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Mechanisms for recovery of motor function following

cortical damage
Randolph J Nudo

Recent studies of focal injury to the cerebral cortex have Early demonstrations of post-injury plasticity
demonstrated that the remaining, intact tissue undergoes Direct evidence that adjacent regions of the cortex are
structural and functional changes that could play a substantial functionally altered after cortical injury can be traced to
role in neurological recovery. New information regarding the surface stimulation studies by Glees and Cole [1] in the
molecular and cellular environment in the adjacent, intact tissue early 1950s. After a focal injury to the primary motor
has suggested that waves of growth promotion and inhibition cortex (M1) thumb representation, the damaged repre-
modulate the self-repair processes of the brain. Furthermore, sentation reappeared in the adjacent cortical territory.
recent studies have documented widespread Studies in the somatosensory cortex by Jenkins et al.
neurophysiological and neuroanatomical changes in regions [2] seemed to parallel these results. However, using
remote from a focal cortical injury, suggesting that entire intracortical microstimulation (ICMS) techniques, some-
cortical networks participate in the recovery process. what different findings were observed in motor cortex by
Nudo et al. in the 1990s [3,4]. Small, subtotal lesions were
Addresses
University of Kansas Medical Center, Landon Center on Aging, made in a portion of the M1 distal forelimb representation
MS 1005 3901 Rainbow Boulevard, Kansas City, KS 66160 USA (DFL) in squirrel monkeys, and the animals were allowed
to recover spontaneously (i.e. without the benefit of
Corresponding author: Nudo, Randolph J (rnudo@kumc.edu) rehabilitative training) for several weeks. In contrast to
earlier findings, the remaining DFL was reduced in size,
Current Opinion in Neurobiology 2006, 16:638–644 giving way to expanded proximal representations [3].
Importantly, in animals that underwent rehabilitative
This review comes from a themed issue on training with the impaired limb, the DFL was preserved
Motor systems [4]. These results, in addition to others since then, have
Edited by Eve Marder and Peter L Strick
led to the conclusion that behavioral experience is a
Available online 3rd November 2006 potent modulator of post-injury cortical plasticity.
0959-4388/$ – see front matter
Published by Elsevier Ltd. New insights into the cellular and molecular
mechanisms underlying local reorganization
DOI 10.1016/j.conb.2006.10.004 Although studies of representational maps in motor cortex
are largely phenomenological, it is now clear that focal
cortical injury results in specific neurophysiological and
Introduction neuroanatomical changes in both adjacent and remote
The cerebral cortex adapts to changing environmental cortical tissue. Structural alterations occur in adult mam-
demands throughout an individual’s life. Dendrites and malian cortex as a consequence of experience [5]. Not
spines branch and proliferate, synapses form and degen- surprisingly, focal cortical injury results in local neuroa-
erate, and the efficacy of synaptic contacts is modulated natomical changes. Between three and 14 days after
within a complex intracortical network. Thus, it is not cortical infarction, rats demonstrate increased growth-
surprising that after an injury to the cerebral cortex, the associated protein 43 (GAP-43) immunoreactivity, sug-
structure and function of sensory and motor regions is gesting neurite outgrowth in the peri-infarct region [6,7].
drastically altered. Limited motor recovery can occur Between 14 and 60 days post-infarct, synaptophysin
spontaneously after injury to the motor cortex; therefore, staining is significantly elevated, signifying increased
it will be interesting to determine which neural mechan- synaptogenesis [6]. Although these studies used some-
isms underlie such recovery. Post-injury plasticity has what indirect measures, axonal sprouting has been
been documented not only at the molecular, synaptic, demonstrated definitively in peri-infarct tissue in the
cellular, network and systems levels in experimental rat barrel cortex using tract-tracing methods [8]. Local,
animals but also many of these plasticity events have surviving neurons become hyperexcitable, with asso-
been correlated with alterations in cortical function using ciated upregulation of N-methyl D-aspartate (NMDA)
neuroimaging and stimulation techniques in humans. receptors and downregulation of g-aminobutyric acid
Basic phenomenology is now giving way to specific subtype A (GABAa) receptors [9].
hypotheses regarding the mechanisms by which motor
function is re-acquired after injury. In this review, we Recent data in rodent models have now demonstrated
summarize some of the important new findings in this that perilesional neurons (neurons in the intact cortical
evolving field. tissue adjacent to a focal injury) respond to injury with the

