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Human Biology
abstract
Western Asia lies at the heart of the Old World, in the midst of Africa, Asia, and Europe. As such, this
region has been populated and repopulated by myriad peoples, starting with the fijirst migrants from
Africa. All evidence points to Western Asia for the beginnings of sedentary life, and indeed, fijirst the
villages and later the cities of this land remain as archaeological wonders, revealing complex histories
of multiple peoples and their interactions. With the wondrous breakthroughs in genomic studies, we
now have the power to look at these histories with a truly quantitative lens. Here, we review the recent
anthropological genomics literature pertaining to this region, with an outlook for the future challenges
and exciting possibilities for the fijield.
A
nthropological genetics has revolution- fijirst farmers? Where, when, and to what extent
ized the way we study variation in human did Neanderthals contribute to the gene pools of
populations and their relationships with Eurasian ancestors? In this article, we review the
one another and with past populations. Since the latest genetics research tackling these questions,
very early days of the discipline, Western Asia has with special emphasis on the recently available
been a major focus (Menozzi et al. 1978). After all, ancient genomics data sets, as well as the emerging
it is the geographical focal point where Africa, Asia, notion that ancient interactions among human
and Europe meet, and it is the hotbed of cultural populations are more important than previously
innovation, most notably the emergence of settled thought.
Neolithic communities (Gordon Childe 1936; Mel-
laart 1967; Barker 2006). As such, it has been central
to most major Eurasian civilizations (Kuhrt 1995; Western Asia
Gregory 2010) and, more recently, a dynamic mix of
tribal and ethnic units, religious sects, and national Western Asia has been the geographical center of
identities. Some questions emerge as central within history of Eurasian peoples, fijirst as an ancestral
the broader framework of Western Asian genetic homeland and later as a center and crossroads
variation: Who are the ancestors of Western Asian of civilizations (Figure 1). The area is informally
populations? How did contemporary and ancient defijined but is often understood as comprising the
Western Asians contribute to the peopling of the contemporary national boundaries of Turkey, Iran,
rest of Eurasia? Which routes in Western Asia did Armenia, and Azerbaijan, as well as the Arabian
the fijirst migrants out of Africa take? Who were the Peninsula and south Caucasus (Knapp 1988). The
1
Department of Biological Sciences, University at Buffalo, Buffalo, New York, USA.
*Correspondence to: Omer Gokcumen, Department of Biological Sciences, University at Buffalo, 109 Cooke Hall, Buffalo, NY 14260 USA.
E-mail: gokcumen@gmail.com.
KEY WORDS: genomics, ancient dna, molecular anthropology, anatolia, turkey, middle east, near east, levant.
Human Biology, Spring 2017, v. 89, no. 2, pp. 107–117. doi: 10.13110/humanbiology.89.2.01. Copyright © 2018 Wayne State University Press, Detroit, Michigan 48201
region was fijirst populated by early human species approximately 50,000 years ago (Green et al. 2010;
as early as 1.5 million years ago, starting with the Prüfer et al. 2014).
migrations of hominins into the region and later Since the fijirst inhabitation of Western Asia, the
populated by Neanderthals and anatomically mod- region has played multiple pivotal roles in human
ern humans (McCown and Keith 1939; Bar-Yosef history. Arguably the most important of those is the
and Belfer-Cohen 2001; Kappelman et al. 2008; emergence of settled human societies. Thanks to
Hershkovitz et al. 2015). Fossil records are notori- amazing discoveries at many archaeological sites,
ously patchy, and due to occasional inconsistencies such as Çatalhöyük, Göbekli Tepe, Atlit Yam, Ali
in dating and interpretation, specifijic conclusions Kosh, and Jericho, there is now a fascinating debate
derived from them are often hotly debated among about how humans transitioned into sedentary
anthropologists. Regardless, it is clear that modern life (Bellwood et al. 2007). While previous work
human ancestors, whether they are direct ancestors focused on economic and demographic trends
or not, have lived in Western Asia since at least when explaining this transition (Bocquet-Appel
500,000 years before present, if not earlier. In fact, and Bar-Yosef 2008), the work in Göbekli Tepe
it is plausible that multiple hominin species in- potentially adds a symbolic perspective where
habited the region simultaneously and exchanged religious identities may have led a group of people
genetic material. Introgression from such related to settle, predating agriculture (DeMarrais et al.
