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84 Original article

Management of early postoperative hypoxemia: a comparative


performance of Hudson face mask with nasal prongs
Suleiman A. Adetunjia, Oyebola O. Adekolaa,b, Ibironke Desalua,b,
Olushola T. Kushimoa,b
a
Department of Anaesthesia, Lagos University Introduction
Teaching Hospital, bDepartment of Early postoperative hypoxemia may occur when patients breathe room air
Anaesthesia, College of Medicine, University of
Lagos, Lagos, Nigeria during their initial recovery period. Prolonged hypoxemia can result in delirium,
dysrhythmia, and cardiac arrest.
Correspondence to Suleiman A. Adetunji,
Aim
FWACS, Department of Anaesthesia, Lagos
University Teaching Hospital, PMB - 12003, The aim of the present study was to compare the performance of face mask
Surulere, Lagos, Nigeria compared with that of the nasal prong in the management of early postoperative
e-mail: drbayoadetunji@yahoo.com hypoxemia.
Received 17 April 2016 Patients and methods
Accepted 30 November 2016 All procedures were performed using standard anesthetic and surgical techniques
Ain-Shams Journal of Anaesthesiology
modified to the specific procedures. All patients had peripheral oxygen saturation
2017, 10:84–90 (SpO2) at least 97% before being transferred to the recovery room.
On arrival to the recovery room, 120 patients whose SpO2 decreased up to 94%
were randomly allocated to either the face mask or nasal prong groups. They
were commenced on oxygen therapy at 4 l/min through either device. A modified
visual analogues scale was used to evaluate the level of comfort during oxygen
therapy.
Results
Early postoperative hypoxia occurred in 18.1%. The increase in oxygen saturation
after commencement of oxygen therapy was significantly faster with nasal prongs
(0.63±1.42 min) than with face mask (1.78±1.10 min) (P=0.001). The maximum
SpO2 obtained was significantly higher with nasal prongs (98.77±1.29%) than with
face mask (97.63±1.89%) (P<0.001). There was no significant association found
between early postoperative hypoxemia and site or duration of surgery, as well as
the volume of intravenous fluid (crystalloids) administered intraoperatively
(P>0.05). Nasal prongs (91.7%) were significantly more comfortable compared
with face mask (61.7%) (P=0.001). We have demonstrated that the use of nasal
prongs was more efficient and comfortable compared with face mask in the
management of early postoperative hypoxemia.

Keywords:
early postoperative hypoxemia, face mask, nasal prongs
Ain-Shams J Anaesthesiol 10:84–90
© 2018 Ain-Shams Journal of Anaesthesiology
1687-7934

cardiac arrhythmia, and myocardial ischemia [5,7,8]. In


Introduction
addition, there was an increase in both time of recovery
Early postoperative hypoxemia, which occurs within
room stay and the incidence of admission in ICUs [5].
minutes to 2 h after surgery, has an incidence of
35–60% [1–3]. Hypoxemia may increase the risk for
Oxygen therapy must be administered at an appropriate
surgical wound infection, reduce anastomosis integrity,
dose and using an appropriate device for effective
and result in poor wound healing [4–6]. It may also
outcome [4,5]. The modes of delivery of oxygen to
contribute to loss of gastrointestinal mucosal integrity,
spontaneously breathing, nonintubated patients during
thus causing bacterial translocation into the circulation,
their presence in the recovery room include nasal
leading to sepsis [4–6].
cannula, nasal catheter, nasal prongs, face mask, or
face tent [4,5].
Hypoxemia may decrease cognitive function and cause
delirium, which can cause patients to remove nasogastric
tubes, surgical drains, and intravascular devices. Oxygen
therapy has been reported to be beneficial in the treatment This is an open access journal, and articles are distributed under the terms
of the Creative Commons Attribution-NonCommercial-ShareAlike 4.0
of postoperative delirium secondary to hypoxia [5,7,8]. License, which allows others to remix, tweak, and build upon the work
Other secondary effects of hypoxemia include increased non-commercially, as long as appropriate credit is given and the new
production of catecholamine, hypertension, tachycardia, creations are licensed under the identical terms.

