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The National Strategies for Electronic Health Record

in three developed countries: General Status


A. Jalal-Karim, W. Balachandran
School of Engineering & Design, School of Engineering & Design,
BruneI University, Cleveland Road, BruneI University, Cleveland Road,
Uxbridge UB8 3PH, UK Uxbridge UB8 3PH, UK
AkramJalal@brune1.ac.uk

Abstract- Several nations around the world are utilizing diverse part to a further understanding the EHR innovations in the
methods to integrate and communicate patient information healthcare field via describing the current status of the selected
created and stored at various healthcare locations. Consequently, countries.
excellent lessons can be discovered from each other, even with
the variations in some issues such as politics, geographies, Canada, Australia, and England were selected for an
population density. Recently, various nations have introduced expediency reason, as they introduce a variety of national
strategies for national Electronic Health Record (EHR) systems. strategies for electronic health records at different levels.
This paper discusses the development of national healthcare
Essential notions exploited during this paper are discussed
strategies among three selected countries: Canada, Australia and
England, concentrating on the Electronic Health Record (EHR) here. These include national health information infrastructure,
as the main component of the healthcare infrastructure. electronic health record, electronic patient record, healthcare
storage and sharing healthcare records.

Keywords- Electronic Health Records (EHRs); National This paper overview the EHR national strategies carried out
strategies for EHR. by three selected countries, so that the knowledge acquired
from these systems, their EHR programs and their answers to
I. INTRODUCTION barriers may present useful guidelines for other countries to
In several nations, superior effort to facilitate solutions to learn from.
healthcare services, has been established as a key factors for This paper is structured as follows; the Canadian's national
introducing national Electronic Health Record (EHR) system strategy is overviewed in the next section. In section III we
based on a standardized organizational and technology described the Australian's national strategy, and section IV for
infrastructure. England's national strategy, which contain section V to
Many countries, particularly, the developing countries are describe NPflT. In section VI we conclude the paper.
initiating or ongoing with the development of their national
II. CANADA
healthcare programs, with aspire to accomplish the goals set
out in their strategy plans. A. Infoway
The successful national strategies for EHR are assisted by Canada's healthcare system, since 1968, has been
various factors that must be in place in order to achieve the principally publicly supported.
required electronic healthcare records such as, communications The government of Canada has started the funding program
infrastructure, interoperable standards and implementation for Canada Health Infoway in 2002 to develop the Electronic
plans. Health Records national strategy and the supporting national
However, other aspects, such as cost, politics and extensive health information infrastructure.
geographies may inhibit completion and supporting the Infoway is an autonomous not-for-profit corporation,
agreement on the structure and continuing financial support of responsibIe to the fourteen federal, provincial, and territorial
EHR projects. governments to bring substantial benefits to Canadians by
Generally, electronic health records are the most common promoting and speeding up the development and adoption of
fields that are staying at the top of the nations' priority lists electronic health information systems with matching
around the world to develop an infrastructure for national standardization and communication techniques.
health information, such as, Canada [1], Australia [2] England They recognized the spectacular advantages that flow from
[3] and United States [4]. opportune access to current, accurate and extensive healthcare
Currently, there have been a small number of complete information.
studies or fully developed EHR programs. To expand For this reason, in September 2006, the first Ministers
restrictions in overall knowledge and explores the factors that generally approved to support Canada's health IT structure and
influence successful EHR program, this study present the committed to developing EHRs and data standards to guarantee
Dotential contribution of national stratee:ies desie:ned to Dlav a the harmonious of health information.
978-1-4244-2824-3/08/$25.00 ©2008 IEEE

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Proceedings ofthe 12th IEEE International Multitopic Conference, December 23-24,2008
In year 2003, the First Ministers acknowledged the success
EHRS SOlution (EHRS) EHR8lo1ut1on (EHRS)
of Infoway to date and expanded Infoway's mandate to include

