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CONTINUING EDUCATION IN MEMORY OF NORMAN TRIEGER, DMD, MD

Medication Safety: Reducing Anesthesia Medication Errors


and Adverse Drug Events in Dentistry Part 2
Daniel S. Sarasin, DDS,† Jason W. Brady, DMD,‡§ and Roy L. Stevens, DDSjj
†Private Practice, Oral and Maxillofacial Surgery, Cedar Rapids, Iowa ‡Private Practice, Dental Anesthesiology, Phoenix, Arizona §Attending
Faculty, Dental Anesthesiology, New York University Langone Health, New York City, New York jjPrivate Practice, Special Care Dentistry of
Oklahoma, Oklahoma City, Oklahoma

For decades, the dental profession has provided the full spectrum of anesthesia services ranging from local anesthesia
to general anesthesia in the office-based ambulatory environment to alleviate pain and anxiety. However, despite a
reported record of safety, complications occasionally occur. Two common contributing factors to general anesthesia
and sedation complications are medication errors and adverse drug events. The prevention and early detection of these
complications should be of paramount importance to all dental providers who administer or otherwise use anesthesia
services. Unfortunately, there is a lack of literature currently available regarding medication errors and adverse drug
events involving anesthesia for dentistry. As a result, the profession is forced to look to the medical literature regarding
these issues not only to assess the likely severity of the problem but also to develop preventive methods specific for
general anesthesia and sedation as practiced within dentistry. Part 1 of this 2-part article illuminated the problems of
medication errors and adverse drug events, primarily as documented within medicine. Part 2 will focus on how these
complications affect dentistry, discuss several of the methods that medical anesthesia has implemented to manage such
problems that may have utility in dentistry, and introduce a novel method for addressing these issues within dentistry
known as the Dental Anesthesia Medication Safety Paradigm (DAMSP).

Key Words: Medication safety; Medication errors; Adverse drug events; Dental anesthesia and sedation;
Dentalpatient safety.

ith the recent increase in national attention health care professional making individual patient care
W directed at patient safety involving sedation
and anesthesia for dentistry within the office-based
decisions. This inherent lack of systemic or institutional
support means the dentist is often the sole decision
environment, organizations inside and outside of maker with virtually no oversight that might otherwise
dentistry are attempting to collect and evaluate data to help reveal issues, be them realized or potential,
improve outcomes and reduce or eliminate untoward regarding patient safety. Furthermore, state dental
events. However, given the general isolated nature of boards and insurance companies are quite reluctant to
most dental practices, this has proved challenging. release information, even de-identified, that might help
Unlike the hospital setting, which can provide abundant shed light on patient safety issues primarily due to
opportunity for licensed health care providers to concerns over litigation. The interplay of these various
practice in an environment prime for collaboration with aspects has made it quite difficult to collect accurate and
systematic or redundant decision-making support and verified data from the dental profession.
oversight, dentists often practice in a solo fashion, Despite the difficulty in truly assessing patient safety
working essentially independently in an environment concerns in dentistry, 2 areas of interest, directly related,
mostly devoid of the aforementioned benefits. Even in a are medication errors and adverse drug events. Reduc-
group practice setting, dentists tend to operate in ing the incidence of these issues is particularly critical for
working environments where they are the only licensed those dentists practicing sedation and general anesthesia
due to the implicit risks associated with anesthetic
Received July 15, 2019; accepted for publication July 26, 2019.
agents, although the same goal could, and likely should,
Address correspondence to Dr Daniel S. Sarasin, 835 3rd Ave SE, be applied to all of dentistry. A thorough discussion of
Cedar Rapids, IA 52403; d.sarasin@mchsi.com. these 2 issues can be found in Part 1 of this series.
Anesth Prog 67:48–59 2020 j DOI 10.2344/anpr-67-01-10 However, to summarize, a medication error is any
Ó 2020 by the American Dental Society of Anesthesiology preventable event that may cause or lead to inappro-

