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standardizes the assessment of metastatic spine tumors and allows responders (ie, radiosensitive).12,13 The remainder of the solid
for the incorporation of evidence-based medicine and the rational tumors are considered to be unfavorable responders (ie, radio-
use of new radiation, surgical, interventional radiology, and systemic resistant), including sarcoma, melanoma, renal cell, thyroid, he-
therapies (Fig 1). The neurologic assessment evaluates both clinical patocellular, colorectal, and non–small-cell lung carcinoma.9-13
and radiologic parameters, including the presence of myelopathy, Several studies confirm that patients with favorable histologies
functional radiculopathy, and the degree of epidural spinal cord are more likely to have good postradiation ambulation and remain
compression (ESCC). A validated magnetic resonance–based ESCC ambulatory longer than patients with unfavorable histologies.13,14
scoring system is used to define the extent of epidural spinal cord Katagiri et al15 found that 72% of patients with favorable histol-
compression, and patients are dichotomized into high-grade and ogies exhibited improvement in their motor strength, functional
low-grade ESCC groups (Fig 2). The oncologic consideration is ability, and pain scores, with only a 33% success rate in unfavorable
based on the expected tumoral response, principally to radiation but tumors. Maranzano et al11 showed recovery of ambulation in 67%
also to systemic therapy. The neurologic and oncologic assessments of patients with breast cancer compared with only 20% in hepa-
are combined to determine the optimal radiation strategy to achieve tocellular carcinoma. The duration of response was 10 to 16 months
tumor control and/or the need for a surgical intervention. Me- for radiosensitive tumors compared with 3 months for radioresistant
chanical instability is a separate consideration, because symptomatic tumors. It is currently accepted that regardless of the degree of ESCC,
pathologic fractures do not respond to radiation alone. Patients patients with radiosensitive tumors and no evidence of myelopathy
diagnosed with mechanical instability typically require stabilization can be treated effectively with cEBRT, obviating the need for surgical
with bone cement or spinal instrumentation. The fourth consid- intervention.9,11
eration is the extent of systemic disease and medical comorbidities
that affect the risk-benefit ratio of a proposed intervention, taking
The Role of SSRS
into account the overall expected survival and the ability of a patient
The biggest advancement in the treatment of spinal metastases
to tolerate spine-specific treatment.
has been the evolution and integration of SSRS. The introduction
of high–dose per fraction conformal radiation for use in the treatment
of patients with spinal metastases has facilitated the delivery of cy-
NEUROLOGIC AND ONCOLOGIC ASSESSMENTS totoxic tumoral doses and completely changed treatment paradigms.16
High-dose single (16 to 24 Gy) or hypofractionated (24 to 30 Gy in
The Role of cEBRT two or three fractions) SSRS offers a significantly higher biologic
Historically, spinal metastases were treated using cEBRT, effective dose and more precise dose delivery to the tumor with
commonly delivered to a total dose of 30 Gy in 10 fractions. A shorter treatment schedules compared with the cEBRT. The improved
review of the published literature demonstrates radiosensitivity tumor control with SSRS is proposed to be a result of an increased
stratifications on the basis of tumor histology.9-11 Hematologic percentage of lethal double-stranded DNA breaks, endothelial dys-
malignancies and selective solid tumors, such as seminoma, breast, function mediated through the acid sphingomyelinase pathway, and
prostate, and ovarian carcinomas, are considered to be favorable immunogenic CD8+ T cell–mediated responses.17,18 The safe and
Low-grade ESCC
Neurologic
no myelopathy
Radiation
SRS
Oncologic
Radiosensitive
Unstable Stabilization
Able to tolerate
Systemic
surgery
Unable to tolerate
surgery
3
1c 2
1b
1a Fig 2. The Epidural Spinal Cord Com-
0
pression (ESCC) scale. Adapted with per-
mission from Bilsky et al.8
effective implementation of SSRS is the result of technological as en bloc spondylectomy, to definitive oncologic treatment
advancements in patient immobilization, image guidance, inverse with radiosurgery. 29
treatment planning, and sophisticated delivery systems.19,20
Complications and Limitations
Redefining Radiosensitivity The successful application of SSRS has led to a large growth
Multiple authors have reported excellent outcomes with spine in its use and raised awareness of its potential complications.
