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Utilization of Preoperative Electrodiagnostic Studies For Carpal Tunnel Syndrome An Analysis of National Pra
Utilization of Preoperative Electrodiagnostic Studies For Carpal Tunnel Syndrome An Analysis of National Pra
Purpose Given the lack of a reference standard diagnostic tool for carpal tunnel syndrome (CTS),
we conducted a population-level analysis of patients undergoing carpal tunnel release to char-
acterize the utilization of preoperative electrodiagnostic studies (EDS). Secondarily, we sought
to determine the impact of EDS utilization on timeliness of surgery, number of preoperative
physician visits, and costs.
Methods The 2009e2013 Truven MarketScan databases were used to identify a national cohort
of adult patients undergoing carpal tunnel release. Three multivariable regression models were
designed to evaluate the relationship between preoperative EDS use and timing of surgical
release, the number of preoperative physician visits, and total costs for CTS-related visits, while
controlling for sociodemographic variables, insurance type, comorbid conditions, and treatment
characteristics.
Results The final study cohort included 62,894 patients who underwent carpal tunnel release, of
whom 58% had preoperative EDS. Patients undergoing EDS waited 36% longer for surgical
release than patients without EDS. The mean time between diagnosis and surgery was predicted
to be 183 days for patients who underwent preoperative EDS and 135 days for patients who did
not. Patients having EDS experienced 1 additional visit, $996 greater total costs, and $112
additional out-of-pocket costs on average. Occupational therapy consultation and steroid
injection were also associated with increased time to surgery, but with one-fourth and one-third
the added cost of EDS, respectively.
Conclusions On the basis of national practice trends, providers do not consistently agree with the
practice of performing EDS before carpal tunnel release. Given the uncertain utility of routine
EDS before carpal tunnel release and its association with delays to surgery and increased costs,
further evaluation of EDS in relation to patient preferences and value of care is warranted. (J
Hand Surg Am. 2016;-(-):-e-. Copyright Ó 2016 by the American Society for Surgery of
the Hand. All rights reserved.)
Type of study/level of evidence Retrospective prognostic II.
Key words Carpal tunnel release, carpal tunnel syndrome, electrodiagnostic studies, practice
guidelines, practice patterns.
From the *Department of Surgery, Section of Plastic Surgery, University of Michigan Health Corresponding author: Erika D. Sears, MD, MS, Department of Surgery, Section of Plastic
System; the †VA Center for Clinical Management Research, VA Ann Arbor Healthcare System; Surgery, University of Michigan, 1500 E. Medical Center Dr., 2130 Taubman Center, Ann
the ‡University of Michigan Medical School; the §University of Michigan Health System; the Arbor, MI 48109; e-mail: endavis@med.umich.edu.
kDepartment of Surgery, Section of Plastic Surgery; and the {University of Michigan Medical 0363-5023/16/---0001$36.00/0
School, Ann Arbor, MI. http://dx.doi.org/10.1016/j.jhsa.2016.03.002
Received for publication November 19, 2015; accepted in revised form March 3, 2016.
No benefits in any form have been received or will be received related directly or indirectly
to the subject of this article.
G
ENERAL PRACTITIONERS AND SURGEONS commonly Commercial Claims and Encounters and Medicare
obtain electrodiagnostic studies (EDS) as dia- Supplement/Coordination of Benefits (MarketScan)
gnostic support for cases of suspected carpal databases were used to identify a national sample of
tunnel syndrome (CTS).1,2 The severity of nerve com- patients undergoing carpal tunnel release. The Market-
pression, graded by a combination of preoperative Scan databases include a national convenience sample
clinical examination and EDS testing, is closely asso- from large employers, health plans, government, and
ciated with anticipated improvement in symptoms after public organizations for over 55 million enrollees per
carpal tunnel release.3e5 Given the application of EDS year.11 The dataset contains individual encounters from
in diagnosis and grading severity of nerve compres- inpatient, outpatient, and pharmacy domains, and allows
sion,6 past American Academy of Orthopaedic Sur- for longitudinal evaluation of patients across providers
geons (AAOS) practice guidelines for the diagnosis as long as they remain enrolled in the health plan. In
of CTS recommended that providers obtain electro- addition, procedures are more specifically identified
diagnostic tests if surgical intervention was under with the utilization of Current Procedural Terminology
consideration.5 However, previous guidelines have (CPT) codes.