48
Anesth Prog 67:48–59 2020 Sarasin et al 49

priate medication use or patient harm while the Table 1. Common Types of Perioperative Medication Errors*
medication is in the control of the health care Medication Errors by Step
professional, patient, or consumer.1 An adverse drug
event is an injury that may be predictable or unpredict- Requesting Incorrect drug requested
Miscommunication of drug request
able resulting from medical intervention related to a Obtaining Incorrect drug selected/received
drug.2 Although these issues may be related, they are Dispensing error
not necessarily codependent. An adverse drug event may Expired/deteriorated drug error
or may not be due to a medication error, and a Preparing Labeling error
medication error may or may not result in an adverse Incorrect dosage prepared
Incorrect drug prepared
drug event. Administering Improper dose: overdose/under dose
As detailed in Part 1, medication errors and adverse Incorrect timing
drug events have been studied extensively for over 30 Incorrect route
years in medicine and anesthesia with numerous safety Inadvertent bolus
Recording Incorrect time or dosage recorded
initiatives having been postulated and implemented in
Omission error
efforts to reduce their incidence. Unfortunately, aside Monitoring effect Idiosyncratic reaction/allergic reaction
from case reports, there is a paucity of scientific Improper depth of sedation/anesthesia
literature related to incident rates in dentistry. Much Discarding Inappropriate disposal
of what is known about these phenomena has been * Sarasin DS, Brady JW, et al. Medication safety: reducing
extrapolated from the medical literature. anesthesia medication errors and adverse drug events in
Continuing the discussion, Part 2 of this series will dentistry part 1. Anesth Prog. 2019;66:162–172.
specifically address medication errors and adverse drug
events in dentistry by reviewing several ways medicine that IV medications are generally less tolerant of
and anesthesia have approached these issues and mistakes than inhalational agents and the workflow
offering suggestions for incorporating many of those challenges providers face. The anesthesia approach to
same ideas into dentistry where practical, introduced IV agents remains rather primitive, fragmented, and
here as the Dental Anesthesia Medication Safety cavalier.3 Medication errors in anesthesia were first
Paradigm (DAMSP). reported in 1954,4 and from the earliest to the most
recent reports, the prevalence of medication errors and
adverse drug events during anesthesia surprisingly has
ANESTHESIOLOGY AND PATIENT SAFETY not markedly improved.
Fortunately, research efforts to recognize the inci-
Anesthesiology has a long, successful record as the dence, causes, and associated human factors are
pioneer in patient safety dating back to the formation of trending upwards.5 Abrishami et al6 found that the
the Anesthesia Closed Claim Project, established by the number of studies reporting medication errors has
American Society of Anesthesiologists and the Univer- increased exponentially over the past 20 years. Interest-
sity of Washington at Seattle in 1984, and the ingly, the types of medication errors being commonly
Anesthesia Patient Safety Foundation in 1985. Other reported has not changed.7–10 This may be, in large part,
notable accomplishments include improvements to due to inaccurate identification and reporting of these
anesthesia machines, technological advancements in mishaps as previously discussed in Part 1, although
patient monitoring and airway management, and other factors are likely involved including institutional
focused efforts on reducing airway and ventilation- support, method of implementation, education, and
related complications. Anesthesia has also employed compliance.
several safety strategies co-opted directly from the field
of aviation, such as the use of checklists and simulation
training. As a result of these measures, anesthesiology MEDICAL ANESTHESIA STRATEGIES
has successfully established a culture dedicated to
patient safety. The ASA as well as other national and international
However, additional room for improvement exists organizations have made significant efforts to explore
regarding medication errors and adverse drug events as new ways to prevent errors from reaching or harming
detailed in Part 1. Perioperative medication administra- patients. Various strategies to reduce medication errors
tion is a complex process often involving multiple steps, in anesthesia have been proposed since John Snow first
with the potential for errors existing at all stages (Table advocated for the use of a specific chloroform mask to
1). Unfortunately, issues related to intravenous (IV) reduce the concentration errors with inhalation anes-
medication use are often more difficult to manage given thesia in 1848.11 In 2004, Jensen et al12 developed 1
50 Reducing Anesthesia Medication Errors and Adverse Drug Events Part 2 Anesth Prog 67:48–59 2020

Table 2. Medication Safety Strategies


Theme Recommended Strategy*
Patient information  Complete medication reconciliation
 Medications charted in standard format
 Single location for recording medications given during surgery (preoperative to PACU)
 Time out - patient information, weight, allergy, medication given (eg, premed)
 Automated alerts within anesthesia info system (dose, allergy, drug interactions)
 Established weight-based dose limits (eg, infusion pump prompts)
Drug info  Cognitive aids, checklists, emergency protocols, infusion rate charts
 Specialized protocol carts (eg, MH, cardiac arrest)
Cart inventory  Standardize, label, organize drug trays in anesthesia carts
 Eliminate unusual drugs from usual locations (unique location, remove at end of case)
 Single-use vials preferable, if multidose vial required, discard at the end of the case
 Management of dangerous drugs - One standard concentration on cart; No concentrated drugs
(pharmacy provides diluted or high-risk drugs, no large volume epinephrine)
 Separate regional cart for regional drugs (regional agents separated from IV agents);
Preservative free local anesthetics; SQ or topical anesthetics labeled)
Administration  Every medication labeled with name/date/concentration; Barcoding system use optimal,
otherwise preprinted/color coded per ISO standards; Avoid abbreviation and ‘‘0’’ issues;
Unlabeled syringes or vials immediately discarded
 Minimize provider-prepared syringes, pharmacy prefilled when possible; Ideally pharmacy
prepares compounded and diluted drugs, otherwise provider prepares dilution of high risk meds
using 2-person check if available, otherwise careful double check; Verify high-risk medications
and weight-based doses with 2 people
 Asepsis; Cap syringes; Sterile techniques for spinal/epidural placement, injections
 Read/verify every ampule, vial, or syringe label before administration; Barcode system use with
audible/visual cues optimal, otherwise 2-person verification if available
 All infusions with smart pumps standardized across units with guardrail libraries and alerts
 Clearly identified appropriate route of administration (route-specific sets, color-coding routes);
Label on every infusion line/port; No port on epidural/intrathecal lines
 Sterile field drugs (1 drug passed to field at a time); 2-person check (drug name, date,
concentration on label); Unlabeled drugs discarded
 Clean sweep (discard all syringes, containers/vials at end of case unless connected to patient)
Culture  Nonpunitive QA system for incident reporting, analysis, and intervention
 Written policies for medication safety; Educate new staff on policies
 Establish a culture of respect and collaboration endorsing patient safety and compliance
 Adequate supervision, teaching, and in-service training
Pharmacy  Formulary designed to avoid purchase of ‘‘look-a-like’’ medications (if unable to avoid, do not
store in proximity); Add special alert label to ‘‘look-a-like’’ medications
 Pharmacy support for OR; Available 24/7
 Pharmacists participation in education and M&M
 OR Pharmacists receive specialized education regarding OR
 Pharmacy responsible for medication flow (ordering to discard)
 Pharmacy stocks, tracks, and delivers drug trays
 Pharmacy prepares infusions and all compounded or diluted high-risk drugs
 Clean sweep policy for returned unused or unusual drugs
 Change in drugs supplied (new labels or concentrations) requires alert to staff and possible alert
labels on new drugs
 Unique IV solutions stored separate from regular IV solutions
* PACU indicates post anesthesia care unit; MH, malignant hyperthermia; SQ, subcutaneous; ISO, International Organization
for Standards; QA, quality assurance; M&M, morbidity and mortality.

