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Biologia

https://doi.org/10.2478/s11756-018-0065-y

ORIGINAL ARTICLE

Orofacial clefts and infections during pregnancy


Agáta Molnárová 1 & Drahomír Palenčár 1 & Dagmar Fekiačová 1 & Eva Bieliková 2 & Eva Tichá 3 & Eduard Ujházy 4

Received: 15 January 2018 / Accepted: 18 May 2018


# Institute of Molecular Biology, Slovak Academy of Sciences 2018

Abstract
Orofacial clefts (OFCs) are common congenital malformations of the lip, palate, or both caused by complex genetic and
environmental factors. Specific antibodies against viruses influenza, rubella, cytomegalovirus, Epstein-Barr, parotitis and hep-
atitis B were investigated serologically in children with orofacial clefts and in their mothers. The results were compared with
those obtained in control children and their mothers. Evaluation of the results and their statistical processing supports the
assumption that infection during pregnancy may have occurred in the series studied induced by viruses of influenza, rubella,
cytomegalovirus and possibly also by the Epstein-Barr virus. No association with the viruses of hepatitis B and parotitis was
established.

Keywords Infections during pregnancy . Orofacial clefts . Cleft of the lip . Cleft of the palate . Cleft of the lip and palate

Abbreviations damage: a) acute generalized infection, b) chronic conditions,


HIT Hemagglutination inhibition test with signs occurring only at a later age of the child, and c)
KFR Complement fixation test congenital malformations (Rajčáni 1983). Traditionally, the on-
NIR Indirect immunofluorescence assay ly viral infections of concern during pregnancy were those
ELISA Enzyme-linked immunosorbent assay caused by rubella virus, cytomegalovirus (CMV), and herpes
RIA Radioimmuno assay.4 simplex virus (HSV). Other viruses now known to cause con-
genital infections include parvovirus B19 (B19V), varicella-
zoster virus (VZV), West Nile virus, measles virus, enterovi-
ruses, adenovirus, human immunodeficiency virus (HIV) and
Introduction Zika virus (WHO 2016; Sharma et al. 2017).
A virus can be transferred to the fetus by several ways,
The pathogenesis of congenital anomalies caused by intrauter- including infection of the germ cell, e.g. oncogenic retrovirus
ine infections rermains a matter of interest. Viral infections are or arenavirus, via transplacental infection of the embryo (in
much more likely to harm the fetus than previously assumed the first trimester) or fetus during maternal viremia and tro-
(Watkins 2014; Beloosesky et al. 2017). Transition from moth- phoblast infection, and also in the perinatal period from am-
er to fetus during pregnancy can cause three types of neonatal niotic fluid or during birth (Velemínsky and Potužník 1984).
Whether or not the virus is manifested in the fetus is deter-
* Eduard Ujházy mined by the virulence of the infectious agent. The type of mal-
eduard.ujhazy@savba.sk formation, however, depends not only on the virus. The decisive
factor is whether or not the fetus was infected by the virus at the
1
Department of Plastic Surgery, Faculty of Medicine, Comenius time of differentiation of the structure. Several papers confirm
University, Hospital Ružinov, Ružinovská 6,
82606 Bratislava, Slovakia
that, depending on the stage of fetal development, the fetus can
2
develop a variety of malformations and/or other forms of con-
Department of Gynecology, Faculty of Medicine, Comenius
University, Hospital Ružinov, Ružinovská 6, Bratislava 82606,
genital infections (Jelínek et al. 1983; Prince and Lapé-Nixon
Slovakia 2014). The most critical period for teratogenesis is the first tri-
3
Public Health Authority of the Slovak Republic, Trnavská cesta 52,
mester. For the emergence of orofacial clefts, the critical period
Bratislava 82645, Slovakia begins between the 26th and the 30th day of gestation (crown-
4
Institute of Experimental Pharmacology and Toxicology, Centre of
rump length – CRL – of the embryo is 3–5 mm) and ends
Experimental Medicine of the Slovak Academy of Sciences, between the 52nd to 56th day of gestation, when the CRL is
Dúbravská cesta 9, Bratislava 84104, Slovakia about 22–25 mm (Jelínek et al. 1983).
Biologia