species to the modern human gene pool is now 2004). Regardless of the reasons, after being hunter-
actively being discussed to explain some of the gatherers for more than 100,000 years, humans
unusually divergent haplotypes among human who settled in Western Asia started engaging in
genomes (Pääbo 2015). For example, the current agriculture, dramatically increasing their popula-
genetic data suggest that all Eurasians carry 1–3% tion and rapidly increasing the complexity of the
Neanderthal alleles in their genomes, due to an societies that they lived in (Bocquet-Appel and
introgression event that happened in Western Asia Bar-Yosef 2008). This cultural transition has since
shaped human history, where both peoples and to emphasize two recent breakthroughs that allow
their cultures spread across the world, signifijicantly us to conduct our analyses with unprecedented
shaping the contemporary genetic variation of power and accuracy.
Eurasia (Skoglund et al. 2012; Lazaridis et al. 2016; The fijirst of these breakthroughs is our recent
Allentoft et al. 2015). ability to affford the sequencing of thousands of
The fijirst agricultural village emerged in Western entire genomes with previously impossible speed
Asia roughly 12,000 years before the present (Barker (Schuster 2008). This allows us to parse the ge-
2006). Since then, the region’s history has been de- nome into haplotype blocks, each telling diffferent
fijined by wars, migrations, trade, religious and ethnic stories of our ancestors (Veeramah and Hammer
connections and segregations, and, perhaps most 2014). The random inheritance of maternal and
important, kinship connections among extended paternal chromosomes combined with the efffect
families (Lewis 1995; Mansfijield 2013). Very few of recombination makes our genome a mosaic of
genetic studies have explored the complex popula- pieces, each coming from a diffferent ancestor. With
tion interactions, which somehow transformed the next-generation sequencing and sophisticated
inhabitants of the few farming villages of Western computational approaches, we are able to study
Asia into the large and diverse populations of the the history of each of these genomic mosaic pieces,
Bronze and Iron Age cosmopolites (Cinnioğlu et al. afffording us a glimpse into thousands of ancestral
2004; Gokcumen et al. 2011; Rodriguez-Flores et al. lineages rather than tracing a single ancestral line
2016; Scott et al. 2016). Similarly, the contribution of (Harris and Nielsen 2013). Such a comprehensive
invading peoples—from the Indo-European–speak- view of the genome has allowed us to look at the
ing Hittites to Alexander’s armies—on Western contribution from our ancestors at diffferent time
Asian genetic variation is yet to be addressed. The scales (Schifffels and Durbin 2014). For example,
genetic impacts of over two thousand years of we can determine which of the pieces in Western
social and political complexities of the Roman and Asian genomes were inherited from Neanderthal
Byzantine periods and later the Islamic Ottoman ancestors some 50,000 years ago (Vernot and Akey
Empire remain unknown. Overall, multiple histories 2014), while measuring the East Asian component
of Western Asia pose a fascinating set of questions, of Western Asian genomes, likely a relic from migra-
which recently available genetic tools are beginning tions of Turkic-speaking groups into the region only
to address. 1,000–2,000 years ago (Alkan et al. 2014).
The second breakthrough comes in the form of
sequencing entire ancient genomes, which allows
Contemporary Human Genomics: us to study directly the genetic variation of ances-
What Changed? tral populations (Green et al. 2010). A decade ago
building entire variation maps of whole genomes
Genetic information has been used to inform us from extremely fragmented DNA of ancient human
about human movements for decades, especially remains was thought to be impossible. The surpris-
by looking at genetic variation in mitochondrial ing compatibility of next-generation platforms
genomes and certain nonrecombining regions of with short fragments of ancient remains, combined
the Y-chromosome (Comas et al. 1996; Di Bene- with ingenious bioinformatics techniques, which
detto et al. 2001; Cinnioğlu et al. 2004). However, leverage the consistent and predictable chemical
today human genomics is applied to investigate damage that ancient DNA undergoes, allows for the
the human past with unprecedented empirical accurate resequencing of entire genomes that are
power. Data from whole genomes now enable as old as 700,000 years (Orlando et al. 2013). With
an in-depth look at multiple ancestors of each these trailblazing achievements in methodolo-
genome, allowing researchers to ask precise ques- gies in the last decade, we now have genome-wide
tions. In parallel, with the availability of thousands sequencing data from hundreds of ancient human
of samples from hundreds of modern and ancient genomes from diffferent periods and geographies
populations, we have a broader look at human (Reich et al. 2010; Prüfer et al. 2014; Allentoft et al.
genetic variation across geography and time 2015; Gallego Llorente et al. 2015; Kılınç et al. 2016;
(Veeramah and Hammer 2014). It is worthwhile Siska et al. 2017).
