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Journal of Oral Rehabilitation

Journal of Oral Rehabilitation 2015 42; 624--642

Review
Class II functional orthopaedic treatment: a systematic
review of systematic reviews
 †1, R. BUCCI*1, L. FRANCHI‡, R. RONGO*, A. MICHELOTTI* &
V . D ’ A N T O*
R . M A R T I N A * *Department of Neuroscience, Reproductive Sciences and Oral Sciences, School of Orthodontics and Temporoman-
dibular disorders, University of Naples “Federico II”, Naples, †Dentist Unit, Department of Pediatric Surgery, “Bambino Ges
u” Children
Hospital, Rome, and ‡Department of Surgery and Translational Medicine-Orthodontics, University of Florence, Florence, Italy

SUMMARY This Systematic Review (SR) aims to assess reviewed several functional appliances, as a group.
the quality of SRs and Meta-Analyses (MAs) on The mean AMSTAR score was 6 (ranged 2–10). Six
functional orthopaedic treatment of Class II SRs included only controlled clinical trials (CCTs),
malocclusion and to summarise and rate the three SRs included only randomised controlled trials
reported effects. Electronic and manual searches (RCTs), four SRs included both CCTs and RCTs and
were conducted until June 2014. SRs and MAs one SR included also expert opinions. There was
focusing on the effects of functional orthopaedic some evidence of reduction of the overjet, with
treatment of Class II malocclusion in growing different appliances except from headgear; there was
patients were included. The methodological quality some evidence of small maxillary growth restrain
of the included papers was assessed using the with Twin Block and headgear; there was some
AMSTAR (Assessment of Multiple Systematic evidence of elongation of mandibular length, but the
Reviews). The design of the primary studies included clinical relevance of this results is still questionable;
in each SR was assessed with Level of Research there was insufficient evidence to determine an
Design scoring. The evidence of the main outcomes effect on soft tissues.
was summarised and rated according to a scale of KEYWORDS: malocclusion angle class II/therapy,
statements. 14 SRs fulfilled the inclusion criteria. The orthodontic appliances functional, review literature
appliances evaluated were as follows: Activator (2 as topic, evidence-based dentistry, adolescent,
studies), Twin Block (4 studies), headgear (3 studies), growth and development
Herbst (2 studies), Jasper Jumper (1 study), Bionator
(1 study) and Fr€ ankel-2 (1 study). Four studies Accepted for publication 28 February 2015

Systematic Reviews (SRs) and Meta-analyses (MAs)


Background
are generally considered appropriate study design for
Class II malocclusion is one of the most frequently offering a strong level of evidence (3), especially on
encountered orthodontic issue as it occurs in about controversial topics. In addition, SRs are one of the
one-third of the population (1). The efficacy of the best ways to stay up to date with current medical lit-
functional orthopaedic treatments for such malocclu- erature (4) instead of reading an average of 17–20
sion is a widely debated topic, with controversial articles per day (5). A well-conducted SR aims to col-
results in orthodontic literature (2). lect and synthesise all the scientific evidence on a spe-
cific topic, according to strict predetermined inclusion
1
These two authors contributed equally to this work.
and exclusion criteria (6). When possible, SRs might

© 2015 John Wiley & Sons Ltd doi: 10.1111/joor.12295


EVIDENCE FROM SRs ON CLASS II TREATMENT 625

be integrated with MAs to statistically contrast and 2 What are the main effects reported in the SRs and
combine results from different individual studies and MAs about functional orthopaedic treatment of
to increase the statistical power of the analysis (7). Class II Malocclusion in growing patients and what
Approaching the scientific literature using such is the evidence underlying these results?
methodology might reduce the possibility of system-
atic errors (bias) (8). However, the validity of the
results of SRs or MAs might be influenced by different Search strategy
factors; among those, the lack of methodological qual- For the current study, all the SRs and MAs concern-
ity of the individual studies included in the review ing functional and orthopaedic treatment of Angle
(9), and the methodological flaws in the development Class II malocclusion were analysed. The databases
of the SR or MA itself must be take into consider- investigated for the systematic literature search were
ation. as follows: Medline (Entrez PubMed, www.ncbi.nlm.-
In 2010, it has been estimated that about 75 trials nih.gov), Latin American and Caribbean Health Sci-
and 11 SRs of trials were being published every day ences (LILACS, http://lilacs.bvsalud.org), Scientific
(10). Moreover, it is likely to find different SRs on Electronic Library Online (SciELO, http://www.scielo.
the same topic, conducted with different aims and org) and the Cochrane Library (www.cochrane
methodologies and leading to conflicting results library.com). The survey covered the period from the
(11). starting of the databases (1966 for PubMED, 1997 for
In this scenario, the need of overviewing and com- SciELO, 1982 for LILACS and 1993 for the Cochrane
paring the results from the existent SRs in a single Library) up to September 2013. No language restric-
paper takes place (12). To point out the importance of tions were set. A further hand-search of orthodontic
such ‘third level’ of evidence, the Cochrane Collabo- journals (European Journal of Orthodontics, American
ration has introduced the guidelines for Overview of Journal of Orthodontics and Dentofacial Orthopedics and
Reviews (6), to summarise multiple Cochrane reviews The Angle Orthodontist) was performed starting from
addressing the effects of two or more potential inter- the first volume available on the digital archives, to
ventions for a single condition. include possible overlooked or in press papers. More-
To our knowledge, currently no Systematic Review over, an exploration of the grey literature (unpub-
of SRs concerning functional orthopaedic treatment of lished studies) was performed among the conference
Class II malocclusion is available. Therefore, the aims abstracts of scientific congresses (European Orthodon-
of the present study were tic Society and International Association of Dental
1 To evaluate the methodological quality of SRs and Research).
MAs on functional orthopaedic treatment of Angle The following keywords were used and adapted
Class II malocclusion in growing patients. More according to the database rules: ‘Functional Ortho-
specifically, to determine the methodological qual- dontic appliance’, ‘Angle Class II’, Malocclusion,
ity level of the SRs and MAs and to assess the Review, Systematic Review. The search strategies
design of the primary studies included in each SR applied for each database are shown in Table 1 (see
or MA. also: Table S1).
2 To provide an overview of the reported effects of The search was later updated, applying same strate-
the treatments and to rate the evidence on which gies but customising the publication date range from
these results are based. September 2013 to June 2014.

