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ON in the a lmost four billion years since life on earth oozed into
existence, evolution has generated some marvelous metamorphoses. One
of the most spectacular is surely that which produced terrestrial creatures
LAND
bearing limbs, fingers and toes from water-bound fish with fins. Today
this group, the tetrapods, encompasses everything from birds and their
dinosaur ancestors to lizards, snakes, turtles, frogs and mammals, in-
cluding us. Some of these animals have modified or lost their limbs, but
their common ancestor had them— two in front and two in back, where
fins once flicked instead.
The replacement of fins with limbs was a crucial step in this transfor-
Recent fossil discoveries cast
mation, but it was by no means the only one. As tetrapods ventured onto
light on the evolution of shore, they encountered challenges that no vertebrate had ever faced be-
four-limbed animals from fish fore — it was not just a matter of developing legs and walking away. Land
is a radically different medium from water, and to conquer it, tetrapods
BY JENNIFER A. CLACK had to evolve novel ways to breathe, hear, and contend with gravity— the
list goes on. Once this extreme makeover reached completion, however,
the land was theirs to exploit.
Until about 15 years ago, paleontologists understood very little
about the sequence of events that made up the transition from fish to
tetrapod. We knew that tetrapods had evolved from fish with fleshy fins
akin to today’s lungfish and coelacanth, a relation first proposed by
American paleontologist Edward D. Cope in the late 19th century. But
the details of this seminal shift remained hidden from view. Further-
more, estimates of when this event transpired varied wildly, ranging
from 400 million to 350 million years ago, during the Devonian period.
The problem was that the pertinent fossil record was sparse, consisting
of essentially a single fish of this type, Eusthenopteron, and a single
Devonian tetrapod, Ichthyostega, which was too advanced to elucidate
tetrapod roots.
With such scant clues to work from, scientists could only speculate
about the nature of the transition. Perhaps the best known of the sce-
narios produced by this guesswork was that championed by famed ver-
tebrate paleontologist Alfred Sherwood Romer of Harvard University,
who proposed in the 1950s that fish like Eusthenopteron, stranded under
UP FOR AIR: Acanthostega, an early arid conditions, used their muscular appendages to drag themselves to a
tetrapod, surfaces in a swamp in what new body of water. Over time, so the idea went, those fish able to cover
is now eastern Greenland, some 360
million years ago. Although this animal more ground — and thus reach ever more distant water sources — were
had four legs, they would not have been selected for, eventually leading to the origin of true limbs. In other words,
able to support its body on land. Thus, fish came out of the water before they evolved legs.
rather than limbs evolving as an Since then, however, many more fossils documenting this transforma-
adaptation to life on land, it seems that tion have come to light. These discoveries have expanded almost expo-
they may have initially functioned to
help the animal lift its head out of nentially our understanding of this critical chapter in the history of life
oxygen-poor water to breathe. Only on earth— and turned old notions about early tetrapod evolution, diver-
later did they find use ashore. sity, biogeography and paleoecology on their heads.
story and revolutionized what is known about tetrapod evolution, diversity, small teeth on the inner row. Acantho-
biogeography and paleoecology. stega showed that early tetrapods pos-
■ These recent finds indicate that tetrapods evolved many of their sessed a different dental plan: a small
characteristic features while they were still aquatic. They also reveal that number of larger teeth on the outer row
early members of the group were more specialized and more geographically and a reduction in the size of the teeth
and ecologically widespread than previously thought. populating the inner row— changes that
probably accompanied a shift from feed-
Pelvic fin
Skull joined to Pectoral fin with with bony rays
shoulder bony rays Small pelvis unattached to spine
ACANTHOSTEGA Interlocking
An early tetrapod vertebrae One midline fin
Longer ribs
Longer snout with
fewer bones
Absence of
opercular bones
Long
curved Large pelvis
ribs attached to spine
Weight-bearing front Weight-bearing hind
limb with fi ve-digit foot limb with fi ve-digit foot
ing exclusively in the water to feeding on these genera paleontologists have known and name this species formally, but it is
land or with the head above the water. about for several decades but have only shaping up to be a fascinating animal.