general and 5 specific strong evidence-based recommen- development a new paradigm focusing on Standardiza-
dations for reducing drug administration errors during tion, Technology, Pharmacy/Prefilled/Premixed, and
anesthesia from a systematic review of the literature Culture.13 Due to the lack of randomized controlled
(Table 2). studies, Wahr et al14 performed an extensive literature
In the 16 years following that publication, numerous search published in 2016 that included the terms
expert opinion-based consensus statements have been medication errors, medication safety, OR, and anesthesia
released. In January 2010, the Anesthesia Patient Safety to identify recommendations as supported primarily by
Foundation hosted a consensus conference on medication experts in anesthesiology, OR pharmacy, and human
safety in the operating room (OR) resulting in the factor engineering. A total of 74 articles were included as
Anesth Prog 67:48–59 2020 Sarasin et al 51

Table 3. Evidence-Based Recommendations to Reduce they identified the correct one using several different
Medication Errors factors including text, shape, size, color, and location.
1. Overcome systemic challenges that may lead to increased The AMT is a cognitive artifact that optimized all these
medication error rates factors to ensure providers selected the appropriate
2. Read the label before any drug is drawn up or syringe with minimal cognitive processing. Wrong drug
administered (syringe swap), dosing errors, and medication search
3. Ensure legibility and that label details that meet agreed
upon standards
time were examined, and use of the AMT reduced the
4. Always label syringes mean monthly drug error rate reaching patients from
5. Standardize and organize drug trays and workspaces 1.24 to 0.65 per 1000 anesthetics. The mean monthly
6. Drug labeling should be verified with an additional error rate of syringe swaps, miscalculations, and timing
provider or through a barcode reader errors decreased from 0.97 to 0.35 per 1000 anesthetics.
The primary limitation of this study was that all errors
well as 6 guidelines or sets of initiatives regarding were self-reported.
medication safety by national and international organi- Use of prefilled labeled syringes is another safety
zations. This yielded a total of 138 individual and 35 strategy that can reduce the potential for medication
specific comprehensive strategies to prevent common and errors and adverse drug events. A human-factors
uncommon medication errors (Table 3). The authors of engineering study identified 8 system vulnerabilities
this study posit that these recommendations may serve as with prefilled syringes, whereas self-filled syringes had
a tool for institutions to assess their vulnerabilities and 21.17 A failure modes and effects analysis of the
develop/institute systematic solutions. anesthesia medication cycle revealed that the use of
Numerous studies have been published examining a prefilled syringes, in addition to improving syringe
variety of safety initiatives for improving perioperative labeling, standardizing medication organization in the
medication safety both before and after the literature anesthesia workspace, and incorporating 2-provider
review by Wahr et al.14 A randomized, controlled trial infusion checks, lowered the median medication error
by Merry et al15 compared the use of a multimodal rate from 1.56 to 0.95 per 1000 anesthetics.18
system (SAFER SleepSysteme; Safer Sleep, LLC, Substantial potential clearly exists for reducing
Auckland, NZ) versus conventional methods on reduc- medication-related harm in the perioperative setting;
ing drug or recording errors in anesthesia. They however, there is not one simple solution. Widespread
demonstrated that the new comprehensive organization, efforts are needed to look at the design of medication
labeling, and administration system, which incorporated administration workflow and implement a variety of
medication barcoding, prefilled syringes, audiovisual strategies to prevent medication errors and adverse drug
cues immediately preceding drug administration, and an events. To optimally manage these issues, 3 things must
automated anesthesia record, did not add to the be realized:
workload of clinicians and reduced errors by 21%. 1. all medication errors, including those that do not
The biggest reduction was in recording errors and, cause harm to the patient (ie, near misses), are
although the newer system had fewer drug administra- important to report and to prevent;
tion errors than conventional methods, the difference 2. the anesthesia provider who makes an error must
was not statistically significant. The authors did note identify that an error was made; and
that the overall incidence of drug administration errors 3. the error is reported.
was higher than previously estimated suggesting that
many errors go unnoticed by the anesthesiologist who Intentional underreporting does not make the cause
makes them and that the incident reporting tends to of problems to go away. Although most medication
underestimate the problem. errors can be attributed to human error, the role of
In 2017, Grigg et al16 prospectively assessed the systemic flaws cannot be understated.
impact of an anesthesia medication template (AMT) on
medication errors by anesthesia providers during
simulation and in the OR. Using individuals with TRANSLATING MEDICAL STRATEGIES INTO
expertise in visual, interaction and industrial design, DENTISTRY
cognitive psychology, and experience designing aircraft
cockpits in collaboration with anesthesiologists, a 3- As mentioned previously, the office-based dental envi-
dimensional template was created as a formal way of ronment is vastly different than the hospital setting,
standardizing, organizing, and identifying medication lacking the institutional support systems that provide
syringes in the anesthesia work station. When providers oversight and helpful redundancy to combat medication
selected a prefilled syringe to administer a medication, errors and adverse drug events. The pharmacy staff in a
52 Reducing Anesthesia Medication Errors and Adverse Drug Events Part 2 Anesth Prog 67:48–59 2020