Materials and methods Studies selection and data collection

The questions to be answered in the present SR are as Inclusion criteria:


follows:
1 To be a Systematic Review or a Meta-Analysis;
1 What is the methodological quality level of the SRs 2 Studies on the effects of functional orthopaedic
and MAs addressing the effects of functional ortho- appliances on Class II skeletal malocclusion;
paedic treatment of Class II malocclusion? 3 Studies on growing patients.

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626  et al.
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Table 1. Search strategy for each database and relative results

Database Search strategy Results

PubMed ((‘Activator Appliances’ [Mesh]) OR ‘Orthodontic Appliances, 94


Functional’ [Mesh] OR ‘Orthodontic Appliances, Removable’
[Mesh]) AND (‘Malocclusion, Angle Class II’ [Mesh]))
AND (Review* OR Meta-Analys*)
Cochrane Library Malocclusion Angle Class II; Filter: Review 2
SciELO Angle Class II Malocclusion AND (Review OR Meta-Analysis) 4
LILACS (tw:(Angle Class II Malocclusion)) AND (tw:(Review)) 23

Exclusion criteria: Table 2. Interpretation of the LRD scores. The scores are based
on the type of studies included in the SR
1 Dual publication;
2 Systematic Review of SRs; LRD score Studies included
3 SR updated in a later publication;
I Systematic Review of RCT
4 Treatment protocol not involving functional ortho-
II Randomised clinical trial
paedics. III Study without randomisation, such as a
Two investigators (V.D. and R.B.) independently cohort study, case–control study
IV A non-controlled study, such as
read all titles and abstracts. Two of four databases
cross-sectional study, case series,
(LILACS and SciELO) were analysed by only one case reports
investigator, due to language limitations. Subse- V Narrative review or expert opinion
quently, full-texts of the references that seemed to
fulfil the inclusion criteria were acquired and analy- answer’, when the item is relevant, but not described
sed thoroughly. Finally, only the papers that com- by the authors. Each ‘Yes’ answer is scored 1 point,
pletely satisfied all the inclusion criteria were selected. while the other answers are scored 0 point. According
Disagreements between the two examiners were dis- to the number of criteria met, the quality of the
cussed and resolved to reach a unanimous consensus. included paper was rated as ‘Low’ (AMSTAR ≤3);
In addition, the reference lists of the included SRs ‘Medium’ (AMSTAR 4–7); ‘High’ (AMSTAR ≥8) (14,
were analysed to identify any further relevant missing 15).
papers. Moreover, to assess the design of the primary stud-
From the included papers data about Authors, Year ies included in each SR the LRD (Level of Research
of Publication, Study Design, Diagnosis, Number of Design scoring) was used (16, 17). The interpretation
Patients, Intervention, Control, Outcome, Quality of of such score, which is base on the hierarchy of evi-
the included studies, Results, Author’s Conclusions dence, is shown in Table 2.
and Author’s Comments on Quality of Studies were For each included study, both investigators (V.D.
independently extracted by two authors (V.D. and and R.B.) independently assessed the methodological
R.B), and the consensus was reached through discus- quality. There was no blinding for the authors during
sion. both quality assessment and data extraction. The inte-
rexaminer reliability for the AMSTAR scores was
calculated by means of Cohen’s k coefficient.
Quality assessment of the included systematic reviews
Nonetheless, disagreements and discrepancies on the
For each included SR, the methodological quality was AMSTAR items were discussed and solved to reach a
assessed using the AMSTAR (Assessment of Multiple unanimous score.
Systematic Reviews) (13). AMSTAR is composed by
11 items, each one can be answered ‘Yes’, when
Synthesis of the results and rating of the evidence
clearly done, ‘No’, when clearly not done, ‘Not Appli-
cable’, when the item is not relevant, such as when a The main results of the included SRs were summar-
MA was not attempted by the authors, ‘Can’t ised according to the appliances examined in the

© 2015 John Wiley & Sons Ltd


EVIDENCE FROM SRs ON CLASS II TREATMENT 627

study. Afterwards, the evidence on which such results The 14 SRs included and the data extracted from
are based was rated according to a modified predeter- each SR are shown in Table 4 (18–31). One-third of
mined scale of statements (14, 15). The statements the included SRs (5 of 14) were integrated with MA
applied took into account: the way the data were (18, 20, 28, 30, 31). The number of patients included
pooled (MA or narrative synthesis), the statistical sig- ranged from 59 to 1763. The diagnosis reported in
nificance of the result and the number of studies/par- most of the paper was generally ‘Angle Class II mal-
ticipants on which the result was based. A full occlusion’; six SRs (19, 23–26, 31) more specifically
explanation of the statements adopted is reported in evaluated Class II Division 1 malocclusion and only
Table 3. Moreover, a downgrade of the rating was in one study (27) vertical facial growth was taken
performed (i.e. from sufficient evidence to some evi- into account as inclusion criterion (Class II hyperdi-
dence) whenever the quality of most of the individual vergent patients). Six SRs (18, 19, 21, 22, 27, 30)
studies addressing a specific outcome was low. The included only papers with a comparable Class II
quality of the individual studies was not re-assessed, untreated group. The appliances studied in the
but reported as assessed by the authors of the included SRs were as follows: Activator (18, 26);
reviews. Twin Block (18, 22, 25, 29); headgear (18, 20, 27);
Herbst (19, 23); Jasper Jumper (24); Bionator (26);
Fr€ankel-2 (30). Four papers evaluated several func-
Results
tional orthopaedic appliances, as a group (20, 21, 28,
31). The primary outcome of most of the articles (7
Papers selection
SRs) was the effect of treatment on the mandible,
The updated electronic search of all databases measured through different cephalometric methods
resulted in 123 references. One article was retrieved and reference points.
from sources other than database, and it was an ‘in
press’ paper provided by the authors. After duplicates
Quality of the included systematic reviews
were removed, 115 references were left. Eighty-six
references were excluded because the topic was not The Cohen’s k coefficient for the AMSTAR items was
pertinent or because they were not SRs. The remain- 091, thus indicating very good interexaminer agree-
ing eligible 29 articles were entirely read, and 15 of ment.
them were excluded (Fig. 1; Table S2). The most The AMSTAR score ranged from a minimum of 2
common exclusion criterion was the absence of a to a maximum of 10; the mean score was 6. The
systematic search strategy, especially among the old- single AMSTAR items for each paper and the total
est papers. AMSTAR scores are shown in Table 5. Three papers

Table 3. Scale of Statements adopted to rate the evidence of the outcomes retrieved from each SR

Sufficient evidence Meta-analysis: statistically significant pooled result that is based on a large number of included studies/
participants
or
Narrative synthesis: large number of studies and/or study participants showing a statistical significance
When these conditions are applied to a non-significant result, the interpretation is ‘evidence of no effect’ (ineffectiveness).

