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Early Modern
Aristotle’s Precedent
Before we examine the posthuman in early modern literature, however, we need
to look at the precedent we have for looking at it in these terms. These
precedents are ancient. The explicit mingling of the notions of human and
machine goes back at least as far as Aristotle’s Politics: that is, to about 350
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BCE. There, he imagines that the best solution for the thorny problems of
owning slaves would be inventing machines that were smart enough to do the
work themselves:
For if every instrument could accomplish its own work, obeying or anticipating
the will of others, like the statues of Daedalus, or the tripods of Hephaestus,
which, says the poet, “of their own accord entered the assembly of the Gods;”
if, in like manner, the shuttle would weave and the plectrum touch the lyre,
chief workmen would not want servants, nor masters slaves.3
For Aristotle, a slave is a living tool, and his intelligence is important because
he is a tool that wields other kinds of tools. In fact, Aristotle uses the same
Greek word, organon, throughout his treatise to mean both tools and body
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parts. For these reasons, we can see the blending of the mechanical and the
organic. Aristotle sees the bodies of the slaves, all of their talents, and all of
the tools they might use, not just as interchangeable with bodies, but as
extensions of the master’s body. Masters should thus treat their slaves well,
because “the interests of part and whole, of body and soul, are the same, and
the slave is part of the master, a living but separated part of his bodily frame”
(CW 2:1992).
Finally, and most importantly for our purposes, these passages from the
Politics, especially Aristotle’s reference to Hephaestus’s automatic serving
tripods, show that the mixture of human and machine doesn’t need to have
the outward appearance of a human. Instead, it can just have human func-
tions without its form, and this might be better for its ultimate functionality.
For Aristotle, anything that can simplify dealing with human slaves and
increase efficiency is good, and it is therefore not coincidental that he men-
tions the tripods: having a self-navigating serving table eliminates the
unnecessary parts – and troubles – of the human form. Hephaestus’s smart
tripod is a proto-robot whose design contains only what is necessary for
a particular function; like a modern robotic vacuum, the necessary human
functionality is present, but without replicating human form. This concept
anticipates what Norbert Wiener, one of the theorists of modern intelligent
technology, states in one of his mid-twentieth-century books about robots:
Thus, besides pictorial images [of the human form], we may have operative
images. These operative images, which perform the functions of their original,
may or may not bear a pictorial likeness to it. Whether they do or not, they may
replace the original in its action, and this is a much deeper similarity.4
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the other end of time’s arrow, the similarity between Hutchins’s and
Aristotle’s concepts implies a universal or pan-historical reference for sys-
tems theory.
In Shakespeare’s The Tempest, Prospero is depicted as having
a distributed servant system with both organic and inorganic elements
that is in keeping with Aristotle’s notions and that anticipates Hutchins’s
idea of systems as distributed networks. He needs this system’s help to
avoid dying on the island on which he and his daughter Miranda are
stranded, and also to successfully carry out his grander plan to get himself
off the island and get revenge on those who put him there. Prospero’s
servant system has two different functions: one for daily needs and one
for less tangible idealistic needs. The first part of this system is comprised of
his servant Caliban and the implements he uses. The purpose of this collec-
tion of animate and inanimate tools is to do everyday chores, such as chop
wood and make fires. The other section of Prospero’s network is comprised
of spirits and natural objects – flora, fauna, and the island itself – which he
uses to confound and manipulate his adversaries. The primary function of
this aspect of his system is to attain his more abstract goals of escape from
the island, revenge, renewal of his Dukedom, and the happy marriage of
his daughter.
Ariel is the key element to Prospero’s slave system because that spirit is
his intermediary with it: this spirit (whose gender is indistinct, so I will
use the pronoun “it” to refer to Ariel) acts as the interface and the
primary agent in the system of forces, things, and entities on the island.
Ariel is extremely powerful, but even it needs the larger powers of the
system to accomplish Prospero’s ends. So it is that even Ariel is dependent
upon its integration with the larger environmental network. In fact, an
important aspect of Ariel’s accomplishments is that they are often exe-
cuted by proxy, just as Prospero’s are; the magician assigns projects to
Ariel and then that spirit, in turn, often uses a wider system of spirits,
things, and even the island to complete the project. In terms of networks,
Ariel, who is a type of daemon, is like a modern type of software
program – also and not coincidentally called a daemon6 – that operates
in the background to run other programs on the computer and also to
provide an interface between the network’s user and the operating sys-
tem. Prospero’s network, acting as one entity, but with various intelligent
agents involved in it, develops its own agency.