This insight enabled experts to recog- recently scrutinized: 380-million- to
nize additional tetrapods among remains 375-million-year-old Panderichthys A Breath of Fresh Air
that had long sat unidentified in museum from Europe’s Baltic region, a large fish t h a n k s t o t h e s e recent finds and
drawers. One of the most spectacular of with a pointy snout and eyes that sat atop analyses, we now have the remains of
these finds was that of a Late Devonian its head, and 375-million- to 370-mil- nine genera documenting around 20 mil-
genus from Latvia called Ventastega. In lion-year-old Elpistostege from Canada, lion years of early tetrapod evolution and
the 1990s, following the discovery of which was very similar in size and shape an even clearer idea of how the rest of the
Acanthostega, researchers realized that to Panderichthys. Both are much closer vertebrate body became adapted for life
a lower jaw collected in 1933 was that of to tetrapods than is Eusthenopteron. on land. One of the most interesting rev-
a tetrapod. Further excavation at the And just last year an expedition to Elles- elations to emerge from this work is that,
original Ventastega site soon yielded mere Island in the Canadian Arctic led as in the case of limb development, many
more material of exceptional quality, in- by paleontologist Neil Shubin of the Uni- of the critical innovations arose while
cluding an almost complete skull. versity of Chicago produced some out- these beasts were still largely aquatic.
ANDRE W RECHER
Meanwhile a number of near-tetra- standingly well preserved remains of a And the first changes appear to have been
pod fish have also been unveiled, bridg- fish that is even more tetrapodlike than related not to locomotion but to an in-
ing the morphological gap between Eus- either Panderichthys or Elpistostege. creased reliance on breathing air.
thenopteron and Acanthostega. Two of Shubin and his team have yet to describe Oddly enough, this ventilation shift
may have kicked off the gradual morph- Breathing above water also required the ones that initially ventured farthest
ing of the shoulder girdle and pectoral a number of changes to the skull and jaw. out of the water to get them.
fins. Indeed, evolutionary biologists have In the skull, the snout elongated and the Meanwhile, farther back in the skel-
struggled to explain what transitional bones that form it grew fewer in number eton, a series of bones that joins the head
forms like Acanthostega did with their and more intimately sutured together, to the shoulder girdle in fish disappeared.
proto-limbs, if not locomote. The hy- strengthening the snout in a way that en- As a result, tetrapods, unlike fish, have a
pothesis favored on current evidence is abled the animal to lift it clear of water muscular neck that links the head to the
that as the backwardly directed fins and into an unsupportive medium. The rest of the skeleton and allows for move-
gradually turned into sideways-facing bones at the back of the head, for their ment of the head separate from the body.
limbs with large areas for muscle attach- part, became the most firmly integrated The gill system also underwent substan-
ments, they gained in strength. And al- of any in the skull, providing sturdy an- tial renovation, losing some bones but
though it would be millions of years be- chors for muscles from the vertebral col- increasing the size of the spiracle — an
fore the forelimbs developed to the point umn that raise the head relative to the opening on the top of the head that led
of being able to support the body on body. And the fusing of bones making up to an air-filled sac in the throat region,
land, they may well have functioned in the lower jaw fortified this region, facili- making the entire respiratory apparatus
the interim to allow the animal to raise tating the presumed “buccal pump” better suited to breathing air.