Some evidence Meta-analysis: statistically significant pooled result that is based on a small number of included studies/
participants
or
Narrative synthesis: small number of studies and/or study participants showing a statistical significance.

Insufficient evidence Underpowering of the included studies to be able to detect an effect of the intervention (small number of
to support studies/participant supporting significant or non-significant results)
Not to be interpreted as the first statement. This is about ‘no evidence of effect or no evidence of no effect’.

Insufficient evidence Gap in the evidence (controversial results)


to determine

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628  et al.
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Fig. 1. PRISMA Flow Diagram of


the included and excluded records.

were rated as ‘low quality’, 8 papers were rated as decrease the OVJ [ 388 mm (19) to 417 mm
‘medium quality’, and 3 papers were rated as ‘high (31)], with higher results for the Twin Block when
quality’. assessed individually [ 645 mm (19); 33 to
Six papers included only Clinical Controlled Studies 69 mm (22)].
(CCTs), three papers included only Randomised There is insufficient evidence to support a significant
Controlled Studies (RCTs), four papers included both reduction of the OVJ ( 46 to 56 mm) with Splint-
CCTs and RCTs, and one paper included also book Type Herbst appliance (23).
chapter and expert opinions. The LRD scores are There is insufficient evidence to determine an effect of
shown in Table 6. the headgear on the OVJ as controversial results are
reported: no significant effect was found by Antonara-
kis and Kiliaridis (18) while a small significant reduc-
Main outcomes and rating of the evidence
tion was reported by Thiruvenkatachari et al. (31)
For this purpose, the papers showing low quality (20, ( 107 mm).
27, 29) (AMSTAR <4) were excluded. Upper and lower incisors—There is some evidence of
proclination of the lower incisors (L1.GoGn: +39°)
Dentoalveolar effects. Three SRs (19, 22, 23) studied the and retroclination of the upper incisor (U1.Mx plane:
dentoalveolar effects of functional orthopaedic treat- 92°) with Twin Block (22).
ment, while two SRs (18, 31) focused only on OVJ There is insufficient evidence to support a proclination/
changes. anterior movement of the lower incisors with both
Overjet (OVJ)—There is some evidence that func- Splint-Type (23) and Crown-Banded-Type Herbst
tional appliances, considered as a group, significantly appliance (19).

© 2015 John Wiley & Sons Ltd


Table 4. Data extracted from the 14 systematic reviews and meta-analysis included

Quality tool
Study design, and quality of
Authors, year, diagnosis Intervention (I) Outcome the individual Authors’ conclusions (C)
reference No. of patients Control groups (C) measures studies Results Authors’ comments on quality of studies (Q)

Antonarakis and SR and MA of 9 P I1: Act (HA; Schwarz; Maxillary effect Petren et al.: Maxillary effect: Both I2 and I3 C: All appliances showed an improvement in

© 2015 John Wiley & Sons Ltd


Kiliaridis, 2007 CTs and RCTs; Bio); (SNA); Medium– control maxillary growth; higher control sagittal intermaxillary relationships
(18) Class II; I2: TB; Mandibular High* (9/9) with I3 (I3:103°, I2:101°), with lower (decrease in ANB) when compared to
670 subjects I3: EOT; effect (SNB); homogeneity. No significant effect on untreated Class II subjects. The use of
I4: Combination Intermaxillary SNA with I1 and I4 functional appliances and/or extraoral
(EOT/functional); relation (ANB); Mandibular effect: I1, I2 and I4 increase traction acts mostly in one of the two jaws
C: Untreated Class II Overjet mandibular growth; greater effects and (mandible for activators and combination
subjects high homogeneity with I2(I1:066°; appliances and maxilla for extraoral
I2:153°;.I4: 105°). No significant results traction) while the twin block group, shows
on SNB with I3 changes on both jaws. Besides the small
Intermaxillary relation: All I1, I2, I3 and sagittal skeletal base improvement
I4 reduce ANB angle; highest reduction influencing overjet, the dentoalveolar effect
with I2 (I1:092°; I2:261°; I3:138°; on overjet is brought about by palatal
I4:18°), highest homogeneity with I4. tipping of maxillary and labial tipping of
Overjet: I1, I2 and I4 show a significant mandibular incisors, respectively
decreasing of the OJ; highest decrease Q: Heterogeneity of age, sample size,
with I2(I1:388 mm; I2:645 mm; control groups and appliances
I4:437), highest homogeneity with I4.
No significant difference in OJ with I3
Barnett et al., 2008 SR of 3 CCTs; I1: Crown- or Dental and – I1 determines increase of several C: Dental changes have more impact than
(19) Class II Division Banded-Type Herbst Skeletal mandibular sagittal skeletal variables (2– skeletal changes
1; C: Untreated Class II cephalometric 3 mm); minimal maxillary skeletal Q: No RCT, Poor methodological quality of
102 subjects subjects changes effects (few variables were statistically the studies; frequent use of condylion as
significant different), proclination/ reference point for mandibular length
anterior movement of the lower incisors, measurement, which is well-known to be
retroclination/posterior movement of the difficult to determine cephalometrically.
upper incisors, extrusive and anterior Different landmarks/measurements,
direction of movement of the different group age ranges, different
mandibular first molars; distal movement treatment duration
and intrusion of the maxillary first
molars (clinically questionable). Overjet
and overbite were also reduced

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EVIDENCE FROM SRs ON CLASS II TREATMENT
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630

Table 4. (continued)
V. D’ANTO

Quality tool
 et al.