Table 4. Dental Anesthesia Medication Safety Paradigm events can and do occur in dental offices. Every practice
(DAMSP) that utilizes sedation or general anesthesia should be
Dental Anesthesia Medication Safety Paradigm aware of the potential dangers and have support
systems, policies, and processes in place specifically
Improve the Culture of Medication Safety
Know the Patient designed to help combat these issues. Continuing
Know the Drugs education and routine training for all dentists and staff
Improve the Management of Anesthesia and Emergency members focusing on medication safety is essential,
Medications particularly for those directly involved with patient care.
The gravity of anesthesia-related adverse drug events
hospital handle most, if not all, of the issues related to should be reiterated frequently, and training should
drug procurement while also serving as a valuable include the prevention, identification, and management
resource for clinicians by checking for drug interactions of medication errors as appropriate. Practices must
or handling drug dilutions for example. Dental practices strive to create a positive work environment where all
must handle these tasks internally, which fall under the feel free to speak up if they see a potential problem.
purview of the licensed anesthesia provider (ie, the Clinical workspaces should be equipped with emergency
dentist). management reference materials and visual aids that can
Additional challenges in the form of financial be periodically reviewed and accessed immediately if
constraints become readily apparent when considering needed. The algorithms detailed within the ADSA Ten
Minutes Saves a Life! app (American Dental Society of
implementation of several of the various safety initia-
Anesthesiology, Chicago, IL) are also available in a
tives discussed above in dentistry. Prefilled syringes
hardcopy format as a printed manual and can serve as
clearly demonstrated a reduction in medication errors;
an excellent resource for reviewing crisis events and
however, prefilled syringes are simply not available or
practicing emergency responses (Image 1).
cost effective for use in most dental practices. Barcode
Incorporating formalized regularly scheduled simu-
readers, automated drug dispensing cabinets, and
lated emergencies involving staff members is an excellent
automated anesthesia/electronic medical records are
way to build a culture of safety. Ideally, these mock
utilized in many hospital systems but are not practical
drills should occur monthly, or quarterly at a minimum,
in most dental practices due primarily to cost. Anesthe-
and should include adverse drug events as a routinely
sia providers in dentistry must balance the benefits
occurring element. Continuing education and formal
gained from these safety initiatives against the potential
simulation courses are additional avenues for increasing
financial and practical drawbacks.
training and emergency preparedness for providers and
staff.
Mobile clinicians who provide anesthesia services in
DENTAL ANESTHESIA MEDICATION SAFETY
multiple locations should ensure that each location is
PARADIGM (DAMSP)
properly equipped and staff trained to handle potential
issues. Time should be spent training personnel as
The DAMSP was developed to address the unique
appropriate to understand the potential for medication
medication safety considerations for anesthesia in
errors and adverse drug events and recognize the
dentistry. This paradigm attempts to reconcile several
necessary steps for prevention. The addition of a highly
of the major strategies implemented by medical anes-
trained, licensed medical professional (eg, a registered
thesia with the uniqueness of the office-based dental
nurse or paramedic) can be useful for any practice,
environment. It focuses on 4 general guidelines that are
especially mobile anesthesia providers, adding an extra
integral to reducing anesthesia medication errors and
layer of protection coupled with potentially life-saving
adverse drug events in dentistry (Table 4). Although
experience during adverse drug events and other
these concepts are likely applicable for all dental
emergencies.
providers (eg, emergency medications), the remaining
Utilizing the help of optimally trained support staff is
discussion will focus directly on those utilizing sedation
critical for every sedation or anesthesia provider as there
and general anesthesia.
are real strengths to functioning as a well-organized
team. However, it must be clearly understood that the
responsibility of ensuring the safety of the patient rests
Improve the Culture of Medication Safety fully with the licensed anesthesia provider and cannot be
legally delegated to other nonlicensed providers or staff.
Improving medication safety starts with a heightened Implementing appropriate safety strategies and optimiz-
awareness that medication errors and adverse drug ing the culture regarding medication safety provide
Anesth Prog 67:48–59 2020 Sarasin et al 53