© 2018 Ain-Shams Journal of Anaesthesiology | Published by Wolters Kluwer - Medknow DOI: 10.4103/1687-7934.238469
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Face mask versus nasal prongs in postoperative hypoxemia Adetunji et al. 85

At our institution, variable performance oxygen The modified visual analogue scale (VAS) was used to
devices such as Hudson face mask and nasal prongs assess the patient’s comfort in the use of the oxygen
are often used in the recovery room in patients at risk therapy devices (modified VAS score, 100 mm=worst
for postoperative hypoxemia, such as the elderly, possible discomfort, 0 mm=most comfortable).
sickler, and patients who underwent thoracic or
upper abdominal surgeries. The choice of oxygen
Anesthetic technique
therapy usually depends on the experience of
In the preoperative period, all patients were educated on
the anesthetist, availability of the device, and
the use of VAS to assess their level of comfort during the
cooperation of the patient. The aim of this study
use of the oxygen therapy devices. Diazepam 5 mg oral
was to compare the performance of Hudson face
was administered at night and on call to theater. On
mask and nasal prongs in the management of
arrival to the theater, standard monitoring of the blood
postoperative hypoxia.
pressure (BP), heart rate (HR), and SpO2 was performed
every 5 min with a multiparameter monitor (Datex
Ohmeda Cardiocap 7100; Metropolitan Medical
Patients and methods
Services, Asheville, North Carolina, USA) until the
This was a comparative study on the performance
end of surgical procedure.
of Hudson face mask and nasal prongs in the
management of early postoperative hypoxemia. The Preoxygenation was carried out with oxygen 6 l/min for
study was conducted at the Lagos University Teaching 3–5 min, followed by induction of general anesthesia
Hospital between October 2013 and October 2014. with intravenous sodium thiopentone (5 mg/kg),
The approval of the Institutional Human Research and and endotracheal intubation was facilitated with
Ethics Committee and written informed consent were pancuronium (0.1 mg/kg). Anesthesia was main-
obtained. tained with isoflurane (1.5–2%) in 100% oxygen
according to our institution protocol as there was no
Individuals of American Society of Anesthesiology facility for nitrous oxide and air during the study
(ASA) physical status I and II aged 18–80 years period. Analgesia was induced through a multimodal
undergoing elective surgical procedures under general approach, which included intravenous diclofenac 1 mg/
anesthesia using muscle relaxants were recruited. Those kg, tramadol 1 mg/kg, and paracetamol 15 mg/kg
excluded from the study included patients with abnormal intravenous over 15 min. Intravenous fluids were
electrolyte/urea, upper respiratory tract infection, chronic given based on maintenance of 110 ml/h and
cigarette smokers, chronic obstructive pulmonary disease ongoing loses (from nasogastric tube and surgical
patients, patients with sickle cell disease, preoperative drains). It is suggested that, in patients who received
hypoxemia, and sepsis, individuals of ASA III to IV neuromuscular blockers, monitoring of reversal with a
status, those with anemia following hemorrhagic shock, peripheral nerve stimulator should be encouraged;
as seen in ectopic pregnancy, and those who underwent however, there was no such facility at the time
post-thoracotomy and neurosurgery. In addition, those of the investigation. At the end of surgery, residual
undergoing regional anesthesia and patients in whom the neuromuscular blockade was reversed with intravenous
use of pulse oximeter may result in inappropriate results atropine 0.02 mg/kg and neostigmine 0.04 mg/kg.
(peripheral vascular disease, severe anemia, or recent use of After extubation, all patients were given 100%
colored dyes) were excluded. oxygen using a well-fitted face mask through the
anesthetic machine for 3 min. Oxygen saturation was
For the purpose of this study the following definitions recorded at the end of the 3 min (time 0). All patients
were used: were ensured to have maintained SpO2 at 97% or
more before being transferred to the recovery room
Hypoxemia was graded into four values of peripheral by the researcher. During transfer, the patients were
oxygen saturation (SpO2): mild (86–90%), moderate continuously monitored for SpO2 using a pulse
(81–85%), severe (76–80%), and extreme (<80) [9]. oximeter (Nonin Avant 9600; Medical Product
Service GmbH, Borngasse, Germany). The alarm on
The trigger value of oxygen saturation for commencement the pulse oximeter was preset at SpO2 up to 95%, and
of oxygen therapy was SpO2 less than 94% [9]. thus when the SpO2 fell below 95%, it was recorded.
The frequency of hypoxemic events during
The level of consciousness or sensorium was graded as transportation of patients was noted from the
follows: (a) fully awake; (b) asleep, but easily aroused; monitor and recorded. Supplemental oxygen was not
and (c) asleep and difficult to arouse [10]. administered during transport.
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86 Ain-Shams Journal of Anaesthesiology, Vol. 10 No. 1, January-March 2017