Study design, and quality of


Authors, year, diagnosis Intervention (I) Outcome the individual Authors’ conclusions (C)
reference No. of patients Control groups (C) measures studies Results Authors’ comments on quality of studies (Q)

Chen et al., 2002 SR and MA of 6 I1: Functional Mandibular – I1 significantly increases only in Ar-Pg C: There is the need to re-evaluate
(20) RCTs; appliances (Bass, growth and Ar-Gn distances. No effect of the functional appliance use for mandibular
Class II; Bio, Fr-2, TB); (horizontal and type of appliance growth enhancement. The clinical effect on
Not Reported C: No treatment vertical mandibular length is little, and probably
and/or EOT dimension) influenced by reference point. (Ar moves
posteriorly and superiorly after functional
therapy) The absence of statistically
significant difference of angular values
(SNB and LIA) was unexpected and might
be because all appliances were analysed as
a group
Q: Methodological limitation; heterogeneity
of skeletal age, treatment durations; lack of
treatment-control match and patient
compliance evaluation
Cozza et al., 2006 SR of 4 RCTs and I1: Functional Mandibular Modified Jadad I1 increases mandibular growth C: The amount of supplementary mandibular
(21) 18 CTs (2 P and appliances (Act, sagittal position, scale: in two-thirds of the samples. Changes in growth appears to be significantly larger if
16 R);Class II; Bass, Bio, Fr-2, Total mandibular Low (3/22) mandibular position in relation to the the functional treatment if performed at the
1763 subjects Herbst, MARA, TB) length, Medium (13/ cranial base were not clinically pubertal peak in skeletal maturation.
C: Untreated Class II Mandibular 22) significant Q: Quality of the studies from low to
subjects ramus height, Medium–High The Herbst appliance showed the highest medium/high, rare RCTs (neglecting the
and Mandibular (6/22) coefficient of efficiency skeletal maturation)
body length; (028 mm month) followed by the Twin
Efficiency of the block (023 mm month). Lowest
appliances coefficient of efficiency for the Frankel
appliance (009 per month)

(continued)

© 2015 John Wiley & Sons Ltd


Table 4. (continued)

Quality tool
Study design, and quality of
Authors, year, diagnosis Intervention (I) Outcome the individual Authors’ conclusions (C)
reference No. of patients Control groups (C) measures studies Results Authors’ comments on quality of studies (Q)

Ehsani et al., 2014 SR of 10 CTs (6 P I1: TB Skeletal, Dental Modified risk of Data from the meta-analysis: C: Dental effects are consistently reported. A

© 2015 John Wiley & Sons Ltd


(22) and 4 R) and C: Untreated Class II and Soft tissues bias: I1 controls maxillary growth (SNA: 08°), clinically significant restraint of maxillary
Meta-Analysis of subjects effects High risk (1/ projected the low jaw slightly forward growth was not found. Although the
5 studies; Class 10) (SNB: 12°), increments the mandibular mandibular body length is increased, the
II; 664 subjects Medium risk body length (CoGn: 3 mm) and increases facial impact of it is reduced by the
(5/10) the anterior facial dimensions (ALFH: simultaneous increment of the face height.
Low risk (4/ 2 mm). Moreover, reduces the upper Q: Highly heterogeneous and biased studies
10) incisor proclination (U1-AnsPns: 92°) (various measurements and treatment
and increases the lower incisor times, use of historical controls)
inclination (L1-GoGn: 38°)
Flores-Mir et al., SR of 3 CCTs; I1: Splint-Type Dental and Self-produced Skeletal Effects: I1 increases C: The combination of several small
2007 (23) Class II div 1; Herbst; Skeletal checklist: anteroposterior length of the mandible (statistically significant) changes in different
Not Reported C: No treatment cephalometric Low (3/3) (07- to 29-mm), increases mandibular skeletal and dental areas produces the
changes protrusion (12° to 29°), decreases overall reported positive change, but they
intermaxillary discrepancy ( 15° to are not likely clinically significant.
21° and 42- to 49 mm), retrudes Q: Secondary level of evidence. Small
maxillary anteroposterior position sample size. Use of different variables and
(<1 mm) and increases posterior (14- to reference points of cephalometric analysis.
25-mm) and anterior (12- to 3-mm) No homogeneity in treatment and control
facial height groups (race, gender, age). Few studies
Dental effects: I1 reduces OJ ( 46- to using control group that included Class II
56-mm) and OB ( 25 mm), patients
determines mandibular incisor
proclination (32° to 45°), protrusion
(15- to 4-mm) and extrusion (53°)
determines mesial movement of lower
molars (08- to 36- mm) (no extrusion),
and distal movement of upper molars
(25- to 54- mm) with intrusion
( 09 mm) and retroclination (56°). No
significant changes for upper incisors

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Table 4. (continued)
V. D’ANTO

Quality tool
 et al.

Study design, and quality of


Authors, year, diagnosis Intervention (I) Outcome the individual Authors’ conclusions (C)
reference No. of patients Control groups (C) measures studies Results Authors’ comments on quality of studies (Q)

Flores-Mir et al., SR of 5 CTs (1 P I1: Jasper Jumper; Soft tissue Self-produced I1 increases naso-labial angle, retrudes the C: There is little of evidence on Jasper
2006 (24) and 4 R); I2: Herbst; changes checklist: position of ‘Labrale Superious’ relative to Jumper appliance and the results are
Class II div 1; C: No treatment Low (2/5) the vertical reference plane, and contradictory. Herbst appliance determines
228 subjects Medium (3/5) protrudes the position of ‘Labrale a significant improvement in facial profile.
Inferious’ relative to Aesthetic Plane (E- This improvement is not the product of a
plane) more forward position of the lower lip but
I2 generates a soft menton protrusion, a more likely a retrusion of the upper lip. On
‘Subnasale’ retrusion, contradictory average, although fixed functional
results regarding the anteroposition of appliances produce some significant
the upper lip and no changes in the statistical changes in the soft tissue profile,
lower lip the magnitude of the changes may not be
perceived as clinically significant.
Q: Low level of evidence; reference
structures not always reliable
Flores-Mir and SR of 2 CCTs; I1: TB; Soft tissue Self-produced I1 shows no evidence of change of facial C: A few studies evaluated the soft tissue
Major, 2006a (25) Class II div 1; C: No treatment changes checklist: convexity, lower lip, nose and soft tissue profile changes. The twin block appliance
59 subjects Low (1/2) menton. Controversial changes in the seems to not produce a soft tissue profile
Medium (1/2) upper lip for the position of labrale changes to be perceived as clinically
superius relative to the aesthetic line, significant. Three-dimensional
which was in a more retruded position quantification of soft tissue changes is
( 19 mm) required
Q: Low level of evidence
Flores-Mir and SR of 10 CCTs I1: Act; Soft tissue Self-produced Contradictory results for both I1 and I2 C: Although some statistically significant soft
Major, 2006b (26) and 1 RCT; I2: Bio; changes checklist: tissue changes were found, for both I1 and
Class II div 1; C: No treatment Low (10/11) I2 the clinical significance is questionable.
540 subjects Medium (1/ Q: Methodological weakness, low level of
11) evidence