Image 1. Emergency algorithms selection page within the ADSA Ten Minutes Saves a Life! mobile app.
54 Reducing Anesthesia Medication Errors and Adverse Drug Events Part 2 Anesth Prog 67:48–59 2020

essential support for clinicians to help ensure patient precede the introduction of any new drug and all staff
care is delivered in a safe and effective manner. members should be trained on the proper administration
and potential side effects as warranted. Expiration dates
for all drugs should be regularly monitored, ideally with
a system that provides reminders for reordering. The
Know the Patient
ADSA Ten Minutes Saves a Life! mobile app has an
added feature that allows users to input expiration dates
A thorough knowledge of the patient is a universal
for each drug and sends alerts when expiration dates are
requirement of all dental care. However, incorporating
sedation or general anesthesia clearly elevates the approaching (Image 2).
preoperative assessment to a new level with added Medication pharmacokinetic and pharmacodynamic
components such as a more comprehensive physical variations between age groups must be appreciated to
assessment and an airway examination. A thorough safely administer sedation and anesthesia. These differ-
preanesthetic evaluation, replete with all its necessary ences can predispose certain patient groups to adverse
components, must be completed prior to any anesthetic. drug events due to inappropriate dosing (eg, under or
Anesthesia providers working in hospitals often have overdosing) if dosages and/or timing of administration
easy access to patient information (ie, health history, is not adjusted. Regarding drug pharmacodynamics,
patient medications, etc) and preoperative labs or tests if during the extremes of age, neurotransmitters, hor-
needed. Clinicians providing office-based anesthesia are mones, and receptors can play different roles leading to
held to the same standard of care but often lack access unexpected responses to medications. In addition,
to the same network of information. However, a medical comorbidities and their treatment regimens
completed accurate preanesthetic evaluation is essential can affect both drug pharmacokinetics and pharmaco-
nonetheless. dynamics often necessitating adjustments to adminis-
A comprehensive understanding of each patient’s tered drugs.
unique anesthetic requirements is an integral part of
preventing medication errors and adverse drug events. A
list of all current medications, including recreational Improve Management of Anesthesia and Emergency
drugs and supplements, must be reviewed and potential Medications
drug interactions involving proposed anesthetic agents
carefully assessed. If altering the patient’s normal Increasing medication safety requires appropriate man-
medication regimen is indicated, any adjustments should agement of anesthetic agents and emergency drugs. In
be provided to the patient in clear concise written dental facilities, medication management begins with the
instructions and fully documented by the anesthesia ordering of drugs and ends with the disposal of any
provider. Medication errors are commonly seen during unused agents, with multiple steps in between. Medica-
transference of care (ie, from nursing home to the dental tion errors and adverse drug events can occur in any
facility and back). As such, clear communication with phase of this process, so each step requires careful
the patient and their escort is critical. All team members attention (Table 1).
involved in the patient’s care should be aware of the Purchasing sedative or anesthetic drugs in the office-
anesthetic plan and any relevant medical issues to based environment may involve the use of multiple drug
increase the likelihood of any adverse drug events or vendors. Attention to detail is necessary when ordering
complications being identified early and managed medications to ensure the proper agents and intended
accordingly. concentrations are selected. This has become an
increasingly critical issue due to medication shortages
secondary to drug recalls. Frequently used agents may
Know the Drugs be replaced with different agents, brands, or drug
concentrations. Using a different vendor can also lead
Optimal outcomes require sedation and anesthesia to a provider inadvertently ordering a drug concentra-
providers possess a thorough understanding of each tion different from what is routinely used. The
drug being utilized including a drug’s mechanism of anesthesia provider is implicitly responsible for all
action, potential side effects, drug interactions, and drugs. If the task of ordering drugs is delegated to a
proper dosing recommendations. Reviews of all drugs staff member, it is imperative all orders be reviewed by
used in the office should be performed periodically and the anesthesia provider, especially if there are any noted
attention given to new drug study information and alterations. The lack of a pharmacy to oversee and
product recalls. Careful study and research should regulate drug procurement in the office-based environ-
Anesth Prog 67:48–59 2020 Sarasin et al 55

Image 2. Drug expiration page within the ADSA Ten Minutes Saves a Life! mobile app.