Orofacial clefts (OFC) - cleft lip (CL), cleft palate (CP) and In the case of a mother’s improper viremia, the rubella virus
cleft lip and palate (CLP) - are among the most common birth gets into the placenta. This infection stays in the placenta and
defects and are a significant health and population burden the virus is distributed via fetal circulation forming infection
since treatment requires long-term comprehensive care. The deposits in the heart and other organs. IgG immunoglobulins
pathogenesis of OFC has already been well studied on exper- pass the placenta into the fetus and limit the spread and extent
imental models, but the etiology in humans, probably multi- of infection. The fetus produces antibodies against rubella
factorial, remains quite uncertain. It is assumed that the causes virus type IgM (Miller 1980). The newborn may have a low
of OFC formation could be the genetic predisposition itself or birth weight and is affected by congenital heart, brain, eye,
involve the interaction of the genetic predisposition with ex- auditory, urethral and urological malformations, lung and di-
ternal factors, or the action of an external factor alone - terato- aphragm defects. The presence of high levels of total IgM
gen, or the interaction of several teratogens (David 2013; antibodies in umbilical cord blood is an indicator of congenital
Molnárová et al. 1997). infection and a finding of specific (anti-rubella) IgM persisting
Many authors associate the origin of OFC with prenatal for at least three to six months confirms the unambiguous
infection. Hanson (1980) reports the appearance of clefts after diagnosis. An active immunization is essential for the preven-
infection with cytomegaloviruses. Plachý et al. (1979) found tion of rubella. Women of childbearing age have to take con-
two children with clefts out of 145 autopsy children with traceptives for two months in case of vaccination. In Slovakia,
cytomegalovirus cells in the salivary glands. Černý et al. 12- to 13-year-old girls are already vaccinated. After vaccina-
(1987) assumed that cytomegalovirus can participate in the tion, an increase in antibodies occurs and vaccination is likely
etiology of some forms of clefts. The relationship between to leave sufficient immunological memory. The rubella virus
prenatal rubella and OFC were shown for example by Sibille has until recently been considered the most important virus
et al. (1986), Goodday and Precious (1988) and Hall (1989). with a teratogenic effect.
Saxen (1975) observed the association between influenza in- At present, the most important cause of congenital
fection of pregnant women during early pregnancy, drug in- malformations is the human CMV (Goderis et al. 2014). It be-
take, fever and OFC. She found a significant link between all longs to herpes viruses and persists for a long time in the human
the observed factors and the birth of children with OFC. Leck body, thus pregnant women are not only the primary infection
and Steward (1971) described data on congenital defects in but also the reactivation of the latent infection (Velemínsky and
