Professional Documents
Culture Documents
For more than three decades, interest in improving the of a good death is more appropriately a topic demanding
care of dying patients has progressed from being the the health professions’ attention than it might have been
concern of a few health-care professionals to being a a century ago. For this promise, what is the period that
widespread social concern. More than 35 years ago concerns us? While the hours or days before death are
Saunders founded the hospice movement in Britain.’ important, the focus should be the weeks and months
Nearly 30 years ago Kubler-Ross published On Death before death when symptoms and needs increase, and
and Dying2 and the “living will” was first proposed.3 interventions can have a significant impact on the well-
More than 20 years ago the Quinlan decision* made clear being of patients and families. Thus, a good death should
that it was legal and ethical to terminate life-sustaining mean making the last weeks-not minutes-of life
treatments in the USA, and California became the first valuable and meaningful. This is more appropriate for
state to enact a living-will statute. 15 years ago US states causes of death that have a prodrome before dying, such
began recognising the legal authority of families to as cancer, congestive heart failure, and COPD, which are
decide whether to terminate life-sustaining care, and the estimated to cause 50-70% of deaths, than for sudden
Medicare system, which provides health insurance for the deaths caused by stroke, myocardial infarctions,
elderly and &sabled in the USA, began covering the cost accidents, and suicides (table 1).
of hospice care. 8 years ago the US Supreme Court ruled
on the Cruzan case, 5 its first in the end-of-life area,
indicating that there was a constitutional right to refuse Framework for a good death
life-sustaining treatments. More recently, there has been Much of the effort to improve care for the dying,
intense interest in euthanasia and physician-assisted especially in the USA, has concentrated on using
suicide in developed countries,6-8 studies of the care of technology to relieve symptoms and avoiding invasions
dying patients, evaluations of interventions to improve during the dying process.4,5J2 Those two goals are
such care,’ and efforts to improve the training of essential, but they do not encompass the ideal of a good
physicians in this area.‘O The media, which used to shun death. Indeed, when surveyed, the concerns of patients
reporting on death and dying as too negative, now deem seem to be as much, if not more, about loss of dignity,
them suitable for news and features. being dependent, not being a burden, and loss of control,
Despite this attention, a “good death” remains more a than about physical or psychological symptoms.‘3J4
hope than standard medical practice for all patients. In What constitutes a good death? The Institute of
part, this is because the contemporary “reexamin[ation] Medicine’s definition is: “[A] decent or good death is one
of how we approach dying and death” coexists with a that is: free from avoidable distress and suffering for
persistent social attitude that denies death.“J” Youth is patients, families, and caregivers; in general accord with
celebrated as the ideal; longevity is desired, and remains patients’ and families’ wishes; and reasonably consistent
a primary standard for evaluating health-care systems; with clinical, cultural, and ethical standards”.12 One
and when a friend or relative is dying people commonly commentator has argued that “the conceptual
avoid the person feeling that “I don’t know what to do or models...of how death should be approached and what
say”. The focus has been on avoiding problems and constitutes suffering are overly simplistic and woefully
stopping bad interventions rather than on a positive ideal inadequate at the bedside”.15 Indeed, the problem with
of a good death. Thus we face a paradox: increasing such definitions is their vagueness and difficulty in
concern about death and dying, tremendous technical translation into practical guidance. In the figure we
capacities to relieve symptoms and improve care, and provide a framework for understanding and evaluating a
persistent suffering of dying patients, all combined with
the continued denial of death. This makes it opportune
Causes of death (ordered hy cause) Number of deaths in USA Rates per
to explore how to fulfil the promise of a good death. 100 000
Total Over 65 years
Because of the lengthening life-span, lower childhood population USA
of age
mortality, smaller families, and the increaseing use of
All causes 2312.1 1694.3 880.0
supportive and other medical interventions, only health-
Heart disease 737.6 615.4 280.7
care professionals today develop sufficient experience CaW?r 538.5 381.1 204.9
and familiarity with death and dying. Hence, the promise Stroke 158.0 138+3 60.1
COPD 102.9 88.5 39.2
Lancet 1998; 351 (suppl II): 21-29 Accidents 93.3 29.1* 35.5
Pneumonia and influenza 82.9 74.3 31.6
Department of Clinical Bioethics, Warren G Magnuson Clinical
Diabetes 59.2 44.5 22.6
Center, National institutes of Health, Bethesda, Maryland HIV 43.1 NAt 16.4
(EJ Emanuel MD); and Division of Ethical Standards, American Suicide 31.3 NAt 11.9
Medical Association, 515 N State Street, Chicago, Illinois, USA Chronic liver disease and cirrhosis 25.2 NAt 9.6
(LL Emanuel MD) *Among those over 65 accidents are the 7th leading cause of death. IHIV. suicide,
and chronic liver diseases are not among the 10 leading causes of mortality among
Correspondence to: Dr Ezekiel J Emanuel, Department of Clinical
the over 65. In this age group, 8th leading cause of death is Alrheimer’s disease, 9th
Bioethics, Warren G Magnuson Clinical Center, National Institutes is renal failure, and 10th is septicaemia. COPD=chronic obstructive pulmonary
of Health, Building 10 Room lC118, Bethesda, MD 20892, USA disease, NA=not applicable.