On arrival to the recovery room, standard monitoring surgery, volume of fluid used intraoperatively, and the
of SpO2, BP, HR, and respiratory rate (RR) was carried type of incision made, were analyzed using univariate
out. The level of consciousness on arrival using analysis. A P value of less than 0.05 was considered
postanesthetic recovery score was also monitored [11]. significant for all tests. All analyses were performed
Patients with oxygen saturation at least 94% underwent using the statistical package for the social sciences
continuous monitoring as per standard protocol in the (SPSS) for Windows version 17 (SPSS Inc.,
recovery room. However, those with SpO2 less than 94% Chicago, Illinois, USA).
underwent humidified supplemental oxygen therapy
commenced using variable performance oxygen devices,
face mask or nasal prongs, at an oxygen flow rate of 4 l/ Results
min. The patients were randomly assigned to two groups A total of 120 adult patients were enrolled in this study,
by the researcher, from a sealed envelope, which contained including 60 adult patients for each group throughout
the groups written on a folded piece of paper. Group A the course of the study. The mean age, weight, BMI,
(face mask) received oxygen therapy through Hudson face and preoperative hemoglobin concentration were
mask, and group B (nasal prongs) received oxygen therapy comparable between the groups. Similarly, female
through nasal prongs. Continuous monitoring of vital preponderance was noted (24 : 36 in group A; 14 :
signs and the sensorium was continued every 5 min in the 46 in group B) in both groups (Table 1). The most
recovery room for 30 min. Thereafter, patients with SpO2 common surgery was pelvic surgery (myomectomy)
greater than 94% were monitored every 15 min until they in both groups (62 cases, 51.67%), followed by
were discharged from the recovery room. mastectomy (14 cases, 11.67%), varicocelectomy (18
cases, 15%), and others (tonsillectomy, laryngoscopy,
The efficacy of the devices was determined by comparing biopsy, and excision of lipoma) (24 cases, 20%), and the
the proportion of the participants who desaturated while least common surgery was thyroidectomy (two cases,
on oxygen therapy, the time required to achieve a 1.66%).
saturation at least 95%, and the ability of the
participant to maintain SpO2 greater than 94% without The oxygen saturation was observed to be highest
carbon dioxide retention. The ability to provide good (99–100%) at the immediate postextubation period
comfort/convenience for the patient during the procedure following 3 min on supplemental oxygen (time 0).
was assessed by the use of a modified VAS for 2 h in the Thereafter, saturation declined steadily during
recovery room before their discharge to the ward [12]. transportation (Fig. 1).

The data collated included demographic data such as age, Figure 2 shows the comparative performance of the two
weight, height, BMI, and hemoglobin concentration. oxygen therapy devices during oxygen therapy in the
Other data included the type, duration, and site of recovery room. Although the mean oxygen saturation
surgery and incision, the presence of shivering, the decreased before the administration of oxygen
choice of oxygen therapy device, the presence of (preoxygen therapy) in both groups, the difference
carbon dioxide retention, and the type and volume of was nonsignificant between the face mask group
intraoperative fluids transfused. (93.2±7.0%) and the nasal prong group (93.3±2.6%)
(P=0.461). However, the patients in the nasal prong
Statistical analysis
group responded faster (0.63±1.42 min) to oxygen
The sample size calculation was based on a predetermined
statistical formula used for the comparison of proportion Table 1 Demographic data and clinical characteristics of the
face mask group versus the nasal prong group
of two independent groups [13]. The reported incidence
Variables Face mask Nasal prongs P value
of early postoperative hypoxemia was 35–60% [2–4], with (n=60) (n=60)
an average incidence of 45% (1=0.45). We aimed to
Age (years) 41.2±14.2 42.7±17.9 0.61
achieve a reduction of 20% incidence (2), using α=95%
Weight (kg) 69.8±10.7 72.9±9.5 0.22
and β=80%; a sample size of 60 participants per group was BMI (kg/m2) 26.7±5.6 27.6±4.8 0.23
considered appropriate for the study. Preoperative 12.0±4.6 11.8±4.9 0.81
Hb (g/dl)
Data were expressed as means±SD, frequency, and ASA (I : II) ratio 34 : 26 35 : 25 0.75
percentile as indicated. Student’s t-test was used for Sex (M : F) 24 : 36 14 : 46 0.06†
ratio
comparison of means, while whereas the χ 2-test was
Values represent mean±SD and frequency. ASA, American
used to compare frequencies. The risk for development Society of Anesthesiology; F, female; Hb, hemoglobin; M, male.
of hypoxia, such as the site of surgery, duration of P<0.05 is considered significant. †Indicate level of significant.
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Face mask versus nasal prongs in postoperative hypoxemia Adetunji et al. 87