influenza epidemics in Birmingham and compared them with Potužník 1984). Infectious CMV can be isolated from the pla-
data on congenital anomalies after an influenza epidemics in centa of mothers with viremia, from the lung, brain, and fetal
the United States. The results showed several similarities, es- kidney. The virus is also present in the arterial endothelium and
pecially in the increased incidence of limb deformities and fetal leukocytes. CMV-induced fetopathy, most commonly
orofacial abnormalities after influenza A2 epidemics. known to date, is microcephaly, mental retardation, neuromuscu-
Since the discovery of congenital malformation by ru- lar disorders and hearing disorder. CMV disease may also in-
bella virus infection in 1941 by Gregg, other viruses that clude icterus, hepatosplenomegaly, anemia, thrombocytopenia,
can damage the fetus have been identified. The number of pneumonia and chorioretinitis.
infective viruses is most important, however many other Epstein-Barr virus (EBV) inducing mononucleosis in the
factors are still unknown. Especially dangerous is the pri- first trimester has been repeatedly associated with birth of a
mary viral infection of a pregnant woman (Buxmann et al. child with a congenital defect. In particular, malformations of
2017). Some viruses (HSV) damage the fetus by being the eye, micrognosis, heart and skeletal defects, cryptorchi-
able to persist within the organism throughout the life of dism, hypotonia, proteinuria, hepatosplenomegaly and throm-
the host, which is important for vertical transmission of bocytopenia have been identified. However, EBV teratogenic-
the infection. During pregnancy, a persistent viral infec- ity is not yet clearly established. Not enough transplacental
tion is often activated (Mims 1976). Some viruses, such transmission of EBV and HSV has been achieved (Avgil and
as measles and poliomyelitis, probably do not induce con- Ornoy 2006). The potential teratogenicity of EBV and the
genital defects but rather abortion or acute neonatal dis- relationship of herpes simplex with OFC was reported in our
ease. Malformations occur at a critical time (2nd to 3rd previus study (Molnárová et al. 1993, 1995).
month of gestation), when even slightly damaged devel- By analyzing many observations, prospective and retrospec-
oping cells result in malformation due to impairment of tive, the influenza virus was also found to act as a teratogen.
the organ development process, e.g. in rubella and cyto- Conclusions coming from many authors are different, resulting
megalovirus (CMV) infection. If the fetal infection is se- from the difficulties of accurate diagnosis of influenza. The vast
vere, the result is in most cases death of the fetus and majority of authors, however, believe that a flu infection of a
abortion. Viruses can damage the fetus without penetrat- pregnant mother can cause abortion, birth of a dead fetus or birth
ing into fetal tissue when located in the placenta they of a fetus with congenital defects. The authors report defects of
induce vascular damage, fetal anoxia, abortion and death. the central nervous system, orofacial abnormalities, limb defects
Biologia