,.,
Telehealth. It was arranged that Infoway should get an extra BtR WastnIcttn (BIRI) EIIR rnt'ostIucUe (EIIRi)
$100 million for Telehealth and $500 million to speed up
investments in EHR. In 2004, Infoway was funded with an
addition $100 million to bring its total to $1.2 billion in order
to support Public Health Surveillance [5].
The EHR supply consumers in Canada by a protected and
confidential lifetime record of healthcare history and

continuum care within the health organization. The record will Communication Bus C:Jmmunlcatlon Bus
be accessed by healthcare providers and from different places
at different times.
The EHR will contain summary information about
healthcare encounters for each consumer. The EHR is not a
data store and it is not one system but rather an interoperable
network of peer-to-peer related info structures which facilitate
exchanging clinical data across organizations [6]. EHII EIltS Ella BIll BIll BlRI BIll
B. EHR Solution (EHRS) Architecture
Figure 1. EHR Solution: Distributed, Message-based, Peer-to-Peer Network of
The main objective of Canada is to obtain an Electronic EHRS Systems. (Source: Canadian Perspective on an Interoperable EHR,
Health Records covering 50% of Canada by 2009 and all of Medinfo September 2004, Canada Health Infoway).
Canada by 2020, through the proposed national strategy which
comprises a network of connected EHR solutions (EHRS), The communicated EHRS across the nation used in this
each covering a defined geography [7]. network presents the view of a peer-to-peer, distributed
network of interoperable systems that could be available at
The development of Infoway's architecture blueprint of local, regional or national level, in order to be used by
EHR is based on national and international greatest particular healthcare organizations.
preparations that have been approved through massive
consultations across Canada that assessed the following keys: The communication with a given set of applications that
cover a defined geography of points of care would be provided
-Schemes of identifying the actors in a healthcare via EHRS. Therefore, authorized users who are connecting to
encounter. any EHRS entry points, will get a secure access to all
-Mechanisms to make data semantically consistent and healthcare patient information existing across the network.
systems are more secure, private, portable, scalable and high
Each EHRS, contain an EHRi to store, maintain, and
performing. provide access to EHR information about consumers who have
-Approaches for the adoption of the IT systems by access to the healthcare system in the given jurisdiction.
healthcare providers to be integrated using loosely coupled
manned [8]. By using EHRi, clinical data to share will received (pushed)
from operational systems used in healthcare organizations into
The Infoway Blueprint is a peer-to-peer network of
EHR or provide EHR data back (pulled) to the provider's
interoperable EHR system organized across Canada, as showed
application at the same operational systems.
in figure 1, which presents a vision of the EHR's elements and
its communications. A grouping of both the EHR repository (contains
information healthcare encounters of each person) and the
It describes two EHRS that are interconnected with one
domain repository (such as drugs or medication profiles,
another via services assembled in a layer called Health
laboratory test results and diagnosis images.) systems are
Information Access Layer (HIAL), which is Standards,
situated at the center of the EHRi which required to have a
common, and communications services to integrate
patient-centric, lifetime, federated data for a consumer.
applications across the continuum of care and healthcare
delivery jurisdictions. HIAL identify elements of services, The second component of EHRi is the registry services that
tasks, an information model and standards needed for the provide identification resolution services which are needed to
sharing of EHR information and finishing of interoperability be used for identifying the setting of any transaction.
summaries between EHR services.
III. AUSTRALIA
Another layer used in this blueprint to create or use EHR
content, which is allowed by HIAL for an abstraction layer for Australia, with a population of around 20 million citizens
applications (EHRi). has total health sector expenditure in 2001-2002 was $66.6
billion (Australian Dollar), representing 9.3% of the GDP [9].
The national Australian Healthcare strategy for electronic
health records was prepared in the HealthConnect Business
architecture, which included the constructing of a national