ment necessitates that this process be carefully handled Some anesthesia providers in dentistry are mobile and
by the anesthesia provider. thus the drugs are stored, transported, and utilized in
Received medications must be carefully inspected, multiple locations. The mobile anesthesia provider has
comparing the concentration of the received drug to the an added responsibility to ensure that each location
existing drug stock in the office to ensure the prepara- meets the DEA and drug manufacturer’s safety require-
tion is identical. Intentional changes in medication ments. Mobile providers must also pay attention to the
concentrations should be reviewed with all team temperature and conditions of the vehicle during
members involved in anesthesia care. Visual reminders transport as extreme heat and cold can lead to
should be placed on any medications of differing inadvertent drug damage. Drugs should be kept at the
concentrations as an added alert that different prepara- manufacturer’s recommended temperature during trans-
tion may be necessary. Overheating or freezing of the port, and providers should inspect the vials for possible
medication prior to or during transport can occur. damage before use. Drugs should never be left in a
Inspection of the drug vials for damage and contami- vehicle or transport system unattended and must never
nation is crucial. Drugs should be secured immediately be stored in a vehicle overnight.
upon delivery and inspection. Additionally, it is A standardized method of drug storage should be
important to properly store medications in a sanitary, utilized with all drug storage containers appropriately
temperature-controlled environment as specified by the labeled indicating the correct location of each drug.
drug manufacturer. Controlled substances must be Look alike/sound alike drugs must be intentionally
secured in adherence to state laws and Drug Enforce- separated, and the use of ‘‘tall man letters’’ on labels to
ment Administration (DEA) storage requirements. highlight the differences in sound and appearance can
Access to controlled substances should be limited to provide additional help differentiating commonly con-
the anesthesia provider only; staff members should not fused drugs (Images 3 and 4). Additional markings
be permitted access to the storage location. made on the vial’s flip top can help differentiate similar
56 Reducing Anesthesia Medication Errors and Adverse Drug Events Part 2 Anesth Prog 67:48–59 2020

ensure the intended drug and concentration is drawn up.


Two or more team members trained in medication safety
should be present during drug preparation to reduce the
risk of drug diversion; however, the anesthesia provider
should be the only one to prepare or handle controlled
substances. The preparation of drugs is not a task that can
be delegated to other staff members.
Labels must be created and placed on the syringes
immediately after they are filled. Information on the
drug labels should include the drug name, concentra-
tion, time of preparation, and time of expiration. Using
colored labels specific to each commonly used agent can
help reduce wrong drug administration. Tall man
lettering can also be used on syringe labels to highlight
differences between similarly named drugs. Customized
Images 3 and 4. Ephedrine and epinephrine drug labels medication trays can be used to create an optimally
illustrating ‘‘tall man’’ lettering.
organized anesthesia workspace.
The administration of a medication, proper docu-
looking drugs. There is no standardization system for mentation, and attentive monitoring of the effects
the vial lid colors. Different manufacturers may use should occur almost simultaneously. Each team member
alternative colors or change colors for the same drug or involved in anesthesia care must remain focused on the
concentration, which may lead to confusion if providers patient. The use of closed-loop communication among
and staff are inattentive. Special labels should be team members reduces communication problems and
implemented to identify different concentrations if more can improve documentation and monitoring. Reduction
than 1 concentration of the same drug is present in the of outside distractions and interruptions during anes-
dental facility. Providers that utilize more than 1 storage thesia, especially during administration of medication, is
system should arrange each container in the same advised. Anesthesia providers should aim to create a
fashion to ensure consistency. positive work environment where each team member is
Proper drug preparation, including withdrawal of the comfortable speaking up as soon as they notice an error
drug from the vial and proper labeling of the syringe, is or potential adverse effect. ‘‘See something, say some-
crucial. This should be performed utilizing strict sterile thing’’ should be an accepted element of office culture.
technique in accordance with the Centers for Disease
Administration of intravenous medications should be
Control and Prevention guidelines. In hospitals and
performed using sterile techniques. Providers should check
many accredited surgery centers, infection control
that the IV line is free flowing prior to drug administration
standards are regularly inspected by third-party infec-
and avoid leaving needles uncapped. Drugs should ideally
tion control committees and accreditation agencies. This
be administered at the most proximal site and appropriate
oversight is not routinely present in dental offices,
guidelines regarding the rate of drug delivery should
requiring additional effort from the anesthesia provider
always be followed. Unused medications must be properly
to confirm that proper sterilization technique and
discarded immediately after anesthesia has ended and the
infection control measures are in place and being
patient is recovering prior to discharge. This prevents
utilized. Drug preparation should be performed in a
inadvertent use of a medication on another patient and
clean, quiet environment to minimize distractions. The
reduces the risk of drug diversion. To prevent unautho-
work area should be sterile and orderly, with the
rized use, disposal of the drugs must be witnessed and
provider wearing gloves and a surgical mask to prevent
appropriately documented by 1 or more additional staff
bacterial transmission. Standard anesthetic medication
member trained in medication safety.
vial dust covers do not offer barrier protection against
the growth of pathogens.19 Rubber stoppers should be
decontaminated with 70% alcohol or equivalent and
allowed to dry prior to injection.20 All staff members Special Considerations for Emergency Medications
involved in anesthesia treatment should be trained in
proper sterilization and infection control standards. Safe utilization of emergency medications can be more
Single-patient medication vials are intended for 1 patient difficult as these drugs are used infrequently and are
only and should be used whenever possible. It is necessary likely to be less familiar to the provider. In order to
to check the medication and concentration on the vial to reduce medication errors in emergency drug adminis-
Anesth Prog 67:48–59 2020 Sarasin et al 57