and malignant diseases (Griffith et al. 1972; Bauer et al. 1973; was performed in the mothers and their children who did not
Molnárová and Blaškovič 1975; Sever 1985). confirm a genetic predisposition to this congenital defect, and
The teratogenic effect of the parotitis virus is still under where the mothers indicated that during the crippling period
discussion. It has been linked, though not confirmed, to the they had overcome some viral disease characterized as flu-like
onset of diabetes mellitus and fibroelastosis. Garcia et al. illness or cold. The women included had been in contact with
(1980) described three cases of women who had a history of such a condition (e.g. rubella). Antibodies to rubella virus,
parotitis during pregnancy. One of them aborted spontaneous- influenza A2 (H3N2) Bangkok, parotitis, cytomegalovirus,
ly and in the other two pregnancy was interrupted artificially. Epstein-Barr virus, and hepatitis B, HbsAg were assessed.
Necrotizing proliferative villitis was found in the placenta Several Bmicromethods^ were used for these examinations,
with placental circulatory disorder. Necrosis and organ miner- such as of HIT (hemagglutination inhibition test) to detect
alization have been found in organs of the fetus. Other authors specific antibodies against rubella (Strauss 1981), parotitis
(Thompson and Glasgow 1980; Koskiniem and Vaheri 1982; (Fedová et al. 1987), influenza (modified micromethod
Enders 1983; Tyor and Harrison 2014) were also involved in according to Takatsy 2003). KFR (complement-fixation test)
the monitoring of parotitis during pregnancy. - to detect specific antibodies against cytomegalovirus
Infection with hepatitis B virus has not yet revealed (Horáček 1987); NIR (indirect immunofluorescence assay) -
embryopathy, but premature birth or miscarriage are common. for the detection of IgG and IgM specific antibodies against
The transmission of hepatitis B virus infection from mothers Epstein-Barr capsid antigen (VCA-EBV) (Merlin 1986);
who are carriers of the surface antigen of hepatitis B (HBsAg) ELISA (enzyme-linked immunosorbent assay) and RIA
to the newborn has been found to be a very serious way of (radioimmunoassay) - for detection of antibodies to hepatitis
transmitting this disease. A pregnant woman who has persistent B and HBsAg (commercially produced kits from ABBOT,
hepatitis B virus infection, especially with positive evidence of SORIN and SEVAC).
HBsAg and who has a high titer of infectious virus (Dane’s We compared a group of children aged from 1 day after
bodies), can contaminate her child mainly during or near birth. birth up to 10 months with a respective control group of chil-
The effects on the fetus are particularly low birth weight, dren. Mothers of children with OFC were compared with
HBsAg persistence, moderate hepatitis and slightly increased mothers of healthy control children. Control groups were tak-
transaminase activity. Hepatitis B during pregnancy was de- en from the Obstetrics Department and Child Counseling in
scribed by Rosenberg et al. (1981), Knorr (1983) and Enders Bratislava, Slovak Republic.
(1983). The possible teratogenic effect of enteroviruses was A high titer of antibodies was an indication for repeated
also observed by Molnárová et al. (2001). Markers of viral blood collection, and in the case of EBV, we tested for specific
infection coxackie in newborns with OFC indicate their terato- IgM antibodies. We also investigated the total level of serum
genic potential (Molnárová et al. 2002). Monitoring the rela- immunoglobulins. For an increased-pathogenic IgM level that
tionship of toxoplasmosis with OFC revealed a possible tera- should be a sign of overcoming infection, we considered in
togenic effect as well (Molnárová et al. 1992; Holková et al. children 0.3 mg/mL, IgG above 4.5 mg/mL and IgA above
1994). A possible relationship of prenatal chlamydia and my- 13 mg/mL; in mothers IgM over 2.0 mg/mL, IgG above
coplasma infections with OFC was reported in our previous 15 mg/mL and IgA above 4.0 mg/mL.
studies (Molnárová et al. 2003, 2004, 2005, 2006, 2007).
The aim of our work was to obtain data on the presence of
antibodies against these selected viruses (the potential culprit Results
of prenatal developmental disorders) in children with orofacial
abnormalities and their mothers compared to the control group The specific IgG antibodies against Epstein - Barr virus
of healthy children and their mothers, and to contribute to the (VCA-EBV) were detected in 208 mother-child pairs. We
explanation of the ethnological context of viral infections in found 43.7% positive children and 72.2% positive mothers
pregnancy with orofacial factors. (on counting all the positives). When we only counted for
titers 1:40 and above (1: 40+), positivity was present in
7.6% of children and in 21.2% of mothers. In control children
Materials and methods and their mothers, the VCA-EBV positivity was 33.4% of the
children and 42.8% of their mothers (all positives were count-
Levels of antibodies in sera of infants with OFC and their ed). Only 1: 40+ titers were positive for 3.8% of children and
mothers were monitored and compared to control sera of 10.2% of mothers. After statistical evaluation (chi-quadrate),
healthy infants and their mothers. The cases were analyzed the differences in control were significant in children p = 0.05
from the Plastic Surgery Department, Medical Faculty and mothers p = 0.01 (all positives were counted) (Table 1).
Comenius University in Bratislava, Hospital Ruzinov, For specific IgM antibodies against the capsid VCA-EBV
Slovakia within a seven year period. Serological examination antigen, 52 pairs of mothers and their children were examined
Biologia