The far-reaching impact of these two break- Scott et al. 2016). As such, it would not be surprising
throughs has especially challenged two previ- to see enclaves of variation that have very distinct
ously held beliefs about human history. First, the genetic characteristics in the region. In fact, such
discovery that modern humans interbred with genetic structuring was recently reported for the
Neanderthals, as well as Denisovans (a distinct Bedouin population in Qatar (Rodriguez-Flores et al.
hominin species), contradicts the previously held 2016). Second, the genetic variation in Central Asian
single-origin model (Green et al. 2010; Reich et populations that neighbor Western Asia has been
al. 2010). Second, it is clear that contemporary poorly characterized. We have little or no genome-
human genetic variation is a product of complex wide data from transition geographies, such as Azer-
interactions in past populations, most of which are baijan, or people living in Central Asian geographies,
now gone (Prüfer et al. 2014; Sankararaman et al. such as Turkmenistan and Afghanistan. As such, it
2014; Lin et al. 2015; Racimo et al. 2015; Hsieh et al. is likely that Western Asian populations are also
2016; Kuhlwilm et al. 2016; Vernot et al. 2016). For closely related to populations in the east, but Central
example, contemporary Europeans are not neces- Asian populations are yet to be comprehensively
sarily descendants of the Europeans from 10,000 sampled for genome-wide analyses.
years ago but, rather, are the product of complex Third, the origins of contemporary genetic
admixtures among multiple ancient populations variation are not clear, and this creates some
(Lazaridis et al. 2014). In sum, ancient population level of confusion. For example, the most likely
genomics heralds a new era, when we can directly explanation for the genetic similarity between
test hypotheses about genetic variation of past contemporary Western Asia and Eastern Euro-
populations and their relationships to contempo- pean populations is from the very recent efffect of
rary humans. isolation-by-distance; that is, populations that are
geographically close share the highest degree of
genetic variation with one another (Wright 1943).
The Global Context of Genetic As demonstrated beautifully in the landmark paper
Variation in Western Asian by Novembre et al. (2008) for European popula-
Populations tions, this efffect creates clines of genetic variation
where the allele frequencies gradually increase or
Only a few studies document genetic variation decrease across geographies. However, recent stud-
among Western Asian populations at the whole- ies have shown that genetic continuity in a given
genome level (Behar et al. 2010; Alkan et al. 2014; geography over time is not a universal trend. For
Reich et al. 2015), particularly compared to far- example, there are reports that, while the Neolithic
reaching data sets detailing European genomic Chinese population seem to genetically resemble
variation. Nevertheless, even in the data from contemporary Han Chinese (Siska et al. 2017), the
these few studies, certain patterns emerge. As a Neolithic populations of Western Asia were ob-
whole, the contemporary Western Asian genomic servably diffferent genetically from contemporary
variation looks most similar to genomic variation populations living in the same geography (Kılınç et
of South European populations (e.g., southern al. 2016). As such, contemporary genetic variation
Italians; Alkan et al. 2014). This seems to be true data do not necessarily reveal the genetic variation
for Arabian, Turkish, and Jewish genetic variation of the past populations living in these geographies
and, to a lesser extent, Iranian variation (Scott et or vice versa.
al. 2016). From a bird’s-eye view, the contemporary
genetic variation in Western Asia appears to be
shaped by geography. New Insights into the Contemporary
However, it is important to note some caveats Genetic Structure within Western
when interpreting this data. First, there is evidence Asian Populations
for diffferent ethnic, religious, and kinship groups
(e.g., extended tribes) contributing to the genetic The fijirst genome-wide glimpses into genetic
structure in this region, likely in a higher degree than variation of Western Asian populations revealed
in European populations (Gokcumen et al. 2011; a surprising genetic structuring both within and
among national boundaries. This contrasts with European populations that date back 8,000–9,000
what is found in Western Europe and, to some years before the present (Gray and Atkinson 2003).