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Mechanisms for recovery of motor function following cortical damage Nudo 639

expression of a specific and highly coordinated set of the M1 DFL and cutaneous inputs in the caudal portion
genes [10]. In a landmark study, Carmichael and co- [24]. Subtotal lesions of the rostral versus caudal sectors of
workers [11] defined spatial and temporal patterns of the M1 DFL result in dissociable deficits related to the
expression profiles of growth-associated genes in the rat nature of the somatosensory inputs [25]. Thus, lesions in
barrel field infarct model. They found that a focal infarct M1 do more than disrupt motor output pathways through
induces sequential waves of expression of growth-pro- corticofugal tracts. Such lesions effectively disconnect
moting genes throughout the period of axonal sprouting. motor cortex from the somatosensory system.
Spatially, a growth-promoting region was distinguished in
which growth-promoting proteins are increased, and Even when the motor cortex is left intact after middle
growth-inhibitory proteins are decreased. This region cerebral artery occlusion (MCAo), motor maps as defined
corresponds to the zone of axonal sprouting found pre- by ICMS are disrupted, as recently demonstrated in rats
viously, and is distinct from the glial scar immediately by Gharbawie et al. [26]. The excitability of areas remote
adjacent to the infarct. It now appears that such neuronal from the site of infarct is altered for significant periods of
growth programs are turned on early after focal infarct and time after injury. Upregulation of NMDA receptors and
might underlie the brain’s self-repair processes. A downregulation of GABAa receptors has been observed in
more recent study suggests that such growth programs both the ipsilesional and the contralesional hemisphere
are turned on even in aged brains, but demonstrate a [27]. Reorganization of motor maps also occurs in remote
unique temporal profile [12]. Exploiting this new under- motor areas interconnected with the injured territory. For
standing of cellular and molecular events following injury example, examination several months after a near-total
might provide new treatment approaches for recovery lesion in the M1 DFL in squirrel monkeys shows that the
after CNS injury [13]. ventral premotor cortex (PMv) DFL has expanded [28].

Recent studies in human stroke survivors suggest that the Although local axonal sprouting and synaptogenesis have
intact, peri-infarct cortex plays a role in neurological been found in the peri-infarct cortex, until recently
recovery [14–16]. In an functional magnetic resonance relatively little was known regarding changes in long-
imaging (fMRI) study, Cramer et al. [17] demonstrated range intracortical networks after focal injury. We
that stroke survivors with good recovery show activity in recently examined the intracortical connections of the
the peri-infarct rim, although this activity is diminished reorganized PMv DFL after an MI DFL injury [29].
compared with that in controls. In addition, after larger Quantitative examinations of the terminal fields of PMv
infarcts and in patients with poor behavioral outcome intracortical fibers demonstrated little change, with the
there appears to be a shift in activity towards the non- exception of one cortical area. Each animal that had
stroke hemisphere [18]. Furthermore, after several sustained an injury to the M1 DFL displayed a remark-
weeks of rehabilitation, motor representations in the ably consistent, dense cluster of PMv terminal boutons
injured hemisphere are enlarged relative to the initial within the primary somatosensory cortex (S1) hand repre-
post-injury map [19,20]. Also, constraint-induced move- sentation. This projection from PMv to S1 was sparse to
ment therapy, in which goal-directed movement with the non-existent prior to the lesion, and thus represents a
impaired hand is encouraged, produces a significant enlar- novel intracortical connection between frontal and par-
gement of the representation of the paretic limb in the ietal cortex that was induced by the lesion. It has been
injured hemisphere [21], closely paralleling results in known for some time that after cortical lesions in rats,
non-human primates. Thus, a more normal fMRI pattern, corticostriatal fibers, which primarily connect various
in which the majority of neuronal activation is located in motor areas with the ipsilateral striatum, sprout from
the hemisphere contralateral to the impaired hand (i.e., the intact (contralesional) cortex and terminate in the
the injured hemisphere), seems to be associated with contralateral striatum, that is, on the side of the lesion
better recovery [22]. [30]. Under certain conditions, the intact cortex can send
novel projections to denervated portions of the red
Plastic events remote from the cortical injury nucleus and spinal cord as well [31]. This recent study
Mammalian brains are endowed with a rich intracortical in nonhuman primates represents the first evidence of a
network that enables reciprocal communication among major alteration of intracortical wiring patterns among
the various sensory and motor areas. Injury to motor different cortical fields (see Figure 1).
cortex causes potent disruption of integrated sensorimo-
tor networks, resulting in loss of fine motor control [23]. Sprouting of axons after cortical injury appears to be
For example, M1 normally receives substantial input activity-dependent. After a focal ischemic infarct in rats,
from somatosensory cortex, conveying proprioceptive synchronous neuronal activity is a signal for post-infarct
and cutaneous information that is presumably integrated axonal sprouting to be initiated from the intact cortical
with motor output commands in M1. These somatosen- hemisphere to peri-infarct cortex and the contralateral
sory inputs terminate in M1 in a segregated fashion, with dorsal striatum [32]. It follows that differences in post-
proprioceptive inputs primarily in the rostral portion of infarct behavioral experience will influence which areas