Image 5. Manufacturer’s drug information page within the ADSA Ten Minutes Saves a Life! mobile app.

tration, a conscious effort must be made to thoroughly database of emergency drugs that can be accessed at any
understand these agents. Periodic review of emergency time to retrieve the manufacturer’s drug information
management by all individuals involved with patient including recommended and maximum dosing informa-
care is necessary. Emergency drills should be practiced tion (Image 5).
monthly and along with reviewing the proper steps to Visual aids are another option to provide assistance
take in a potential crisis event, the staff should discuss during emergency events. Having a small card with the
the use of any indicated emergency drugs. They should medication vial that lists information including its
be familiar with the type of emergency drugs used in action, appropriate dose, maximum dose, as well as
each scenario, location of each drug, when it will be indications, contraindications, and side effects can be a
utilized, and how it will be administered. The more potentially lifesaving resource mitigating medication
prepared and familiar the team is with emergency errors. If a drug requires dilution prior to administra-
management, the more likely it is that adverse outcomes tion, a special label should be placed on the vial and the
can be avoided. appropriate protocol for preparing the agent should be
It is widely accepted that memory worsens during included on the card. The preparation of emergency
stressful events, so relying strictly on cognitive ability to drugs using expired drugs should be practiced regularly
recall vital drug information during an emergency is by all anesthesia providers.
inherently problematic. Users of the ADSA Ten Minutes During anesthetic and medical emergencies, the use of
Saves a Life! app will be directed through the proper appropriate medications and dosages is crucial. Appro-
emergency management steps including use of the priate practice and simulation of emergencies can help
applicable emergency drugs along with initial and to optimize outcomes by improving responses during
subsequent dosing recommendations. The app can track this critical time. Emergency algorithms are beneficial in
drug dosages and administration times and alert the user helping choose the proper medication and dose, as well
to potential overdose. It also has as a comprehensive as reducing the accidental omission of a critical agent or
58 Reducing Anesthesia Medication Errors and Adverse Drug Events Part 2 Anesth Prog 67:48–59 2020