degree, Eastern Asia, where the genetic variation is However, the more likely explanation is that rela-
mostly continuous, superseding national boundar- tively recent interactions of diffferent groups in the
ies (Novembre et al. 2008). As mentioned before, region, including Kurdish and Turkic speakers,
Western Asian populations seem to have the high- transgressed national and possibly linguistic bor-
est genetic similarities to their geographic neigh- ders. For answering such questions from a more tar-
bors. Nevertheless, when looking at the genetic geted approach, anthropologically and historically
variation with a fijiner lens, a more complicated pic- contextualized sampling is essential. For example,
ture emerges. One of the major quantitative tools the genetic variation within Kurdish and Turkic
for visualizing the variation among genomes is speakers that populate the border areas between
principal component analysis, which, very simply modern-day Turkey and Iran remains unexplored.
put, identifijies correlated genetic variants among It should be noted here that all of these historical
genomes and converts them to singular principal and linguistic inferences have not been tested by
components. The statistical procedure essentially data, and it is possible that other explanations for
summarizes the multidimensional data, which, the genetic structure among Western Asian popula-
in this case, comprise hundreds of thousands of tions will be put forward as our understanding of
single-nucleotide variants. These data are parti- the cultural and genetic diversity of the region
tioned into “components,” ranked based on the increases.
amount of variance stemming from the variants Even with that caveat, one of the major trends
in a given component. As a consequence, the fijirst that emerge from anthropological genetics data
component represents the highest amount of from Western Asia is the level of local genetic struc-
variance in the data. In genetic anthropological ture independent of national boundaries. We have
analyses, generally the fijirst two (sometimes also previously discussed how Western Asian villages
the third and fourth) principal components are have created extended patrilineal kinship groups
shown (Reich et al. 2008). These principal compo- that lead to a clear separation of Y-chromosome
nents show the separation of individual genomes variation among neighboring villages while main-
from each other based on a small portion of the taining a high level of homogeneity within the
genetic variation analyzed, which maximizes the villages (Gokcumen et al. 2011). This leads to an
separation. overall trend where the genetic variation is high
Principal component analyses of Western in the region as a whole and within ethnic groups,
Asian populations, for which comparable genetic while inbreeding is higher than what is observed in
data are available, showed that no clear genetic Western European and Eastern Asian populations
boundaries can be drawn between populations (Scott et al. 2016). The genetic variation of the Jew-
(Hodoğlugil and Mahley 2012; Scott et al. 2016). ish population, which has been extensively studied,
Even though this has not specifijically been tested, exemplifijies this trend. Briefly, most Jewish ge-
two apparent trends have emerged from multiple nomes cluster with other Western Asian genomes,
recent studies (Alkan et al. 2014; Rodriguez-Flores especially with those of the Druze. However, within
et al. 2016; Scott et al. 2016). First, contemporary the Jewish population, signifijicant structure exists
populations in Iran and Turkey are more related to that corresponds to the geographic origin of the
each other than they are to populations living in the sampling (e.g., Ashkenazi, Sephardic, or Ethiopian
Arabian Peninsula. Second, these two populations origins) (Behar et al. 2010). For example, a recent
also seem to have higher levels of genetic afffijinities study has connected some genetic elements found
to southern European populations than to popula- in contemporary Ashkenazi genomes to genetic
tions speaking Semitic languages. variation observed in eastern Turkey (Das et al.
Several cultural and historical factors can be 2016). While the interpretation of this fijinding is
considered to explain these interesting observa- up for debate, relative confijinement of religious,
tions. One possible explanation is that the con- ethnic, linguistic, and political groups remains
temporary population of Iran is Indo-European a major factor shaping the overall structuring of
speaking and, as such, has a linguistic afffijinity to genetic variation in the region.
However, there is accumulating evidence that the ancestry. In fact, the genetic variation of the Qatari
interactions between Neanderthals and modern population (Rodriguez-Flores et al. 2016), as well
humans in Western Asia were more complicated. as that of ancient Western Eurasian populations
An approximately 40,000-year-old human genome (Lazaridis et al. 2016), shows the presence of a basal
from Romania (Peştera cu Oase, Figure 1), which Eurasian lineage that is distinct from the ancestral
borders Western Asia, shows substantial Nean- lineages that later populated the rest of Eurasia.
derthal ancestry, suggesting a direct Neanderthal Another unknown with regards to early migrants
ancestor for this human only four to six genera- out of Africa is the exact route they took to reach
tions back (Fu et al. 2015). However, it seems that Western Asia and later the rest of Eurasia. While
this genome does not contribute to contemporary paleo-archaeological evidence suggests a southern
genetic variation of Eurasia, raising the possibility route through the Arabian Peninsula (Armitage et
that multiple Western Asian populations have dif- al. 2011), at least one genetic inference argues for a
ferential levels of Neanderthal admixture and that northern route through Egypt (Pagani et al. 2015).