(e-mail eemanuel@nih.gov) Table 1: Epidemiology of death
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Vol351 - May * 1998 SII2 1
THE LANCET
USA significantly overestimated their survival time, and units and with cancer die without resuscitation.4R~49 In
this overestimate was associated with preferences for addition, in medical intensive-care units, as many as
more medical interventions.47 Such denial of prognosis 90% of patients -who die have other life-sustaining
may impede communication and planning about death, treatments withdrawn, with an average of almost four
and may lead to unrealistic requests for treatment. For interventions being stopped per patient4” This is a
some patients such denial may be important as a dramatic increase in the withholding or withdrawing of
psychological coping mechanism to maintain hope. treatments over the past decade.48 In the Netherlands, in
Whether denial improves or impairs a patient’s overall about a third of all deaths, treatments are withdrawn or
quality of dying is unknown. withheld, with a tenth involving stopping respirators and
25% involving stopping artificial nutrition and
Interventions for a good death hydration.8~‘3 In 1998, physicians stoping, or not starting,
Of all the possible interventions, the ones that have been life-sustaining treatments is routine. Indeed, there are
the most thoroughly studied are: withdrawal of life- now guidelines about how to withdraw life-sustaining
sustaining treatments, advance-care planning, hospice, treatments properly.50
and euthanasia and physician-assisted suicide. We shall
briefly review the importance of each of these Advance-care planning
interventions (table 2). When originally proposed 30 years ago, advance
directives were short statements by patients wishing to
avoid “heroic measures”.‘J2J1 Such directives have
Withdrawal of life-sustaining treatments evolved into three types of advance directives: 1) living
The withdrawal or withholding of life-sustaining wills in which patients specify their preferences for--or
treatments is intended to remove inappropriate medical to refuse-specific medical treatments; 2) proxy-
interventions.4,5J2 Over the past decade, physicians have designation forms in which patients appoint a surrogate
become more comfortable stopping treatments and who has the authority to make medical decisions for
“letting nature takes its course”. In the USA and the them if they become incompetent; and 3) values histories
Netherlands, most inpatients now die without in which patients indicate their values and what gives
resuscitation, and up to 90% of patients in intensive-care their lives meaning. Some forms, such as the so-called
Medical Directive, are a combination of all three types5’ hospitals; in the USA, the emphasis is on hospice care in
At least in the USA, there is a constitutional right to have the patient’s home.
these directives honoured.S Since 1983 hospice has been covered by Medicare in
Advance-care directives have been most thoroughly the USA; 80% of employees in large and medium
developed, disseminated, and evaluated in the USA. So American businesses are covered by hospice, and 4 1 state
far, experience with them has been disappointing. Polls Medicaid programmes also offer hospice benefits.56 There
repeatedly demonstrate that more than four-fifths of the are about 3000 hospices in the USA that cared for more
population endorse advance directives;l’ and advance- than 450 000 Americans (about a fifth of the Americans
care directives have been widely endorsed by medical who died) in 1997. Of hospice patients in the USA, more
organisations, courts, the media, and others. Despite this than 60% had cancer, 6% had heart disease, and 3% had
tremendous support, only ZO-25% of the public and AIDS.56 Indeed, about half of all patients dying of cancer
patients have completed such documents.S1a5Z And most each year in the USA receive hospice care. The average
interventions-education efforts, legally mandated length of stay in hospice is about 2 months, but almost
information about advance directives on hospital 55% of patients receive such care for less than a month.