Figure 1 Table 2 The comparison of the efficacy of SpO2 for the face
mask group versus the nasal prong group
Time Face mask Nasal prongs P value
(n=60) (n=60)
Preoxygen 93.2±7.0 93.3±2.6 0.461
therapy
5 min 96.0±3.5 97.4±2.5 0.002†
10 min 98.0±1.9 97.8±2.8 0.163
15 min 98.6±1.8 99.1±1.2 0.211
20 min 99.0±1.4 99.3±1.1 0.657
25 min 99.1±1.5 99.3±1.1 0.810
30 min 99.0±1.6 99.2±1.2 0.317
Values represent mean±SD. P<0.05 is considered significant.

Indicate level of significant.

Figure 3

Mean oxygen saturation trend during theater/recovery room transit.


Time 0 corresponds to oxygen saturation after extubation and 3 min
of supplemental oxygen after extubation

Figure 2

Comparison of mean heart rate with the two devices. Values repre-
sent mean±SD heart rate and P value for both devices

mask group exhibited higher mean values, this was not


statistically significant until 30 min into the study when
the mean MAP was significantly higher in the face
mask group (70.4±16.5 mmHg) than in the nasal prong
group (57.9±16.2 mmHg) (P=0.008) and also at
Comparison of peripheral oxygen saturation (SpO2) during oxygen 45 min (69.8±15.5 mmHg and 51.1±30.0 mmHg,
therapy with the two devices. Statistically significant difference at respectively; P=0.001) (Table 3).
5 min (P=0.002)

The mean RR was significantly higher in the face mask


therapy than those in the face mask group group than in the nasal prong group at 5, 25, 30, 45,
(1.78±1.10 min) (P=0.001). A significantly higher and 60 min (P≤0.05) (Table 4).
SpO2 value (97.4±2.5%) was achieved in the nasal
prong group than in the face mask group (96.0±3.5%) Using univariate analysis to determine the risk factors for
at 5-min duration of oxygen therapy (P=0.002). There the development of postoperative hypoxemia, none of
was no incidence of hypoxemia or desaturation when the confounding variables investigated were implicated
patients were on oxygen therapy with either of the (Table 5).
devices during the study (Table 2).
The mean level of convenience using modified VAS
The mean HR was significantly higher in the face mask was similar in the face mask group (0) versus the nasal
group than in the nasal prong group at 5, 10, 30, and prongs group (0). However, a higher proportion of
45 min in the recovery room (Fig. 3). There was a patients in the nasal prong group (55 cases, 91.7%)
gradual drop in mean arterial blood pressure (MAP) were comfortable with the device compared with the
during the study period. Although patients in the face face mask group (37 cases, 61.7%) (P=0.001) (Table 6).
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88 Ain-Shams Journal of Anaesthesiology, Vol. 10 No. 1, January-March 2017

