematic survey gest that mental disorders are uniquely bur-
nonresponse (i.e., people with mental disor- densome to the young. This contrasts sharply
ders having a higher survey refusal rate than with almost all chronic physical disorders,
those without disorders) and systematic non- which have conditional risks that increase with
reporting (i.e., recall failure, conscious nonre- age rather than having their highest risk in
porting, or error in the diagnostic evaluation) childhood or adolescence, typically peaking in
could lead to bias in the estimates of disor- late middle or old age (41).
der prevalence or unmet need for treatment in The cohort effect in the NCS-R, with in-
these surveys, particularly for lifetime events. creasing prevalence of many types of disor-
Given what we know about the associations ders in more recent cohorts, deserves further
between true prevalence and these errors (1, consideration. This pattern varied in plausi-
9, 12, 23, 50), it is likely that disorder preva- ble ways (e.g., largest with substance disor-
lence is underestimated. This makes the high ders, which are independently known to have
prevalence estimates found in these surveys all increased among cohorts that went through
the more striking. adolescence beginning in the 1970s) and had
An additional limitation is that surveys like plausible sociodemographic correlates (e.g.,
the NCS-R use fully structured diagnostic increasing similarity of women and men in
interviews administered by trained lay inter- substance use disorders in recent cohorts).
viewers rather than clinician-administered in- These patterns argue for the cohort effect in
terviews. This practice could introduce im- the survey data being caused at least in part
precision into prevalence estimates. However, by substantive rather than entirely method-
as noted above, clinical reappraisal interviews ological factors. Nonetheless, methodological

124 Kessler · Wang


ANRV337-PU29-08 ARI 14 February 2008 16:0

effects are likely based on the fact that longi- Despite these uncertainties, the NCS-R
tudinal studies demonstrate that mental dis- findings of high lifetime prevalence, early
orders are associated with early mortality (7) AOO, high comorbidity, and substantial per-
and that resolved mental disorders reported sistence, when coupled with independent data
in baseline interviews often are not reported documenting adverse effects of mental disor-
in follow-up interviews (5). To the extent that ders on role functioning (14, 37, 40), suggest
these biases are at work, the high prevalence that greater attention should be paid to public
found in the younger NCS-R cohorts might health interventions that target the childhood
also apply to older cohorts. The only way to and adolescent years when mental disorders
resolve this uncertainty is to carry out par- so often begin. With appropriately balanced
allel longitudinal surveys of mental disorders considerations of potential risks and bene-
in successive cohorts, possibly along the lines fits, focus is also needed on early interven-
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

of the surveys of drug use that the National tions aimed at preventing the progression of
Institute of Drug Abuse and, more recently, primary disorders and the onset of comorbid
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

the Substance Abuse and Mental Health Ser- disorders to supplement the current focus on
vices Administration have carried out since treatment of more serious disorders begin-
the 1970s to monitor trends in drug use. ning in adulthood.

SUMMARY POINTS
1. The prevalence of mental disorders in the United States is very high, with roughly half
the population meeting criteria for one or more DSM-IV disorders at some time in
their lives and more than one fourth of the population meeting criteria for a disorder
in any given year.
2. Most people with a lifetime mental disorder had their first onset in childhood or
adolescence.
3. Later-onset disorders typically are temporally secondary comorbid conditions.
4. Disorder severity is strongly associated with high comorbidity, even though the tem-
porally primary disorder is often relatively mild.
5. Little is known about the public health effects of early detection and intervention to
treat child-adolescent disorders on the subsequent progression of primary disorders
or the onset of temporally secondary comorbid disorders, but this is an obvious area
for future investigation.

FUTURE ISSUES
1. Little is known about the epidemiology of child mental disorders. Controversy ex-
ists, in fact, about how best to assess mental illness in children. Reports obtained
from parents, teachers, and children themselves often differ greatly. Resolution of
uncertainties about measurement and expansion of available data about prevalence,
correlates, and changes over the course of childhood and adolescence are needed.
2. Long-term longitudinal studies are needed of the associations between childhood
mental disorders and adult mental disorders and about risk factors for persistence-
progression in the transition to adulthood as well as throughout the adult years.