only a few contributed to the genetic variation of There is a lively discussion in the fijield regarding to
contemporary populations. Indeed, a recent study the exact route(s) (Boivin et al. 2013; Nasab et al.
showed that Bedouin populations from Qatar are 2013; Bosch et al. 2015; Douka et al. 2015; Winder
not only distinct from other Western Asian popula- et al. 2015), as well as the genetic variation within
tions but also carry lower amounts of Neanderthal the population(s) that left Africa (Hershkovitz et
DNA than their neighbors (Rodriguez-Flores et al. al. 2015; Malaspinas et al. 2016; Mallick et al. 2016;
2016) (Figure 1). This is consistent with the notion Pagani et al. 2016). Ancient genomes from the region
that at least some of the ancestry of indigenous may allow for the direct testing of these diffferent
Arabs can be traced back to distinct Western Asian models. Overall, we argue that, with the increas-
populations that have diverged from other Eurasian ing number of genomes available, the currently
lineages shortly after the out-of-Africa migration. blurry picture of population dynamics in Paleolithic
The time is ripe for a systematic study reconstruct- Western Asia will become clearer in the near future.
ing the genetic variation of Paleolithic populations The third avenue of research involves the
in Western Asia and specifijically to determine the Neolithic transition, which has changed multiple
timing and extent of Neanderthal introgression into aspects of human life from diet to social dynamics.
these populations. It fijirst happened in Western Asia less than 12,000
A second question concerns the routes the fijirst years before the present—a flicker in the evolution-
migrants took when they traveled out of Africa. ary timeline. Nevertheless, this transition may be
There is some level of consensus that Western the single most important event that adaptively
Asia was the stepping stone for Paleolithic African shaped human genetic variation. Some of the best-
migrants on their way to populate Eurasia. When ex- known examples of selection in the human genome
actly did the fijirst modern humans arrive in Western are of variants linked to agricultural lifestyle. For
Asia? Were there multiple migrations out of Africa, example, lactase persistence has evolved recur-
or did a single ancestral population cross the Sa- rently and been selected for in multiple agricul-
hara (Drake et al. 2011)? Which route did they take? tural populations (Tishkofff et al. 2007; Romero et
Did they establish multiple isolated populations al. 2012). Similarly, the copy number of salivary
during their time there? Which of these peoples amylase is strongly associated with increased starch
populated Europe, Asia, South Asia, Australia? Two consumption, a hallmark of agricultural societies
recent studies have argued that a single ancestral (Perry et al. 2007). Now, with more genomes across
population from Africa populated all of Eurasia geographies and time (Mathieson et al. 2015), as
and Australia (Malaspinas et al. 2016; Mallick et al. well as a better understanding of the signatures
2016), whereas another study showed evidence for of adaptive evolution in human genomes (Key
a distinct out-of-Africa ancestry in a modern-day et al. 2016), the next decade will surely witness a
Australian that is not present in any other Eurasian major increase in our understanding of how our
genome (Pagani et al. 2016). If the latter study is bodies adapt to the amazing diversity of ecologies
accurate, it is plausible that isolated Western Asian that modern humans settled in the last hundred
populations may carry signatures of such distinct thousand years.
One major challenge to all these exciting pros- that the next years will witness an explosion of
pects is sampling. We believe that three major new insights into the history of the region and a
biases exist in current samples. First, most samples better understanding of human genomic variation
have been collected in a medical setting to search as a whole.
for rare diseases (Scott et al. 2016). As such, it is
plausible that there is a bias in selecting families
with a history of inbreeding, which also translates acknowledgments
into sampling from certain geographies where We thank Jessica Poulin from University at Bufffalo and Radu
such in-family marriages are more common than Iovita from New York University for insightful comments on
others. Second, because of national politics, there previous versions of this article.
are major diffferences in the number of samples
collected and the amount of genetic data avail- Received 25 February 2017; revision accepted for publica-
able from diffferent geographical regions. For tion on 4 May 2017.
example, 18 full Turkish genomes and hundreds
of genomes from Israel are available for analyses,
whereas to our knowledge there are no genomes literature cited
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more ancient than contemporary genomes were sequencing of Turkish genomes reveals functional
sequenced from some Western Asian geographies. private alleles and impact of genetic interactions with
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