(continued)

© 2015 John Wiley & Sons Ltd


Table 4. (continued)

Quality tool
Study design, and quality of
Authors, year, diagnosis Intervention (I) Outcome the individual Authors’ conclusions (C)
reference No. of patients Control groups (C) measures studies Results Authors’ comments on quality of studies (Q)

Jacob et al., 2013 SR of 4 CCTs; I1:Extraoral high-pull Skeletal changes Modified I1 decreases ANB angle (from 09 to 15°), C: High-pull headgear treatment improved

© 2015 John Wiley & Sons Ltd


(27) Class II headgear (maxillary (horizontal and Antczak et al.: decreases overjet (26–65 mm). the AP skeletal relationships, by displacing,
hyperdivergent splints/banded vertical); Low – 4 points Statistically significant posterior the maxilla posteriorly but not the vertical
patients; 221 molars) Dental effects of 10 (1/4) displacement of the maxilla (01– skeletal relationships
subjects C: Untreated Class II (molar eruption) Medium – 6/7 05 mm), distalization of the maxillary Q: Greater attention to the design and
hyperdivergents points of 10 molar (05–33 mm), maxillary molar report of studies should be given to
(3/4) intrusion (04–07 mm), retroclination improve the quality of such trials
(44–110°) and intrusion of the
maxillary incisors (02–21 mm) were
also reported with I1. No effects on the
mandible
Marsico et al., 2011 SR and MA of 4 I1: Functional Mandibular Assessment of I1 increases mandibular growth (179 mm C: The treatment with functional appliances
(28) RCTs; Appliances (Act, growth (total risk of bias: in the annual mandibular growth) when results in change of skeletal pattern (small
Class II; HA, Fr-2, Bio, TB); length) High risk (1/4) compared with C, with statistical increases of mandibular length); however,
338 subjects C: No treatment Unclear risk heterogeneity even if statistically significant, appear
(1/4) unlikely to be very clinically significant.
Low risk (2/4) The heterogeneity of the results can be
attributed to the difference in sample
dimension and to the use of different
functional appliances). Several benefits
must be attributed to the early treatment of
Class II malocclusion with functional
appliances
Q: Heterogeneity regarding cephalometric
analyses, variables and reference points
Olibone et al., 2006 SR of 45 I1: TB; Mandibular – I1 produces significant reduction of the C: The alterations were the combination of
(29) references C: Not reported growth; SNA angle; retroclination of the upper modifications on the condyle, the
(articles and Maxillary effect; incisors, increase of mandibular length mandibular fossa, the basal bone and
book’s chapters) Intermaxillary and condyle growth; proclination of the dentoalveolar alterations. Most of the
Class II; relation; lower incisors; improvement of maxilla- authors recommend the use of the Twin
Not reported Upper incisor; mandibular relation Block during the pubertal peak
Lower incisor Q: nr

(continued)
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Table 4. (continued)
V. D’ANTO

Quality tool
 et al.

Study design, and quality of


Authors, year, diagnosis Intervention (I) Outcome the individual Authors’ conclusions (C)
reference No. of patients Control groups (C) measures studies Results Authors’ comments on quality of studies (Q)

Perillo et al., 2010 SR and MA of 8 I1 Fr-2 (FR-2); Mandibular total Modified Jadad I1 enhances mandibular body length C: The FR-2 appliance had a statistically
(30) CTs (7 R and 1 C: Untreated Class II length; scale: (04 mm year), mandibular total length significant effect on mandibular growth
P) and 1 RCT; subjects Mandibular Low (7/9) (0021 mm year) and mandibular ramus with a low to moderate clinical impact
Class II; body length; Medium (2/9) height (0654 mm year) Q: From low to medium quality of the
686 subjects Mandibular studies. Heterogeneity in linear
ramus height measurement, age distribution and
treatment duration. Poorly defined initial
skeletal diagnosis. Mostly non-randomised
and retrospective
Thiruvenjatachari SR and MA of 17 AIM 1: I1: Functional OVJ; Assessment of I1 and I2 demonstrate significant C: Early orthodontic treatment for children
et al., 2013 (31) RCTs; Prominent Appliance (TB; Intermaxillary risk of bias: difference in OVJ and ANB when with prominent upper front teeth is more
Upper Teeth Forsus; Andreasen; relation (ANB); High risk (11/ compared with C, after the first phase of effective in reducing the incidence of incisal
(Class II division Fr-2; Bass; Bio; R- Incisal trauma 17) early treatment. At the end of the trauma than adolescent orthodontic
1); 721 subjects Appliance; Unclear risk treatment, no statistically significant treatment. There are no other advantages
Dynamax; HA; (4/17) difference, except for a significant for providing early treatment
AIBP; Herbst) Low risk (2/ reduction in the incidence of incisal Q: Overall low quality of the evidence
I2: EOT 17) trauma
C: Adolescent Statistically significant reduction in OVJ
Treatment ( 522 mm) and ANB ( 063°) when
AIM2: I1: comparing Late orthodontic functional
Functional treatment with no treatment
Appliances
C: No treatment or
different kind of
appliance

SR, systematic review; MA, meta-analysis; CCT, controlled clinical trial; P, propsective; R, retrospective; RCT, randomised controlled trial; Act, activator; TB, twin block; EOT,
extra oral traction; Bio, bionator; Fr-2, Frankel-2; MARA, mandibular anterior repositioning appliance; HA, harvold activator; AIBP, anterior inclined bite plate; *stated by the
authors. Quality not reported for the individual studies.