In fact, that separate agency, and that of some of its primary elements, is so
powerful that Prospero has trouble maintaining control of it. Both Ariel and
Caliban are repeatedly rebellious, and the operations of other elements of the
network are a mystery to Prospero. For instance, Ariel complains
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Ariel goes on to remind Prospero that it has served willingly and without
complaint and that the wizard has promised to shorten its length of service by
one year. The spirit wants to stop immediately – an extreme inconvenience
for Prospero. Caliban is also a reluctant servant and even more truculent than
Ariel. He tries to rape Miranda and constantly plots against his master’s life.
And even the island itself, the seat of the magician’s network, characterized
by Prospero as a powerful entity in its own right, is barely within his control.
At the end of the play, with his plot accomplished and his magic done, he still
cannot completely free the shipwrecked humans from the island’s power.
In response to Gonzalo’s questioning of the reality of what he sees, after so
many strange occurrences on the island, Prospero points not to his own
power to create illusion but to the island’s – and implicitly to his inability
to stop it completely: “You do yet taste/ Some subtleties o’th’ isle that will not
let you/ Believe things certain” (5.1.125–127).
The main reason Prospero is able to maintain control over his network of
creatures and things is that he is aware of the power it contains and so he
takes measures to stay one step ahead of it. First, he has books and a magic
staff that allow him some control. The knowledge that Prospero derives from
his books of magic and science – or magical science, since those ideas were
mingled when Shakespeare wrote – provides the means for him to put
together his distributed system of elements. These books render codes for
control of the elements, a programming capability analogous to modern
computer scientists’ coding for their systems (people who run computer
games are often called “wizards”). The power of these books is exemplified
by Caliban’s fear of them: he thinks that if he can just destroy them, he will be
free of his servitude. At one point, he tells Stephano and Trinculo, his
compatriots in rebellion, “Thou mayst brain him,/ Having first seized his
books [. . .] for without them/ He’s but a sot as I am, nor hath not/ One spirit
to command [. . .]Burn but his books” (3.2.83–90).
But books are not the only source of Prospero’s power to create and
control his intelligent servant system. Nor are they sufficient, because the
system’s power is so great that the master–slave relationship is unstable
between it and the magician. This plot point anticipates posthuman con-
cerns that appear in today’s fictional and factual literature: fictional
accounts of strong artificial intelligence (AI) meant to serve humans, such
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This brings into question the true power of Prospero’s magical science to
control his mechanism: does he really have the powers to do what he
threatens? Based on the fact that we witness him do very little actual magic
in this play, the extent of those powers appears questionable; instead, he
realizes he has a tiger by the tail, but he is also clever enough to deal with it.
Still, there is a definite undertone throughout the play of the precarious
nature of his mastery over his mechanism. What this demonstrates is the
danger of human ingenuity, specifically the danger of dealing with extremely
strong forces that exceed normal human capacities – a concern as important
to the early modern era as to our own. The reasons for the importance of this
preoccupation are different in the two eras because of the differences in time
and culture, but the essence remains the same: it is perilous to create servant
systems so strong that they could flip the master–servant relationship and, in
fact, displace the maker. This sort of fear of being overtaken by our own
systems or “intelligent” machines remains in our own era a significant com-
ponent of the mystique and foreboding of the posthuman.
Faustus’s Failure
Although Prospero ultimately manages to control his network, another
magician from early modern literature, Doctor Faustus, the title character
from Christopher Marlowe’s famous play, does not. The big difference
between the literary depictions of Prospero and Faustus is that the first of
these dramatic wizards is aware of the great power of his network and of the
consequently perilous nature of the master–slave relationship it entails.
The second is not. Faustus is a self-deluder, unaware that his shortsighted
and selfish view of things makes him vulnerable to the system of demons he
tries to fashion into an engine of opportunity for himself. Observed through
the principles of second-order systems theory, he never understands his own
self-referential situation: rather than standing outside of his system, he is
implicated in it from the moment he activates it; far from it being his servant,
he ultimately becomes a mere aspect of its agency – the distinction between
him and it becomes blurry, and the system’s goals becoming his goals, rather
than the reverse.9 In other words, in a posthuman fashion, power becomes
diffused away from the supposed “programmer” of the system; the master
and his power dissipate and the system itself becomes the true agent of action.
The servant system in Marlowe’s Doctor Faustus is similar to Prospero’s,
in the sense that it contains as its elements intelligent entities in the form of
spirits (albeit devils rather than natural spirits), natural objects, and the very
environment itself. And, like Prospero’s Ariel, Faustus’s system’s main inter-
mediary is Mephistopheles. This demon is, however, much more than that.