Table 1 Incidence of IgG and


IgM antibodies agaist capsid IgG VCA-EBV
antigen of Epstein-Barr virus in Series n VP %VP/1:10+/ X2 1:80+ %/1:80+/ X2
sera of children with orofacial CL/CP/CLP D 208 91 43.7 p = 0.05 7 3.3 NS
clefts and in sera of their mothers
in comparison with control sera of M 208 150 72.2 p = 0.01 14 6.8 NS
healthy children and their mothers Control D 119 39 33.4 _ 2 1.6 _
M 119 51 42.8 3 2.5 _
IgM VCA-EBV
Series n VP %VP/1:10+/ X2
CL/CP/CLP D 52 14 27.1 p = 0.01
M 52 9 17.2 p = 0.02
Control D 48 5 10.4 _
M 48 2 4.3 _

CL/CP/CLP-cleft lip/palate/lip and palate, D-children, M-mothers, n-number of investiated sera, VP-all positiv-
ities, 1:10 + −titer of antibodies 1:10 and higher, X2-Chí-square, NS-nonsignificant dependence between series
with clefts and controls

with a score compared with the control of 48 pairs of healthy children with cleft and 87.3% of their mothers compared to
mothers and their healthy children. We found 27.1% of posi- controls in 27.1% of children and 44.5% of their mothers
tive children and 17.2% positive mothers compared to 10.4% (1:40+). Differences from control were highly significant,
positive children and 4.3% positive mothers in controls. both in children and mothers, p = 0.001 (Table 4).
Differences from control were statistically significant in chil- A positive titer of specific HI-antibody against parotitis
dren (p = 0.01) and in mothers (p = 0.02) for a positive 1: 10+ virus was found in 10.2% of mothers and in 4.1% of children
titer (see Table 1). (1: 40+) versus 9.4% in control mothers and 3.6% of their
A positive antibody titer (KF) against CMV (strain AD 169) children (1:40+). The results were non-significant (Table 5).
of 1: 8+ was found in 64.5% of children and in 84.2% of their 75 sera tested for antibodies to hepatitis B and
mothers versus control in 32.2% of children and 49.1% of HBsAg were negative.
mothers (positive 1: 8+ titer). Differences from control were
significant, both in children and mothers, p = 0.001 (Table 2).
A positive titer of specific HI anti-rubella antibodies was Discussion
found in 13.3% of children and 65.9% of their mothers (pos-
itive 1: 80+) compared with controls in 2.8% of children and For a long time it was believed that the human fetus is not
48.6% of their mothers (at 1: 80+). Differences from control capable of synthesizing immunoglobulins and that immuno-
were statistically significant, both in children and mothers, globulins found in fetal and neonatal serum are exclusively of
p = 0.001 (Table 3). maternal origin. The ability of the fetus to perform an antibody
A positive titer of specific HI antibodies against the A2 response and IgM synthesis after antigenic stimulation, e.g. in
Bangkok Influenza Virus, (1: 40+) was detected in 72.5% of intrauterine infections, and the finding of plasma cells in these
pathologies proves that fetal lymphatic cells can proliferate
Table 2 Incidence of CMV-KF antibodies in sera of children with under the influence of antigenic stimuli and differentiate into
orofacial clefts /CL/CP/CLP/ and in sera of their mothers in comparison immunoglobulin-synthesizing plasma cells. Therefore, the hu-
with control sera of healthy children and their mothers man fetus is able to synthesize IgG and IgM antibodies ap-
CMV-KF proximately from the 20th week of pregnancy (Miller 1980).
The fact that the fetus is able to synthesize IgM during intra-
Series n VP %VP/1:8+/ X2 uterine life in response to a transplacental infection has thus
CL/CP/CLP D 152 98 64.5 p = 0.001 been used as one of the diagnostic criteria for these infections.
M 152 128 84.2 p = 0.001 This method is further based on the fact that the IgM mole-
Control D 119 38 32.2 _ cules do not pass through the placenta, hence the IgM present
M 119 58 49.1 _ in newborn serum in increased concentration is of fetal origin.
Abnormally elevated levels of IgM in serum from umbilical
CL/CP/CLP-cleft lip/palate/lip and palate, D-children, M-mothers, n-
number of investigated sera, VP-all positives, 1:8 + −titer of antibodies
cord and a newborn child is an indicator of an intrauterine
1:10 and higher, X2-Chí-square, CMV-KF-complement fixation antibod- infection, even in cases where it does not manifest clinical
ies against cytomegalovirus signs. Generally, the concentration above 20 mg 100 mL of
Biologia

Table 3 Specific
hemagglutination-inhibition Rubella-HI
antibodies against antigen of
rubella virus in sera of children Series n VP %VP/1:8+/ X2 1:80+ %/1:80+/ X2
with clefts CL/CP/CLP/, in sera CL/CP/CLP D 345 215 62.4 p = 0.001 46 13.3 p = 0.001
of their mothers and in control M 345 314 91.2 p = 0.001 116 65.9 p = 0.001
sera of healthy children and their
mothers Control D 119 59 50.2 _ 33 27.8 _
M 119 98 82.5 _ 58 48.6 _

CL/CP/CLP-cleft lip/palate/lip and palate, D-children, M-mothers, n-number of investigated sera, VP-all positiv-
ities, 1:10 + −titer of antibodies 1:10 and higher, X2Chí-square, HI-hemagglutination-inhibition antibodies