133
Proceedings ofthe 12th IEEE International Multitopic Conference, December 23-24,2008
health information network and a sequence of patient event Stage 3: This stage, which is moving forward during years
summaries would form the core of the electronic health 2004-2008, started with a transfer in the HealthConnect project
records, which would be stored in a federated HealthConnect from research and development to actual implementation on a
record system to be utilized by healthcare organizations and in national level.
the National Data Store for secondary applications [10].
B. Architecture ofHealthConnect
Medicare Benefit Scheme (Medicare) provide citizens and The components of HealthConnect model are a series of
residents an access to healthcare by offering financial support event summaries, which produced according to defined
for medical services such as general practitioner's (GP), public metadata covering format, data items and allowable code sets
hospital accommodation and treatment as well as some and contain key information about specific healthcare events,
specialist, pathology and diagnostic imaging services. such as, allergies, observations, test orders and results,
A. HealthConnect diagnoses, medications and referrals, and EHR lists which will
be extracted automatically from the event summaries.
In Australia, and since the late 1990s, the e-health agenda
has been managed at a national level. Therefore it is not a full healthcare record and it does not
eliminates provider's healthcare records or clinical information
HealthConnect is the biggest Australia's EHR service
systems, but providers will persist in preserving their own
project at the national level, aimed to enhance the delivery of
patient healthcare records except they may choose to integrate
healthcare, to supply high quality of clinical care and to
information segments from HealthConnect into their own
enhance patient safety and health outcomes.
records.
It involves the collection, storage and sharing of patient
Authorized healthcare professional would access data from
clinical information in summary layout through a secure
the stored event summaries via a series of predefined
network using precise security protection.
HealthConnect views.
During 2005, national Australian strategy for electronic
Each HealthConnect electronic health record would be
health records has been changed to be shared between
stored in two locations: a HealthConnect Record System (HRS)
HealthConnect Program Office and the National E-Health
and the National Data Store.
Transition Authority (NEHTA).
HRS is responsible for performing the processing of
The HealthConnect Program has changed from managing
HealthConnect event summaries and query transactions that
the HealthConnect electronic trials and designing a national
maintain the primary HealthConnect repository [6].
EHR architecture to "ensur[ing] coordinated activity between
all areas of the health care sector, underpinned by the In order share information between HealthConnect users,
mandatory application of specifications, standards, and each HRS cooperates with HealthConnect to enable user
infrastructure developed by the NeHTA". The role of applications via a common HealthConnect message handling
NEHTA's is " ...to develop better ways of electronically and transport system [14].
collecting and securely exchanging health information" and
The "federated model" of Health Record Systems would
" .. . to establish the fundamental standards necessary to
enable healthcare provider and consumer access to the event
progress e-health" [11].
summaries (the operating environment of HealthConnect is
In 2000, Australia's National Electronic Health Records illustrated in figure 2), while National Data Store would
Taskforce presented a recommendation to create a national preserve archival copies of EHRs.
health information network, which formed the basis for the
Healthcare professional and in order to deliver healthcare
development of HealthConnect in 2001 [12].
services, there are two ways to interact with HealthConnect,
HealthConnect is at this time moving ahead through three the first through a clinical information system and the second
main stages [13]. by using a Web browser via a provider access portal by
handling a provider front-end application. Another access
Stage 1: A research and development to test the feasibility
portal will be prepared for the healthcare consumer in order to
and value of the HealthConnect concept was taken during
use a Web browser to access HealthConnect by handling a
years 2001-2003. MediConnect (an electronic medication
consumer front-end application.
record system), which was under the development as a separate
project from HealthConnect, was to concentrate on reducing IV. ENGLAND
the incidence of adverse drug events by enhancing consumer
and healthcare professional's access to fulfilled medication England's may be an exclusive amongst countries with
information. health care system due to the National Health Service (NHS),
established in 1948, which went through significant
Stage 2: A continuation of research and development was restructuring through introducing a national strategy for
carried out during years 2003-2005, with an importance on get electronic health records, which started with the publication of
ready to implement national HealthConnect, at the same time Information for Health: An Information Strategy for the
works was continued on architectural design, system and data Modem NHS 1998-2005, A National Strategy for Local
components. Implementation in 1998 [15].

134
1
--··Nationa."H'ealihconne"ci:' .
Applications r

.. ".. .".. ·.·. ---:-1 l .. -:.:; : -: '"' i ..".._,: :- !.. 1. .. '(;: ":
"""eM• •"
"., '" '" _ ...... ..-'_,.. _.".•",, . " M ........."
"pp.
========:=::::::::==:::- ...

-----.-
C,

'·'$$'t"
,." . Web "'-----)
/ .. . _..
_-=::::2:C:'-.
ttt:t t ,

Figure 2. HealthConnect systems overview (Source: HealthConnect Business Architecture, V1.9 Commonwealth of Australia.).