© 2015 John Wiley & Sons Ltd


Table 5. Quality assessment according the AMSTAR items for each SR and total AMSTAR scores. For each Yes answer: 1 point; all the other answers: 0 point

Thiruvenj-
Antonarakis Barnett Flores-Mir Flores-Mir Flores-Mir Flores-Mir Marsico Olibone Perillo atachari
and Kiliaridis, et al., Chen et al., Cozza et al., Ehsani et al., et al., et al., and Major, and Major, Jacob et al., et al., et al., et al., et al., 2013
2007 (18) 2008 (19) 2002 (20) 2006 (21) 2014 (22) 2007 (23) 2006 (24) 2006a (25) 2006b (26) 2013 (27) 2011 (28) 2006 (29) 2010 (30) (31)

Was an ‘a priori’ design Y Y Y Y Y Y Y Y Y Y Y Y Y Y


provided?
Was there duplicate N Y N Y Y Y Y Y Y N Y N Y Y

© 2015 John Wiley & Sons Ltd


study selection and
data extraction?
Was a comprehensive Y Y N N Y Y Y Y Y N Y Y Y Y
literature search
performed?
Was the status of N N N N Y N N N N N N N N Y
publication (i.e. grey
literature) used as an
inclusion criterion?
Was a list of studies N Y Y N Y Y Y N Y N Y N N Y
(included and
excluded) provided?
Were the characteristics Y Y Y Y Y N Y Y Y Y Y N Y Y
of the included studies
provided?
Was the scientific quality CA N CA Y Y Y Y Y Y Y Y N Y Y
of the included studies
assessed and
documented?
Was the scientific quality N CA N Y Y Y Y Y Y N Y N Y Y
of the included studies
used appropriately in
formulating
conclusions?
Were the methods used Y Y N NA Y Y NA NA NA NA Y NA Y Y
to combine the findings
of studies appropriate?
Was the likelihood of N N N NA N N NA NA NA NA N NA N N
publication bias
assessed?
Was the conflict of N N N N N N N N N N N N N Y
interest stated?

Total AMSTAR Score 4 6 3 5 3 7 7 6 7 9 8 2 7 10

Y, yes; N, no; NA, not applicable; CA, can’t answer.


EVIDENCE FROM SRs ON CLASS II TREATMENT
635
636  et al.
V. D’ANTO

Table 6. Study design of the primary studies included in each There is some evidence of a significant advancement
SR, as assessed according to the LRD scores of mandibular position in relation to cranial base
(SNB) with Twin Block appliance [12°(22);
Authors, Year, Reference LRD
153°(18)], while some evidence of a very small increase
Antonarakis and Kiliaridis, 2007 (18) II–III of the same angle was reported with other activators,
Barnett et al., 2008 (19) III considered as a group [Harvold, Bionator, Schwarz;
Chen et al., 2002 (20) II
066°(18)].
Cozza et al., 2006 (21) II–III
There is some evidence of mandibular length increas-
Ehsani et al., 2014 (22) III
Flores-Mir et al., 2007 (23) III ing after treatment with functional appliances, consid-
Flores-Mir et al., 2006 (24) III ered as a group, ranging between 08 and 47 mm as
Flores-Mir and Major, 2006a (25) III measured with Co-Gn (or Co-Pg) and between 12
Flores-Mir and Major, 2006b (26) II–III and 22 mm as measured with Olp-Pg + OLp-Co (21).
Jacob et al., 2013 (27) III
The same results was reported with an effect size of
Marsico et al., 2011 (28) II
Olibone et al., 2006 (29) III–IV–V 061 (28).
Perillo et al., 2010 (30) II–III There is some evidence of a significant elongation of
Thiruvenjatachari et al., 2013 (31) II Co-Gn with Fr€ ankel-2 (30) appliance and Twin Block
I: Systematic Review of RCTs; II: Randomised Clinical Trial; III:
(22) appliance individually (107 mm/year and
Study without randomisation; IV: non-controlled study, V: Nar- 29 mm, respectively).
rative review/expert opinion. There is insufficient evidence to support a significant
mandibular length increasing with both Splint-type
(23) (07–27 mm) and Crown-Banded-Type (19)
Upper and lower molars—There is insufficient evi- (16–22 mm) Herbst appliances.
dence to support a distal movement and intrusion of
the upper molars and a mesial movement of the
Soft tissue effects
lower molars, reported with Splint-Type (23) and
Crown-Banded-Type Herbst appliance (19). Four SRs evaluated the effects of functional orthopae-
There is insufficient evidence to determine a mesio-dis- dic treatment on soft tissues (22, 24–26).
tal movement of upper and lower molars with Twin There is insufficient evidence to support an improve-
Block, due to the controversy of the findings (22). ment in facial convexity after treatment with fixed
appliances (Jasper Jumper (J) and Herbst (H)) (24). In
particular, the increase of the naso-labial angle (J) or
Maxillary skeletal effects
the retrusion of subnasale point (H) and the protru-
Four SRs evaluated the effects of treatment on the sion of labrale inferious point (J) or the protrusion of
upper jaw (18, 19, 22, 23). the soft menton (H) are reported.
There is some evidence of a small maxillary growth There is insufficient evidence to determine an effect of
restraint with Twin Block appliance [SNA: 07°(22) Twin Block (22, 25) on soft tissues due to the contro-
to 103°(18)] and with headgear [SNA: 101°(18)]. versy of the reported results: in fact, significant effects
There is some evidence of a non-significant effect were reported in the one SR (22) while non-signifi-
with other activators, considered as a group (Harvold, cant findings were pointed out in another paper (25).
Bionator, Schwarz) (19). There is insufficient evidence to determine an effect on
There is insufficient evidence to determine the effect of soft tissues with Activator and Bionator as controver-
both Splint-Type (23) and Crown-Banded-Type Herbst sial results are reported in one SR (26).
Appliance (19) on the upper jaw, which is reported to
be very low or even not significant.
Discussion
The present Systematic Review aimed to summarise
Mandibular skeletal effects
the current evidence from the SRs and MAs on the
Seven SRs analysed the effects of functional orthopae- orthopaedic functional treatment of Class II Malocclu-
dic treatment on the lower jaw (18, 19, 21–23, 28, 30). sion. In particular, the focus of the present study con-