its head out of the water to breathe. The mode of tetrapod ventilation. In this type But why, after millions of years of
toes could have facilitated this activity by of breathing, employed by modern am- successfully breathing underwater, did
helping to spread the load on the limbs. phibians and air-breathing fish, the some fish begin turning to the air for
Last year Shubin’s team announced mouth cavity expands and contracts like their oxygen? Clues have come from the
the discovery of a 365-million-year-old bellows to gulp air and force it into the overall shape of the skull, which in all
tetrapod upper arm bone, or humerus, lungs. Buccal pumping may have de- early tetrapods and near-tetrapods dis-
that has bolstered this idea. The bone, manded more jaw power under the influ- covered so far is quite flat when viewed
dug from a fossil-rich site in north central ence of gravity than in the water, where head-on. This observation, combined
Pennsylvania known as Red Hill, ap- organisms are more or less weightless. with paleoenvironmental data gleaned
pears to have joined the rest of the body Might the strengthening of the jaws from the deposits in which the fossils
via a hingelike joint, as opposed to the have instead come about as an adapta- have been found, suggests that these
ball-and-socket variety that we and oth- tion for feeding on land? Possibly. The creatures were shallow-water specialists,
er terrestrial vertebrates have. This ar- earliest tetrapods were all carnivorous, going to low-water places to hunt for
rangement would not have permitted a so it is unlikely that, as adults, they fed smaller fish and possibly to mate and lay
walking gait, but it would have enabled much on land during the first phases of their eggs. Perhaps not coincidentally,
just the kind of push-up that a tetrapod their evolution, because the only prey vascular plants were flourishing during
needing a gulp of air might employ. It they would have found there were in- the Devonian, transforming both the ter-
R AÚL MARTÍN
also might have helped the animal hold sects and other small arthropods. The restrial and aquatic realms. For the first
its position in the water while waiting to babies, on the other hand, needed just time, deciduous plants shed their leaves
ambush prey. this type of prey, and they may have been into the water with the changing seasons,
THE AUTHOR
tive to small prey but difficult for big fish preventing them from simply passing brate paleontology and doctor of sci-
to swim in. Moreover, because warm wa- straight through the animal’s body. From ence at the University of Cambridge,
ter holds less oxygen than colder water there they are transmitted by the sur- has been studying tetrapod origins for
does, these areas would have been oxy- rounding bones to the inner ear. The en- 25 years. A fellow of the Linnean Soci-
gen-poor. If so, the changes to the skele- larged air chamber evident in Panderich- ety, Clack’s outside interests include
ton described here may have given early thys would have been able to intercept choral singing (particularly of early sa-
tetrapods access to waters that sharks more sound waves, thereby enhancing cred music) and gardening. She is also
and other large fish could not reach by the animal’s hearing ability. a motorcyclist and rides a Yamaha Di-
putting them literally head and shoulders Modifications to the ear region were version 900.
above the competition. It was just hap- also closely tied to those in the gill sys-
penstance that these same features would tem. To wit: a bone known as the hyo- es have necessitated a sea change in the
later come in handy ashore. mandibula— which in fish orchestrates way we regard early tetrapods. Gone are
These breathing-related innovations feeding and breathing movements — the clumsy chimeras of popular imagina-
sent tetrapods well on their way to be- shrank in size and got lodged in a hole in tion, fit for neither water nor land. What
coming land-worthy. Getting a grip on the braincase, where it became the sta- were once considered evolutionary works
terra firma required further modifica- pes. In modern tetrapods the stapes in progress— an incompletely developed
tions to the skeleton, however. An over- magnifies sound waves and transmits limb or ear, for example— we now know
haul of the ear region was one such devel- them from the eardrum across the air were adaptations in their own right.
opment. Many of the details of this trans- space in the throat to the inner ear. (In They were not always successful, but
formation are still largely unknown. But mammals, which have a unique hearing they were adaptations nonetheless. At
it is clear that even in the tetrapodlike fish system, the stapes is one of the three os- each stage of this transition were innova-
that still had fins, Panderichthys among sicles making up the middle ear.) The tors pushing into new niches. Some, in
them, the part of the skull behind the eyes first stage of conversion must have oc- fact, were highly specialized to do this.
had already become shorter, following a curred rapidly, given that it was in place
shrinking of the capsules that house the by the time of Acanthostega. Quite pos- Breaking the Mold
inner ears. If, as paleoenvironmental evi- sibly it proceeded in tandem with the by a n d l a rg e , the limbed tetrapods
dence suggests, Panderichthys dwelled in shift from fins to limbs with digits. But and near-tetrapods unearthed thus far
shallow tidal flats or estuaries, the reduc- the stapes would not take on its familiar have been sizeable beasts, around a me-
tion in the inner ear may reflect the grow- role as a component of the terrestrially ter long. They preyed on a wide variety
LUC Y RE ADING-IKK ANDA
ing influence of gravity on the vestibular adapted tympanic ear for millions of of invertebrates and fish and were prob-
system, which coordinates balance and years. In the meantime, it apparently ably not fussy about which ones. We are
orientation. At the same time an increase functioned in these still aquatic tetrapods beginning to find exceptions to this gen-
in the size of the air chamber in its throat as a structural component of the skull. eralist rule, however. One is Livoniana,
may have aided hearing. In some modern Taken together, these skeletal chang- discovered in a museum in Latvia by Per
Erik Ahlberg of Sweden’s Uppsala Uni-
versity in 2000. This animal is repre-
280 million
years ago sented by some lower jaw fragments
LIV ING that exhibit a bizarre morphology: in-
ega
ega
T E T R A P ODS
a
ost
ost
rpe
tas
nth
Tule
Ven
Aca
362
Ich
ine
ste
icht
Elg
isto
the
did
DEVONIAN
ana
Eus
der
Elp
eol
oni
Pan
of its brethren.