www.annualreviews.org • Epidemiology of Mental Disorders 125


ANRV337-PU29-08 ARI 14 February 2008 16:0

3. Although categorical models of mental disorder are dominant in the existing DSM
system, considerable evidence shows that dimension models might make more sense
for many mental disorders. Future epidemiological research is needed to help shed
light on this issue.
4. Advances in our understanding of the genetics of mental disorders will make it in-
creasingly important to integrate the collection of genetic information into population
epidemiological studies.
5. Expansion of our understanding of risk and protective factors for the onset and per-
sistence of mental disorders requires more serious efforts than researchers have made
up to now to search for and analyze the effects of natural experiments and natural
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

quasi-experiments that manipulate either exposure to stress or access to one or more


resilience or vulnerability factors.
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

DISCLOSURE STATEMENT
R.K. has been a consultant for Astra Zeneca, BristolMyersSquibb, Eli Lilly and Co,
GlaxoSmithKline, Pfizer, and Wyeth and has had research support for his epidemiological stud-
ies from Bristol-Myers Squibb, Eli Lilly and Company, Ortho-McNeil, Pfizer, and the Pfizer
Foundation.

ACKNOWLEDGMENTS
Preparation of this paper was supported by NIMH grant U01-MH60220 with supplemental
support from the National Institute on Drug Abuse (NIDA), the Substance Abuse and Mental
Health Services Administration (SAMHSA), the Robert Wood Johnson Foundation (RWJF;
Grant 044780), and the John W. Alden Trust and was carried out in conjunction with the World
Health Organization World Mental Health (WMH) Survey Initiative. The core activities of
WMH are supported by the National Institute of Mental Health (R01 MH070884), the John D.
and Catherine T. MacArthur Foundation, the Pfizer Foundation, the US Public Health Service
(R13-MH066849, R01-MH069864, and R01 DA016558), the Fogarty International Center
(FIRCA R03-TW006481), the Pan American Health Organization, Eli Lilly and Company,
McNeil Pharmaceutical, Inc., GlaxoSmithKline, and Bristol-Myers Squibb. A complete list
of WMH publications can be found at http://www.hcp.med.harvard.edu/wmh/. The views
and opinions expressed in this article are those of the authors and should not be construed to
represent the views of any of the sponsoring organizations, agencies, or the U.S. Government.
The authors appreciate the helpful comments from Kathleen Merikangas, Michael Von Korff,
and Hans-Ulrich Wittchen on an earlier draft of this review.

LITERATURE CITED
1. Allgulander C. 1989. Psychoactive drug use in a general population sample, Sweden: cor-
relates with perceived health, psychiatric diagnoses, and mortality in an automated record-
linkage study. Am. J. Public Health 79:1006–10
2. Am. Psychiatr. Assoc. 1994. Diagnostic and Statistical Manual of Mental Disorders. Washing-
ton, DC: Am. Psychiatr. Assoc. 4th ed.

126 Kessler · Wang


ANRV337-PU29-08 ARI 14 February 2008 16:0

3. Amminger GP, Leicester S, Yung AR, Phillips LJ, Berger GE, et al. 2006. Early-onset
of symptoms predicts conversion to nonaffective psychosis in ultrahigh risk individuals.
Schizophr. Res. 84:67–76
4. Anthony JC, Folstein M, Romanoski A, Von Korff MR, Nestadt GR, et al. 1985. Com-
parisons of the lay diagnostic interview schedule and a standardized psychiatric diagnosis.
Experience in Eastern Baltimore. Arch. Gen. Psychiatry 42:667–75
5. Badawi MA, Eaton WW, Myllyluoma J, Weimer LG, Gallo J. 1999. Psychopathology
and attrition in the Baltimore ECA 15-year follow-up 1981–1996. Soc. Psychiatry Psychiatr.
Epidemiol. 34:91–98
6. Bijl RV, de Graaf R, Hiripi E, Kessler RC, Kohn R, et al. 2003. The prevalence of treated
and untreated mental disorders in five countries. Health Aff. (Millwood) 22:122–33
7. Bruce ML, Leaf PJ. 1989. Psychiatric disorders and 15-month mortality in a community
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

sample of older adults. Am. J. Public Health 79:727–30


8. Bruce ML, Leaf PJ, Rozal GP, Florio L, Hoff RA. 1994. Psychiatric status and 9-year
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

