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DOI:10.1097/IJG.0000000000000829
Won June Lee, MD1,2 · Jin Wook Jeoung, MD,PhD1,2* · Kyeong Ik Na, MD1,2 ·
Young Kook Kim, MD1,2 · Chan Yun Kim, MD, PhD3 · Ki Ho Park, MD,PhD1,2*,
Ophthalmologic Society
1
Department of Ophthalmology, Seoul National University College of Medicine, Seoul,
Korea
2
Department of Ophthalmology, Seoul National University Hospital, Seoul, Korea
3
Department of Ophthalmology, Institute of Vision Research, Yonsei University College of
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*Both J.W.J. and K.H.P. contributed equally as corresponding authors.
Correspondence to:
E-mail: neuroprotect@gmail.com
E-mail: kihopark@snu.ac.kr
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ABSTRACT
Purpose: To determine the relationship between open-angle glaucoma (OAG) and stroke in
Methods: This study was a population-based, cross-sectional study that used data from the
Korea National Health and Nutrition Examination Survey (KNHANES), a complex, stratified,
>40 years old and were included in the fifth KNHANES database (2010-2012 data).
Weighted prevalence of OAG and stroke in various populations were estimated. Univariate
and multivariate logistic regressions were performed to examine potential risk factors for
stroke, including OAG. Multivariate adjusted odds ratios (OR) for stroke were examined in
subjects with and without OAG. Subjects were also examined by hypertension and diabetes
status.
Results: Stroke patients had a significantly higher OAG prevalence (8.5%) than non-stroke
patients (3.8%, p < 0.001). After adjusting for selected risk factors, the presence of OAG
tended to be associated with stroke (adjusted OR = 1.629), but this result was not statistically
significant (p = 0.053). Stroke and OAG were significantly associated with each other in
subjects with hypertension (OR = 2.059, p = 0.010) and diabetes (OR = 2.649, p = 0.040).
Additionally, the associations of stroke and other systemic diseases were stronger when OAG
Conclusions: Although there was no overall statistical significance, patients with OAG had
an increased risk of stroke, among those with systemic comorbidities, including hypertension
and diabetes. Our results may provide insight on the underlying mechanisms of OAG and
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Introduction
is not yet fully understood, but 2 main theories have emerged. One theory is mechanical in
nature and suggests that an increased intraocular pressure (IOP) results in glaucomatous
damage. Another theory is vascular in nature and suggests that impaired vascular function
stroke (associated with abnormal cerebral vasculature) and OAG (associated with abnormal
ocular blood flow parameters) development. Unfortunately, only a few studies in the
literature have examined OAG as a stroke risk factor.12-14 However, these studies provide
We recently reported OAG prevalence and risk factors in Korea using data from the Korea
National Health and Nutrition Examination Survey (KNHANES).9 The KNHANES is a large,
Here, we use KNHANES data to investigate the possible relationship between OAG and
This study adhered to the tenets of the Declaration of Helsinki; written informed consent was
obtained from all of the KNHANES participants. The survey protocol was approved by the
Institutional Review Board of the Korea Center for Disease Control and Prevention (KCDC).
As all of the KNHANES data is de-identified and opened to the public, the Institutional
Review Board of the Seoul National University Hospital determined that this study was
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exempt from requiring their approval.
Korea by the KCDC and the Korean Ministry of Health and Welfare. Initiated in 1998, it has
been completed every year since 2007. The KNHANES uses a complex, stratified, multistage,
(using strata, cluster, and weight), data from KNHANES may be considered to represent the
entire population of Korea. The detailed design of the KNHANES has been previously
described.9, 15, 16 The KNHANES selects sample households from among the included
were included per district in the KNHANES V. Within households, all family members aged
>1 year were included as eligible subjects and asked to participate in the survey.