© 2015 John Wiley & Sons Ltd


EVIDENCE FROM SRs ON CLASS II TREATMENT 637

cerns the quality and the main results of the SRs and the most used tools, together with self-produced
MAs addressing this issue. checklists based on the key of interest, which are also
considered valid instruments (9, 24–26). Among the
included studies, only the Cochrane review (31)
Quality of the included systematic reviews
adopted the GRADE approach (37) suggested from
Scientific and rigorous methods are employed in SRs the Cochrane collaboration as system for grading the
to identify and summarise the literature, to minimise quality of evidence and providing the strength of rec-
biases that come from narrative reviews. Nonetheless, ommendation.
as with all the other publications, the value of a SR The paper with the highest AMSTAR score (AM-
depends on the way it is conducted and on the accu- STAR 10) is a Cochrane Review (31). This result is in
racy of the results (10). accordance with what previously pointed out in sev-
The methodological quality of the included SRs was eral studies (38–40) when comparing the methodol-
assessed with the AMSTAR (Assessment of Multiple ogy of Cochrane SRs with that of SRs published in
Systematic Reviews) (13). AMSTAR is a recent valid paper-based journals; the authors found that the SRs
and reliable quality tool (32), built upon expert opin- published by the Cochrane Collaboration present less
ion and empirical data collected with a previously flaws and better methodological quality. These find-
developed tool (13). ings suggest that standardised instructions and several
The item 1 of the AMSTAR (‘Was an “a priori” peer-review levels improve the methodological sound-
design provided’?) refers to a registered protocol of the ness of literature.
review. The databases for protocol registration, such The AMSTAR score evaluates whether a SR is con-
as PROSPERO (International Prospective Register of ducted in appropriate way, but still it neglects infor-
Systematic Review) (33), have been recently intro- mation regarding the individual articles included in
duced; therefore, in our study, due to a chronological the SR. To overcome this issue, the AMSTAR score
limitation the presence of the protocol registration was integrated with the LRD score. The Level of
was neglected. Affirmative answer to the item 1 was Research Design Scoring has been previously adopted
assigned whenever clear predetermined research crite- in SR of SRs (34), and it assigns a score to the design
ria were provided. Ensuring such approach avoids the of the individual studies according to the hierarchy of
review method to be influenced by reviewers’ expec- evidence (16, 17).
tations (7). Only one SR (29) included non-controlled studies,
The AMSTAR scores of the SRs included in the cur- book chapters and expert opinions (LRD III-IV-V).
rent study showed a wide range of values, between 2 This SR showed also the lowest AMSTAR score (AM-
and 10, with an average value of 6. Common factors STAR 2) and presented a structure closer to a narra-
for the included review to lose point in the AMSTAR tive review than to a SR, without providing any
score were as follows: not performing a grey literature definite conclusion. However, it was included in our
search (item 4), not assessing the publication bias study because the methodology of the literature
(item 10) and not providing the conflict of interest of search reflects some of the principles of a SR.
the authors (item 11). However, AMSTAR score have Most of the included reviews (6 SRs) included only
to be carefully interpreted as the single AMSTAR CCTs. Even if RCTs are considered the best way to
items may have different weights in the overall qual- investigate the efficacy of dental interventions and to
ity of a SR (34). For instance, reporting the conflict of compare different treatment alternatives (41), and
interest (item 11) has a low impact on the methodol- MAs of RCTs are considered one of the highest level
ogy of a SR. On the other hand, the assessment of the of evidence (7, 42, 43) only 3 of the included SRs
scientific quality of the primary study included (item (20, 28, 31) investigated only RCTs. The number of
7) has to be considered a key item, as this evaluation RCTs included in these SRs was variable [6 for Chen
allows the identification of flaws in the primary litera- et al. (20), 4 for Marsico et al. (28) and 17 for Thiru-
ture. In 10 of 14 SRs, the quality of the individual venkatachari et al. (31)] and only 2 studies overlapped
studies was documented and reported. Modified Jadad in the 3 searches, because of different inclusion and
Scale (35) and Assessment of risk of bias (36) were exclusion criteria.

© 2015 John Wiley & Sons Ltd


638  et al.
V. D’ANTO

Interestingly, one of the SR of RCTs (20) was Dentoalveolar effects. According to the results provided
judged of low quality with the AMSTAR score (AM- by the included SRs and MAs, there is a good consen-
STAR 3), demonstrating that even the results of a sus in literature regarding the effect of reduction of
SR of RCTs, which pretends to be the highest level the OVJ after functional orthopaedic treatment. Nev-
of evidence, have to be carefully interpreted as ertheless, if the results of the functional appliances in
major methodological flaws can affect the quality of general and of the Twin Block in particular are
the SR. supported by a good level of evidence, it is not so for
the Splint-Type Herbst appliance. Indeed, the SR by
Flores-Mir et al. (23) which provides results on this
Main outcomes and rating of the evidence
outcome is based only on three references judged of
To not provide a simple narrative summary of the low quality by the authors. Regarding the headgear,
results and to assess the quality of body evidence, a the evidence supporting the effect on the OVJ was
predetermined scale of statements was adopted for considered insufficient, due to the controversy of
each of the outcomes analysed. This instrument has results. These controversies are probably related to
been previously adopted in a Cochrane SR of SRs (14, the different study selection [all studies (18) vs. RCTs
15), to not re-assess the quality of the studies (31)] and to the different inclusion criteria of the
included within reviews. In the current study, it was studies assessing this outcome. In fact, Antonarakis
not possible to adopt the GRADE approach (37) as and Kiliaridis (18) chose as diagnostic criterion the
suggested by the Cochrane Collaboration, as ‘Sum- Class II malocclusion, while Thiruvenkatachari et al.
mary of findings’ tables were not reported in any of (31) selected the participants as they presented promi-
the included SRs, except for the Cochrane SR (31) nent upper front teeth. Therefore, it is likely to
and frequently raw data were not available. observe a greater dental movement when the starting
The difficulties encountered in our study when syn- position of the teeth is altered.
thesising the data extracted from the included SRs Changes in molar position were reported to be
and MAs were mainly due to the variability of the small and generally supported by insufficient evi-
inclusion criteria and to the heterogeneity of samples, dence.
outcomes, cephalometric landmarks and analysis. Our Little information is reported about the long-term
study pointed out a strong weakness in the initial effects after functional treatment. In one SR (18), it is
diagnosis of skeletal Class II malocclusion. All the reported that skeletal changes seem to be more tem-
included SRs set ‘Class II malocclusion’ as inclusion porary than dentoalveolar changes, which are more
criterion, but none of them clearly stated how the stable.
diagnosis was performed. It was observed that treat-
ment success with functional appliances depends on a Maxillary skeletal effects. Regarding the evidence pro-
great number of confounding variables, including the vided on maxillary growth restraint, few significant
severity of the baseline conditions. Underestimating values were reported and most of them were too
this factor does not guarantee generalisation of the small to be considered clinically relevant. The best
conclusion, as the sample might not properly repre- effect of SNA reduction seems to be achieved with
sent the target population (44). headgear (18), while Twin Block shows variable
Results from SRs and MAs should be the corner- results between significant and non-significant (18,
stone for developing practice guidelines, but due to 22). Non-significant values of maxillary growth con-
the limited and biased evidence of the primary stud- trol were reported with both Splint-Type and Crown-
ies, the clinical recommendations are always reported Banded Herbst, but the evidence supporting this result
to be weak. The most frequently reported flaws of the is insufficient due to the small number of primary
primary studies were as follows: methodological limi- studies (2 or 3 studies) on which this result is based.
tations, absence of a control-matched untreated In addition, the quality of the individual studies was
group, variability of the treatment timing, small sam- low in the SR by Flores-Mir et al. (23), and even not
ple size and variability of cephalometric analysis and assessed in the study by Barnett et al. (19). Therefore,
landmarks. the current evidence from SRs is not adequate to sug-