Ost
382
Liv
394
norm — contrary to earlier preconcep-
Ken
Shallow
epicontinental Tulerpeton,
seas Tula region, Russia
Livoniana, Latvia and Estonia
Humerus
from unknown genus, Red Hill, Pa.
Metaxygnathus,
New South Wales,
Hynerpeton, Australia
Red Hill, Pa. GONDWANA
Ventastega,
Elpistostege, Quebec Pavari / Ketleri Formation, Latvia
But with the aid of new fossils, fresh prep- on land. It had incredibly powerful shoul- seem to have contributed much forward
aration of previously collected material ders and forearms. And the ribs of the thrust during locomotion — the robust
and, crucially, CT scanning of key speci- chest region were very broad and over- forelimbs and large shoulders provided
mens, my colleagues and I have begun to lapping, forming a corset that would have that. Thus, on land Ichthyostega may
make sense of this mysterious construc- prevented the chest cavity and lungs from have moved rather like a seal, first raising
tion. The best interpretation seems to be collapsing when on the ground. Even so, its back, then advancing both forelimbs
that Ichthyostega possessed a highly spe- Ichthyostega probably did not locomote simultaneously, and finally hauling the
cialized ear, but one that was geared for like a standard-issue land vertebrate. For rest of its body forward.
use underwater. Instead of having an ear- one thing, its ribcage would have restrict- In September, Ahlberg, Henning
drum, as many modern terrestrial ani- ed the lateral undulation of the trunk that Blom of Uppsala University and I pub-
mals do, at each side of the back of the typically occurs in tetrapod movement. lished a paper detailing these findings in
head lay a chamber with strengthened And in contrast to fish, Acanthostega or the journal Nature. If we are correct,
top and side walls that was probably filled other early tetrapods, Ichthyostega had Ichthyostega is the earliest vertebrate on
A N D R E W R E C H E R ( t e t r a p o d s) ; L U C Y R E A D I N G - I K K A N D A ( m a p)
with air. Into the membranous floor of spines on its vertebrae that changed di- record that shows some adaptations for
this chamber stretched a spoon-shaped rection along the spinal column, hinting nonswimming locomotion. It is impos-
and very delicate stapes, which presum- that the muscles they supported were sible to say with certainty what Ichthyo-
ably vibrated in response to sound im- specialized for different jobs and that it stega was doing ashore. It may have been
pinging directly on the air in the cham- moved in a unique fashion. This multidi- eating stranded fish there but reproduc-
ber, transmitting these vibrations to the rectional arrangement of the vertebral ing in water, in which case it could have
inner ear through a hole in the wall of the spines parallels that in mammals today, used its specialized ear to listen for po-
braincase. This arrangement would im- but it was unheard of in Devonian tetra- tential mates. (This scenario implies that
ply that Ichthyostega spent a good deal of pods until we studied Ichthyostega. All Ichthyostega was making noises as well
time in water. Likewise, the animal’s tail told, this latest evidence suggests that, as listening to them.) Alternatively, Ich-
fin and flipperlike hind limbs suggest an rather than bending in the horizontal thyostega may have been eating in the
aquatic lifestyle. plane, as the body of a fish does, the body water and listening for prey there, where-
Yet other parts of the Ichthyostega of Ichthyostega bent mainly in a vertical as it was using its forelimbs to dig nests
skeleton bespeak an ability to get around plane. The paddlelike hind limbs do not for its eggs on land. Ultimately, however,