mortality data in the New Haven Epidemiologic Catchment Area Study. Am. J. Psychiatry
151:716–21
9. Cannell CF, Marquis KH, Laurent A. 1977. A summary of studies of interviewing method-
ology: 1959–1970. Vital Health Stat. 2 69:1–68
10. Clark DB, Jones BL, Wood DS, Cornelius JR. 2006. Substance use disorder trajectory
classes: diachronic integration of onset age, severity, and course. Addict Behav. 31:995–
1009
11. Demyttenaere K, Bruffaerts R, Posada-Villa J, Gasquet I, Kovess V, et al. 2004. Preva-
lence, severity, and unmet need for treatment of mental disorders in the World Health
Organization World Mental Health Surveys. JAMA 291:2581–90
12. Eaton WW, Anthony JC, Tepper S, Dryman A. 1992. Psychopathology and attrition in
the epidemiologic catchment area surveys. Am. J. Epidemiol. 135:1051–59
13. First MB, Spitzer RL, Gibbon M, Williams JBW. 2002. Structured Clinical Interview for
DSM-IV Axis I Disorders, Research Version, Non-Patient Edition (SCID-I/NP). New York:
Biometrics Res., NY State Psychiatr. Inst.
14. Greden JF. 2001. The burden of recurrent depression: causes, consequences, and future
prospects. J. Clin. Psychiatry 62(Suppl. 22):5–9
15. Haro JM, Arbabzadeh-Bouchez S, Brugha TS, di Girolamo G, Guyer ME, et al. 2006.
Concordance of the Composite International Diagnostic Interview Version 3.0 (CIDI 3.0)
with standardized clinical assessments in the WHO World Mental Health Surveys. Int. J.
Methods Psychiatr. Res. 15:167–80
16. Horwath E, Weissman MM. 2000. The epidemiology and cross-national presentation of
obsessive-compulsive disorder. Psychiatr. Clin. North Am. 23:493–507
17. Int. Consort. Psychiatr. Epidemiol. 2000. Cross-national comparisons of the prevalences
and correlates of mental disorders. WHO Int. Consort. Psychiatr. Epidemiol. Bull. World
Health Organ. 78:413–26
18. Jacobi F, Wittchen HU, Holting C, Hofler M, Pfister H, et al. 2004. Prevalence, co-
morbidity and correlates of mental disorders in the general population: results from the
German Health Interview and Examination Survey (GHS). Psychol. Med. 34:597–611
19. Kendall PC, Kessler RC. 2002. The impact of childhood psychopathology interventions
on subsequent substance abuse: policy implications, comments, and recommendations.
J. Consult Clin. Psychol. 70:1303–6
20. Kessler RC. 1997. The prevalence of psychiatric comorbidity. In Treatment Strategies for
Patients with Psychiatric Comorbidity, ed. S Wetzler, WC Sanderson, pp. 23–48. New York:
Wiley

www.annualreviews.org • Epidemiology of Mental Disorders 127


ANRV337-PU29-08 ARI 14 February 2008 16:0

21. Kessler RC. 1999. The World Health Organization International Consortium in Psychi-
atric Epidemiology (ICPE): initial work and future directions—the NAPE Lecture 1998.
Nordic Assoc. Psychiatr. Epidemiol. Acta Psychiatr. Scand. 99:2–9
22. Kessler RC, Amminger GP, Aguilar-Gaxiola S, Alonso J, Lee S, Ustun TB. 2007. Age of
onset of mental disorders: a review of recent literature. Curr. Opin. Psychiatry 20:359–64
23. Kessler RC, Berglund P, Chiu WT, Demler O, Heeringa S, et al. 2004. The US National
Comorbidity Survey Replication (NCS-R): design and field procedures. Int. J. Methods
Psychiatr. Res. 13:69–92
24. Kessler RC, Berglund P, Demler O, Jin R, Merikangas KR, Walters EE. 2005. Lifetime
prevalence and age-of-onset distributions of DSM-IV disorders in the National Comor-
bidity Survey Replication. Arch. Gen. Psychiatry 62:593–602
25. Kessler RC, Chiu WT, Demler O, Merikangas KR, Walters EE. 2005. Prevalence, severity,
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

and comorbidity of 12-month DSM-IV disorders in the National Comorbidity Survey


Replication. Arch. Gen. Psychiatry 62:617–27
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