© 2015 John Wiley & Sons Ltd


EVIDENCE FROM SRs ON CLASS II TREATMENT 639

gest or discourage the use of Herbst appliance for In the MA by Perillo et al. (30) on Fr€
ankel-2 appli-
maxillary skeletal growth control. ance, a significant but small increase of mandibular
total length was found. However, the sensitivity
Mandibular skeletal effects. Enhancement of mandibular analysis pointed out a negative correlation between
length and/or achievement of a more forward position the quality of the included studies and the retrieved
of the mandible, albeit still widely discussed, are results, making questionable the clinical relevance of
frequently desired outcomes as most of the skeletal the findings.
Class II malocclusion are due to a mandibular retru- The most recent MAs (28) points out an effect size of
sion (45). the treatment of 061 when comparing Class II subjects
Addressing all functional appliances as a group Coz- treated with different functional appliances with
za et al. (21) reported a wide range of significant and untreated control groups. This finding is the result of
non-significant findings, providing results which are the standardisation of different cephalometric mea-
scarcely applicable in the daily practice. The variabil- sures of mandibular length, which accounts differently
ity of the results in this SR is probably due to the for jaw divergence (Co-Pg, Co-Gn and Olp-Pg+OLp-
inclusion of retrospective studies, which are suscepti- Co). In addition, the amount of mandibular length
ble to selection bias, and studies with historical sam- reported as the result of the conversion of the effect
ples, which suffer from the secular growth trends, size (179 mm) is higher than that reported in the indi-
occurred within the craniofacial region over the past vidual studies included in the SR. This controversy
century (46). Moreover, data from treatment with pointed out that major flaws could affect also a MA of
removable and fixed appliances were pooled in this RCTs rated of high quality with the AMSTAR score.
review: this choice can influence the results as the
two techniques differ for working hours, length of Soft tissues effects. Regarding soft tissues, better results
treatment time, optimal treatment timing and mode seem to be obtained with fixed functional appliances
of bite-jumping (47). Considering the primary studies than with removable, especially when Herbst appli-
included in this SR, in which the pubertal peak was ance is used (24–26). The authors report the improve-
included in the treatment timing, clinical significance ment of the profile to be mainly due to the retrusion
of supplementary mandibular elongation (>2 mm) of the upper lip, rather than to the protrusion of the
was reported in all studies except one. According to lower lip. However, all the SRs assessing this outcome
this finding, the authors of this SR support the reported controversial results based on the low-qual-
hypothesis that the short-term supplementary man- ity primary studies; hence, this evidence has to be
dibular growth appears to be significantly larger when considered insufficient.
the functional treatment is performed at the adoles- In addition, none of the primary studies included in
cent growth spurt. the three SRs assessed the changes in facial profile by
Even though all the SRs and MAs included in our means of three-dimensional scanning, which is con-
study set the treatment of growing subjects as inclu- sidered a reliable, non-invasive and free of radiation
sion criterion, none of them put efforts in assessing technique for assessing facial form (48). Due to the
the skeletal age. Only in one MAs (18), the studies superimposition of the hard tissues, conventional
were included only if the age of the participants was cephalometric analyses are considered not adequately
reported. capable to detect the soft tissue structure, so the
Barnett et al. (19) and Flores-Mir et al. (23) reported results regarding the soft tissues effects might have
a significant elongation of the mandible with Crown- been underestimated.
Banded and Splint-Type Herbst Appliance, respec-
tively, but the literature supporting these outcomes
Future research
was judged to be insufficient due to the small number
and low quality of the primary studies. Comparing According to our findings, the registration of the pro-
the effect of Acrylic-Splint Herbst with Crown or tocol and the implementation of the use of PRISMA
Banded Herbst Appliance, the differences seem to be guidelines (10) might improve the methodological
small and not relevant, but more research is needed quality of future SRs. In addition, the use of the
on this issue. GRADE as tool to assess the quality of the primary

© 2015 John Wiley & Sons Ltd


640  et al.
V. D’ANTO

studies and to provide the strength of recommenda- results is still questionable and long-term data are
tion can give a substantial contribution to the clinical not available.
conclusions and give more values to the future evi- 8 There is insufficient evidence to support the
dence from SRs of SRs. effect of functional orthopaedic treatment on soft
Moreover, it seems more useful for future SRs to tissue.
analyse more homogeneous group of patients
(selected according initial diagnosis, skeletal
Disclosure/Acknowledgments
maturation and vertical growth pattern) and appli-
ances, as reporting an aggregate pooled effect might The authors of this manuscript declare that they have
be misleading if there are important reasons to no conflict of interest. This study did not receive any
explain variable treatment effects across different funding.
types of patients (7). Finally, the evidence from the
included SRs and MAs demonstrates that more
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