The nasal prongs cost ≈6 USD per unit, whereas the and anesthetic and surgical techniques. The lower
facemask costs ≈7.5 USD per unit. incidence of hypoxemia in the present study was
attributed to the maintenance of anesthesia with
isoflurane in 100% oxygen. The observation might
Discussion differ with the use of nitrous oxide for maintenance,
We have demonstrated that early postoperative because the latter is associated with diffusion hypoxia if
hypoxia occurred in 18.07% of patients, which is oxygen (100%) is not administered for about 10 min
within the stated range of 7.8–60% [1–3]. The wide after its discontinuation. Other factors that may
variation in incidence has been attributed to differences increase the incidence of early hypoxemia include
in participant cohort, type of oxygen delivery device, residual effect of incomplete reversal of neuromuscular
agent. In the present study, there was no patient who had
Table 3 The comparison of the mean arterial blood pressure oxygen saturation up to 90% during the theater–recovery
between the face mask group and the nasal prong group room transit period; moreover, no patient desaturated up
Time (min) Face mask Nasal prongs P value to 94% (our oxygen therapy trigger). Thus, oxygen
(n=60) (mmHg) (n=60) (mmHg)
therapy may not be required during transit to the
Preoxygen 74.9±11.9 71.1±12.3 0.128 recovery room postoperatively. This has previously
therapy
been reported by other researchers in the subregion
5 min 74.2±12.8 70.0±12.2 0.188
10 min 72.69±12.7 71.52±12.7 0.651
[3]. The use of maneuvers such as placing patients in
15 min 71.1±12.7 70.4±12.3 0.794 a recovery position or propping-up during transport,
20 min 69.8±13.4 67.8±14.4 0.469 which prevents airway obstruction, and splinting of
25 min 70.3±12.9 65.5±12.7 0.182 the diaphragm may just be enough to prevent
30 min 70.4±16.5 57.9±16.2 0.008† hypoxemia or desaturation, which may occur during
45 min 69.8±15.5 61.1±12.1 0.001† transport. Nevertheless, it has been reported that
Values represent mean±SD. P<0.05 considered is significant. when the duration of transport without supplemental

Indicates significant difference between the groups.
oxygen is prolonged, the risk of developing postoperative
hypoxemia is increased [3].
Table 4 The comparison of mean respiratory rate during
oxygen therapy between the face mask group and the nasal
prong group Other factors implicated in the occurrence of desaturation
Time (min) Face mask Nasal prong P value or hypoxemia during transport include premorbid state
(n=60) (n=60)
of the patient (preoperative hypoxemia and airway
(breaths/min) (breaths/min)
obstruction), hypoventilation secondary to the residual
Preoxygen 18.3±4.1 18.4±5.2 0.380
therapy
effect of inhalation agents, and the use of opioids and
5 min 21.0±4.7 18.8±4.2 0.017† neuromuscular blockers. To reduce the influence of
10 min 19.3±3.5 18.0±5.1 0.135 confounding factors, only ASA I and II patients were
15 min 18.6±3.7 17.6±4.2 0.180 recruited. It was observed that desaturation in the recovery
20 min 18.0±3.1 16.6±2.7 0.130 room occurred within 30 min of arrival. This is similar to a
25 min 17.7±3.4 16.2±2.5 0.010† previous observation that early postoperative hypoxemia
30 min 17.6±3.4 15.8±2.2 0.030†
occurred most commonly less than 1 h after anesthesia in
45 min 15.5±2.2 13.9±1.8 0.001†
older children and adults [2]. During oxygen therapy with
60 min 14.4±1.8 13.4±1.30 0.003†
either of the devices, none of our participants developed
Values represent mean±SD of respiratory rate. P<0.05 is
considered significant. †Indicates significant difference between hypoxemia. This may suggest that either the nasal prongs
the groups. or face mask were effective in delivering oxygen in the

Table 5 The univariate analysis of risk factors in the development of postoperative hypoxemia
Prognostic factors Class n/N (%) Relative risk P value
Sex Male (n=43) 11/43 (20.9) 1.33 0.770
Female (n=77) 14/77 (14.3)
Site of surgery Abdominal (n=90) 15/90 (13.3) 1.58 0.407
Others (n=30) 10/30 (26.7)
Volume of infusion <2 l (n=70) 13/70 (14.3) 1.22 0.603
>2 l (n=50) 12/50 (20)
Duration of surgery <2 h (n=50) 10/50 (14) 1.75 0.507
>2 h (n=70) 15/70 (18.6)
Values represent frequency, percentile, and relative risk for confounding risk factors in the development of early postoperative hypoxemia.
P<0.05 is considered significant. †Indicates significant difference between the groups.
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Face mask versus nasal prongs in postoperative hypoxemia Adetunji et al. 89