The Department of Health (DoH) created the structure for V. NATIONAL PROGRAM FOR INFORMATION
the EHR program through its agency, NHS Connecting for TECHNOLOGY (NPFIT)
Health which was established as a new NHS executive agency
The NHS crn presenting the NPflT remains to be crucial
following the closure of the NHS Information Authority
organization for providing guidance and observing progress of
(NHSIA) in March 2005 with the main task of the
policy development across all five clusters (showed in figure 3)
National Programme for IT (NPflT). England WIll be dIVIded
[18].
into five different geographical areas, called "clusters", (Figure
3). One of the main roles of the NPflT is to introduce an
integrated system called the NHS Care Records Service. Other
Each cluster has being assigned to distinct IT suppliers, and
services will also be supplied by the Program, such as
there will be one database assigned for each cluster which can
electronic transmission of prescriptions, an email and directory
be divided into two or may be more portions called "instances"
service for all NHS staff (NHSmail), computer accessible X-
[16]. The schedule for implementing integration of
rays (Picture Archiving Communications Systems), a
and social care systems of electronIc health records IS
capability for patients to book outpatient appointments
anticipated to be archived in 2010 [17].
electronically (Choose & Book) and a broadband network
(N3).
A. NCRS (National Care Record Service)
.I Accenture (ISOFT} The existing EHR project for England, The National Care
II esc (iSOFT) Record Service (NCRS), allows authorized healthcare
professionals access to a patient's Health Care Record 24 hours
II Accenture (ISOFT) a day, seven days a week. Patients will also be able to have .an
II FUjitsu (lOX) access to their own health records online through a servIce
called HealthSpace. The NHS CRS will connect England's
11 8T {loX) 30,000 GPs and 300 acute, community and mental health NHS
trusts in a single national system called Spine. The program
started implementation by a national process during 2003,
which led to bestow of contracts in December 2003 to one
National Application Service Provider (NASP) and five Local
I' I Service Providers (LSP), (Figure 4).
S(· Ith-I!' Clue.l<-'
Figure 4 describes how the NCRS will increase the quality
and efficiency of healthcare communications within and across
a diversity of institutions such as primary and secondary care.
Implementation of electronic patient records is taking place
locally in England's five geographical clusters. For each
Figure 3. The service providers and cluster for England. (Source: NHS
Connecting for Health) England cluster, there is one Local Service Providers (LSP),
which is responsible for developing electronic patient records
in each cluster, supplying IT

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Proceedings ofthe 12th IEEE International Multitopic Conference, December 23-24,2008

••1••
lSP

•••• II
••••1
000 0 0 000 000
000 0 0 000 000
000 0 0 000 000
000 II
000 000
000
000
000
000

••••••
Figure 4. NCRS (One NASP and five LSP). (Source: NHS Connecting for
Health)

systems and services in the five regional clusters in England to


Figure 5. The NHS NCRS, (Source NHS Connecting for Health)

be connecting to the Spine [19].


The Electronic Health Record (which consist of vital
information that will be automatically uploaded), together with
the locally created Electronic Patient Records, comprise the
NHS Care Record (formerly called Integrated Care Record):
" ...a cradle-to-grave NBS Care Record for each patient, which
will transcend traditional care organizations' boundaries" [20].
National Application Service Provider (NASP) is
responsible for purchasing and implementing IT systems which
are common to all NHS users nationally (Figure 5) [21]. Figure 6. The Spine - clinical events through time (Source: NHS Connecting
NCRS based on two components. The first is Detailed Care for Health)
Record to be used inside local healthcare where the patient care
is supplied. Detailed Care Record (such as pathology test The NHS spine is creating an electronic record for all
results, drugs prescribed or hospital discharge notification) is to England's 50 million plus patients, to be feed by critical
facilitate clinicians to improve the quality of diagnoses information from sources, such as GP systems and hospital
processes through order tests and prescribe drugs. The other patient administration systems, from the end of 2004, (Figure
component is the national Summary Care Record which will be 6).
stored on a national database known as 'the Spine', aiming that Authorized healthcare professionals can access patient's
important information on a patient can be accessed 24 hours a healthcare Summary Care Record, forming the core of the
day, seven days a week. NBS Care Records Service, e.g. NHS number, date of birth,
EHR Storage (Spine) name and address, allergies, adverse drug reactions and major
treatments [23]. Patients also will be to access the NHS spine
The SPINE, the heart of the NBS Care Records Service, is themselves through 'MyhealthSpace' on the internet which
the national huge central database of vital information should be available from mid-2005. All patients' NHS Detailed
(summary patient records) about every patient's health care Care Record will be stored at the locally, where most
[22]. healthcares are administered.

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th
Proceedings ofthe 12 IEEE International Multitopic Conference, December 23-24, 2008
B. Choose and Book slow to date. Apart from England's NPflT, the growth of those
Choose and Book is a national electronic referral service, healthcare strategies is in slow stapes; although the
aims to improve the process of coordination of patient implementation of the NPflT's strategy is moving in
activities. It offers patients an option to choose the hospital or protraction steps. Finally, the main drawbacks of judging the
clinic, date and time for their first outpatient appointment and successful of national strategies for electronic health records
book their appointment by telephone or over the 24 house, 7 are the lack existing evidence base, misalignment of financial
days a week online service using the internet at a time more encouragement, lack of an obvious business case for taking up
convenient to them. an EHR and for interoperability between EHR solutions and
deficiency in measuring and developing EHR standardization.
C. ETP (Electronic Transmission ofPrescription)
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Proceedings ofthe 12th IEEE International Multitopic Conference, December 23-24,2008
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