26. Kessler RC, Demler O, Frank RG, Olfson M, Pincus HA, et al. 2005. Prevalence and
treatment of mental disorders, 1990 to 2003. N. Engl. J. Med. 352:2515–23
27. Kessler RC, Haro JM, Heeringa SG, Pennell B-E, Ustun TB. 2006. The World Health
Organization World Mental Health Survey Initiative. Epidemiol. Psychiatr. Soc. 15:161–66
28. Kessler RC, Keller MB, Wittchen HU. 2001. The epidemiology of generalized anxiety
disorder. Psychiatr. Clin. North Am. 24:19–39
29. Kessler RC, McGonagle KA, Zhao S, Nelson CB, Hughes M, et al. 1994. Lifetime and
12-month prevalence of DSM-III-R psychiatric disorders in the United States. Arch. Gen.
Psychiatry 51:8–19
30. Kessler RC, Merikangas KR. 2004. The National Comorbidity Survey Replication (NCS-
R): background and aims. Int. J. Methods Psychiatr. Res. 13:60–68
31. Kessler RC, Merikangas KR, Berglund P, Eaton WW, Koretz DS, Walters EE. 2003. Mild
disorders should not be eliminated from the DSM-V. Arch. Gen. Psychiatry 60:1117–22
32. Kessler RC, Ustun TB. 2004. The World Mental Health (WMH) Survey Initiative Version
of the World Health Organization (WHO) Composite International Diagnostic Interview
(CIDI). Int. J. Methods Psychiatr. Res. 13:93–121
33. Klosterkotter J, Ruhrmann S, Schultze-Lutter F, Salokangas RK, Linszen D, et al. 2005.
The European Prediction of Psychosis Study (EPOS): integrating early recognition and
intervention in Europe. World Psychiatry 4:161–67
34. Krueger RF. 1999. The structure of common mental disorders. Arch. Gen. Psychiatry
56:921–26
35. Krueger RF, Chentsova-Dutton YE, Markon KE, Goldberg D, Ormel J. 2003. A cross-
cultural study of the structure of comorbidity among common psychopathological syn-
dromes in the general health care setting. J. Abnorm. Psychol. 112:437–47
36. Leon AC, Olfson M, Portera L, Farber L, Sheehan DV. 1997. Assessing psychiatric impair-
ment in primary care with the Sheehan Disability Scale. Int. J. Psychiatry Med. 27:93–105
37. Lepine JP. 2002. The epidemiology of anxiety disorders: prevalence and societal costs.
J. Clin. Psychiatry 63(Suppl. 14):4–8
38. Manderscheid RW, Atay JE, Hernandez-Cartagana MdR, Edmond PY, Male E, et al.
2001. Highlights of organized mental health services in 1998 and major national and
state trends. In Mental Health, United States, 2000, ed. RW Manderscheid, MJ Henderson,
pp. 135–71. Washington, DC: US GPO
39. Mechanic D, Bilder S. 2004. Treatment of people with mental illness: a decade-long per-
spective. Health Aff. (Millwood) 23:84–95

128 Kessler · Wang


ANRV337-PU29-08 ARI 14 February 2008 16:0

40. Merikangas KR, Ames M, Cui L, Stang PE, Ustun TB, et al. 2008. The associations of
mental and physical conditions with role disability in the US adult household population.
Arch. Gen. Psychiatry. In press
41. Murray CJL, Lopez AD. 1996. Global Health Statistics. Cambridge, MA: Harvard Univ.
Press
42. Narrow WE, Rae DS, Robins LN, Regier DA. 2002. Revised prevalence estimates of
mental disorders in the United States: using a clinical significance criterion to reconcile 2
surveys’ estimates. Arch. Gen. Psychiatry 59:115–23
43. Nierenberg AA, Quitkin FM, Kremer C, Keller MB, Thase ME. 2004. Placebo-controlled
continuation treatment with mirtazapine: acute pattern of response predicts relapse. Neu-
ropsychopharmacology 29:1012–18
44. Olfson M, Marcus SC, Druss B, Elinson L, Tanielian T, Pincus HA. 2002. National trends
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

in the outpatient treatment of depression. JAMA 287:203–9


45. Robins LN, Helzer JE, Croughan J, Ratcliff KS. 1981. The NIMH Diagnostic Interview
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