Table 6 Comparison of patient satisfaction between the face The ability of the devices to cause carbon dioxide
mask group and the nasal prong group retention (the incidence of development of carbon
Modified visual Group face Group nasal P value dioxide retention in both devices) was evaluated with
analogue scale mask prongs
changes in HR and BP in the patients during oxygen
Preoxygen therapy 0 (0) 0 (0) – therapy. In the present study, a significant increase was
10–40 37 (61.7) 55 (91.7) 0.001†
observed in the HR, MAP, and RR within the first 5 min
50–70 23 (38.3) 5 (8.3) 0.001†
80–100 0 (0) 0 (0) –
of commencement of oxygen therapy with the two
devices. The increase was higher in the face mask
Values represent frequency and percentile for patient’s comfort
with oxygen delivery devices. P<0.05 is considered significant. group compared with the nasal prong group. These

Indicates significant difference between the groups. initial cardiovascular changes during oxygen therapy
could be attributed to the period in which the
early postoperative period in patients with oxygen reservoir (dead space) of the device was equilibrating
saturation up to 94%. The findings in the present study with oxygen, which was more pronounced in the face
are in agreement with previous observations [2,10,14]. mask group. This observation was corroborated by early
However, a high incidence of hypoxemia (25%) was researchers such as Bethune and Collins [17], who noted
observed with the use of the aerosol face tent during that some variable performance devices can cause
oxygen therapy [15]. This may be because the design of rebreathing (carbon dioxide retention). However,
the face tent allows significant air entrainment, thereby there is paucity of knowledge on how best to measure
reducing the fractional inspired oxygen concentration volume of rebreathing through the direct measurement
(FiO2) [14]. of end-tidal carbon dioxide while patients are on these
devices. Waldau et al. [18] made an attempt using
The nasal prong was observed to be more efficient oxygraph, a modern gas analyzer, to measure the end-
compared with the face mask for oxygen therapy in the tidal oxygen fraction (FeCO2) and then calculate the
present study. This could be due to a larger dead space end-tidal carbon dioxide (FeCO2) from alveolar gas
volume reservoir of the face mask, which takes longer equation. However, their results were based on
to be filled, compared with the smaller nasopharyngeal mathematical assumptions, which may not hold good
reservoir of the nasal prong. It is also possible that the in clinical situations in which these devices were being
claustrophobic effect of the face mask affected patient used. It is also possible that the increase in HR and the
compliance and hence oxygen delivery (FiO2) to the BP noted with the use of face mask above is due to an
patients. increase in the work of breathing. Jensen et al. [19] have
demonstrated in healthy volunteers that minute
It has been documented that arterial blood gas (ABG) ventilation is greater when using a face mask at a flow
analysis of oxygen pressure (PaO2) is the gold standard rate less than 5 l/min compared with that when no face
for the evaluation of oxygen therapy [12,16]. mask was used. They, however, observed no changes in
Nevertheless, several scholars have reported that the PaCO2, measured using ABG analysis.
results obtained from pulse oximeter (SpO2) correlated
well with ABG PaO2 [12,16]. The use of HR and BP to monitor rebreathing in the
present study may not be ideal, as other clinical
In the present study it was observed that there was no conditions such as pain can result in such changes.
association between early postoperative hypoxemia The ABG analysis would have been more ideal to
and sex, volume of intraoperative infusion, and measure PaCO2 to confirm carbon dioxide retention.
duration and site of surgery. This may be because
surgeries involving big cavity were excluded, as a high The increase in HR, BP, and RR observed during
proportion (>50%) in the present study underwent oxygen therapy may be hazardous in patients with
myomectomy and exploratory laparotomy. A similar poor cardiopulmonary reserve and coexisting medical
observation was reported by other scholars in relation to conditions such as hypertension and diabetes mellitus.
the duration and site of surgery [3,9]. In contrast, the site of A previous study has reported an association between
surgery has been implicated in the development of the presence of perioperative tachycardia and the
hypoxemia in the late postoperative periods [5,16]. It development of perioperative myocardial ischemia [5].
has been reported that early postoperative hypoxemia is
mainly due to anesthetic factors, whereas late postoperative The results in the present study showed that the use of
hypoxemia is related to reduced functional residual nasal prongs was associated with better satisfaction for
capacity of the lung, especially with upper abdominal our patients compared with the face mask; this result is
surgeries [5]. similar to the findings by other researchers [2,10].
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90 Ain-Shams Journal of Anaesthesiology, Vol. 10 No. 1, January-March 2017

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