action. The ADSA Ten Minutes Saves a Life! emergency 5. Cooper RL, Fogarty-Mack P, Kroll HR, Barach P.
manual application is specifically designed to assist in Medication safety in anesthesia: epidemiology, causes, and
the management of sedation and anesthesia emergen- lessons learned in achieving reliable patient outcomes. Int
cies. In the case of an emergency, the app directs the user Anesthesiol Clin. 2019;57:78–95.
6. Abrishami A, Correa J, Abrahamyan L, et al. Medica-
to the appropriate emergency drug and auto calculates
tion errors in patients under general anesthesia: a systematic
the appropriate and maximum dosage based on the review. Anesthesia Analgesia. 2018;126:486.
patient’s prepopulated weight, allergies, and other 7. Hicks R, Becker S, Cousins D. MEDMARX data
pertinent information. In pediatric cases, providers can report: a chartbook of medication error findings from the
also use a pediatric emergency drug calculator or a perioperative settings from 1998–2005. Rockville, MD: USP
Broselow Pediatric Emergency Tape (eBroselow, South- Center for the Advancement of Patient Safety; 2006.
borough, MA), although the tape strip is less accurate 8. Cooper L, Nossaman B. Medication errors in anesthe-
than the drug calculator as it uses the child’s height sia: a review. Int Anesthesiol Clin. 2013;51:1–12.
instead of body weight to determine the dosage. 9. Nanji KC, Patel A, Shaikh S, Seger DL, Bates DW.
Evaluation of perioperative medication errors and adverse
drug events. Anesthesiology. 2016;124:25–34.
10. Leahy IC, Lavoie M, Zurakowski D, Baier AW,
Summary Brustowicz RM. Medication errors in a pediatric anesthesia
setting: Incidence, etiologies, and error reduction strategies. J
Delivering anesthesia for dentistry in a safe and effective Clin Anesth. 2018;49:107–111.
manner within the office-based dental environment is a 11. Snow J. On the fatal cases of inhalation of chloroform.
Edinb Med Surg J. 1849;72:75–87.
key component to providing optimal dental care for
12. Jensen LS, Merry AF, Webster CS, Weller J, Larsson L.
patients. Dentists who utilize sedation and/or general
Evidence-based strategies for preventing drug administration
anesthesia must focus on optimizing medication safety errors during anaesthesia. Anaesthesia. 2004;59:493–504.
to reduce the incidence of medication errors and adverse 13. Eichhorn J. APSF Hosts Medication Safety Conference:
drug events. Use of the DAMSP and implementing Consensus Group Defines Challenges and Opportunities for
practical safety initiatives in dental facilities can greatly Improved Practice. APSF Newsletter. 2010;25:1–7.
reduce the number of medication errors that occur in 14. Wahr JA, Abernathy JH 3rd, Lazarra EH, et al.
dentistry. Ongoing medication safety education and Medication safety in the operating room: literature and
training are essential steps in reducing potentially life- expert-based recommendations. Br J Anaesth. 2017;118:32–
altering, preventable errors. Improving the culture of 43.
medication safety is essential and requires the attention 15. Merry AF, Webster CS, Hannam J, et al. Multimodal
system designed to reduce errors in recording and administra-
of all individuals involved in providing sedation and
tion of drugs in anaesthesia: prospective randomised clinical
general anesthesia for dentistry. evaluation. BMJ. 2011;343:d5543.
16. Grigg EB, Martin LD, Ross FJ, et al. Assessing the
impact of the anesthesia medication template on medication
References errors during anesthesia: a prospective study. Anesth Analg.
2017;124:1617–1625.
1. National Coordinating Council for Medication Error 17. Yang Y, Rivera AJ, Fortier CR, Abernathy JH 3rd. A
Reporting and Prevention. What is a medication error? Available human factors engineering study of the medication delivery
at: https://www.nccmerp.org/about-medication-errors. Published process during an anesthetic: self-filled syringes versus prefilled
2015. Accessed September 19, 2016. syringes. Anesthesiology. 2016;124:795–803.
2. Institute of Medicine Committee on Quality of Health 18. Martin LD, Grigg EB, Verma S, Latham GJ, Ramper-
Care in America. In: Kohn LT, Corrigan JM, Donaldson MS, sad SE, Martin LD. Outcomes of a failure mode and effects
eds. To Err is Human: Building a Safer Health System. analysis for medication errors in pediatric anesthesia. Paediatr
Washington, DC: National Academies Press; 2000. Anaesth. 2017;27:571–580.
3. Grigg EB, Roesler A. Anesthesia medication handling 19. Hilliard JG, Cambronne ED, Kirsch JR, Aziz MF.
needs a new vision. Anesth Analg. 2018;126:346–350. Barrier protection capacity of flip-top pharmaceutical vials. J
4. Beecher HK, Todd DP. A study of the deaths associated Clin Anesth. 2013;25:177–180.
with anesthesia and surgery: based on a study of 599, 548 20. Ganzberg S. Have our sterility practices kept up with the
anesthesias in ten institutions 1948–1952, inclusive. Ann Surg. tremendous advances in sedation and surgical techniques?
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Anesth Prog 67:48–59 2020 Sarasin et al 59

CONTINUING EDUCATION QUESTIONS

This continuing education (CE) program is designed for dentists who desire to advance their understanding of pain
and anxiety control in clinical practice. After reading the designated article, the participant should be able to evaluate
and utilize the information appropriately in providing patient care.
The American Dental Society of Anesthesiology (ADSA) is accredited by the American Dental Association and
Academy of General Dentistry to sponsor CE for dentists and will award CE credit for each article completed. You
must answer 3 of the 4 questions correctly to receive credit.
Submit your answers online at www.adsahome.org. Click on ‘‘On Demand CE.’’
CE questions must be completed within 3 months and prior to the next issue.

1. The incidence of drug administration errors: 3. The responsibility of ensuring overall patient safety
a. is largely due to a single factor—syringe and drug can be delegated to surgical assistants and staff in
labelling—that lacks standardization. dental settings as they are under direct supervision of
b. is largely underreported due to the anesthesia the operating dentist or surgeon.
provider being unaware that a mistake has been a. True
made. b. False
c. is not improved by utilization of prefilled syringes
instead of reliance of individuals drawing medi- 4. During emergency situations, which of the following
cations from multiple-dose vials. human factors in drug administration error can be
d. is trending significantly downward in medicine mitigated with a mobile app, such as the ADSA Ten
and hospital-based care due to institutional Minutes Saves a Life!?
safeguards. a. Confusion regarding emergency drug location
and delegating retrieval to individual surgical
2. In order to reduce drug administration errors, team members
regularly scheduled simulated emergencies should b. Lack of recognition of the drug vial needed for
ideally be: resuscitation
a. conducted at least quarterly to establish a culture c. Lapses in memory for correct dosing of a reversal
of safety. medication
b. focused on airway compromise as the most d. Practitioners being overburdened with the cogni-
common contributing element to patient harm. tive tasks of proper diagnosis, directing resusci-
c. individualized to a single practitioner rather than tative efforts, and ensuring task completion
staff or assistants.
d. performed at least once per year.

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