admission, hospital nurses to discuss advance-care About 15 years ago, comparisons of the quality of
planning with patients and families-have not greatly hospice care with that of conventional care revealed that
increased the use of advance-care directives.12 However, while there were some small but statistically significant
some data suggest that a high proportion of terminally ill differences in the proportion of patients who had pain
patients, between 40 and 50%, do have advance-care and satisfaction with care, in general there were no
directives. Whilst there is widespread social acceptance of consistently observable, large differences in the quality of
the idea of advance-care directives, there remains life of hospice and non-hospice patients.57a58 The lack of
widespread reluctance to actually use them. observed difference in outcomes between hospice and
Attempts to implement advance-care directives to conventional care in these studies might be attributable
guide the care of patients have revealed other problems. to assessment instruments that were inappropriate for
Such directives do not necessarily facilitate comm- and insensitive to the conditions of dying patients.59
unication between patients and families about care at the Families provided more direct care for hospice patients
end of life. Indeed, patients and family members and and such hospice patients were more likely to die at
proxies may not communicate about care at the end of home. Importantly, the caregivers of hospice patients
life; family members and proxies do not accurately know reported more stress and social disruption, probably
patients’ values, goals of care, or specific preferences for because they did more direct patient-care; however, they
treatment.53 Therefore, relying on proxies and families to did not report higher rates of health problems.57 Current
make decisions for patients does not ensure that patients’ data collected by hospice organisations suggest
tremendous satisfaction by caregivers.
wishes will be implemented and respected. Another
problem is that completed advance-care directives may
Euthanasia and physician-assisted suicide
not be forwarded to the hospital record; physicians and
patients might not discuss the specific preferences in the Over the past few years there has been growing interest
in the possibility that euthanasia and physician-assisted
advance-care directive; clinicians may be unaware of the
suicide might provide a “good death”.6 The potential
patients’ wishes; and stated preferences may simply be
effects of these interventions on a good death are limited;
ignored. ‘w*
they might provide some psychological reassurance or
Such studies make it clear that advance-care planning
alleviate additional suffering by ending a life early.
is not a document but a complex process involving many
Importantly, euthanasia and physician-assisted suicide
parties over time.‘Z,55 Patients must understand their own
are not interventions aimed at the modifiable dimensions
preferences, discuss their preferences with their physician
of the patient’s experience, since they are used when
and proxy, complete an advance-care directive, the
efforts to improve symptoms, economic demands and
directive must be placed in the medical record, all
caregiving needs, spiritual and existential beliefs, and
clinicians caring for a patient must know there is a
social relationships and supports have been exhausted.
directive and understand the patient’s specific wishes,
Data from the Netherlands suggest that even when
and when appropriate clinical situations arise, the legal sanctions are removed from euthanasia and
directive must be available and its directions physician-assisted suicide, only a small minority of
implemented. While there are many good suggestions on patients use these methods: 3.4% of decedents die by
how to achieve these steps, they are not all performed euthanasia or physician-assisted suicide.*J3 Most (80%)
routinely, and patients, as well as families and physicians, of patients receiving these interventions had cancer.8 On
cannot currently rely on them.53z54 Attention by patients, average, patients’ lives are shortened by 2-3 weeks
physicians, and health-care institutions is needed to (nearly three-fifths “lose” less than a week) .8,L3
make effective advance-care planning the standard of Pain is not a major factor motivating requests for these
care. interventions.8J3J4,60,61 Rather, patients who are depressed,
have psychological distress, and have substantial
Hospice caregiving needs are significantly more likely to desire
The first modern hospice, St Christopher’s in Sydenham, euthanasia or physician-assisted suicide.*,13,14,39~6”,6’This
UK, was founded in 1967, and the first hospice in the suggests, although there are no confirmatory data, that
USA, the Connecticut Hospice, opened in 1974.‘,16 providing better care in dimensions of psychological
Hospice advocates a multidisciplinary approach that symptoms and caregiving needs may reduce interest in
emphasises symptom control, attending to spiritual as euthanasia or physician-assisted suicide. In addition,
well as physical needs, and care of the family unit.1,1*a16 whatever psychological reassurance some patients receive
There are residential ihospices and hospice units in from the availability of euthanasia or physician-assisted
suicide, an equal number of patients will find such symptoms of dying patients and instituting appropriate
possibilities threatening.60 Because these interventions treatments for those symptoms. In addition, patient-care
can be justified only after all other efforts have been conferences should routinely include presentations and
tried to improve the modifiable dimensions of a patient’s discussions of the care of the dying patient. Since much
experience, they do not substitute for any of the learning in health care is experiential (“seeing one”),
other interventions. training programmes also need to have role models
in the care of dying patients who can serve as mentors
Initiatives to make a good death the standard for students, housestaff, and fellows and teach by
of care their example. Finally, withdrawing life-sustaining
To help bring the goal of a good death to all patients, interventions is routine but involves more than “pulling
making it the standard of care, initiatives need to be the plug”.5o All clinicians who care for dying patients
undertaken in four areas: research, training, system must have formal training in the proper method of
design, and reimbursement (panel 1). As noted, empiric withdrawing life-sustaining treatments.