radiosurgery for traditionally radioresistant histologies in patients Currently, major efforts are being directed at defining and pre-
with minimal or no spinal cord compression (ESCC 0 to 1c). In venting SSRS toxicity. Reported structures at risk for radiation-
a prospective trial by Garg et al,21 61 patients who had 63 tumors of associated toxicity include the spinal cord, cauda equina, skin,
the noncervical spine were enrolled and received SSRS as a first-line esophagus, peripheral nerves, paraspinal muscles, and vertebrae.
treatment in doses that ranged from 16 to 24 Gy single fraction. Fortunately, high-grade toxicity after SSRS occurs infrequently,
The actuarial 18-month imaging local control rate for all patients and most of the observed complications are mild,31 including
was 88%, and no significant differences in outcomes were noted esophagitis, mucositis, dysphagia, diarrhea, paresthesias, tran-
with respect to tumor histology.21 Guckenberger et al22 reported sient laryngitis, and radiculitis.32-37 Dose constraints have been
the results of a multi-institutional analysis of 387 patients treated established for the majority of organs at risk.38,39 Vertebral
with SBRT with 2-year local control of 84%. The cohort was compression fractures (VCFs) have recently been described after
composed of patients with various solid tumor histologies, and the SSRS, with a wide range in incidence reported, from 6% to 39%40.
median treatment dose was 24 Gy in three fractions.22 In a recent, A multi-institutional analysis found that a VCF after SSRS is more
large, single-institution experience, Yamada et al23 described a total likely to occur after treatment with high-prescription doses for
of 811 lesions treated in 657 patients with single-fraction SSRS. The a solitary spinal metastasis.41 Importantly, the majority of ra-
prescription dose ranged from 18 to 26 Gy, and, for analysis, dosing diographically observed VCFs remain asymptomatic and do not
was considered as a continuous variable. The median dose that require stabilization.40
covered 95% of the planning target volume was 16.44 Gy in the Radiation-induced spinal cord injury from SSRS is rare. One
low-dose group and 22.40 Gy in the high-dose group. Local failure multicenter publication found only six out of 1,075 cases of
rates for the low- and high-dose groups were 5% versus 0.41% at spinal radiosurgery developed radiation-induced myelopathy.42
12 months, 15% versus 1.6% at 24 months, and 20% versus 2.1% at Although institutional variability in accepted spinal cord dose
48 months, respectively. Of note, 82% of the tumors were radi- exists, one of the commonly used constraints is a cord maximum
oresistant histologies, and responses were determined to be both dose of 14 Gy.32 An analysis of 476 cervical and thoracic levels
histology and volume independent.23 SSRS yields a clinical benefit treated with single-fraction SSRS using this spinal cord constraint
regardless of histology, providing a more durable symptomatic resulted in only two patients (0.42%) developing self-limited,
response and higher local control rates than historical controls steroid-responsive myelopathy.23 However, it is this spinal cord
using cEBRT23-26 constraint that prohibits the use of SSRS in the setting of high-
A prospective randomized phase III trial is currently underway grade ESCC. In part, the rationale for this is predicated on a study
comparing cEBRT to SSRS.27 Although SSRS is still considered by by Lovelock et al,42a which demonstrated that all local failures
some to be an experimental treatment,28 the ability to deliver ab- occurred in tumors that received , 15 Gy to any portion of the
lative doses to tumor sites has fundamentally changed treat- planning target volume. Given a 10%/mm falloff of the radiation
ment paradigms,29particularly for solitary and oligometastatic dose and a cord maximum dose of 14 Gy, the tumor would either
disease30 (Fig 3). In the last several years, we have witnessed be underdosed at the margin of the spinal cord, risking epidural
a transition from treatment with aggressive cytoreductive surgeries, such progression, or overdosed, causing myelitis. Delivery of SSRS
C1 C2
within the spinal cord constraints while delivering the minimal The Evolving Role of Surgery
radiation dose to the tumor volume requires a separation be- The rationale for surgery in patients with metastatic spine
tween the tumor and the spinal cord.43 Therefore, patients with tumors is largely predicated on the study by Patchell et al,45
spinal cord compression (ESCC 2 to 3) secondary to radio- which provides class 1 evidence in support of direct surgical
resistant tumors require surgical decompression of the spinal decompression for patients with solid tumor metastases resulting