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640 Motor Systems

Figure 1

Schematic illustration of the effects of a unilateral cortical lesion (red circle) on spared cortical tissue as depicted in a nonhuman primate brain.
Time-dependent neurophysiological and neuroanatomical alterations occur in the peri-infarct region (pink region surrounding lesion) and remote
cortical areas. These include alteration in neurophysiological maps of motor representations, neurotransmitter receptor regulation, dendritic
sprouting (not shown), local and remote axonal sprouting (short and long green arrows, respectively) and synaptogenesis (small black dots).
These changes are accompanied by waves of growth-promoting and growth-inhibiting proteins (large white and black circles, respectively) that
might trigger axonal sprouting and provide guidance to regenerating axons. Similar changes have been documented in the contralesional
(undamaged) cortex, and are thought to be related to behavioral compensation in the ipsilesional forelimb, and possibly recovery of function
by the contralesional forelimb. Recent studies suggest that lesion size is an important factor in determining the role of remote cortical plasticity.
Concentric circles in PM denote expanded motor representations. Abbreviations: M1, primary motor cortex; PM, premotor cortex; S1, primary
somatosensory cortex.

of cortex become targets for sprouting axons by differ- In contrast to hyper-reliance and improved behavioral
entially activating task-specific cortical areas. capacity with the ipsilesional limb demonstrated in rats, a
growing number of studies in human stroke survivors with
Unilateral damage to motor cortex in rats results in time- unilateral lesions has demonstrated impaired motor con-
dependent changes in the contralateral motor cortex [33]. trol of the ipsilesional distal forelimb [36–38]. Whether
Dendritic arborization occurs within about two weeks ipsilesional impairments result from disruption of callosal
post-lesion, followed by an increase in synaptogenesis connections, ipsilateral corticospinal pathways, or path-
in layer V by about one month post-lesion. These changes ways at some other level of the neuraxis is as yet unclear.
are thought to be associated with behavioral compensa-
tion of the ipsilesional (less-affected) limb (Figure 1). Finally, although it is widely known that CNS injury
Luke et al. [34] have demonstrated that after a unilateral increases neurogenesis, the role of neural stem cells and
lesion in the sensorimotor cortex, rats actually performed progenitor cells in recovery after injury has been unclear
better with the ipsilesional limb than sham-operated [39]. However, Zhang et al. [40] have demonstrated that
controls, demonstrating this hyper-reliance, or extreme after stroke in adult rats, immature neurons in the subven-
tendency to use the ipsilesional limb for balance, support, tricular zone (SVZ) migrate in a chain-like structure towards
grasping and grooming. These rats also demonstrated the ischemic border in the striatum. Similar results were
increased synapses per neuron in layer V of motor cortex, found by Komitova et al. [41]. Importantly, the results of
and alterations in the morphology of synaptic boutons. Komitova et al. demonstrate that post-infarct environmen-
Bury and Jones [35] provided evidence that compensatory tal enrichment results in increased numbers of neural stem
hyper-reliance is related to denervation-induced changes and/or progenitor cells and neurogenesis in the SVZ.
rather than to increased forelimb use. Finally, using laser-capture microdissection, Liu et al.