Schedule, its history, characteristics, and validity. Arch. Gen. Psychiatry 38:381–89
46. Robins LN, Helzer JE, Ratcliff KS, Seyfried W. 1982. Validity of the diagnostic interview
schedule, version II: DSM-III diagnoses. Psychol. Med. 12(4):855–70
47. Robins LN, Regier DA. 1991. An overview of psychiatric disorders in America. In Psy-
chiatric Disorders in America: The Epidemiologic Catchment Area Study, ed. LN Robins, DA
Regier, pp. 328–66. New York: Free Press
48. Robins LN, Wing J, Wittchen HU, Helzer JE, Babor TF, et al. 1988. The Composite
International Diagnostic Interview. An epidemiologic instrument suitable for use in con-
junction with different diagnostic systems and in different cultures. Arch. Gen. Psychiatry
45:1069–77
49. Slade T, Watson D. 2006. The structure of common DSM-IV and ICD-10 mental disor-
ders in the Australian general population. Psychol. Med. 36:1593–600
50. Turner CF, Ku L, Rogers SM, Lindberg LD, Pleck JH, Sonenstein FL. 1998. Adoles-
cent sexual behavior, drug use, and violence: increased reporting with computer survey
technology. Science 280:867–73
51. Wang PS, Berglund P, Kessler RC. 2000. Recent care of common mental disorders in
the United States: prevalence and conformance with evidence-based recommendations.
J. Gen. Intern. Med. 15:284–92
52. Wang PS, Demler O, Kessler RC. 2002. Adequacy of treatment for serious mental illness
in the United States. Am. J. Public Health 92:92–98
53. Wang PS, Lane M, Olfson M, Pincus HA, Wells KB, Kessler RC. 2005. Twelve-month
use of mental health services in the United States: results from the National Comorbidity
Survey Replication. Arch. Gen. Psychiatry 62:629–40
54. World Health Organ. 1991. International Classification of Diseases (ICD-10). Geneva, Switz.:
World Health Organ.

www.annualreviews.org • Epidemiology of Mental Disorders 129


AR337-FM ARI 22 February 2008 17:45

Annual Review of
Public Health

Contents Volume 29, 2008

Commentary
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

Public Health Accreditation: Progress on National Accountability


Hugh H. Tilson p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p pxv
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

Symposium: Climate Change and Health


Mitigating, Adapting, and Suffering: How Much of Each?
Kirk R. Smith p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p pxxiii
Ancillary Benefits for Climate Change Mitigation and Air Pollution
Control in the World’s Motor Vehicle Fleets
Michael P. Walsh p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p1
Co-Benefits of Climate Mitigation and Health Protection in Energy
Systems: Scoping Methods
Kirk R. Smith and Evan Haigler p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 11
Health Impact Assessment of Global Climate Change: Expanding
on Comparative Risk Assessment Approaches for Policy Making
Jonathan Patz, Diarmid Campbell-Lendrum, Holly Gibbs,
and Rosalie Woodruff p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 27
Heat Stress and Public Health: A Critical Review
R. Sari Kovats and Shakoor Hajat p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 41
Preparing the U.S. Health Community for Climate Change
Richard Jackson and Kyra Naumoff Shields p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 57

Epidemiology and Biostatistics


Ecologic Studies Revisited
Jonathan Wakefield p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 75
Recent Declines in Chronic Disability in the Elderly U.S. Population:
Risk Factors and Future Dynamics
Kenneth G. Manton p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 91

vii
AR337-FM ARI 22 February 2008 17:45

The Descriptive Epidemiology of Commonly Occurring Mental


Disorders in the United States
Ronald C. Kessler and Philip S. Wang p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p115
The Women’s Health Initiative: Lessons Learned
Ross L. Prentice and Garnet L. Anderson p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p131
U.S. Disparities in Health: Descriptions, Causes, and Mechanisms
Nancy E. Adler and David H. Rehkopf p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p235

Environmental and Occupational Health


Industrial Food Animal Production, Antimicrobial Resistance,
and Human Health
Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

Ellen K. Silbergeld, Jay Graham, and Lance B. Price p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p151


The Diffusion and Impact of Clean Indoor Air Laws
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

Michael P. Eriksen and Rebecca L. Cerak p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p171