cord before SSRS. Currently, the safety of SSRS in the setting of in high-grade ESCC and/or myelopathy.45 In this landmark trial,
spinal cord compression is being studied; however, an early patients randomly assigned to direct surgical decompression fol-
report indicates that a significant risk of neurologic de- lowed by cEBRT had longer overall survival, improved mainte-
terioration exists in this clinical scenario, especially in radio- nance or recovery of ambulation, better preservation of bowel and
resistant tumors. 44 bladder function, and decreased narcotic requirements compared
with cEBRT alone. On the basis of this and a number of other surgery followed by SSRS in a retrospective review of 186 patients
series, the Spine Oncology Study Group, in a systematic literature and found the strategy to be both safe and effective for establishing
review, made a strong recommendation for surgical stabilization durable local tumor control regardless of tumor histology–specific
followed by decompression in patients with radioresistant tumors radiosensitivity. In this series, the three SSRS dose strategies used
in the setting of high-grade compression.29 were single fraction (24 Gy), high-dose hypofractionated (24 to
The integration of SSRS as postoperative adjuvant therapy has 30 Gy in three fractions), or low-dose hypofractionated (18 to
fundamentally changed the goals of surgery and significantly de- 36 Gy in five to six fractions). Overall, the 1-year local rate of
creased the associated morbidity compared with techniques tra- progression was 16.4%. The only significant factor affecting local
ditionally used with cEBRT. Patients with high-grade ESCC from tumor progression was the SSRS dose when comparing high-dose
radioresistant tumors require spinal cord decompression for hypofractionated versus low-dose hypofractionated, 4% versus
neurologic salvage and instrumented fusions for spinal stabiliza- 22%, respectively.47 The 24-Gy single-fraction cohort had a 9% risk
tion; however, the paradigm shift in surgery is reflected in the of progression. There was no impact of tumor histology, prior
extent of tumor resection (Fig 4). Using cEBRT, surgeons pre- failed radiation, or the degree of preoperative epidural compres-
viously relied on invasive procedures to achieve maximal cytor- sion on recurrence rates, and no patient suffered a neurologic
eduction. Despite this aggressive surgery, local recurrence rates complication. Rock et al48 also reported a 92% local-control rate in
were on the order of 60% at 6 months and 96% at 4 years.46 With 18 patients treated with radiosurgery after open surgical pro-
the use of SSRS, the surgical goal became simply to create a target cedures, and similar results have been demonstrated in other
for the safe delivery of SSRS. The term separation surgery was smaller series.49 Al-Omair et al50 noted that patients with post-
coined to describe a posterolateral epidural decompression with operative scans that showed continued compression of the spinal
posterior instrumented fusion that focused on reconstitution of cord (ie, ESCC 2 to 3) had a significantly higher risk of local
spinal fluid space to create a 2-mm margin between the tumor and recurrence after postoperative SSRS compared with patients with
spinal cord, but without resection of the vertebral body or para- sufficient separation between the tumor and the spinal cord (ie,
spinal tumor. Laufer et al47 evaluated the efficacy of separation ESCC 0 to 1c). Furthermore, patients with circumferential spinal
C D
cord compression represent challenging postoperative SSRS tar- treated with stabilization procedures, such as percutaneous cement
gets51 and may benefit from intraoperative brachytherapy using augmentation, pedicle screw fixation, or open surgery (Fig 5). The
32 52
P. Intraoperative brachytherapy facilitates improved post- Cancer Patient Fracture Evaluation (CAFE) trial provided prospective
operative SSRS dosimetry in patients with circumferential tumors randomized data showing significant pain reduction and improve-
of the spine.53 ment in disability indexes that persist for up to 6 months when
kyphoplasty was performed compared with the noninterventional
control arm.55
MECHANICAL INSTABILITY Spinal instability is an independent indication for an inter-
ventional procedure regardless of the radiosensitivity of the tumor or
Mechanical instability serves as an independent surgical indication degree of spinal cord compression. The suspicion of instability
regardless of the neurologic or oncologic assessment. Spinal in- should facilitate referral for early surgical evaluation and the ra-
stability, as defined by the Spine Oncology Study Group, is the “loss tionale for routine multidisciplinary evaluation of spine metastases.