acknowledged the low quality of evidence supporting The study cohort included patients of age 18 and
the widespread use of EDS in the diagnosis of CTS older with a primary diagnosis of CTS who underwent
and fair quality of evidence in using EDS to predict carpal tunnel release during the observation period.
symptom relief after surgery. ICD-9 diagnosis codes and CPT codes (see Appendix
Although EDS may be viewed as a low-risk confir- A, available on the Journal’s Web site at www.
matory test, it is unpleasant for patients. Furthermore, the jhandsurg.org) were used to identify patients with
delay in time to surgery and the financial burden of CTS and patients undergoing carpal tunnel release,
additional diagnostic testing may reduce the overall respectively. To allow time to observe preoperative
value of care to patients and their satisfaction. The EDS and associated comorbidities, patients were
rationale for obtaining EDS for patients being consid- excluded from analysis if they were not enrolled for at
ered for surgery is debated in practice. Some authors least 12 months before the initial diagnosis of CTS.
believe that EDS is unnecessary for a classic presentation Patients were also excluded if they were not enrolled
of CTS,7,8 whereas other providers use EDS to screen all for at least 24 months after diagnosis. A small group of
patients before scheduling an initial evaluation.9,10 patients underwent carpal tunnel release without a prior
Adherence to a practice of obtaining EDS on patients encounter with CTS as the primary diagnosis. These
considered for surgery is unknown at a population level. patients were excluded from the analysis owing to
In addition, the manner in which EDS utilization affects inadequate time of observation before diagnosis and
time to surgery, the overall cost of care, and out-of- surgery, and the possibility that previous evaluations for
pocket expenses for patients with CTS is also unclear. CTS were unreliably captured if the patient was evalu-
We sought to evaluate the national practice patterns ated for multiple complaints with CTS as a secondary
of EDS utilization for patients undergoing carpal tunnel diagnosis. Thus, all patients in the cohort had at least one
release. Specifically, we aimed to conduct a population- encounter before surgery in which CTS was a primary
level analysis of patients undergoing carpal tunnel diagnosis. Patients were also excluded if they changed
release to characterize overall utilization of preoperative insurance plan type (fee-for-service vs managed care)
EDS. Secondarily, we sought to determine the impact of during the observation period to allow comparison be-
EDS utilization on (1) the timeliness of treatment be- tween insurance plan types. The full inclusion and
tween diagnosis and surgery, (2) the number of CTS- exclusion algorithm is outlined in Figure 1.
related outpatient physician visits between diagnosis
and surgery, and (3) the overall cost of care and out-of- Predictor and outcome variables
pocket expenses. We hypothesize that providers do not Preoperative EDS utilization was recorded among
uniformly perform EDS for all patients having carpal the patients undergoing carpal tunnel release (see
tunnel release and that the use of EDS is associated with Appendix A, available on the Journal’s Web site at
prolonged time to surgery and increased costs of care. www.jhandsurg.org). Three outcomes of interest were
recorded, including the timing of surgical release, the
number of preoperative CTS-related encounters, and
MATERIALS AND METHODS the cost for CTS-related health care visits. The first
Data source and study cohort outpatient encounter with CTS as the primary diag-
This study qualified for exempt status by the institutional nosis was recorded as the day of initial diagnosis. The
review board. The 2009e2013 Truven MarketScan timing of surgical release was calculated as the number
FIGURE 1: Study cohort selection of patients undergoing carpal tunnel release using MarketScan databases, 2009e2013. EDS, elec-
trodiagnostic studies.
of days between initial diagnosis and surgical release. provider with regional block. We were unable to
The number of preoperative CTS-related physician discern between sedation and general anesthetic uti-
visits was counted. The total cost, including insurance lization given the lack of specific CPT codes. Thus,
payment and out-of-pocket expenses, was calculated the anesthesia provider category includes the use of
for all CTS-related outpatient services from diagnosis sedation or general anesthetic.