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Early Modern
much like the one I would have using a simple typewriter. It is aimed at
making me forget the intimidatingly complicated actions going on within the
circuits of my computer, and thus making me more comfortable. In both
cases, an intelligent intermediary of the system lulls the user. But in the case
of Mephistopheles and his demonic network, this action has a parasitic
quality. The real aim of the devils’ agreement to form a servile network for
Faustus is actually a stealthy attempt to reduce his resistance to its assimila-
tion of him. In essence, the collective behavior of the demonic group toward
Faustus at the beginning of the play is that of a parasite that injects a numbing
agent into its host so that it can be digested more easily; or, to use an example
more appropriate to our posthuman understanding of organic systems, it is
like the giant quasi-organic computer’s relation to humans in the movie
The Matrix. That machine, in order to more easily incorporate human brains
to enhance its information-processing medium, lulls its hosts into submission
by filling them with complex, placating dreams. In sum, the play’s invocation
of the Elizabethan demonic shows us that many of today’s posthuman
scenarios demonizing the image of predatory computer systems are a full-
bodied reiteration of earlier moral and theological images.
So although Faustus sets out to transform a group of demons into
a prosthetic system, the system he creates ends up transforming him: he
becomes a new and altered being subsumed into the system he thought he
controlled. He becomes just one aspect of it. Frank Manley long ago
maintained that when Faustus, early on in the play, requests that
Mephistopheles use the powers at his disposal to make him into a “spirit
in form and substance” (2.1.97), the result is that he is actually transformed
into something between a man and demon, a part of the demonic milieu and
yet apart from it as well.12 From a posthuman point of view, this nearly 50-
year-old statement has even more meaning now. Like a parasite, Faustus’s
system of demons allows him to feel that he is operating freely, just as
Mephistopheles can appear to be operating free of hell even though, as he
says, he is always in hell no matter where he is (2.1.124–125). Similarly,
Faustus feels he is operating freely, when actually, from the moment of its
creation, he is entangled with the very system he created to serve him, and
any sense he has ever had that he was separate from and in control of it was
illusory.
Prospero’s network of things and spirits also has greater agency than he
does in the actual manipulation of the natural world around him, even
though Prospero devised it as a virtual enhancement of his own powers.
The system comprising the island, its flora, its fauna, its spirits, and even
Prospero himself is the true agent of change in the play. It is the magician’s
cognizance of his embeddedness in his system that makes its action as his
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proxy workable, because that cognizance allows him to stay one step ahead
of its emergent power. As pointed out earlier, his persuasive power gives him
an edge over his minions, but really the chief thing that saves him from being
overwhelmed by his implication in his own system appears to be that he
dismantles it before it evolves enough to collectively understand its own
power. One last advantage Prospero has over Faustus is that the main goal
for Prospero’s system was always freedom, rather than the urge to assimilate
others that characterizes Faustus’s system. Even were Faustus more cagey
and self-aware, it is unlikely he would have fared well enmeshing himself
with a system bent on consuming him.
Conclusion
The ideas of systems theory did not spring suddenly into existence from
the heads of twentieth-century scientists and philosophers; instead, those
twentieth-century thinkers redescribed elemental interrelationships that
persist across time – although they may have been described with different
vocabularies in different eras. Moreover, although arising from
a humanist milieu, literature from the early modern age can be seen to
exhibit posthuman (versus posthumanist) themes: that is, themes related
to humanity’s interrelationship with emergent science and technology.
To be sure, the early modern era’s emergent science was far different
from ours, based as it was on a mixture of magic and a nascent empirical
science, but there are certain constancies: for example, the era’s reliance
on coded magic and magical codes is parallel in kind to our own reliance
on coded magic and magical codes of a digital sort. Most importantly, the
early modern literature we have examined shares our preoccupation with
the moral consequences of our own ingenuity.
NO TES
1. See, for instance, John Cohen, Human Robots in Myth and Science
(New York: A. S. Barnes, 1967); Sarah L. Higley, “The Legend of the
Learned Man’s Android,” Retelling Tales: Essays in Honor of Russell Peck,
ed. Thomas Hahn and Alan Lupack (Rochester, NY: Brewer, 1997), 127–60;
esp. 137–38; Kevin LaGrandeur, “The Talking Brass Head as a Symbol of
Dangerous Knowledge in Friar Bacon and in Alphonsus, King of Aragon,”
English Studies 80.5 (1999): 408–22; Jessica Riskin, ed., Genesis Redux:
Essays in the History and Philosophy of Artificial Life (Chicago: University
of Chicago Press, 2007); Jonathan Sawday, Engines of the Imagination:
Renaissance Culture and the Rise of the Machine (London: Routledge,
2007), 185–206; and Minsoo Kang, Sublime Dreams of Living Machines:
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references will be in the form of the standard Act, scene, and line notation, e.g.,
1.3.22–33.
11. For more detail about how this play provides a critique of lazy intellectualism
and its attendant orthodoxy in Elizabethan culture, see LaGrandeur, Androids
and Intelligent Networks, chapter 6.
12. Frank Manley, “The Nature of Faustus,” Modern Philology 66 (1969): 218–31.
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