of spinal integrity as a result of a neoplastic process that is asso-
ciated with movement-related pain, symptomatic or progressive de-
formity, and/or neural compromise under physiologic loads.”54(pE1226) SYSTEMIC DISEASE AND MEDICAL COMORBIDITIES
The Spinal Instability Neoplastic Score (SINS) was developed to
facilitate the assessment and communication of mechanical sta- Once the decision has been made regarding treatment on the basis
bility.54 SINS incorporates both clinical and radiologic factors of assessments of neurologic, oncologic, and mechanical stability,
important for maintenance of spinal integrity and includes tumors the remaining question is whether the patient can tolerate the
location, pain, alignment, lesion character (ie, osteolysis), vertebral proposed procedure and whether it makes sense in the clinical
body collapse, and posterior element involvement (Table 1). Be- context. Extent of disease, medical comorbidities, and expected
cause pain is one of the primary determinants of spinal instability, survival all play a critical role in this assessment. Patients most
differentiating biologic from mechanical pain is crucial for treating often undergo magnetic resonance imaging of the entire spinal axis
oncologists. Biologic pain increases in severity at night, abates with and histology-specific staging. Medical work-up should be directed
glucocorticoid administration, and is not exacerbated by move- toward known patient comorbidities but often includes pulmonary
ment. Mechanical pain is generally relieved with rest, exacerbated function tests, Doppler ultrasounds, and echocardiogram.
by movement, and does not respond to glucocorticoid administration. Several scoring systems, such as the Tokuhashi revised score,56 the
Oncolytic therapy reduces biologic pain, whereas mechanical pain is Tomita score,57 and the Bauer modified score,58,59 have been developed
to estimate expected survival in patients with spinal metastases. The
accuracy of these scores has been questioned, and along with the
Table 1. The Spinal Instability Neoplastic Score54
current change in survival, the reliability of these methods remains
uncertain.60,61 Currently, the ability of molecular markers to provide
Spinal Instability Neoplastic Score Component Score
prognostic information is changing cancer treatment schemes. Because
Location
treatment in this population serves a palliative purpose, physicians
Junctional (occiput-C2, C7-T2, T11-L1, L5-S1) 3
Mobile spine (C3-C6, L2-L4) 2 should focus on whether the patients are likely to adequately recover
Semirigid (T3-T10) 1 from the indicated procedure and become candidates for systemic
Rigid (S2-S5) 0 therapy. The minimally invasive nature of procedures such as per-
Pain
Yes 3
cutaneous cement augmentation or pedicle screw fixation can dra-
Occasional pain but not mechanical 1 matically improve quality of life even in patients with limited survival.