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Mechanisms for recovery of motor function following cortical damage Nudo 641

[42] analyzed gene expression profiles of endogenous tex lesion in rats was lessened by larger infarcts. One
SVZ progenitor cells in adult mice after MCAo. They found possible interpretation of these data is that if lesions are
that SVZ cells after stroke expressed many genes involved small, recovery of function can be accomplished largely by
in neurogenesis during embryonic development that are ipsilesional plasticity mechanisms. In that case, contrale-
not present in normal SVZ cells. Thus, the notion that the sional plasticity is more involved with increasing compen-
ontogenetic environment is recapitulated after CNS injury satory behaviors of the ipsilesional limb. By contrast, when
is gaining support. Whether neural stem cells or progenitor lesions are large, ipsilesional plasticity mechanisms are
cells become incorporated into cortical networks, or func- limited, and contralesional plasticity is more involved with
tion as reservoirs for growth-promoting and growth-inhibit- recovery of function of the contralesional limb. The current
ing proteins after stroke, is an important question for future data are thus in accordance with previous studies suggest-
research. Nonetheless, evidence for endogenous neuro- ing that lesion size is a major factor involved in the initia-
genesis in the adult brain after injury, and the role of tion of the vicarious processes that purportedly plays a role
post-injury behavioral experience on this process, has in recovery from CNS lesions.
prompted guarded optimism for proceeding with cellular
therapies for neurological disorders, such as stroke [43]. Is there a sensitive period for post-injury
plasticity and recovery potential?
Re-emergence of the mass action principle One of the most crucial questions that must be addressed
More than 75 years ago, Lashley [44,45] postulated his by basic research is whether there is a period of time after
classic theories regarding the relationship between cere- cortical injury in which the remaining, intact system is
bral mass and behavioral change. According to his hypoth- more amenable to rehabilitative interventions, through
esis, lesion volume is generally assumed to be associated drugs [49–51], electrical stimulation [52–54], behavior
with the severity of deficits, whereas lesion location is (physiotherapy) or some combination of treatments.
related to the specificity of deficits. Frost et al. [28] The time-dependent cascade of events in peri-infarct
recently demonstrated that the PMv DFL expands lin- and remote areas would suggest that neuroplasticity
early with respect to the size of the M1 injury. An mechanisms have a long time course, although effects
interpretation formed on the basis of Lashley’s principles might diminish with time. Recent studies on animal
would suggest that after small M1 lesions, the surviving models have begun to confirm that behavioral training
M1 tissue could potentially subserve the recovery of after focal injury is most effective for restoring baseline
function. For example, after a small, subtotal lesion in behavioral performance, peri-infarct neurophysiological
the M1 DFL, the adjacent, intact DFL might be able to maps and enhanced neuroanatomical changes in
accommodate some degree of functional recovery, and the contralesional hemisphere when introduced within
thus, this local region might be the focus of reorganization the first week after injury. In a rat MCAo model, Bier-
of motor maps. After larger lesions, reorganization of the naskie [55] found that functional outcome and dendritic
adjacent tissue might not suffice. As more and more of the branching patterns in the contralesional hemisphere were
M1 DFL is destroyed, there might no longer be sufficient attenuated when rehabilitation was initiated at 14 or 30
distal representations (and associated descending fibers) days post-infarct. After a focal cortical infarct in rats, Hsu
to enable recovery to occur by this process. More distant and Jones [56] showed that delaying reach training for 25
forelimb motor representations, perhaps those in premo- days resulted in poorer behavioral recovery compared
tor cortical areas, or even the contralateral hemisphere, with that after training initiated at 4 days post-injury,
might then be engaged. but no differences in synaptic morphology in the con-
tralesional hemisphere. In a nonhuman primate model of
Biernaskie et al. [46] have recently examined the effects focal ischemia in the M1 DFL, Barbay et al. [57] showed
of lesion size after MCAo on responses in the contralesional that delayed training resulted in attenuated maintenance
hemisphere. Following recovery, the role of the contrale- of the spared M1 DFL. However, previous studies
sional (undamaged) cortex in recovery was examined by demonstrated an exaggerated lesion after early excessive
microinjecting lidocaine to deactivate it. If the original use of the impaired forelimb (by casting the unimpaired
deficits were reinstated, it would infer that the contralateral limb) in rats [58]. It is thought that such excessive use can
cortex participated in recovery. Reinstatement of beha- exacerbate NMDA-mediated excitotoxicity, because the
vioral deficits in the lesion-affected limb was only seen in peri-infarct region is hyperexcitable after injury [59,60].
animals with large infarcts. Smaller infarcts followed by However, as these recent studies demonstrate, at least in
lidocaine disruption didn’t seem to cause any effects, and conditions of moderate post-injury use, the early exag-
the subjects behaved no differently than controls. Similar geration of the lesion is not observed.
findings were found by Shanina et al. [47] using small
photothrombotic lesions followed by a second lesion on the Conclusions
contralateral side. Finally, Hsu and Jones [48] recently Injury to the motor cortex results in a potent disruption of
demonstrated that the paradoxical hyperfunctionality of coordinated networks and their underlying emergent
the ipsilesional forelimb after unilateral sensorimotor cor- properties, resulting in loss of fine motor control, and