The subjects included in our analysis met the following criteria: (1) aged ≥ 40 years; (2)
completed the health interview survey and health examination survey; and (3) had gradable
Examination
The KNHANES consists of 3 parts: the health interview survey, the health examination
survey including a comprehensive ophthalmologic examination, and the nutrition survey. The
data from the first 2 surveys were used in this study. The health interview survey included
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measurement of visual acuity by Snellen chart, IOP by Goldmann applanation tonometry,
spherical equivalent (SE) using automatic refractometry (KR-8800; Topcon, Tokyo, Japan),
Switzerland). The anterior chamber and angle assessment was performed using the Van
Herick method, since gonioscopy was not included in the KNHANES. Participants aged ≥ 19
years underwent non-mydriatic fundus photography with a 45 degree field angle digital
fundus camera (TRC-NW6S; Topcon) in a dark room. All of the participants underwent
frequency doubling technology (FDT) perimetry with the screening program N30-1
(Humphrey Matrix FDT perimetry, Carl Zeiss Meditec Inc., Dublin, CA) if they had elevated
IOP of ≥ 22 mmHg or a glaucomatous optic disc appearance: (1) horizontal or vertical cup to-
disc (CD) ratio ≥ 0.5, (2) violation of the ISNT rule (the neuroretinal rim thickness order of
inferior > superior > nasal > temporal), (3) presence of optic disc hemorrhage, or (4) presence
A diagnosis was made based on the non-mydriatic fundus photography and FDT perimetry
established, each comprising glaucoma specialists from different institutes. The detailed
The OAG group was defined as having an open angle using the Van Herick method
(peripheral anterior chamber depth > 1/4 peripheral corneal thickness) with any of the
following modified ISGEO criteria category I or II in one or two eyes. The category I criteria
were applied to subjects with FDT perimetry results with fixation error and false-positive
error ≤ 1. The glaucoma-diagnostic criteria were (1) loss of neuroretinal rim with vertical or
horizontal cup-to-disc (CD) ratio ≥ 0.7 or asymmetry of CD ratio ≥ 0.2 (both values
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determined by ≥ 97.5th percentile for normal population in KNHANES), (2) presence of
optic disc hemorrhage, or (3) presence of RNFL defect. Additionally, the subjects had to
show an abnormal FDT testing result with at least 1 location of reduced sensitivity
compatible with optic disc appearance or RNFL defect. Criteria II were applied to those with
absence of FDT perimetry results or fixation error or false positive error ≥ 2 with (1) loss of
neuroretinal rim with vertical CD ratio ≥ 0.9 or asymmetry of vertical CD ratio ≥ 0.3 (both
The non-OAG group was defined as satisfying all of the following criteria in both eyes: (1)
IOP ≤ 21 mmHg, (2) presence of open angle, (3) non glaucomatous optic disc appearance, (4)
absence of optic disc hemorrhage or RNFL defect, and (5) optic disc not violating ISNT rule.
The subjects not included in either the OAG or non-OAG groups were categorized as the
“others” group. This included patients with ocular hypertension (high IOP without
glaucomatous damage), glaucoma with narrow or closed angle (primary angle closure), and
suspected glaucoma or preperimetric OAG (glaucomatous optic disc appearance with normal
FDT), and they were included in the total number of subjects when calculating the prevalence.
Definition of variables
The variables evaluated as risk factors were as follows: (1) demographics including age,
gender and smoking status; (2) systemic parameters including body mass index (BMI); (3)
history or presence of medical conditions including self-declared diabetes, hypertension,
dyslipidemia, coronary arterial disease (myocardial infarction and ischemic heart disease) and
cerebral stroke; was used for the analysis. BMI was calculated as the ratio of weight/height2
(kg/m2)
Statistical analyses
All 2010-2012 estimates were derived using sample weights statistically adjusted for
response rate, extraction rate, and Korean population distribution. Prevalence estimates for all
outcomes were estimated for the overall sample and are expressed as mean values with 95%
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Variables were categorized in risk factor analyses in several different ways and logistic
regression analysis reference groups are presented in data tables. Participants were
categorized into age (40–49 years, 50–59 years, 60–69 years, 70–79 years, and over 80 years),
history), OAG (positive for OAG, negative for OAG), and stroke (stroke, non-stroke) groups.
Subject demographics in the stroke and non-stroke groups were compared using Student’s
t-tests for continuous variables and chi-square tests for categorical variables. Potential risk
factors for stroke were examined using univariate logistic regression analyses. All statistically
significant risk factors (p < 0.05) identified with univariate analyses were included in a
multivariate analysis to determine which factors were most strongly associated with stroke.
When there were multiple variables with high multicollinearity, the variables regarding the
presence of diseases were chosen as representative variables. Multivariate adjusted odds ratios
(aOR) for stroke were also examined by comparing data from the OAG and non-OAG groups
that had been stratified by hypertension and diabetes status. All statistical tests were
Results
The overall prevalence of OAG was 3.9% (95% CI: 3.5%–4.3%) in the 11,959 included
participants. A total of 338 participants were in the stroke group, which had an OAG
prevalence of 8.5% (95% CI: 5.5%–13.1%). This was significantly higher than that in the
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non-stroke group (3.8% [95% CI: 3.4–4.3], n = 11,621 participants, p < 0.001).
Table 1 summarizes the subject characteristics in the stroke and non-stroke groups. Patients
who had experienced a stroke were more likely to be older (p < 0.001) and have hypertension
(69.6% vs. 26.7%, p < 0.001), diabetes (25.1% vs. 9.7%, p < 0.001), coronary arterial disease
(10.8% vs. 3.3%, p < 0.001), dyslipidemia (31.3% vs. 13.2%, p < 0.001), and OAG (8.5% vs.