Pain-free lesion 0 The prevention, diagnosis, treatment, and general manage-
Bone lesion ment of cancer have recently been influenced by major scientific
Lytic 2
Mixed (lytic/blastic) 1
advances. Modern technologies allow for the assessment of ge-
Blastic 0 nomic and proteomic alterations and epigenetic and posttranslational
Radiographic spinal alignment modifications at the molecular level.62 The understanding of how
Subluxation/translation present 4 these influence tumors of the spine is ongoing, and interest is
De novo deformity (kyphosis/scoliosis) 2
Normal alignment 0 growing, predominantly for metastatic melanoma.63,64
Vertebral body collapse Generally, systemic therapy is considered to be more effec-
. 50% collapse 3 tive for visceral than for osseous disease, yet it may still play a
, 50% collapse 2
significant role in the treatment of spine metastases, particularly
No collapse with . 50% body involved 1
None of the above 0 when combined with stereotactic radiosurgery (SRS). One strategy
Posterolateral involvement of spinal elements that has demonstrated promising results is the combination of SRS
Bilateral 3 with checkpoint inhibitors inducing the abscopal effect and po-
Unilateral 1
None of the above 0
tentiating the effects of local radiation. This immune-mediated
Total score effect of SRS with checkpoint inhibitors has been demonstrated in
Stable 0-6 murine models65 and is believed to be associated with both
Indeterminate 7-12 hypofractionated and high-dose single-fraction radiation therapy66
Unstable 13-18
but suppressed with conventionally fractionated radiotherapy.67
Postow et al68 reported the abscopal effect in a patient with
melanoma receiving ipilimumab who received high-dose hypo- also for spinal stabilization as facilitated by SINS. The role for
fractionated radiation to a paraspinal lesion with subsequent res- less-invasive surgical options such as separation surgery and
olution of multiple lung lesions and a 30-fold increase in the titer of percutaneous stabilization followed by SSRS is growing. These
antibodies to a melanoma epitope. Harnessing the abscopal effect techniques are largely replacing highly morbid surgical approaches,
may lead to treatment strategies in which local radiation can sig- such as en bloc spondylectomy or transcavitary vertebrectomy.
nificantly affect systemic disease control. In addition, vascular Targeted therapies are, at present, redefining cancer treatment, yet
endothelial growth factor has been shown to inhibit the acid their precise role for spinal tumors is yet to be fully determined.
sphingomyelinase pathway that leads to endothelial dysfunction.
Experimental murine models have demonstrated that axitinib, an oral
tyrosine kinase inhibitor–vascular endothelial growth factor inhibitor, AUTHORS’ DISCLOSURES OF POTENTIAL CONFLICTS
in combination with SRS, can derepress this pathway, potentially OF INTEREST
acting as a radiosensitizer.69 From a spine tumor perspective, the
understanding of the effect of these therapies is premature, and as data Disclosures provided by the authors are available with this article at
accumulate it is likely to continue evolving treatment strategies. jco.org.
In conclusion, optimal management of spinal metastases
requires a multidisciplinary team effort. The NOMS framework
provides an algorithm for consistent and up-to-date management AUTHOR CONTRIBUTIONS
that is highly reproducible. The integration of radiosurgery has
completely evolved the way this patient population is being treated, Conception and design: Ori Barzilai, Mark H. Bilsky
Collection and assembly of data: Ori Barzilai, Mark H. Bilsky
and overcoming radioresistance has provided a giant leap in the Data analysis and interpretation: All authors
ability to control these tumors. Surgery still plays a key role in this Manuscript writing: All authors
paradigm, particularly for those with high-grade ESCC, necessi- Final approval of manuscript: All authors
tating separation of the epidural tumor from the spinal cord, but Accountable for all aspects of the work: All authors
20. Chang BK, Timmerman RD: Stereotactic body 39. Sahgal A, Weinberg V, Ma L, et al: Probabilities
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Affiliations
Ori Barzilai, Ilya Laufer, Yoshiya Yamada, Daniel S. Higginson, Adam M. Schmitt, Eric Lis, and Mark H. Bilsky, Memorial Sloan
Kettering Cancer Center; Ilya Laufer and Mark H. Bilsky, Weill Cornell Medical College, New York, NY.
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