Ancillary Benefits for Climate Change Mitigation and Air Pollution
Control in the World’s Motor Vehicle Fleets
Michael P. Walsh p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p1
Co-Benefits of Climate Mitigation and Health Protection in Energy
Systems: Scoping Methods
Kirk R. Smith and Evan Haigler p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 11
Health Impact Assessment of Global Climate Change: Expanding on
Comparative Risk Assessment Approaches for Policy Making
Jonathan Patz, Diarmid Campbell-Lendrum, Holly Gibbs, and
Rosalie Woodruff p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 27
Heat Stress and Public Health: A Critical Review
R. Sari Kovats and Shakoor Hajat p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 41
Preparing the U.S. Health Community for Climate Change
Richard Jackson and Kyra Naumoff Shields p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 57
Protective Interventions to Prevent Aflatoxin-Induced Carcinogenesis
in Developing Countries
John D. Groopman, Thomas W. Kensler, and Christopher P. Wild p p p p p p p p p p p p p p p p p p p187

Public Health Practice


Protective Interventions to Prevent Aflatoxin-Induced Carcinogenesis
in Developing Countries
John D. Groopman, Thomas W. Kensler, and Christopher P. Wild p p p p p p p p p p p p p p p p p p p187
Regionalization of Local Public Health Systems in the Era of
Preparedness
Howard K. Koh, Loris J. Elqura, Christine M. Judge, and Michael A. Stoto p p p p p p p p205

viii Contents
AR337-FM ARI 22 February 2008 17:45

The Effectiveness of Mass Communication to Change Public Behavior


Lorien C. Abroms and Edward W. Maibach p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p219
U.S. Disparities in Health: Descriptions, Causes, and Mechanisms
Nancy E. Adler and David H. Rehkopf p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p235
The Diffusion and Impact of Clean Indoor Air Laws
Michael P. Eriksen and Rebecca L. Cerak p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p171
Public Health Services and Cost-Effectiveness Analysis
H. David Banta and G. Ardine de Wit p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p383

Social Environment and Behavior


Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

Creating Healthy Food and Eating Environments: Policy


and Environmental Approaches
Access provided by 114.5.108.204 on 10/28/21. For personal use only.

Mary Story, Karen M. Kaphingst, Ramona Robinson-O’Brien,


and Karen Glanz p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p253
Why Is the Developed World Obese?
Sara Bleich, David Cutler, Christopher Murray, and Alyce Adams p p p p p p p p p p p p p p p p p p p273
Global Calorie Counting: A Fitting Exercise for Obese Societies
Shiriki K. Kumanyika p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p297
The Health and Cost Benefits of Work Site Health-Promotion
Programs
Ron Z. Goetzel and Ronald J. Ozminkowski p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p303
The Value and Challenges of Participatory Research: Strengthening
Its Practice
Margaret Cargo and Shawna L. Mercer p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p325
A Critical Review of Theory in Breast Cancer Screening Promotion
across Cultures
Rena J. Pasick and Nancy J. Burke p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p351
The Effectiveness of Mass Communication to Change Public Behavior
Lorien C. Abroms and Edward W. Maibach p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p219
U.S. Disparities in Health: Descriptions, Causes, and Mechanisms
Nancy E. Adler and David H. Rehkopf p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p235

Health Services
A Critical Review of Theory in Breast Cancer Screening Promotion
across Cultures
Rena J. Pasick and Nancy J. Burke p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p351
Nursing Home Safety: Current Issues and Barriers to Improvement
Andrea Gruneir and Vincent Mor p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p369

Contents ix
AR337-FM ARI 22 February 2008 17:45

Public Health Services and Cost-Effectiveness Analysis


H. David Banta and G. Ardine de Wit p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p383
The Impact of Health Insurance on Health
Helen Levy and David Meltzer p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p399
The Role of Health Care Systems in Increased Tobacco Cessation
Susan J. Curry, Paula A. Keller, C. Tracy Orleans, and Michael C. Fiore p p p p p p p p p p p411

Indexes

Cumulative Index of Contributing Authors, Volumes 20–29 p p p p p p p p p p p p p p p p p p p p p p p p429


Annu. Rev. Public Health 2008.29:115-129. Downloaded from www.annualreviews.org

Cumulative Index of Chapter Titles, Volumes 20–29 p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p434


Access provided by 114.5.108.204 on 10/28/21. For personal use only.

Errata

An online log of corrections to Annual Review of Public Health articles may be found
at http://publhealth.annualreviews.org/

x Contents

You might also like