IgM in umbilical cord and neonatal serum is abnormal and is from serum of an infected intrauterine infant. The mother over-
considered an indirect proof of infection. Several authors in came infectious mononucleosis in the first trimester of pregnan-
their articles on the relationship of prenatal infections with cy. Her child developed the syndrome of many congenital anom-
orofacial wounds (OFCs) only assume that prenatal infection alies, including micrognathia, eye malformations, heart and skel-
could be teratogenic, because in most causes it might concern etal defects, and cryptorchidism. Moreover, hypotonia, protein-
interaction with other teratogens, e.g. drugs, hyperthermia, uria, hepatosplenomegaly and thrombocytopenia were also re-
etc. or just these teratogens alone could be the cause of OFC ported. Lymphocytes were positive for the EBV core antigen
(Saxen 1975; Koskimies et al. 1978; Peterka et al. 1994; and persisted in culture for three months. On the 22nd day of
Molnárová et al. 1997; Edwards et al. 1995; David 2013). the child’s life, antibodies against early antigens, IgM anti-capsid
We can speak only of indirect evidence of the teratogenic antigens and anti-nuclear antigens were found. All attempts to
effect of prenatal infections. isolate other infectious agents were negative. Second and third
The clinical relevance of prenatal infections in malformed week serological examinations excluded, based on antibody
fetuses, as we saw in our study, can be found in the work of levels, rubella, cytomegalovirus infection and toxoplasmosis.
Lošan et al. (1985). They report that a group of infections called In children with orofacial abnormalities, Černý et al.
TORCH (toxoplasmosis, other, rubella, cytomegalovirus infec- (1988) did not show a teratogenic effect of EBV mater-
tion, herpes infections) are of considerable importance in de- nal infection in pregnancy. Vojtěchovský (1982) also
tecting the etiology of congenital developmental defects. Most reported comparable results.
of these infections cause fetal malformation. Early diagnosis is Similarly to our work, Černý et al. (1987) analyzed the
thus very important for the fate of pregnancy. In such cases, any relationship of cytomegalovirus infection with orofacial
positive finding confirming the non-genetic etiology of con- clefts. They claimed that prenatal infection can only be
genital developmental defects is of great importance. These suspected because they could not measure IgM antibodies
authors performed a serological examination of the TORCH for technical reasons.
group in fetuses with CNS disorders, e.g. microcephaly, anen- By investigating various viral antibodies in children with
cephaly, hydrops fetus universalis, etc. In this case, serological orofacial aberrations and their mothers compared with control
examination of mothers and children showed high levels of children and their mothers, we attempted to answer the ques-
CMV antibodies (1: 128+). tion of whether some viral infections can be seen as an etio-
Evidence of intrauterine infection by Epstein-Barr virus was logical factor of the orofacial clefts as well. After reviewing
reported by Goldberg et al. (1981). They isolated EBV virus our results, i.e. comparison of the levels of specific antibodies

Table 4 Specific HI antibodies against virus influenza A2/Bangkok/ Table 5 Incidence of specific HI antibodies against parotitis virus
H2N2 in sera of children with clefts /CL/CP/CLP/, in sera of their antigen in sera of children with clefts /CL/CP/CLP/, in sera of their
mothers, and in control sera of healthy children and their mothers mothers, and control sera of healthy children and their mothers

Influenza-HI Parotitis-HI

Series n 1:40+ %/1:40+/ X2 Series n 1:40+ %/1:40+/ X2


CL/CP/CLP D 715 519 72.5 p = 0.001 CL/CP/CLP D 258 10 4.1 NS
M 715 626 87.5 p = 0.001 M 258 26 10.2 NS
Control D 119 32 27.1 _ Control D 119 3 3.6 _
M 119 53 44.5 _ M 119 10 9.4 _

CL/CP/CLP-cleft lip/palate/lip and palate, D-children, M-mothers, n- CL/CP/CLP-cleft lip/palate/lip and palate, D-children, M-mothers, n-
number of investigated sera, 1:40 + −titer of antibodies 1:40 and higher, number of investigated sera, 1:40 + −titer of antibodies 1:40 and higher,
X2-Chí-square, HI-hemagglutination-inhibition antibodies X2-Chí-square, HI-hemagglutination-inhibition antibodies
Biologia

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