research is needed on almost every aspect of death and For well-trained clinicians with good intentions, the
dying. There are six high-priority areas for research. delivery of the best care requires institutional settings
First, research that could help define the characteristics that facilitate the provision of good care to dying patients
of those dying patients at high risk for suffering and and proper reimbursement arrangements. All specialised
doing poorly is needed. This would permit clinicians and cancer centres as well as other health-care institutions
the health-care system to target resources on those with should have palliative-care specialists to provide
the greatest need for interventions. Second, the consultative services for difftcult cases and ongoing
development of a reliable validated assessment- education and training of staff.lZ A pain service that is
instrumennthat covers the important dimensions of the competent to address only one physical symptom is
dying experience and is simple enough to use in clinical insufficient. Further, continuity and coordination of care
practice is important. There are good instruments for given by different providers in different settings is
research,12~17~‘9~28~43~5a but most of the instruments suggested essential. The evolving vertical integration of physicians,
for practice have not been tested for reliability and hospitals, nursing homes, home care, and other providers
validity.44 Having validated instruments would facilitate into organised delivery systems should facilitate the
efforts in continuous quality improvement in the care of continuity and coordination of care if attention is
the dying.12 Third, research on psychological symptoms, devoted to the needs of dying patients. Also, provisions
especially to determine the most effective screening must be made to facilitate a team-based coordination of
mechanisms and interventions for dying patients is care between hospital, doctors’ offices or clinics, and
necessary.3o Fourth, we need research on caregiving patients’ homes.*2 Because the cost of caring for dying
needs-defining predictors to determine which patients patients is so large and because such coordination of care
have significant caregiving needs and what the most is likely to produce efficiencies and financial savings,
effective interventions are to meet their needs.36’39 Fifth, there is likely to be a “win-win” situation in which
some research on patients’ spiritual and existential beliefs systems have an incentive to coordinate care better,
is important, especially defining patients’ spiritual and which will benefit dying patients and families.
existential concerns, predictors for identifying patients Finally, there are reimbursement issues. Costs of care
who lack spiritual and existential meaning, and for the dying are substantial. How services are paid for can
interventions that can improve the spiritual and greatly affect the care these patients receive. Capitation
existential care of dying patients.4”43 Sixth, because a rates that are not adjusted for the significant costs
substantial proportion of care for the dying occurs within generated by proper care of dying patients, by mechanisms
institutions, health-services research is necessary to such as stop-loss coverage or separate reimbursement
determine the best organisational structures and pools for the dying, can create incentives for providers to
practices to ensure optimum care.lz avoid patients at high risk for dying or to reduce important
Training initiatives must focus on ensuring physicians care. In addition, reimbursement rules intended to limit
and other clinicians are more competent in care of the services, such as Medicare’s attempt to limit use of home
dying, and that this knowledge is not haphazardly health-services by increasing patients’ co-payments, can
acquired by chance interactions with mentors and lead to restricted use of these services, making it difficult
patients but is an integral part of a systematic for patients to get the caregiving services they need and
educational programme.1G12~62 Like the general public, stay at home. Further, dividing payments to each provider
physicians often feel awkward in the presence of (physicians, hospices, hospitals, etc) may inhibit
dying patients and tind it difficult to talk with them appropriate referrals and undermine coordination of
about death. Clinicians must receive training care.12 For instance, physicians may be reluctant to refer to
in communication, not general communication skills hospice if this reduces their reimbursement for managing
but skills specific to the concerns of dying patients. the care of dying patients. Each of these reimbursement
Clinicians must be as comfortable in talking to patients issues is complex and requires careful solutions. But
about the dying experience as they are taking a history of government and insurers must review their
angina. 9,103 This training must include structured reimbursement rates and policies to be sure that they do
approaches-sometimes called steps or talking points- not adversely effect the care of dying patients eve.n while
for clinicians to use in common aspects of caring for potentially generating good outcomes in other ways.
dying patients, such as delivering bad news, advance-care
planning, addressing spiritual concerns, and giving Advice to the clinician caring for dying
condolences.1G’2’45*55 Training programmes also need patients
to educate physicians about both using standardised What should the clinician who seeks to ensure his or her
assessment techniques for physical and psychological dying patients receive a good death do? First, clinicians
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