3.8%, p < 0.001) than patients who had not experienced a stroke. Patients who had not had a
stroke (22.5%) were more likely to be current smokers than patients who had experienced a
Table 2 presents the risk factors for stroke, as determined by univariate and multivariate
logistic regression analyses. Multivariate analysis revealed that older age (Table 2) and the
presence of hypertension (aOR = 2.955, 95% CI: 2.139–4.082, p < 0.001), diabetes (aOR =
1.416, 95% CI: 1.012–1.981, p = 0.043), and dyslipidemia (aOR = 1.609, 95% CI: 1.181–
2.192, p = 0.003) were significantly associated with stroke. Additionally, the presence of
OAG tended to be associated with stroke (aOR = 1.629, 95% CI: 0.994–2.670), but the
Figure 1 shows the prevalence of stroke when other systemic conditions were present. The
prevalence of stroke was 5.1%–6.9% in patients with only systemic disease and 6.6%–15.9%
in patients with systemic disease and OAG. Table 3 shows the aORs for stroke (obtained
using multivariate logistic regression) when each systemic disease was examined in the
presence of OAG. The aORs were greater when OAG and systemic disease were present than
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when systemic disease was present on its own.
Patients were also striated into hypertension and diabetes groups (Table 4). Interestingly,
OAG was significantly associated with stroke in patients with hypertension (aOR = 2.059, 95%
CI: 1.186-3.575, p = 0.010), but not in patients without hypertension (aOR = 0.668, 95% CI:
0.040) and without (aOR = 1.357, 95% CI: 0.777-2.370, p = 0.283) diabetes showed similar
results.
Discussion
In this large, nation-wide, population-based study, although there was no overall statistical
significance, we found that patients with OAG had an increased risk of stroke, especially
those with systemic comorbidities, including hypertension and diabetes. Stratified analyses
revealed an association between OAG and stroke in patients with hypertension and diabetes.
We found an overall OAG prevalence of 3.9% in the entire study population, which is
earlier KNHANES data (2008-2011) revealed an overall OAG prevalence of 4.7% (95% CI:
4.2%–5.1%).9 The current study showed a lower OAG prevalence even though similar data
and diagnostic criteria were used. This was not surprising because the earlier KNHANES
study classified participants into OAG and non-glaucomatous groups. However, some
subjects were excluded from the analyses because they did not qualify for either group (e.g.,
subjects who were glaucoma suspects in only one eye or who had angle closure glaucoma),
artificially elevating OAG prevalence. Our study included these participants in prevalence
calculations.
Our multivariate logistic regression analyses revealed that the risk of stroke was higher in
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patients with systemic disease when OAG was also present. Furthermore, OAG and stroke
were more strongly associated in participants with hypertension and diabetes than in
participants without these conditions. These results suggest that OAG and stroke share
common pathophysiological mechanisms and provide support for a vascular OAG origin. It
may be that vascular changes occur in a similar manner in both the optic nerve head and
brain.4, 21 The anatomy of the posterior ciliary artery (PCA), the main blood supply to the
optic nerve head, supports this theory because the PCA branches off of the ophthalmic artery,
which branches off of the internal carotid artery.22 It may be that pathological changes in
optic nerve head vessels are indicative of similar changes in brain vessels.12 Furthermore,
both OAG and stroke have associations with vascular abnormalities, including narrowing of
retinal arterioles23-28 and pathological changes of the carotid artery.29, 30 Lastly, OAG and
stroke share several systemic risk factors. Large population-based studies have demonstrated
associations between OAG and diabetes,6, 7 hypertension,8-11 stroke,11 and dyslipidemia,11 all
However, the association of stroke with OAG was statistically significant only when the
patient had hypertension or diabetes as comorbidities. This means that stroke is not directly
related to OAG. Rather, stroke could be associated only in the condition of having these
systemic comorbidities. This possibility should not be excluded in interpreting the result of
our study.