to 12 months after surgical release. Insurance payment
includes reimbursement for provider and facility fees. Statistical analysis
The out-of-pocket spending was measured by adding Three multivariable regression models were designed
the amount of coinsurance, copayment, and deductible to evaluate the relationship between preoperative EDS
attributed to CTS-related encounters. All payment utilization and each outcome of interest, while con-
values were adjusted to 2013 US dollars using year- trolling for patient sociodemographic characteristics,
specific consumer price index.12 insurance type, comorbid conditions, and treatment
characteristics. Poisson and negative binomial regres-
Covariates sion models, both often used to model count data, were
Additional patient variables were recorded, including created to evaluate the relationship between preoper-
sociodemographic, insurance plan type, comorbid ative EDS utilization and the number of days between
conditions, and treatment characteristics. Socio- diagnosis and surgical release. Ultimately the Poisson
demographic factors included age, gender, and pa- model was chosen as the best fit to explain variance
tient geographic region. Insurance plan type was in the outcome. A separate Poisson regression model
designated as fee-for-service or managed care. ICD-9 was used to evaluate the relationship between the use
diagnosis codes were used to identify the presence of of preoperative EDS and the number of preoperative
comorbid conditions, including rheumatoid arthritis/ physician visits. A log-linear regression model, often
collagen vascular disease, wrist fracture, obesity, and used for positively skewed outcomes such as cost, was
diabetes. Treatment characteristics, identified by created to evaluate the relationship between preoper-
CPT codes, included use of preoperative occupational ative EDS utilization and total CTS-related costs. The
therapy, use of preoperative steroid injection, and type of anesthesia was used as a control variable in the
anesthesia type during carpal tunnel release (see cost model only. Postestimation marginal effects were
Appendix A, available on the Journal’s Web site at calculated to compare adjusted mean outcome pre-
www.jhandsurg.org). We categorized anesthesia type dictions among patients in the EDS and non-EDS
into 4 groups: local only, regional block only, anes- groups, while still controlling for patient variables in
thesia provider without regional block, and anesthesia the model. A multivariable Poisson regression model
TABLE 2. Multivariable Poisson Regression Models for Timing of Surgery and Number of Physician Visits
Before Surgery, N [ 62,894
Number of Physician Visits
Days Between Diagnosis and Surgery Before Surgery
IRR 95% CI P IRR 95% CI P
utilization. For example, the use of local anesthetic was Prior steroid injection and consultation with occupa-
only associated with a 27% decrease in total costs (P < tional therapy were also associated with longer time
.001). Prior nonoperative treatments were associated to surgery. However, the added costs associated with
with 6% to 8% added cost (P < .001; Table 3). these nonoperative modalities were associated with
one-fourth to one-third of the added cost associated
DISCUSSION with EDS. Thus, noting symptomatic improvement
Despite previous AAOS guidelines at the time of this after less costly services, such as splinting or steroid
study that recommended preoperative EDS in patients injection, may provide a lower cost alternative to
being considered for surgical management of CTS, EDS if an additional indicator beyond the history of
42% of patients in this national cohort underwent physical examination is needed to confirm the diag-
carpal tunnel release without preoperative EDS. Pa- nosis of CTS. The bigger question remains as to
tients having preoperative EDS experienced a nearly whether a confirmatory test is warranted for all pa-
2-month longer delay in time to surgery, 1 additional tients. The push toward bundled payment systems
office visit, nearly $1,000 greater total cost, and an that reward physicians for providing efficient care
additional $110 in out-of-pocket costs, compared should encourage all stakeholders in health care de-
with patients not having EDS. These utilization dif- livery to closely examine current practices regarding
ferences may partly explain why providers were not preoperative EDS use, their role in clinical decision
putting the AAOS recommendation at the time into making, impact on treatment timing, and influence on
practice for all patients having carpal tunnel release. value of care.
FIGURE 2: Differential cost of care for carpal tunnel release patients with and without preoperative EDS. Cost of care includes in-
surance reimbursement and out-of-pocket costs for all CTS-related visits from time of diagnosis to 12 months after surgery.