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642 Motor Systems

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www.sciencedirect.com Current Opinion in Neurobiology 2006, 16:638–644


644 Motor Systems

56. Hsu JE, Jones TA: Time-sensitive enhancement of motor 59. Humm JL, Kozlowski DA, Bland ST, James DC, Schallert T:
 learning with the less-affected forelimb after unilateral Use-dependent exaggeration of brain injury: is glutamate
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the effects of post-lesion rehabilitative training initiated at four or 25 days excitability changes after transient middle cerebral artery
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there was no difference between the groups.
 Weiss S: Growth factor-stimulated generation of new cortical
57. Barbay S, Plautz EJ, Friel KM, Frost SB, Dancause N, Stowe AM, tissue and functional recovery after stroke damage to the
 Nudo RJ: Behavioral and neurophysiological effects of motor cortex of rats. J Cereb Blood Flow Metab 2006, in press.
delayed training following a small ischemic infarct in primary In this exciting paper, the authors applied epidermal growth factor (EGF),
motor cortex of squirrel monkeys. Exp Brain Res 2006, erythropoietin (EPO) or both to rats up to seven days after MCAo. The
169:106-116. remarkable results show that the cavity that normally appears after such a
In a neurophysiological mapping study after small, focal infarct in M1 of lesion became filled with cells that stain positively for neuronal antigens.
adult squirrel monkeys, the authors demonstrate that early, but not late, The EGF and EPO treated animals improved significantly compared with
rehabilitative training results in preservation of adjacent forelimb repre- control groups. Timing of treatment revealed a window of efficacy favoring
sentations. early treatment in the first few days. Furthermore, the presence of EGF
seemed to attract precursor cells to the site of the lesion. Finally, removal of
58. Kozlowski DA, James DC, Schallert T: Use-dependent the regenerated tissue appeared to reinstate the original deficit. This study
exaggeration of neuronal injury after unilateral sensorimotor provides evidence for direct links among growth factor activation of
cortex lesions. J Neurosci 1996, 16:4776-4786. precursor cells, cortical tissue re-growth and functional recovery.

Current Opinion in Neurobiology 2006, 16:638–644 www.sciencedirect.com

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