A cohort study previously evaluated the relationship between OAG and stroke in Taiwan
over a 5-year follow-up period.13 Some of our results are consistent with the Taiwanese study
findings, but other are not. The Taiwanese study only used the International Classification of
data obtained with standardized examinations (e.g., glaucomatous optic neuropathy and
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visual field testing results) to determine OAG status, as was previously done in a large
epidemiological study.17 Additionally, the Taiwanese study only included subjects who had
National Health Insurance and had visited the hospital. However, inclusion in our nation-
Interestingly, patients without a history of stroke were more likely to be current smokers
than patients who had experienced a stroke (22.5 % vs 15.7%, p = 0.030). The patients with a
history of stroke were more likely to stop smoking following the stroke episode, which may
Our study had several limitations. First, the diagnosis of glaucoma was based only on non-
mydriatic fundus photographs and single FDT results, which may be a source of
misclassification. The statistically determined cut-offs as proposed by ISGEO may result in
misclassification as it is well known that there is a large overlap in CD ratio between glaucoma
patients and normal subjects. Although FDT perimetry has been used in many
epidemiological studies,9, 15, 16, 32, 33 the validity of FDT for the ISGEO criteria is unclear, and
FDT perimetry lacks both sensitivity and specificity as a means of screening for glaucoma.34
The use of the Van Herick test in place of gonioscopy may be another limitation. These issues
should be considered when interpreting our findings. Second, the cross-sectional analyses do
not provide information on temporal or causal relationships between OAG and stroke. A
previous cohort study performed in Taiwan examined stroke development over 5 years,13 but
we only examined stroke prevalence in our study population. Future studies are needed on
large cohorts to evaluate both the development and overall incidence of stroke. Third, our
non-stroke control group was not age- or gender-matched to our stroke group because data
were obtained from an already existing data set. Age in particular is a very important risk
factor for the pathologies evaluated in this study and this factor could influence the results.
The age distribution was significantly different between the stroke and non-stroke groups;
after the multivariate analysis, age still remained as an important associating factor. Deeper
statistical analysis to rule out the influence of age with age-matched samples should be
carried out. Fourth, the presence of stroke, hypertension, diabetes, coronary artery disease,
and dyslipidemia were self-reported by patients. Therefore, a recall bias was likely introduced
into our data. Fifth, since the presence of hypertension was determined using self-reported
questionnaire rather than actual blood pressure data, it may be difficult to explore the role of
anti-hypertension treatments as it relates to its impact on the blood pressure level and by that
the potential role of blood pressure status as a risk factor for OAG and as a confounder of the
OAG-stroke relationship. Sixth, we were unable to differentiate between ischemic or
hemorrhagic stroke. Knowing which type of stroke is associated with OAG would offer
further clues about this relationship. Seventh, using FDT with one sector abnormal as part of
the OAG definition may be problematic because stroke could cause a visual field defect that
might be confused with OAG. Lastly, our study population was made up of all Korean
subjects, limiting the application of our results to other racial/ethnic groups. Because the
prevalence of OAG with normal IOP (known as normal tension glaucoma) is high in Koreans,
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the IOP criteria for additional FDT examination (IOP of ≥ 22 mmHg) might not be suitable
for screening for all OAG.
However, our study has the notable strength of being able to investigate the relationship
between OAG and stroke in a large, population-based sample by examining nationwide data.
Although there was no overall statistical significance, we found that patients with OAG were
hypertension and diabetes. Our results may provide insight on the underlying mechanisms of
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Figure Legends
incidence of stroke tended to increase when both open-angle glaucoma (OAG) and systemic
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Table 1. Characteristics of Korean subjects with and without a history of stroke. All subjects
were over 40 years of age.
Stroke (n=338) Non-stroke (n=11621) p-value
Hypertension
Diabetes
Smoking
HTN; hypertension, DM; diabetes, BMI; body mass index, OAG; open angle glaucoma
Note: Values are expressed as mean (standard deviation) or weighted percentage (95%
confidence interval).
*A person who has smoked ≥100 cigarettes during the course of his life.
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Table 2. Possible risk factors for stroke in the older (>40 years of age) Korean population.
Univariate Multivariate
Age (years)
Hypertension
Diabetes
Smoking
OR; odds ratio, CI; confidence interval, aOR; adjusted odds ratio, BMI; body mass index, OAG; open angle
glaucoma
†
Considering that these variables showed high multicollinearity with pre-existing variables, the variables
regarding the presence of diseases were chosen as representative variables.
*
This variable showed high multicollinearity with current smokers, the current smoker was chosen as
representative variable.
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Table 3. Association of stroke with open-angle glaucoma and systemic disease.
HTN; hypertension. DM; diabetes, CAD; coronary arterial disease, OAG; open angle
glaucoma
Note: Values are expressed as mean (standard deviation) or weighted percentage (95%
confidence interval).
*Multivariate logistic regression analysis – the variables showed p <0.05 at the univariate
logistic regression analyses were used for adjustment. If the variables had high multicollinearity,
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Table 4. Multivariate analysis adjusted odds ratios for stroke in subjects with and without
open-angle glaucoma. Subjects were striated into hypertension and diabetes subgroups.
Stroke
Pt; patients, HTN; hypertension, DM; diabetes, OR; odds ratio, OAG; open angle glaucoma
*adjusted for gender, age, diabetes, dyslipidemia and coronary arterial disease
† adjusted for gender, age, hypertension, dyslipidemia and coronary arterial disease
Considering that the variables including HTN treatment, HTN duration, DM duration and
insulin treatment showed high multicollinearity with pre-existing variables, the variables
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olters Kluwer Health, Inc. Unauthorized reproduction of the