Our findings support previous research suggesting may be driven by a lack of consistent, high-quality
that EDS is utilized less often than recommended in research supporting the use of EDS in CTS diag-
previous guidelines from the AAOS,5 the American nosis. For example, in a prospective blinded study
Association of Electrodiagnostic Medicine,13 and the by Graham, EDS did not change the probability of
National Guideline Clearinghouse.14 For example, CTS diagnosis relative to pretest probability estimates
Storm et al15 found that 21% of Medicare beneficiaries for the majority of patients considered to have CTS
undergoing carpal tunnel release in Washington State based on history and physical alone.8 Furthermore, the
from 1998 to 1999 did not undergo preoperative EDS, probability of CTS was lowered after EDS for most
as was recommended by the American Association of patients with low pretest probability of CTS (<0.5)
Electrodiagnostic Medicine at the time. A 2014 survey based on examination findings alone. A latent class
of 705 American Society for Surgery of the Hand analysis comparison of the CTS-6 clinical diagnostic
members found that only 55% of survey respondents tool, ultrasound, and nerve conduction studies by
believed that EDS was usually a necessary supplement Fowler et al found similar sensitivities between the 3
to the history and physical examination to aid decision diagnostic tests (95%, 91%, and 91%, respectively).
making for surgery. Of the surveyed American Society On the other hand, ultrasound and the CTS-6 ques-
for Surgery of the Hand members more likely to order tionnaire had greater specificity (94% and 91%)
preoperative EDS, 57% reported that they do so to compared with nerve conduction studies (83%).16
avoid potential medicolegal consequences.6 The pro- Lack of consensus regarding the clinical protocol
portion of providers that obtain EDS but believe it to following a negative EDS test also calls into the
be unnecessary is unknown in this study. question the usefulness of preoperative EDS as a
Previous authors have suggested reasons for not routine practice to confirm the diagnosis of CTS. For
ordering EDS studies before surgical release that example, 59% of surveyed American Association of
include inconvenience of the test, delay to operation, Electrodiagnostic Medicine members would at least
conclusive history and physical examination, and sometimes still perform surgical release in patients
unnecessary distress caused to the patient.15 The eco- with normal EDS if patients had experienced complete
nomic consequences of additional office visits and resolution of symptoms after steroid injection.6 EDS
prolonged time to definitive treatment associated with may influence management in some patients, including
EDS use could not be estimated in this study. However, patients with an atypical presentation of CTS or pa-
EDS may have added negative impact beyond treat- tients seeking secondary gain. However, in many pa-
ment delay and direct medical costs in patients who tients with a classic presentation of CTS, EDS may not
need to take time off of work. Thus, the added costs change the probability of diagnosing CTS beyond what
associated with preoperative EDS use is likely under- can be estimated in the patient consultation. Further-
estimated in this study. In addition, differing practices more, EDS may not influence the treatment plan for
TABLE 3. Multivariable Log-Linear Regression Model for Cost of CTS-Related Encounters, N [ 62,894
Coefficient 95% CI P
patients with high or low likelihood of CTS based on patients with additional upper extremity conditions. As
examination findings or patients with negative EDS a result, some patients evaluated for other comorbidities
who respond to steroid injection. The continued by a primary care physician may not have CTS docu-
evidence citing the lack of a reference standard diag- mented as a primary diagnosis, which may influence
nostic tool for CTS prompted removal of the previous the noted time of diagnosis or inclusion in the study.
recommendation of obtaining EDS in patients con- MarketScan lacks granularity regarding the clinical as-
sidered for surgery in the 2016 AAOS Management of pects of each patient encounter and the provider’s
Carpal Tunnel Clinical Practice Guideline (draft motivation for ordering the preoperative test. For
version at the time of writing). example, MarketScan does not provide data related to
This study had several limitations. The MarketScan compression severity as diagnosed by history and
dataset provides a snapshot in time of patients enrolled physical examination, which may influence a provider’s
as employees or beneficiaries in large employer-based decision to order preoperative EDS. Similarly, we
health plans between 2009 and 2013. Patients were cannot glean from the data whether the providers or-
required to have a primary diagnosis of CTS docu- dered EDS to confirm diagnosis, to screen patients
mented for inclusion in the study to attempt to eliminate before scheduling an initial evaluation, to guard against
APPENDIX A. Procedure and Diagnosis Codes for Patient Selection and Identification of Study Variables
Diagnosis and Procedure Codes